Form 8.3 - ABBVIE INC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 04 March 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,853,122

0.19%

4,142,503

0.28%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,185,696

0.15%

560,929

0.04%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,676,000

0.11%

1,559,700

0.11%

 

 

 

 

TOTAL:

 

 

 

 

6,714,818

0.45%

6,263,132

0.42%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

2

86.1200 USD

Purchase

71

89.4800 USD

Purchase

95

89.6852 USD

Purchase

100

91.5900 USD

Purchase

100

91.7100 USD

Purchase

100

91.7550 USD

Purchase

100

90.0800 USD

Purchase

100

91.3750 USD

Purchase

100

89.6200 USD

Purchase

100

89.6500 USD

Purchase

100

90.6700 USD

Purchase

100

89.6950 USD

Purchase

100

89.3300 USD

Purchase

100

90.5500 USD

Purchase

143

89.8873 USD

Purchase

200

90.6725 USD

Purchase

300

89.8666 USD

Purchase

300

90.1933 USD

Purchase

300

91.7633 USD

Purchase

345

91.6700 USD

Purchase

400

89.6600 USD

Purchase

400

90.3375 USD

Purchase

400

89.6525 USD

Purchase

488

89.5363 USD

Purchase

500

89.6110 USD

Purchase

500

89.5040 USD

Purchase

500

91.7700 USD

Purchase

500

91.7630 USD

Purchase

500

89.5900 USD

Purchase

500

90.3120 USD

Purchase

521

91.7563 USD

Purchase

567

91.7600 USD

Purchase

600

91.2616 USD

Purchase

601

89.6747 USD

Purchase

644

89.5257 USD

Purchase

780

89.7097 USD

Purchase

800

89.5075 USD

Purchase

899

91.2475 USD

Purchase

900

89.8344 USD

Purchase

1,000

89.6955 USD

Purchase

1,000

91.2300 USD

Purchase

1,007

91.2166 USD

Purchase

1,051

89.6062 USD

Purchase

1,100

90.9881 USD

Purchase

1,158

89.5599 USD

Purchase

1,200

90.6433 USD

Purchase

1,200

90.3241 USD

Purchase

1,211

89.5609 USD

Purchase

1,221

89.9292 USD

Purchase

1,263

90.9614 USD

Purchase

1,400

89.5545 USD

Purchase

1,414

89.3812 USD

Purchase

1,778

91.2252 USD

Purchase

1,784

89.6686 USD

Purchase

1,786

89.0000 USD

Purchase

1,800

90.3605 USD

Purchase

1,818

89.8042 USD

Purchase

1,950

89.6328 USD

Purchase

2,000

89.7725 USD

Purchase

2,306

91.2337 USD

Purchase

2,595

89.7934 USD

Purchase

2,781

91.0505 USD

Purchase

2,802

91.2231 USD

Purchase

3,219

91.3818 USD

Purchase

3,303

89.6233 USD

Purchase

3,422

91.1316 USD

Purchase

3,475

91.1242 USD

Purchase

3,506

89.6549 USD

Purchase

3,569

89.6524 USD

Purchase

3,965

91.5752 USD

Purchase

4,444

89.2377 USD

Purchase

4,570

91.2483 USD

Purchase

4,870

89.7527 USD

Purchase

5,635

89.7768 USD

Purchase

6,048

89.6157 USD

Purchase

7,368

91.2990 USD

Purchase

9,177

90.8217 USD

Purchase

10,454

89.6905 USD

Purchase

10,853

89.7479 USD

Purchase

11,005

89.6754 USD

Purchase

11,800

89.6521 USD

Purchase

13,583

89.7249 USD

Purchase

15,244

89.6410 USD

Purchase

21,277

89.8002 USD

Purchase

24,326

89.7892 USD

Purchase

28,399

89.7568 USD

Purchase

37,600

89.9054 USD

Purchase

38,100

91.5300 USD

Purchase

45,100

89.8589 USD

Purchase

80,381

91.7500 USD

Purchase

90,012

91.7460 USD

Purchase

111,272

91.5037 USD

Purchase

112,220

91.2604 USD

Purchase

208,913

90.7647 USD

Sale

1

90.2400 USD

Sale

1

89.5200 USD

Sale

2

90.0250 USD

Sale

20

89.6100 USD

Sale

21

89.6800 USD

Sale

23

90.5526 USD

Sale

30

89.7000 USD

Sale

32

89.2750 USD

Sale

45

91.6700 USD

Sale

46

89.9900 USD

Sale

49

90.8000 USD

Sale

50

90.5900 USD

Sale

51

91.7600 USD

Sale

67

89.8217 USD

Sale

95

89.6852 USD

Sale

100

89.8050 USD

Sale

100

89.7200 USD

Sale

100

91.6400 USD

Sale

100

89.4200 USD

Sale

100

89.2000 USD

Sale

100

91.4300 USD

Sale

100

91.3750 USD

Sale

103

90.0656 USD

Sale

185

89.8137 USD

Sale

196

90.2798 USD

Sale

196

91.1034 USD

Sale

200

91.5650 USD

Sale

200

89.9800 USD

Sale

200

89.2450 USD

Sale

200

91.6325 USD

Sale

200

90.9050 USD

Sale

200

91.4650 USD

Sale

200

91.2375 USD

Sale

205

89.2629 USD

Sale

208

89.4830 USD

Sale

211

90.0102 USD

Sale

213

89.6110 USD

Sale

225

90.9533 USD

Sale

232

91.7125 USD

Sale

240

89.5158 USD

Sale

248

91.7020 USD

Sale

255

89.5300 USD

Sale

257

89.5091 USD

Sale

275

89.8079 USD

Sale

278

89.8909 USD

Sale

282

89.7900 USD

Sale

300

90.3100 USD

Sale

300

91.6233 USD

Sale

300

89.6333 USD

Sale

344

89.2102 USD

Sale

356

89.6644 USD

Sale

395

89.2359 USD

Sale

400

89.6206 USD

Sale

400

89.8225 USD

Sale

400

89.7412 USD

Sale

400

89.3912 USD

Sale

400

90.0756 USD

Sale

447

91.6146 USD

Sale

488

90.1055 USD

Sale

500

90.3640 USD

Sale

501

91.7072 USD

Sale

510

91.2531 USD

Sale

600

90.9475 USD

Sale

600

91.6450 USD

Sale

600

91.4750 USD

Sale

600

89.9983 USD

Sale

779

89.7483 USD

Sale

789

91.6892 USD

Sale

876

91.6857 USD

Sale

900

89.2666 USD

Sale

909

89.8042 USD

Sale

937

91.7276 USD

Sale

961

91.4172 USD

Sale

1,000

89.6955 USD

Sale

1,018

91.6743 USD

Sale

1,040

91.2890 USD

Sale

1,068

89.2440 USD

Sale

1,075

91.6604 USD

Sale

1,092

90.2334 USD

Sale

1,102

90.7244 USD

Sale

1,122

90.0025 USD

Sale

1,150

91.6500 USD

Sale

1,158

89.5599 USD

Sale

1,200

89.2154 USD

Sale

1,400

91.1921 USD

Sale

1,588

90.3688 USD

Sale

1,628

91.6106 USD

Sale

1,907

91.7431 USD

Sale

2,094

90.6193 USD

Sale

2,181

91.7169 USD

Sale

2,200

91.5043 USD

Sale

2,312

90.1063 USD

Sale

2,356

89.1716 USD

Sale

2,400

90.0558 USD

Sale

2,540

90.0178 USD

Sale

2,592

91.6822 USD

Sale

2,600

90.3151 USD

Sale

2,673

89.0000 USD

Sale

2,751

89.5713 USD

Sale

3,170

91.3346 USD

Sale

3,321

91.7607 USD

Sale

5,120

90.0593 USD

Sale

8,420

90.4241 USD

Sale

9,351

89.6184 USD

Sale

9,503

91.7031 USD

Sale

9,558

89.5399 USD

Sale

10,065

90.9036 USD

Sale

12,017

90.8088 USD

Sale

15,321

89.8754 USD

Sale

18,200

89.7863 USD

Sale

23,577

90.6445 USD

Sale

25,800

91.3715 USD

Sale

26,500

90.0183 USD

Sale

30,200

89.8889 USD

Sale

30,606

90.6183 USD

Sale

38,100

91.5300 USD

Sale

63,897

90.4487 USD

Sale

71,211

91.2420 USD

Sale

86,700

89.7307 USD

Sale

90,283

91.7428 USD

Sale

155,973

91.7500 USD

Sale

177,136

90.6931 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

1,000

80 USD

American

17 Apr 2020

11.2000 USD

Call Option

Purchasing

300

88 USD

American

15 May 2020

6.0000 USD

Call Option

Purchasing

200

89 USD

American

6 Mar 2020

2.4300 USD

Call Option

Purchasing

100

90 USD

American

6 Mar 2020

1.6000 USD

Call Option

Purchasing

300

90 USD

American

15 May 2020

5.1000 USD

Call Option

Purchasing

5,200

90 USD

American

18 Sep 2020

6.6036 USD

Call Option

Purchasing

1,500

91 USD

American

6 Mar 2020

1.2500 USD

Call Option

Purchasing

100

92 USD

American

6 Mar 2020

0.7500 USD

Call Option

Purchasing

100

92 USD

American

6 Mar 2020

1.0800 USD

Call Option

Purchasing

900

93 USD

American

6 Mar 2020

0.8000 USD

Call Option

Purchasing

400

95 USD

American

20 Mar 2020

0.8050 USD

Call Option

Purchasing

1,500

98 USD

American

15 May 2020

1.9200 USD

Call Option

Purchasing

1,000

100 USD

American

15 May 2020

1.6900 USD

Call Option

Selling

100

94 USD

American

6 Mar 2020

0.1600 USD

Call Option

Selling

1,500

98 USD

American

13 Mar 2020

0.1600 USD

Call Option

Selling

300

100 USD

American

15 May 2020

1.4633 USD

Call Option

Selling

1,000

110 USD

American

15 May 2020

0.3400 USD

Put Option

Purchasing

5,600

75 USD

American

17 Apr 2020

0.7573 USD

Put Option

Purchasing

100

80 USD

American

17 Apr 2020

1.5500 USD

Put Option

Purchasing

300

84 USD

American

20 Mar 2020

0.9266 USD

Put Option

Purchasing

100

87 USD

American

13 Mar 2020

1.1200 USD

Put Option

Purchasing

4,300

90 USD

American

18 Sep 2020

8.1093 USD

Put Option

Purchasing

100

95 USD

American

9 Apr 2020

6.9200 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

5 Mar 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

10,300

80.0000

American

May 15, 2020

Put Options

Written

101,800

60.0000

American

Jun 19, 2020

Put Options

Written

500

90.0000

American

Mar 6, 2020

Put Options

Written

1,200

85.0000

American

Jun 19, 2020

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Call Options

Purchased

5,300

87.5000

American

May 15, 2020

Call Options

Purchased

2,000

100.0000

American

Mar 20, 2020

Call Options

Purchased

3,100

115.0000

American

Sep 18, 2020

Call Options

Purchased

300

50.0000

American

Jan 15, 2021

Put Options

Written

3,100

75.0000

American

Jun 19, 2020

Put Options

Written

2,100

70.0000

American

May 15, 2020

Call Options

Purchased

100

93.0000

American

Mar 6, 2020

Put Options

Written

2,600

37.5000

American

Jan 21, 2022

Call Options

Purchased

300

67.5000

American

Sep 18, 2020

Put Options

Written

5,300

80.0000

American

Mar 6, 2020

Put Options

Written

700

82.5000

American

Jan 15, 2021

Call Options

Purchased

500

97.5000

American

Jan 21, 2022

Call Options

Purchased

1,200

90.0000

American

Mar 6, 2020

Call Options

Purchased

1,000

72.5000

American

Jan 15, 2021

Call Options

Purchased

500

75.0000

American

May 15, 2020

Put Options

Written

100

100.0000

American

Mar 13, 2020

Call Options

Written

-19,200

110.0000

American

Mar 20, 2020

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Put Options

Purchased

-100

87.0000

American

Mar 13, 2020

Call Options

Written

-4,500

115.0000

American

Jan 21, 2022

Call Options

Written

-1,100

82.5000

American

Jan 21, 2022

Call Options

Written

-16,000

90.0000

American

Jun 19, 2020

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Call Options

Written

-200

100.0000

American

Aug 21, 2020

Call Options

Written

-5,000

80.0000

American

Jan 21, 2022

Call Options

Written

-100

110.0000

American

Jan 21, 2022

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Put Options

Purchased

-1,100

50.0000

American

Jan 21, 2022

Call Options

Written

-2,400

120.0000

American

Jan 15, 2021

Call Options

Written

-3,700

130.0000

American

Jan 15, 2021

Call Options

Written

-100

85.0000

American

Mar 20, 2020

Call Options

Written

-800

105.0000

American

Jan 21, 2022

Put Options

Purchased

-48,100

85.0000

American

May 15, 2020

Put Options

Purchased

-100

89.5000

American

Mar 6, 2020

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options

Purchased

-3,300

50.0000

American

Jan 15, 2021

Call Options

Written

-8,800

105.0000

American

Mar 6, 2020

Put Options

Purchased

-100

86.5000

American

Mar 6, 2020

Call Options

Written

-1,400

135.0000

American

Jan 15, 2021

Call Options

Written

-200

95.0000

American

Mar 27, 2020

Put Options

Written

302,100

60.0000

American

Jan 15, 2021

Call Options

Purchased

100

87.0000

American

Mar 6, 2020

Call Options

Purchased

8,900

95.0000

American

Sep 18, 2020

Call Options

Purchased

3,500

90.0000

American

Mar 20, 2020

Put Options

Written

1,200

94.0000

American

Mar 13, 2020

Call Options

Purchased

900

85.0000

American

Aug 21, 2020

Call Options

Purchased

400

72.5000

American

May 15, 2020

Put Options

Written

4,000

57.5000

American

Jan 15, 2021

Put Options

Written

900

82.5000

American

Sep 18, 2020

Call Options

Purchased

300

84.5000

American

Mar 6, 2020

Call Options

Purchased

5,500

87.5000

American

Mar 20, 2020

Call Options

Purchased

1,300

72.5000

American

Jun 19, 2020

Call Options

Purchased

400

88.0000

American

Mar 13, 2020

Call Options

Purchased

300

120.0000

American

Sep 18, 2020

Call Options

Purchased

100

91.0000

American

Mar 6, 2020

Call Options

Purchased

3,000

92.5000

American

May 15, 2020

Put Options

Written

100

94.5000

American

Apr 3, 2020

Put Options

Written

700

62.5000

American

Sep 18, 2020

Call Options

Purchased

13,500

95.0000

American

May 15, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Put Options

Written

4,100

87.5000

American

Aug 21, 2020

Put Options

Written

500

65.0000

American

Mar 20, 2020

Put Options

Written

100

92.5000

American

May 15, 2020

Call Options

Written

-1,500

100.0000

American

Mar 27, 2020

Call Options

Written

-3,700

94.0000

American

Mar 13, 2020

Call Options

Written

-5,100

125.0000

American

Aug 21, 2020

Call Options

Written

-18,400

110.0000

American

Jan 15, 2021

Call Options

Written

-13,100

115.0000

American

Mar 20, 2020

Put Options

Purchased

-30,000

62.5000

American

Jan 15, 2021

Put Options

Purchased

-9,300

80.0000

American

Mar 20, 2020

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Put Options

Purchased

-34,500

95.0000

American

Jun 19, 2020

Call Options

Written

-200

94.0000

American

Apr 3, 2020

Put Options

Purchased

-500

97.5000

American

May 15, 2020

Call Options

Written

-700

96.0000

American

Mar 13, 2020

Put Options

Purchased

-100

89.5000

American

Apr 3, 2020

Call Options

Written

-1,500

97.5000

American

Mar 13, 2020

Put Options

Purchased

-2,900

55.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

75.0000

American

Sep 18, 2020

Put Options

Purchased

-20,100

85.0000

American

Sep 18, 2020

Call Options

Written

-100

91.5000

American

Apr 3, 2020

Call Options

Written

-100

102.0000

American

Mar 6, 2020

Call Options

Written

-500

89.0000

American

Mar 6, 2020

Call Options

Written

-1,800

100.0000

American

Mar 13, 2020

Put Options

Purchased

-700

70.0000

American

Apr 17, 2020

Put Options

Written

34,400

90.0000

American

Aug 21, 2020

Put Options

Written

300

75.0000

American

Mar 20, 2020

Put Options

Written

100

65.0000

American

Aug 21, 2020

Put Options

Written

2,000

79.5000

American

Mar 13, 2020

Call Options

Purchased

100

96.0000

American

Apr 3, 2020

Call Options

Purchased

2,200

105.0000

American

Jun 19, 2020

Call Options

Purchased

1,400

97.5000

American

Sep 18, 2020

Call Options

Purchased

400

70.0000

American

Jun 19, 2020

Call Options

Purchased

11,000

97.5000

American

Mar 20, 2020

Put Options

Written

7,400

75.0000

American

May 15, 2020

Put Options

Written

200

79.0000

American

Mar 6, 2020

Call Options

Purchased

20,000

97.5000

American

May 15, 2020

Put Options

Written

100

95.0000

American

Mar 20, 2020

Call Options

Written

-1,200

110.0000

American

Jun 19, 2020

Put Options

Purchased

-2,600

110.0000

American

Jan 15, 2021

Call Options

Written

-2,700

75.0000

American

Jan 15, 2021

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Call Options

Written

-700

96.0000

American

Mar 27, 2020

Put Options

Purchased

-100

70.0000

American

Mar 6, 2020

Put Options

Purchased

-6,000

90.0000

American

Sep 18, 2020

Call Options

Written

-2,500

100.0000

American

Apr 3, 2020

Call Options

Written

-100

140.0000

American

Jun 19, 2020

Call Options

Written

-100

96.5000

American

Mar 13, 2020

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Call Options

Written

-4,500

85.0000

American

May 15, 2020

Put Options

Purchased

-10,600

77.5000

American

Mar 20, 2020

Call Options

Written

-200

105.0000

American

Mar 13, 2020

Call Options

Written

-6,700

95.0000

American

Mar 6, 2020

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-200

89.5000

American

Mar 6, 2020

Call Options

Written

-2,700

85.0000

American

Jun 19, 2020

Put Options

Purchased

-3,500

50.0000

American

Jun 19, 2020

Put Options

Purchased

-4,800

40.0000

American

Jan 21, 2022

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Call Options

Purchased

5,000

92.5000

American

Mar 20, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Put Options

Written

1,800

70.0000

American

Aug 21, 2020

Put Options

Written

400

32.5000

American

Sep 18, 2020

Put Options

Written

100

89.0000

American

Mar 20, 2020

Put Options

Written

2,700

80.0000

American

Jun 19, 2020

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Call Options

Purchased

1,300

92.5000

American

Sep 18, 2020

Put Options

Written

156,100

65.0000

American

Jun 19, 2020

Call Options

Purchased

5,100

92.5000

American

Mar 6, 2020

Call Options

Purchased

400

75.0000

American

Jan 21, 2022

Call Options

Purchased

1,500

67.5000

American

Jan 15, 2021

Put Options

Written

300

90.0000

American

Jun 19, 2020

Put Options

Written

700

70.0000

American

Mar 20, 2020

Put Options

Written

100

95.0000

American

May 15, 2020

Call Options

Purchased

4,900

90.0000

American

Aug 21, 2020

Call Options

Purchased

400

90.0000

American

Mar 13, 2020

Call Options

Purchased

100

105.0000

American

Aug 21, 2020

Put Options

Written

177,700

80.0000

American

Jan 15, 2021

Call Options

Purchased

11,700

90.0000

American

Sep 18, 2020

Put Options

Written

7,800

72.5000

American

Jun 19, 2020

Put Options

Written

7,100

81.5000

American

Mar 6, 2020

Put Options

Written

100

93.0000

American

Mar 6, 2020

Call Options

Purchased

300

94.0000

American

Mar 20, 2020

Put Options

Written

6,400

77.5000

American

Jan 15, 2021

Call Options

Purchased

600

110.0000

American

Aug 21, 2020

Put Options

Written

37,300

57.5000

American

Jun 19, 2020

Call Options

Purchased

6,800

80.0000

American

May 15, 2020

Call Options

Purchased

3,900

87.5000

American

Jun 19, 2020

Put Options

Written

2,200

80.0000

American

Aug 21, 2020

Put Options

Written

1,600

96.0000

American

Mar 20, 2020

Call Options

Purchased

1,000

65.0000

American

Sep 18, 2020

Put Options

Written

1,000

42.5000

American

Jan 21, 2022

Put Options

Written

200

37.5000

American

Jan 15, 2021

Put Options

Written

2,600

80.0000

American

Mar 13, 2020

Call Options

Purchased

800

95.0000

American

Apr 17, 2020

Call Options

Written

-1,700

97.5000

American

Mar 6, 2020

Call Options

Written

-50,100

92.5000

American

Jan 15, 2021

Call Options

Written

-100

89.0000

American

Mar 13, 2020

Put Options

Purchased

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-100

110.0000

American

Sep 18, 2020

Call Options

Written

-100

98.0000

American

Mar 6, 2020

Put Options

Purchased

-200

88.0000

American

Mar 20, 2020

Call Options

Written

-76,800

70.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020

Put Options

Purchased

-2,500

70.0000

American

Jan 15, 2021

Call Options

Written

-600

125.0000

American

Sep 18, 2020

Call Options

Written

-2,500

95.0000

American

Apr 3, 2020

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Put Options

Purchased

-100

95.0000

American

Apr 9, 2020

Call Options

Written

-300

70.0000

American

Jan 21, 2022

Call Options

Written

-1,400

95.0000

American

Mar 20, 2020

Put Options

Purchased

-300

80.0000

American

Mar 27, 2020

Put Options

Purchased

-1,100

67.5000

American

Sep 18, 2020

Call Options

Written

-7,300

100.0000

American

Jan 15, 2021

Put Options

Purchased

-1,200

72.5000

American

Sep 18, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options

Written

-5,400

97.0000

American

Mar 6, 2020

Put Options

Purchased

-350,000

87.5000

American

Jan 15, 2021

Call Options

Written

-400

88.0000

American

Mar 6, 2020

Call Options

Written

-400

97.0000

American

Mar 13, 2020

Put Options

Written

1,800

77.5000

American

Sep 18, 2020

Call Options

Purchased

15,300

90.0000

American

May 15, 2020

Put Options

Written

1,100

82.5000

American

Jun 19, 2020

Put Options

Written

300

65.0000

American

May 15, 2020

Put Options

Written

100

93.0000

American

Mar 13, 2020

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Call Options

Purchased

900

80.0000

American

Jan 15, 2021

Call Options

Purchased

600

77.5000

American

Sep 18, 2020

Put Options

Written

100

88.5000

American

Mar 6, 2020

Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Put Options

Written

800

67.5000

American

May 15, 2020

Put Options

Written

100

77.5000

American

May 15, 2020

Put Options

Written

2,400

92.0000

American

Mar 13, 2020

Call Options

Purchased

13,900

75.0000

American

Sep 18, 2020

Put Options

Written

22,000

90.0000

American

Mar 20, 2020

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Call Options

Purchased

1,000

80.0000

American

Apr 17, 2020

Put Options

Written

100

85.0000

American

Apr 17, 2020

Call Options

Written

-800

92.5000

American

Apr 17, 2020

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Put Options

Purchased

-4,800

55.0000

American

May 15, 2020

Put Options

Purchased

-900

80.0000

American

Apr 17, 2020

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Call Options

Written

-5,200

130.0000

American

Jun 19, 2020

Call Options

Written

-100

85.0000

American

Apr 17, 2020

Call Options

Written

-900

105.0000

American

Mar 27, 2020

Call Options

Written

-2,800

115.0000

American

Jun 19, 2020

Put Options

Purchased

-2,100

100.0000

American

Jan 15, 2021

Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021

Call Options

Written

-1,000

85.0000

American

Mar 6, 2020

Put Options

Purchased

-4,700

35.0000

American

Jan 15, 2021

Put Options

Purchased

-600

77.5000

American

Jan 15, 2021

Put Options

Purchased

-700

82.5000

American

May 15, 2020

Put Options

Purchased

-21,100

95.0000

American

Jan 15, 2021

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Put Options

Purchased

-2,000

84.0000

American

Mar 20, 2020

Put Options

Purchased

-3,600

82.5000

American

Mar 20, 2020

Put Options

Purchased

-100

77.5000

American

Aug 21, 2020

Put Options

Written

300

35.0000

American

Sep 18, 2020

Call Options

Purchased

100

125.0000

American

Jan 21, 2022

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Put Options

Written

600

83.0000

American

Mar 6, 2020

Put Options

Written

100

95.0000

American

Sep 18, 2020

Put Options

Written

800

87.5000

American

Jan 15, 2021

Call Options

Purchased

100

86.0000

American

Mar 6, 2020

Call Options

Purchased

1,000

100.0000

American

Sep 18, 2020

Put Options

Written

100

88.0000

American

Mar 6, 2020

Put Options

Written

9,100

87.5000

American

May 15, 2020

Put Options

Written

2,300

90.0000

American

May 15, 2020

Put Options

Written

2,000

57.5000

American

Sep 18, 2020

Put Options

Written

1,700

75.0000

American

Jan 15, 2021

Call Options

Purchased

400

84.5000

American

Mar 13, 2020

Put Options

Written

1,500

62.5000

American

May 15, 2020

Put Options

Written

30,100

70.0000

American

Jun 19, 2020

Call Options

Purchased

500

96.0000

American

Mar 20, 2020

Put Options

Written

5,400

55.0000

American

Jun 19, 2020

Call Options

Purchased

800

100.0000

American

Apr 17, 2020

Call Options

Purchased

200

88.5000

American

Mar 6, 2020

Put Options

Written

100

92.5000

American

Mar 6, 2020

Put Options

Purchased

-700

92.5000

American

Jun 19, 2020

Call Options

Written

-1,400

90.0000

American

Jan 15, 2021

Put Options

Purchased

-300

96.0000

American

Mar 13, 2020

Call Options

Written

-400

82.5000

American

Mar 6, 2020

Call Options

Written

-600

96.5000

American

Mar 6, 2020

Put Options

Purchased

-100,000

92.5000

American

Jan 15, 2021

Put Options

Purchased

-300

60.0000

American

Jan 21, 2022

Put Options

Purchased

-100

92.0000

American

Mar 20, 2020

Call Options

Written

-4,700

120.0000

American

Jan 21, 2022

Call Options

Written

-4,700

100.0000

American

Mar 6, 2020

Put Options

Purchased

-2,300

87.5000

American

Mar 20, 2020

Call Options

Written

-100

105.0000

American

Apr 17, 2020

Put Options

Purchased

-400

75.0000

American

Mar 27, 2020

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Call Options

Written

-33,400

95.0000

American

Jun 19, 2020

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Put Options

Purchased

-9,600

72.5000

American

Jan 15, 2021

Put Options

Purchased

-1,600

88.0000

American

Apr 3, 2020

Put Options

Purchased

-7,900

75.0000

American

Apr 17, 2020

Put Options

Purchased

-100

94.0000

American

Mar 6, 2020

Put Options

Written

14,500

67.5000

American

Jun 19, 2020

Put Options

Written

100

90.0000

American

Mar 27, 2020

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Call Options

Purchased

1,400

105.0000

American

Sep 18, 2020

Put Options

Written

1,000

87.5000

American

Sep 18, 2020

Put Options

Written

100

92.5000

American

Sep 18, 2020

Call Options

Purchased

1,600

85.0000

American

Sep 18, 2020

Put Options

Written

1,500

77.5000

American

Jun 19, 2020

Put Options

Written

500

45.0000

American

Jan 15, 2021

Put Options

Written

100

97.5000

American

Jan 21, 2022

Put Options

Written

8,400

87.5000

American

Jun 19, 2020

Call Options

Purchased

2,900

105.0000

American

May 15, 2020

Put Options

Written

800

90.0000

American

Mar 13, 2020

Call Options

Purchased

4,200

80.0000

American

Jun 19, 2020

Put Options

Written

2,600

65.0000

American

Jan 15, 2021

Call Options

Purchased

1,100

90.0000

American

Apr 17, 2020

Put Options

Written

100

91.0000

American

Mar 6, 2020

Put Options

Written

100

130.0000

American

Jun 19, 2020

Call Options

Purchased

300

55.0000

American

Jan 21, 2022

Put Options

Written

20,400

90.0000

American

Jan 15, 2021

Put Options

Written

500

45.0000

American

Jan 21, 2022

Call Options

Purchased

200

82.5000

American

Mar 20, 2020

Call Options

Purchased

200

72.5000

American

Jan 21, 2022

Call Options

Purchased

1,500

90.5000

American

Mar 6, 2020

Put Options

Written

1,100

65.0000

American

Sep 18, 2020

Call Options

Written

-100

93.5000

American

Mar 27, 2020

Put Options

Purchased

-200

100.0000

American

Sep 18, 2020

Put Options

Purchased

-300

76.0000

American

Mar 6, 2020

Call Options

Written

-2,200

95.0000

American

Aug 21, 2020

Put Options

Purchased

-4,100

75.0000

American

Jan 21, 2022

Call Options

Written

-7,300

100.0000

American

Jun 19, 2020

Call Options

Written

-6,700

105.0000

American

Jan 15, 2021

Put Options

Purchased

-300

84.0000

American

Mar 6, 2020

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Call Options

Written

-19,400

105.0000

American

Mar 20, 2020

Put Options

Purchased

-100

80.0000

American

Jan 21, 2022

Call Options

Written

-500

94.0000

American

Mar 27, 2020

Put Options

Purchased

-700

95.0000

American

Mar 13, 2020

Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022

Call Options

Written

-13,600

82.5000

American

May 15, 2020

Put Options

Purchased

-300

67.5000

American

Jan 21, 2022

Call Options

Written

-2,600

94.0000

American

Mar 6, 2020

Put Options

Purchased

-100

87.0000

American

Mar 27, 2020

Put Options

Written

2,900

92.5000

American

Jan 15, 2021

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Call Options

Purchased

700

97.5000

American

Apr 17, 2020

Call Options

Purchased

7,300

77.5000

American

Jan 15, 2021

Put Options

Written

7,500

92.5000

American

Mar 20, 2020

Call Options

Purchased

1,500

80.0000

American

Sep 18, 2020

Call Options

Purchased

500

90.0000

American

Jan 21, 2022

Put Options

Written

3,300

72.5000

American

May 15, 2020

Put Options

Written

6,500

85.0000

American

Mar 6, 2020

Put Options

Written

1,100

67.5000

American

Jan 15, 2021

Call Options

Purchased

1,300

82.5000

American

Jun 19, 2020

Call Options

Purchased

200

91.5000

American

Mar 6, 2020

Call Options

Purchased

11,700

85.0000

American

Jan 15, 2021

Call Options

Purchased

10,700

100.0000

American

May 15, 2020

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options

Purchased

400

85.0000

American

Jan 21, 2022

Put Options

Written

1,500

81.0000

American

Mar 6, 2020

Put Options

Written

600

85.0000

American

Jan 15, 2021

Put Options

Purchased

-200

92.5000

American

Jan 21, 2022

Call Options

Written

-700

95.0000

American

Mar 13, 2020

Put Options

Purchased

-1,500

90.0000

American

Apr 3, 2020

Call Options

Written

-4,700

140.0000

American

Jan 15, 2021

Call Options

Written

-600

92.5000

American

Aug 21, 2020

Call Options

Written

-4,400

95.0000

American

Jan 15, 2021

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Put Options

Purchased

-21,500

85.0000

American

Mar 20, 2020

Call Options

Written

-500

87.5000

American

Jan 21, 2022

Call Options

Written

-6,200

110.0000

American

May 15, 2020

Call Options

Written

-2,600

82.5000

American

Jan 15, 2021

Call Options

Written

-700

96.0000

American

Mar 6, 2020

Call Options

Written

-1,000

97.5000

American

Aug 21, 2020

Call Options

Written

-1,100

120.0000

American

Jun 19, 2020

Call Options

Written

-60,600

87.5000

American

Jan 15, 2021

Call Options

Written

-100

98.5000

American

Mar 6, 2020

Call Options

Written

-400

93.5000

American

Mar 6, 2020

Put Options

Purchased

-250,000

85.0000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 693742
Time of Receipt (offset from UTC): 20200305T152337+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC