Form 8.3 - Abbvie Plc - Amendment

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

  Name of person dealing (Note 1)

Barclays PLC.

  Company dealt in

ABBVIE INC

  Class of relevant security to which the 

ORD

  dealings being disclosed relate (Note 2)
  Date of dealing

02 March 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD    
 

Long

Short

 

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

 

2,866,689

0.19%

4,046,761

0.27%

   

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

 

2,188,062

0.15%

560,929

0.04%

   

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,660,100

0.11%

1,544,900

0.10%

 

 

 

 

 

TOTAL:

 

 

 

 

 

6,714,851

0.45%

6,152,590

0.42%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

11

87.6900   USD

Purchase

42

83.7300   USD

Purchase

44

88.2645   USD

Purchase

52

86.9257   USD

Purchase

60

88.1533   USD

Purchase

99

87.2733   USD

Purchase

100

85.2900   USD

Purchase

100

76.8520   EUR

Purchase

100

85.9800   USD

Purchase

100

86.3900   USD

Purchase

101

87.3497   USD

Purchase

103

87.4511   USD

Purchase

104

86.0086   USD

Purchase

120

86.9100   USD

Purchase

125

84.6800   USD

Purchase

165

87.8900   USD

Purchase

197

87.1563   USD

Purchase

200

84.1150   USD

Purchase

200

87.8800   USD

Purchase

200

86.4786   USD

Purchase

200

87.8850   USD

Purchase

200

87.9200   USD

Purchase

200

87.2650   USD

Purchase

200

87.9100   USD

Purchase

212

85.6764   USD

Purchase

260

87.3200   USD

Purchase

297

86.4175   USD

Purchase

300

84.5266   USD

Purchase

300

87.2416   USD

Purchase

335

85.1801   USD

Purchase

354

86.1200   USD

Purchase

378

86.4294   USD

Purchase

400

85.4500   USD

Purchase

403

87.3146   USD

Purchase

403

85.0777   USD

Purchase

441

87.1537   USD

Purchase

490

85.4808   USD

Purchase

506

85.1489   USD

Purchase

508

86.3109   USD

Purchase

600

87.8625   USD

Purchase

600

86.5466   USD

Purchase

600

87.2433   USD

Purchase

620

87.8967   USD

Purchase

650

85.4055   USD

Purchase

682

86.3954   USD

Purchase

800

85.5600   USD

Purchase

806

85.2527   USD

Purchase

838

87.2468   USD

Purchase

880

87.1945   USD

Purchase

900

87.1500   USD

Purchase

1,000

86.5667   USD

Purchase

1,000

86.1255   USD

Purchase

1,200

87.5612   USD

Purchase

1,400

87.5164   USD

Purchase

1,600

85.1381   USD

Purchase

1,604

84.6396   USD

Purchase

1,796

85.0662   USD

Purchase

1,809

87.3632   USD

Purchase

2,600

86.7575   USD

Purchase

2,822

86.9095   USD

Purchase

3,000

84.9163   USD

Purchase

4,797

88.4868   USD

Purchase

4,857

85.6007   USD

Purchase

5,040

85.1710   USD

Purchase

5,725

87.8958   USD

Purchase

6,160

88.6630   USD

Purchase

6,900

84.4080   USD

Purchase

7,615

88.6900   USD

Purchase

8,347

87.8647   USD

Purchase

10,253

86.8898   USD

Purchase

11,679

86.0788   USD

Purchase

19,000

86.2962   USD

Purchase

20,245

86.0562   USD

Purchase

28,600

86.2597   USD

Purchase

34,000

87.6700   USD

Purchase

37,832

88.6361   USD

Purchase

41,614

85.7917   USD

Purchase

53,699

87.7375   USD

Purchase

116,174

87.9214   USD

Purchase

142,161

87.2653   USD

Sale

1

85.0300   USD

Sale

20

88.4600   USD

Sale

31

87.9100   USD

Sale

40

85.3200   USD

Sale

42

83.7300   USD

Sale

50

83.8500   USD

Sale

50

88.0700   USD

Sale

62

86.8925   USD

Sale

73

85.0700   USD

Sale

90

87.0388   USD

Sale

99

87.3212   USD

Sale

99

84.9000   USD

Sale

100

87.7300   USD

Sale

100

87.7250   USD

Sale

100

87.8400   USD

Sale

100

88.2600   USD

Sale

100

88.5300   USD

Sale

100

88.6000   USD

Sale

100

76.8520   EUR

Sale

100

84.0900   USD

Sale

100

84.8200   USD

Sale

100

84.9300   USD

Sale

100

84.9600   USD

Sale

100

85.8450   USD

Sale

100

85.9600   USD

Sale

100

86.3900   USD

Sale

100

86.5050   USD

Sale

100

86.5200   USD

Sale

100

86.7600   USD

Sale

100

87.0900   USD

Sale

100

87.8000   USD

Sale

100

87.4000   USD

Sale

152

87.3950   USD

Sale

200

87.7400   USD

Sale

200

88.1800   USD

Sale

200

84.8650   USD

Sale

200

87.3975   USD

Sale

200

88.6100   USD

Sale

200

84.2550   USD

Sale

200

84.7025   USD

Sale

200

85.5650   USD

Sale

200

86.1700   USD

Sale

200

86.9100   USD

Sale

200

86.9850   USD

Sale

290

87.5272   USD

Sale

293

88.2597   USD

Sale

300

87.9997   USD

Sale

300

87.4733   USD

Sale

300

87.2100   USD

Sale

301

87.7670   USD

Sale

315

87.8690   USD

Sale

323

88.4643   USD

Sale

352

86.1200   USD

Sale

374

86.5832   USD

Sale

410

85.1543   USD

Sale

450

87.7377   USD

Sale

472

87.8529   USD

Sale

497

85.7146   USD

Sale

500

87.8710   USD

Sale

500

87.9200   USD

Sale

507

84.4037   USD

Sale

598

87.5322   USD

Sale

600

86.8866   USD

Sale

600

87.6575   USD

Sale

632

87.9595   USD

Sale

650

87.0523   USD

Sale

669

88.4207   USD

Sale

700

87.7886   USD

Sale

700

84.8628   USD

Sale

700

85.8514   USD

Sale

729

86.9838   USD

Sale

800

86.1325   USD

Sale

802

87.7735   USD

Sale

802

84.8807   USD

Sale

807

87.9881   USD

Sale

850

86.0170   USD

Sale

899

84.8625   USD

Sale

901

85.0337   USD

Sale

908

85.0066   USD

Sale

1,035

84.8280   USD

Sale

1,100

86.8045   USD

Sale

1,200

87.8310   USD

Sale

1,312

87.1907   USD

Sale

1,349

87.5895   USD

Sale

1,374

85.6020   USD

Sale

1,481

87.0215   USD

Sale

1,622

86.6687   USD

Sale

1,750

87.7280   USD

Sale

1,820

87.4177   USD

Sale

2,080

86.3664   USD

Sale

2,100

87.8600   USD

Sale

2,190

87.3663   USD

Sale

2,200

86.2504   USD

Sale

2,400

87.8904   USD

Sale

2,477

87.1992   USD

Sale

2,600

86.7575   USD

Sale

3,579

87.4577   USD

Sale

3,769

84.7792   USD

Sale

3,815

88.5788   USD

Sale

4,125

87.3911   USD

Sale

5,188

85.8469   USD

Sale

7,227

87.5303   USD

Sale

9,274

87.0340   USD

Sale

9,668

86.9114   USD

Sale

11,000

86.6389   USD

Sale

14,236

87.3485   USD

Sale

17,000

87.6700   USD

Sale

17,099

87.6677   USD

Sale

19,100

85.8152   USD

Sale

21,374

86.9583   USD

Sale

21,970

88.6900   USD

Sale

24,000

86.1269   USD

Sale

34,513

87.1691   USD

Sale

35,614

87.5780   USD

Sale

36,600

87.7700   USD

Sale

43,777

88.1639   USD

Sale

86,586

85.7100   USD

Sale

189,544

87.1044   USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

 

purchasing,

of

price

 

date

money

 

selling,

securities

 

 

 

paid/

 

varying etc

to which

 

 

 

received

 

 

option

 

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

300

50   USD

American

15 Jan 2021

35.0000   USD

Call Option

Purchasing

500

70   USD

American

28 Feb 2020

12.7000   USD

Call Option

Purchasing

100

86   USD

American

6 Mar 2020

2.8800   USD

Call Option

Purchasing

2,000

88   USD

American

6 Mar 2020

1.9050   USD

Call Option

Purchasing

100

90   USD

American

27 Mar 2020

2.0500   USD

Call Option

Purchasing

100

90   USD

American

17 Apr 2020

2.8000   USD

Call Option

Purchasing

100

90   USD

American

15 Jan 2021

5.7500   USD

Call Option

Purchasing

1,100

93   USD

American

28 Feb 2020

0.0200   USD

Call Option

Purchasing

300

93   USD

American

15 May 2020

2.6900   USD

Call Option

Purchasing

400

93   USD

American

15 Jan 2021

5.5000   USD

Call Option

Purchasing

100

94   USD

American

28 Feb 2020

0.0100   USD

Call Option

Purchasing

100

95   USD

American

15 Jan 2021

5.7200   USD

Call Option

Purchasing

8,600

97   USD

American

28 Feb 2020

0.0100   USD

Call Option

Purchasing

100

98   USD

American

17 Apr 2020

0.9800   USD

Call Option

Purchasing

100

100   USD

American

17 Apr 2020

0.6600   USD

Call Option

Purchasing

400

100   USD

American

15 Jan 2021

3.7500   USD

Call Option

Purchasing

7,100

105   USD

American

28 Feb 2020

0.0100   USD

Call Option

Purchasing

33

  USD

 

 

0.0200   USD

Call Option

Selling

200

83   USD

American

28 Feb 2020

1.9200   USD

Call Option

Selling

1,300

85   USD

American

28 Feb 2020

0.0300   USD

Call Option

Selling

100

85   USD

American

17 Apr 2020

5.7000   USD

Call Option

Selling

1,000

86   USD

American

28 Feb 2020

0.1500   USD

Call Option

Selling

1,000

88   USD

American

28 Feb 2020

0.1300   USD

Call Option

Selling

2,500

90   USD

American

28 Feb 2020

0.0100   USD

Call Option

Selling

100

90   USD

American

6 Mar 2020

0.6500   USD

Call Option

Selling

800

91   USD

American

28 Feb 2020

0.0200   USD

Call Option

Selling

100

91   USD

American

28 Feb 2020

0.1200   USD

Call Option

Selling

500

92   USD

American

28 Feb 2020

0.0100   USD

Call Option

Selling

2,400

95   USD

American

28 Feb 2020

0.0100   USD

Call Option

Selling

2,400

95   USD

American

28 Feb 2020

0.0200   USD

Call Option

Selling

4,000

95   USD

American

20 Mar 2020

0.4800   USD

Call Option

Selling

3,500

96   USD

American

28 Feb 2020

0.0300   USD

Call Option

Selling

100

98   USD

American

20 Mar 2020

0.4100   USD

Call Option

Selling

4,300

100   USD

American

28 Feb 2020

0.0100   USD

Call Option

Selling

100

105   USD

American

17 Apr 2020

0.3200   USD

Call Option

Selling

100

105   USD

American

15 Jan 2021

3.2200   USD

Put Option

Purchasing

100

70   USD

American

6 Mar 2020

0.0800   USD

Put Option

Purchasing

100

75   USD

American

20 Mar 2020

0.6500   USD

Put Option

Purchasing

500

75   USD

American

17 Apr 2020

0.9200   USD

Put Option

Purchasing

100

78   USD

American

20 Mar 2020

0.6400   USD

Put Option

Purchasing

100

78   USD

American

21 Aug 2020

4.6500   USD

Put Option

Purchasing

600

80   USD

American

15 May 2020

3.7900   USD

Put Option

Purchasing

100

80   USD

American

15 Jan 2021

7.8300   USD

Put Option

Purchasing

100

82   USD

American

28 Feb 2020

0.0500   USD

Put Option

Purchasing

100

82   USD

American

6 Mar 2020

1.2000   USD

Put Option

Purchasing

200

84   USD

American

28 Feb 2020

0.1400   USD

Put Option

Purchasing

1,500

90   USD

American

3 Apr 2020

5.7000   USD

Put Option

Selling

100

75   USD

American

20 Mar 2020

0.4500   USD

Put Option

Selling

600

75   USD

American

15 May 2020

2.3900   USD

Put Option

Selling

100

80   USD

American

6 Mar 2020

0.9800   USD

Put Option

Selling

500

84   USD

American

28 Feb 2020

0.1200   USD

Put Option

Selling

700

85   USD

American

28 Feb 2020

0.4200   USD

Put Option

Selling

200

86   USD

American

28 Feb 2020

2.5700   USD

Put Option

Selling

900

90   USD

American

28 Feb 2020

5.1700   USD

Put Option

Selling

2,500

93   USD

American

28 Feb 2020

7.9800   USD

Put Option

Selling

2,200

93   USD

American

28 Feb 2020

8.2000   USD

Put Option

Selling

900

96   USD

American

28 Feb 2020

8.4000   USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

5 Mar 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected  
If a connected EFM, state nature of connection  

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Put Options

  Written

5,300

80.0000  

American

Mar 6, 2020

Call Options

  Purchased

3,100

115.0000  

American

Sep 18, 2020

Put Options

  Written

2,600

37.5000  

American

Jan 21, 2022

Put Options

  Written

10,300

80.0000  

American

May 15, 2020

Call Options

  Purchased

300

50.0000  

American

Jan 15, 2021

Call Options

  Purchased

2,000

100.0000  

American

Mar 20, 2020

Call Options

  Purchased

100

72.5000  

American

Sep 18, 2020

Put Options

  Written

3,100

75.0000  

American

Jun 19, 2020

Call Options

  Purchased

1,000

72.5000  

American

Jan 15, 2021

Call Options

  Purchased

300

67.5000  

American

Sep 18, 2020

Put Options

  Written

101,800

60.0000  

American

Jun 19, 2020

Call Options

  Purchased

500

75.0000  

American

May 15, 2020

Put Options

  Written

700

82.5000  

American

Jan 15, 2021

Call Options

  Purchased

100

93.0000  

American

Mar 6, 2020

Put Options

  Written

500

90.0000  

American

Mar 6, 2020

Call Options

  Purchased

5,000

87.5000  

American

May 15, 2020

Call Options

  Purchased

500

97.5000  

American

Jan 21, 2022

Call Options

  Purchased

1,100

90.0000  

American

Mar 6, 2020

Put Options

  Written

100

100.0000  

American

Mar 13, 2020

Put Options

  Written

2,200

70.0000  

American

May 15, 2020

Put Options

  Written

1,200

85.0000  

American

Jun 19, 2020

Call Options

  Written

-800

105.0000  

American

Jan 21, 2022

Put Options

  Purchased

-3,300

50.0000  

American

Jan 15, 2021

Put Options

  Purchased

-5,000

47.5000  

American

Jun 19, 2020

Call Options

  Written

-19,200

110.0000  

American

Mar 20, 2020

Put Options

  Purchased

-1,000

130.0000  

American

Jan 15, 2021

Call Options

  Written

-8,800

105.0000  

American

Mar 6, 2020

Call Options

  Written

-100

110.0000  

American

Jan 21, 2022

Put Options

  Purchased

-100

89.5000  

American

Mar 6, 2020

Call Options

  Written

-200

100.0000  

American

Aug 21, 2020

Put Options

  Purchased

-600

105.0000  

American

Jan 15, 2021

Call Options

  Written

-2,400

120.0000  

American

Jan 15, 2021

Call Options

  Written

-5,000

80.0000  

American

Jan 21, 2022

Put Options

  Purchased

-48,100

85.0000  

American

May 15, 2020

Call Options

  Written

-3,700

130.0000  

American

Jan 15, 2021

Call Options

  Written

-100

85.0000  

American

Mar 20, 2020

Call Options

  Written

-200

95.0000  

American

Mar 27, 2020

Put Options

  Purchased

-3,000

135.0000  

American

Jan 15, 2021

Call Options

  Written

-16,000

90.0000  

American

Jun 19, 2020

Put Options

  Purchased

-600

55.0000  

American

Sep 18, 2020

Call Options

  Written

-4,500

115.0000  

American

Jan 21, 2022

Call Options

  Written

-1,400

135.0000  

American

Jan 15, 2021

Call Options

  Written

-1,100

82.5000  

American

Jan 21, 2022

Put Options

  Purchased

-100

86.5000  

American

Mar 6, 2020

Put Options

  Purchased

-1,100

50.0000  

American

Jan 21, 2022

Put Options

  Written

1,200

94.0000  

American

Mar 13, 2020

Put Options

  Written

500

65.0000  

American

Mar 20, 2020

Call Options

  Purchased

100

87.0000  

American

Mar 6, 2020

Put Options

  Written

302,100

60.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,300

72.5000  

American

Jun 19, 2020

Call Options

  Purchased

8,900

95.0000  

American

Sep 18, 2020

Call Options

  Purchased

400

88.0000  

American

Mar 13, 2020

Call Options

  Purchased

300

84.5000  

American

Mar 6, 2020

Put Options

  Written

100

94.5000  

American

Apr 3, 2020

Put Options

  Written

900

82.5000  

American

Sep 18, 2020

Call Options

  Purchased

400

72.5000  

American

May 15, 2020

Put Options

  Written

100

92.5000  

American

May 15, 2020

Call Options

  Purchased

13,500

95.0000  

American

May 15, 2020

Put Options

  Written

4,000

57.5000  

American

Jan 15, 2021

Call Options

  Purchased

900

85.0000  

American

Aug 21, 2020

Put Options

  Written

4,100

87.5000  

American

Aug 21, 2020

Call Options

  Purchased

1,000

145.0000  

American

Jun 19, 2020

Call Options

  Purchased

100

91.0000  

American

Mar 6, 2020

Put Options

  Written

700

62.5000  

American

Sep 18, 2020

Call Options

  Purchased

300

120.0000  

American

Sep 18, 2020

Call Options

  Purchased

5,500

87.5000  

American

Mar 20, 2020

Call Options

  Purchased

3,500

90.0000  

American

Mar 20, 2020

Call Options

  Purchased

3,000

92.5000  

American

May 15, 2020

Call Options

  Written

-5,100

125.0000  

American

Aug 21, 2020

Call Options

  Written

-100

102.0000  

American

Mar 6, 2020

Put Options

  Purchased

-100

89.5000  

American

Apr 3, 2020

Put Options

  Purchased

-500

97.5000  

American

May 15, 2020

Put Options

  Purchased

-2,900

55.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,000

47.5000  

American

Jan 15, 2021

Put Options

  Purchased

-9,300

80.0000  

American

Mar 20, 2020

Call Options

  Written

-13,100

115.0000  

American

Mar 20, 2020

Put Options

  Purchased

-20,100

85.0000  

American

Sep 18, 2020

Call Options

  Written

-200

94.0000  

American

Apr 3, 2020

Call Options

  Written

-200

95.0000  

American

Apr 17, 2020

Put Options

  Purchased

-34,500

95.0000  

American

Jun 19, 2020

Call Options

  Written

-700

96.0000  

American

Mar 13, 2020

Call Options

  Written

-18,400

110.0000  

American

Jan 15, 2021

Call Options

  Written

-500

89.0000  

American

Mar 6, 2020

Call Options

  Written

-1,500

100.0000  

American

Mar 27, 2020

Put Options

  Purchased

-1,500

75.0000  

American

Sep 18, 2020

Put Options

  Purchased

-30,000

62.5000  

American

Jan 15, 2021

Call Options

  Written

-1,800

100.0000  

American

Mar 13, 2020

Call Options

  Written

-3,700

94.0000  

American

Mar 13, 2020

Call Options

  Written

-100

91.5000  

American

Apr 3, 2020

Put Options

  Purchased

-700

70.0000  

American

Apr 17, 2020

Put Options

  Written

7,400

75.0000  

American

May 15, 2020

Call Options

  Purchased

2,200

105.0000  

American

Jun 19, 2020

Put Options

  Written

2,000

79.5000  

American

Mar 13, 2020

Call Options

  Purchased

100

96.0000  

American

Apr 3, 2020

Call Options

  Purchased

400

70.0000  

American

Jun 19, 2020

Put Options

  Written

100

95.0000  

American

Mar 20, 2020

Put Options

  Written

34,400

90.0000  

American

Aug 21, 2020

Call Options

  Purchased

18,500

97.5000  

American

May 15, 2020

Put Options

  Written

200

79.0000  

American

Mar 6, 2020

Call Options

  Purchased

11,000

97.5000  

American

Mar 20, 2020

Call Options

  Purchased

300

97.5000  

American

Sep 18, 2020

Put Options

  Written

300

75.0000  

American

Mar 20, 2020

Put Options

  Written

100

65.0000  

American

Aug 21, 2020

Put Options

  Purchased

-1,300

50.0000  

American

Sep 18, 2020

Put Options

  Purchased

-100

70.0000  

American

Mar 6, 2020

Put Options

  Purchased

-1,700

90.0000  

American

Sep 18, 2020

Call Options

  Written

-1,900

97.5000  

American

Jan 15, 2021

Put Options

  Purchased

-600

42.5000  

American

Sep 18, 2020

Put Options

  Purchased

-4,800

40.0000  

American

Jan 21, 2022

Call Options

  Written

-100

96.5000  

American

Mar 13, 2020

Put Options

  Purchased

-10,600

77.5000  

American

Mar 20, 2020

Call Options

  Written

-6,700

95.0000  

American

Mar 6, 2020

Call Options

  Written

-2,700

85.0000  

American

Jun 19, 2020

Put Options

  Purchased

-3,500

50.0000  

American

Jun 19, 2020

Call Options

  Written

-1,200

110.0000  

American

Jun 19, 2020

Call Options

  Written

-2,500

100.0000  

American

Apr 3, 2020

Call Options

  Written

-2,700

75.0000  

American

Jan 15, 2021

Call Options

  Written

-100

140.0000  

American

Jun 19, 2020

Put Options

  Purchased

-2,600

110.0000  

American

Jan 15, 2021

Call Options

  Written

-200

105.0000  

American

Mar 13, 2020

Call Options

  Written

-200

89.5000  

American

Mar 6, 2020

Call Options

  Written

-700

96.0000  

American

Mar 27, 2020

Call Options

  Written

-4,500

85.0000  

American

May 15, 2020

Call Options

  Written

-100

100.0000  

American

Jan 21, 2022

Put Options

  Purchased

-2,000

45.0000  

American

Sep 18, 2020

Put Options

  Written

177,700

80.0000  

American

Jan 15, 2021

Call Options

  Purchased

400

75.0000  

American

Jan 21, 2022

Put Options

  Written

37,300

57.5000  

American

Jun 19, 2020

Call Options

  Purchased

4,200

92.5000  

American

Mar 6, 2020

Call Options

  Purchased

3,200

55.0000  

American

Jan 15, 2021

Call Options

  Purchased

300

94.0000  

American

Mar 20, 2020

Put Options

  Written

7,100

81.5000  

American

Mar 6, 2020

Call Options

  Purchased

5,000

92.5000  

American

Mar 20, 2020

Put Options

  Written

1,600

96.0000  

American

Mar 20, 2020

Put Options

  Written

100

95.0000  

American

May 15, 2020

Put Options

  Written

100

89.0000  

American

Mar 20, 2020

Put Options

  Written

100

93.0000  

American

Mar 6, 2020

Put Options

  Written

2,700

80.0000  

American

Jun 19, 2020

Call Options

  Purchased

100

105.0000  

American

Aug 21, 2020

Call Options

  Purchased

6,800

80.0000  

American

May 15, 2020

Call Options

  Purchased

6,500

90.0000  

American

Sep 18, 2020

Put Options

  Written

1,800

70.0000  

American

Aug 21, 2020

Call Options

  Purchased

1,300

92.5000  

American

Sep 18, 2020

Put Options

  Written

2,200

80.0000  

American

Aug 21, 2020

Call Options

  Purchased

600

110.0000  

American

Aug 21, 2020

Put Options

  Written

6,400

77.5000  

American

Jan 15, 2021

Put Options

  Written

7,800

72.5000  

American

Jun 19, 2020

Call Options

  Purchased

4,900

90.0000  

American

Aug 21, 2020

Put Options

  Written

200

37.5000  

American

Jan 15, 2021

Call Options

  Purchased

1,500

67.5000  

American

Jan 15, 2021

Put Options

  Written

156,100

65.0000  

American

Jun 19, 2020

Put Options

  Written

300

90.0000  

American

Jun 19, 2020

Put Options

  Written

1,000

42.5000  

American

Jan 21, 2022

Call Options

  Purchased

3,900

87.5000  

American

Jun 19, 2020

Put Options

  Written

2,600

80.0000  

American

Mar 13, 2020

Put Options

  Written

2,500

47.5000  

American

Jan 21, 2022

Call Options

  Purchased

1,000

65.0000  

American

Sep 18, 2020

Put Options

  Written

700

70.0000  

American

Mar 20, 2020

Call Options

  Purchased

400

90.0000  

American

Mar 13, 2020

Put Options

  Written

400

32.5000  

American

Sep 18, 2020

Call Options

  Written

-300

70.0000  

American

Jan 21, 2022

Put Options

  Purchased

-5,000

42.5000  

American

Jun 19, 2020

Call Options

  Written

-5,400

97.0000  

American

Mar 6, 2020

Call Options

  Written

-100

89.0000  

American

Mar 13, 2020

Put Options

  Purchased

-200

88.0000  

American

Mar 20, 2020

Put Options

  Purchased

-100

100.0000  

American

Jan 21, 2022

Put Options

  Purchased

-1,100

67.5000  

American

Sep 18, 2020

Put Options

  Purchased

-1,500

105.0000  

American

Jun 19, 2020

Put Options

  Purchased

-350,000

87.5000  

American

Jan 15, 2021

Put Options

  Purchased

-1,200

72.5000  

American

Sep 18, 2020

Put Options

  Purchased

-2,200

40.0000  

American

Sep 18, 2020

Call Options

  Written

-100

110.0000  

American

Sep 18, 2020

Call Options

  Written

-400

90.0000  

American

Apr 17, 2020

Call Options

  Written

-76,800

70.0000  

American

Jan 15, 2021

Call Options

  Written

-50,100

92.5000  

American

Jan 15, 2021

Call Options

  Written

-1,800

95.0000  

American

Mar 20, 2020

Call Options

  Written

-100

98.0000  

American

Mar 6, 2020

Put Options

  Purchased

-300

80.0000  

American

Mar 27, 2020

Call Options

  Written

-2,500

95.0000  

American

Apr 3, 2020

Call Options

  Written

-2,100

97.5000  

American

Jun 19, 2020

Call Options

  Written

-600

125.0000  

American

Sep 18, 2020

Call Options

  Written

-7,300

100.0000  

American

Jan 15, 2021

Call Options

  Written

-400

88.0000  

American

Mar 6, 2020

Call Options

  Written

-1,700

97.5000  

American

Mar 6, 2020

Call Options

  Written

-400

97.0000  

American

Mar 13, 2020

Put Options

  Purchased

-2,500

70.0000  

American

Jan 15, 2021

Call Options

  Purchased

600

77.5000  

American

Sep 18, 2020

Put Options

  Written

1,800

77.5000  

American

Sep 18, 2020

Put Options

  Written

100

77.5000  

American

May 15, 2020

Put Options

  Written

1,100

82.5000  

American

Jun 19, 2020

Call Options

  Purchased

15,000

90.0000  

American

May 15, 2020

Put Options

  Written

800

67.5000  

American

May 15, 2020

Put Options

  Written

300

65.0000  

American

May 15, 2020

Call Options

  Purchased

900

80.0000  

American

Jan 15, 2021

Call Options

  Purchased

500

82.5000  

American

Sep 18, 2020

Put Options

  Written

2,400

92.0000  

American

Mar 13, 2020

Put Options

  Written

100

85.0000  

American

Apr 17, 2020

Call Options

  Purchased

7,400

87.5000  

American

Sep 18, 2020

Call Options

  Purchased

1,100

60.0000  

American

Jan 15, 2021

Call Options

  Purchased

13,900

75.0000  

American

Sep 18, 2020

Put Options

  Written

100

88.5000  

American

Mar 6, 2020

Put Options

  Written

100

93.0000  

American

Mar 13, 2020

Put Options

  Written

22,000

90.0000  

American

Mar 20, 2020

Put Options

  Written

28,300

62.5000  

American

Jun 19, 2020

Put Options

  Purchased

-600

77.5000  

American

Jan 15, 2021

Call Options

  Written

-2,800

115.0000  

American

Jun 19, 2020

Put Options

  Purchased

-21,100

95.0000  

American

Jan 15, 2021

Call Options

  Written

-2,700

125.0000  

American

Jan 15, 2021

Put Options

  Purchased

-4,700

35.0000  

American

Jan 15, 2021

Put Options

  Purchased

-4,800

55.0000  

American

May 15, 2020

Call Options

  Written

-100

85.0000  

American

Apr 17, 2020

Put Options

  Purchased

-800

80.0000  

American

Apr 17, 2020

Put Options

  Purchased

-900

60.0000  

American

Sep 18, 2020

Put Options

  Purchased

-600

82.5000  

American

May 15, 2020

Call Options

  Written

-900

105.0000  

American

Mar 27, 2020

Call Options

  Written

-5,200

130.0000  

American

Jun 19, 2020

Call Options

  Written

-1,300

92.5000  

American

Jun 19, 2020

Put Options

  Purchased

-3,600

82.5000  

American

Mar 20, 2020

Put Options

  Purchased

-100

77.5000  

American

Aug 21, 2020

Put Options

  Purchased

-2,100

100.0000  

American

Jan 15, 2021

Put Options

  Purchased

-700

42.5000  

American

Jan 15, 2021

Call Options

  Written

-1,000

85.0000  

American

Mar 6, 2020

Put Options

  Purchased

-70,000

67.5000  

American

Jan 15, 2021

Call Options

  Written

-800

92.5000  

American

Apr 17, 2020

Put Options

  Purchased

-1,700

84.0000  

American

Mar 20, 2020

Call Options

  Purchased

100

86.0000  

American

Mar 6, 2020

Call Options

  Purchased

400

84.5000  

American

Mar 13, 2020

Put Options

  Written

30,100

70.0000  

American

Jun 19, 2020

Call Options

  Purchased

500

96.0000  

American

Mar 20, 2020

Put Options

  Written

100

88.0000  

American

Mar 6, 2020

Call Options

  Purchased

100

125.0000  

American

Jan 21, 2022

Put Options

  Written

5,400

55.0000  

American

Jun 19, 2020

Put Options

  Written

9,100

87.5000  

American

May 15, 2020

Put Options

  Written

2,300

90.0000  

American

May 15, 2020

Put Options

  Written

1,500

62.5000  

American

May 15, 2020

Put Options

  Written

2,000

57.5000  

American

Sep 18, 2020

Put Options

  Written

100

92.5000  

American

Mar 6, 2020

Put Options

  Written

300

35.0000  

American

Sep 18, 2020

Put Options

  Written

100

95.0000  

American

Sep 18, 2020

Call Options

  Purchased

1,000

100.0000  

American

Sep 18, 2020

Put Options

  Written

600

83.0000  

American

Mar 6, 2020

Put Options

  Written

90,000

50.0000  

American

Jun 19, 2020

Put Options

  Written

1,700

75.0000  

American

Jan 15, 2021

Put Options

  Written

800

87.5000  

American

Jan 15, 2021

Call Options

  Purchased

100

100.0000  

American

Apr 17, 2020

Put Options

  Purchased

-2,300

87.5000  

American

Mar 20, 2020

Call Options

  Written

-4,700

100.0000  

American

Mar 6, 2020

Put Options

  Purchased

-100,000

92.5000  

American

Jan 15, 2021

Put Options

  Purchased

-1,600

88.0000  

American

Apr 3, 2020

Call Options

  Written

-2,100

115.0000  

American

Jan 15, 2021

Put Options

  Purchased

-9,600

72.5000  

American

Jan 15, 2021

Call Options

  Written

-400

82.5000  

American

Mar 6, 2020

Call Options

  Written

-33,400

95.0000  

American

Jun 19, 2020

Put Options

  Purchased

-700

92.5000  

American

Jun 19, 2020

Put Options

  Purchased

-100

92.0000  

American

Mar 20, 2020

Put Options

  Purchased

-400

75.0000  

American

Mar 27, 2020

Put Options

  Purchased

-1,900

40.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

94.0000  

American

Mar 6, 2020

Put Options

  Purchased

-300

60.0000  

American

Jan 21, 2022

Put Options

  Purchased

-500

75.0000  

American

Apr 17, 2020

Call Options

  Written

-1,400

90.0000  

American

Jan 15, 2021

Put Options

  Purchased

-300

96.0000  

American

Mar 13, 2020

Call Options

  Written

-600

96.5000  

American

Mar 6, 2020

Call Options

  Written

-100

105.0000  

American

Apr 17, 2020

Call Options

  Written

-4,700

120.0000  

American

Jan 21, 2022

Call Options

  Written

-100

92.0000  

American

Mar 6, 2020

Put Options

  Written

275,000

70.0000  

American

Jan 15, 2021

Put Options

  Written

1,100

65.0000  

American

Sep 18, 2020

Call Options

  Purchased

300

55.0000  

American

Jan 21, 2022

Put Options

  Written

100

90.0000  

American

Mar 27, 2020

Call Options

  Purchased

1,400

105.0000  

American

Sep 18, 2020

Put Options

  Written

1,000

87.5000  

American

Sep 18, 2020

Call Options

  Purchased

4,200

80.0000  

American

Jun 19, 2020

Put Options

  Written

20,400

90.0000  

American

Jan 15, 2021

Put Options

  Written

1,500

77.5000  

American

Jun 19, 2020

Call Options

  Purchased

200

82.5000  

American

Mar 20, 2020

Put Options

  Written

8,400

87.5000  

American

Jun 19, 2020

Call Options

  Purchased

200

72.5000  

American

Jan 21, 2022

Call Options

  Purchased

2,900

105.0000  

American

May 15, 2020

Call Options

  Purchased

100

95.0000  

American

Mar 13, 2020

Put Options

  Written

100

97.5000  

American

Jan 21, 2022

Put Options

  Written

100

91.0000  

American

Mar 6, 2020

Call Options

  Purchased

1,600

85.0000  

American

Sep 18, 2020

Put Options

  Written

800

90.0000  

American

Mar 13, 2020

Put Options

  Written

100

92.5000  

American

Sep 18, 2020

Put Options

  Written

500

45.0000  

American

Jan 15, 2021

Put Options

  Written

500

45.0000  

American

Jan 21, 2022

Put Options

  Written

100

130.0000  

American

Jun 19, 2020

Put Options

  Written

14,500

67.5000  

American

Jun 19, 2020

Put Options

  Written

2,600

65.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

87.0000  

American

Mar 27, 2020

Put Options

  Purchased

-200

100.0000  

American

Sep 18, 2020

Put Options

  Purchased

-900

40.0000  

American

Jun 19, 2020

Put Options

  Purchased

-300

84.0000  

American

Mar 6, 2020

Put Options

  Purchased

-4,100

75.0000  

American

Jan 21, 2022

Call Options

  Written

-6,700

105.0000  

American

Jan 15, 2021

Put Options

  Purchased

-300

67.5000  

American

Jan 21, 2022

Put Options

  Purchased

-1,000

115.0000  

American

Jan 21, 2022

Call Options

  Written

-100

93.5000  

American

Mar 27, 2020

Put Options

  Purchased

-700

95.0000  

American

Mar 13, 2020

Call Options

  Written

-7,300

100.0000  

American

Jun 19, 2020

Call Options

  Written

-2,500

94.0000  

American

Mar 6, 2020

Call Options

  Written

-19,400

105.0000  

American

Mar 20, 2020

Call Options

  Written

-500

94.0000  

American

Mar 27, 2020

Put Options

  Purchased

-100

80.0000  

American

Jan 21, 2022

Call Options

  Written

-2,200

95.0000  

American

Aug 21, 2020

Call Options

  Written

-13,600

82.5000  

American

May 15, 2020

Call Options

  Purchased

400

85.0000  

American

Jan 21, 2022

Put Options

  Written

1,500

81.0000  

American

Mar 6, 2020

Call Options

  Purchased

1,300

82.5000  

American

Jun 19, 2020

Put Options

  Written

1,100

45.0000  

American

Jun 19, 2020

Call Options

  Purchased

11,700

85.0000  

American

Jan 15, 2021

Call Options

  Purchased

10,000

100.0000  

American

May 15, 2020

Call Options

  Purchased

7,300

77.5000  

American

Jan 15, 2021

Put Options

  Written

2,900

92.5000  

American

Jan 15, 2021

Call Options

  Purchased

1,700

57.5000  

American

Jan 15, 2021

Put Options

  Written

600

85.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,500

80.0000  

American

Sep 18, 2020

Put Options

  Written

7,500

92.5000  

American

Mar 20, 2020

Put Options

  Written

6,500

85.0000  

American

Mar 6, 2020

Put Options

  Written

1,100

67.5000  

American

Jan 15, 2021

Call Options

  Purchased

100

97.5000  

American

Apr 17, 2020

Call Options

  Purchased

100

91.5000  

American

Mar 6, 2020

Call Options

  Purchased

500

90.0000  

American

Jan 21, 2022

Put Options

  Written

3,300

72.5000  

American

May 15, 2020

Put Options

  Purchased

-250,000

85.0000  

American

Jan 15, 2021

Call Options

  Written

-60,600

87.5000  

American

Jan 15, 2021

Call Options

  Written

-500

87.5000  

American

Jan 21, 2022

Put Options

  Purchased

-21,500

85.0000  

American

Mar 20, 2020

Call Options

  Written

-600

92.5000  

American

Aug 21, 2020

Put Options

  Purchased

-500

47.5000  

American

Sep 18, 2020

Put Options

  Purchased

-200

92.5000  

American

Jan 21, 2022

Call Options

  Written

-700

96.0000  

American

Mar 6, 2020

Call Options

  Written

-4,400

95.0000  

American

Jan 15, 2021

Call Options

  Written

-5,200

110.0000  

American

May 15, 2020

Put Options

  Purchased

-1,500

90.0000  

American

Apr 3, 2020

Put Options

  Purchased

-100

82.0000  

American

Mar 6, 2020

Call Options

  Written

-1,000

97.5000  

American

Aug 21, 2020

Call Options

  Written

-100

98.5000  

American

Mar 6, 2020

Call Options

  Written

-2,600

82.5000  

American

Jan 15, 2021

Call Options

  Written

-400

93.5000  

American

Mar 6, 2020

Call Options

  Written

-4,700

140.0000  

American

Jan 15, 2021

Call Options

  Written

-1,100

120.0000  

American

Jun 19, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 693728
Time of Receipt (offset from UTC): 20200305T100155+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC