FORM 8.3 - ABBVIE PLC - AMENDMENT

LONDON--()-- 

FORM 8.3

Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 28 February 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

2,872,309

0.19%

3,996,405

0.27%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,194,407

0.15%

560,929

0.04%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,687,100

0.11%

1,594,500

0.11%

 

 

 

 

(4)

TOTAL:

 

 

 

 

6,753,816

0.46%

6,151,834

0.42%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

10

83.0600 USD
Purchase

15

82.1900 USD
Purchase

50

83.8200 USD
Purchase

50

83.8300 USD
Purchase

53

83.1800 USD
Purchase

73

83.4515 USD
Purchase

80

83.4900 USD
Purchase

95

82.1400 USD
Purchase

100

83.5400 USD
Purchase

100

83.6100 USD
Purchase

100

83.3600 USD
Purchase

100

83.3100 USD
Purchase

100

83.1200 USD
Purchase

100

82.8100 USD
Purchase

100

82.4800 USD
Purchase

100

82.0900 USD
Purchase

100

82.0650 USD
Purchase

100

82.0100 USD
Purchase

100

83.7000 USD
Purchase

100

83.7200 USD
Purchase

100

83.7400 USD
Purchase

100

83.8500 USD
Purchase

100

84.0400 USD
Purchase

100

84.1500 USD
Purchase

100

84.9100 USD
Purchase

100

85.5000 USD
Purchase

101

82.0497 USD
Purchase

108

83.9963 USD
Purchase

124

83.4042 USD
Purchase

130

83.0871 USD
Purchase

148

83.2867 USD
Purchase

150

82.3366 USD
Purchase

150

84.7566 USD
Purchase

190

83.0889 USD
Purchase

191

83.2720 USD
Purchase

200

83.6000 USD
Purchase

200

83.0950 USD
Purchase

200

83.7025 USD
Purchase

200

83.8250 USD
Purchase

200

83.8650 USD
Purchase

200

84.0025 USD
Purchase

200

82.5150 USD
Purchase

200

84.1050 USD
Purchase

200

84.6400 USD
Purchase

214

82.3781 USD
Purchase

239

83.6102 USD
Purchase

242

83.3028 USD
Purchase

250

82.0480 USD
Purchase

250

84.0180 USD
Purchase

250

82.9240 USD
Purchase

276

83.3612 USD
Purchase

295

82.0976 USD
Purchase

300

83.4983 USD
Purchase

300

84.4033 USD
Purchase

300

91.5000 USD
Purchase

300

83.4416 USD
Purchase

300

82.3166 USD
Purchase

300

83.4266 USD
Purchase

301

83.4923 USD
Purchase

308

82.1403 USD
Purchase

320

83.2343 USD
Purchase

400

83.6987 USD
Purchase

400

93.5000 USD
Purchase

400

83.4400 USD
Purchase

439

82.8461 USD
Purchase

460

83.7010 USD
Purchase

500

83.8980 USD
Purchase

500

82.0280 USD
Purchase

500

82.6650 USD
Purchase

550

82.0545 USD
Purchase

554

82.3267 USD
Purchase

600

84.2400 USD
Purchase

600

83.0000 USD
Purchase

600

84.2116 USD
Purchase

600

83.1366 USD
Purchase

600

82.8441 USD
Purchase

624

83.5477 USD
Purchase

626

83.5739 USD
Purchase

630

83.4688 USD
Purchase

650

82.4006 USD
Purchase

682

82.3607 USD
Purchase

688

83.6243 USD
Purchase

700

83.2028 USD
Purchase

700

83.9914 USD
Purchase

700

83.9142 USD
Purchase

700

82.0635 USD
Purchase

759

82.0465 USD
Purchase

760

83.1392 USD
Purchase

800

83.1762 USD
Purchase

815

83.7612 USD
Purchase

832

83.5743 USD
Purchase

899

83.3256 USD
Purchase

900

83.7488 USD
Purchase

912

83.5682 USD
Purchase

952

83.6820 USD
Purchase

1,000

83.2860 USD
Purchase

1,000

84.1110 USD
Purchase

1,048

82.0400 USD
Purchase

1,105

82.0647 USD
Purchase

1,119

83.4934 USD
Purchase

1,125

84.2238 USD
Purchase

1,217

83.7742 USD
Purchase

1,296

82.0615 USD
Purchase

1,300

82.3373 USD
Purchase

1,300

85.0000 USD
Purchase

1,340

83.7404 USD
Purchase

1,397

82.8634 USD
Purchase

1,400

83.6943 USD
Purchase

1,400

83.7817 USD
Purchase

1,489

83.8452 USD
Purchase

1,520

85.6200 USD
Purchase

1,569

83.1364 USD
Purchase

1,575

83.7898 USD
Purchase

1,610

83.3578 USD
Purchase

1,669

82.0416 USD
Purchase

1,718

83.6056 USD
Purchase

1,789

82.4640 USD
Purchase

1,794

83.5051 USD
Purchase

1,900

83.7257 USD
Purchase

1,926

83.3204 USD
Purchase

1,963

82.0382 USD
Purchase

2,295

83.6890 USD
Purchase

2,536

83.4906 USD
Purchase

3,833

83.3014 USD
Purchase

4,720

84.2695 USD
Purchase

4,990

83.7497 USD
Purchase

5,228

84.2885 USD
Purchase

5,500

83.1990 USD
Purchase

5,939

82.3929 USD
Purchase

6,750

82.5230 USD
Purchase

7,190

82.8882 USD
Purchase

7,667

84.3360 USD
Purchase

8,408

84.9375 USD
Purchase

9,904

83.1655 USD
Purchase

10,041

82.0477 USD
Purchase

14,238

85.6563 USD
Purchase

15,587

83.3623 USD
Purchase

16,739

82.0207 USD
Purchase

19,400

83.1808 USD
Purchase

20,348

83.0500 USD
Purchase

22,150

83.1315 USD
Purchase

24,000

84.1000 USD
Purchase

26,277

85.2745 USD
Purchase

29,200

84.7300 USD
Purchase

38,032

83.0594 USD
Purchase

51,500

83.0236 USD
Purchase

63,300

83.1287 USD
Purchase

82,660

85.6575 USD
Purchase

113,980

84.7266 USD
Purchase

223,845

85.7100 USD
Purchase

332,249

84.1517 USD
Sale

15

82.1900 USD
Sale

38

83.6600 USD
Sale

50

84.4300 USD
Sale

80

83.4900 USD
Sale

100

84.0400 USD
Sale

100

82.3700 USD
Sale

100

85.3400 USD
Sale

100

84.3450 USD
Sale

100

84.1550 USD
Sale

100

83.7000 USD
Sale

100

83.3600 USD
Sale

100

83.6500 USD
Sale

101

84.3906 USD
Sale

122

83.0981 USD
Sale

133

83.1839 USD
Sale

150

83.6700 USD
Sale

150

83.2133 USD
Sale

198

83.1368 USD
Sale

200

86.0000 USD
Sale

200

82.3400 USD
Sale

200

85.3100 USD
Sale

200

82.2752 USD
Sale

225

85.1311 USD
Sale

250

83.0580 USD
Sale

300

83.5800 USD
Sale

300

81.9033 USD
Sale

300

85.3233 USD
Sale

300

91.0000 USD
Sale

361

83.1516 USD
Sale

364

84.4200 USD
Sale

400

83.3750 USD
Sale

400

87.0000 USD
Sale

400

88.5000 USD
Sale

400

83.0000 USD
Sale

400

82.8824 USD
Sale

415

82.0478 USD
Sale

489

83.1392 USD
Sale

500

92.0000 USD
Sale

500

70.0000 USD
Sale

590

82.0976 USD
Sale

600

85.3150 USD
Sale

600

82.0933 USD
Sale

600

82.0066 USD
Sale

654

84.1057 USD
Sale

727

85.0553 USD
Sale

775

81.9106 USD
Sale

800

90.5000 USD
Sale

800

82.0568 USD
Sale

808

83.4677 USD
Sale

817

82.0034 USD
Sale

900

95.5000 USD
Sale

900

90.0000 USD
Sale

1,000

82.0185 USD
Sale

1,100

84.0872 USD
Sale

1,134

85.5283 USD
Sale

1,300

82.0246 USD
Sale

1,600

84.0500 USD
Sale

1,710

82.0452 USD
Sale

1,800

83.1577 USD
Sale

1,882

83.1862 USD
Sale

1,951

83.2226 USD
Sale

2,000

81.9835 USD
Sale

2,000

82.0123 USD
Sale

2,008

82.0383 USD
Sale

2,035

83.1267 USD
Sale

2,100

82.6280 USD
Sale

2,151

83.1065 USD
Sale

2,200

92.5000 USD
Sale

2,500

93.0000 USD
Sale

2,500

84.1264 USD
Sale

2,749

83.8768 USD
Sale

2,848

83.2258 USD
Sale

2,917

84.2998 USD
Sale

3,000

89.5000 USD
Sale

3,017

82.2776 USD
Sale

3,100

82.6662 USD
Sale

3,331

83.9434 USD
Sale

3,700

88.0000 USD
Sale

3,900

83.3592 USD
Sale

4,100

83.1436 USD
Sale

4,100

89.0000 USD
Sale

5,311

83.1069 USD
Sale

5,939

82.3929 USD
Sale

6,489

83.7891 USD
Sale

9,114

83.8245 USD
Sale

10,041

82.0477 USD
Sale

12,001

83.9986 USD
Sale

12,524

82.8470 USD
Sale

13,044

83.7256 USD
Sale

19,000

83.0500 USD
Sale

20,873

83.4095 USD
Sale

21,911

83.7465 USD
Sale

24,534

83.7394 USD
Sale

24,970

85.4123 USD
Sale

26,101

83.5013 USD
Sale

27,100

83.1571 USD
Sale

29,200

84.7300 USD
Sale

29,900

83.0147 USD
Sale

32,200

85.4828 USD
Sale

35,000

83.4154 USD
Sale

51,703

83.6829 USD
Sale

59,500

83.1438 USD
Sale

161,103

84.6075 USD
Sale

182,881

84.1263 USD
Sale

274,511

85.7100 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option

 

 

relates

 

 

 

Call Option

Purchasing

100

75 USD

American

15 Jan 2021

14.0000 USD

Call Option

Purchasing

100

83 USD

American

28 Feb 2020

0.8000 USD

Call Option

Purchasing

100

86 USD

American

28 Feb 2020

0.1000 USD

Call Option

Purchasing

200

88 USD

American

28 Feb 2020

0.1500 USD

Call Option

Purchasing

100

90 USD

American

28 Feb 2020

0.0300 USD

Call Option

Purchasing

800

90 USD

American

17 Apr 2020

2.3400 USD

Call Option

Purchasing

2,900

90 USD

American

15 May 2020

2.6875 USD

Call Option

Purchasing

100

90 USD

American

15 Jan 2021

5.9100 USD

Call Option

Purchasing

100

96 USD

American

28 Feb 2020

0.0100 USD

Call Option

Selling

100

78 USD

American

19 Jun 2020

9.4000 USD

Call Option

Selling

100

83 USD

American

15 May 2020

6.1500 USD

Call Option

Selling

300

85 USD

American

15 May 2020

4.1000 USD

Call Option

Selling

10,000

88 USD

American

15 Jan 2021

6.5500 USD

Call Option

Selling

50,000

88 USD

American

15 Jan 2021

7.2000 USD

Call Option

Selling

1,300

90 USD

American

17 Apr 2020

2.4200 USD

Call Option

Selling

800

93 USD

American

17 Apr 2020

1.7500 USD

Call Option

Selling

200

93 USD

American

15 May 2020

2.0800 USD

Call Option

Selling

1,000

94 USD

American

28 Feb 2020

0.1400 USD

Call Option

Selling

600

95 USD

American

20 Mar 2020

0.5800 USD

Call Option

Selling

400

96 USD

American

28 Feb 2020

0.0925 USD

Call Option

Selling

100

100 USD

American

20 Mar 2020

0.3300 USD

Put Option

Purchasing

500

50 USD

American

15 Jan 2021

1.2500 USD

Put Option

Purchasing

700

70 USD

American

17 Apr 2020

1.1285 USD

Put Option

Purchasing

400

75 USD

American

27 Mar 2020

1.4600 USD

Put Option

Purchasing

100

80 USD

American

28 Feb 2020

0.3100 USD

Put Option

Purchasing

2,900

80 USD

American

20 Mar 2020

2.6186 USD

Put Option

Purchasing

100

80 USD

American

27 Mar 2020

2.5100 USD

Put Option

Purchasing

300

80 USD

American

17 Apr 2020

4.4200 USD

Put Option

Purchasing

300

81 USD

American

28 Feb 2020

0.4700 USD

Put Option

Purchasing

1,000

83 USD

American

20 Mar 2020

3.1500 USD

Put Option

Purchasing

300

84 USD

American

6 Mar 2020

3.3900 USD

Put Option

Purchasing

100

84 USD

American

20 Mar 2020

3.2600 USD

Put Option

Purchasing

1,600

85 USD

American

28 Feb 2020

1.2068 USD

Put Option

Purchasing

100

85 USD

American

20 Mar 2020

4.2000 USD

Put Option

Purchasing

300

85 USD

American

17 Apr 2020

6.4800 USD

Put Option

Purchasing

300

87 USD

American

28 Feb 2020

4.0700 USD

Put Option

Purchasing

200

88 USD

American

20 Mar 2020

5.6500 USD

Put Option

Purchasing

500

88 USD

American

15 May 2020

8.3000 USD

Put Option

Purchasing

400

90 USD

American

15 May 2020

10.8000 USD

Put Option

Purchasing

100

92 USD

American

28 Feb 2020

7.7600 USD

Put Option

Selling

1,000

80 USD

American

6 Mar 2020

1.4600 USD

Put Option

Selling

1,000

80 USD

American

13 Mar 2020

2.2700 USD

Put Option

Selling

3,500

80 USD

American

13 Mar 2020

2.5685 USD

Put Option

Selling

2,300

81 USD

American

28 Feb 2020

0.4465 USD

Put Option

Selling

300

81 USD

American

6 Mar 2020

1.7100 USD

Put Option

Selling

600

83 USD

American

6 Mar 2020

2.9900 USD

Put Option

Selling

100

85 USD

American

15 Jan 2021

12.3900 USD

Put Option

Selling

100

89 USD

American

20 Mar 2020

6.2800 USD

Put Option

Selling

1,600

90 USD

American

28 Feb 2020

6.1568 USD

Put Option

Selling

100

90 USD

American

27 Mar 2020

8.0500 USD

Put Option

Selling

100

93 USD

American

28 Feb 2020

8.3300 USD

Put Option

Selling

200

95 USD

American

15 May 2020

15.4500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

5 Mar 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option

 

or derivative

 

 

relates

 

Put Options

Written

101,800

60.0000

American Jun 19, 2020
Call Options

Purchased

5,000

87.5000

American May 15, 2020
Call Options

Purchased

500

75.0000

American May 15, 2020
Put Options

Written

100

100.0000

American Mar 13, 2020
Call Options

Purchased

1,000

72.5000

American Jan 15, 2021
Put Options

Written

700

82.5000

American Jan 15, 2021
Call Options

Purchased

500

97.5000

American Jan 21, 2022
Put Options

Written

10,900

80.0000

American May 15, 2020
Put Options

Written

2,600

37.5000

American Jan 21, 2022
Put Options

Written

1,200

85.0000

American Jun 19, 2020
Put Options

Written

5,200

80.0000

American Mar 6, 2020
Put Options

Written

3,100

75.0000

American Jun 19, 2020
Put Options

Written

2,200

70.0000

American May 15, 2020
Call Options

Purchased

300

67.5000

American Sep 18, 2020
Call Options

Purchased

2,000

100.0000

American Mar 20, 2020
Call Options

Purchased

3,100

115.0000

American Sep 18, 2020
Call Options

Purchased

100

72.5000

American Sep 18, 2020
Call Options

Purchased

1,100

90.0000

American Mar 6, 2020
Call Options

Purchased

100

93.0000

American Mar 6, 2020
Put Options

Written

500

90.0000

American Mar 6, 2020
Put Options

Purchased

-600

105.0000

American Jan 15, 2021
Call Options

Written

-4,500

115.0000

American Jan 21, 2022
Put Options

Purchased

-600

55.0000

American Sep 18, 2020
Call Options

Written

-200

100.0000

American Aug 21, 2020
Put Options

Purchased

-100

89.5000

American Mar 6, 2020
Put Options

Purchased

-400

88.5000

American Feb 28, 2020
Call Options

Written

-900

98.0000

American Feb 28, 2020
Call Options

Written

-19,200

110.0000

American Mar 20, 2020
Call Options

Written

-16,000

90.0000

American Jun 19, 2020
Put Options

Purchased

-1,000

130.0000

American Jan 15, 2021
Call Options

Written

-1,400

135.0000

American Jan 15, 2021
Call Options

Written

-2,400

92.5000

American Feb 28, 2020
Put Options

Purchased

-5,000

47.5000

American Jun 19, 2020
Call Options

Written

-200

95.0000

American Mar 27, 2020
Call Options

Written

-3,700

130.0000

American Jan 15, 2021
Put Options

Purchased

-100

86.5000

American Mar 6, 2020
Put Options

Purchased

-400

87.0000

American Feb 28, 2020
Put Options

Purchased

-1,100

50.0000

American Jan 21, 2022
Call Options

Written

-8,800

105.0000

American Mar 6, 2020
Put Options

Purchased

-3,000

135.0000

American Jan 15, 2021
Put Options

Purchased

-48,100

85.0000

American May 15, 2020
Put Options

Purchased

-500

92.0000

American Feb 28, 2020
Call Options

Written

-1,100

82.5000

American Jan 21, 2022
Put Options

Purchased

-3,300

50.0000

American Jan 15, 2021
Call Options

Written

-2,400

120.0000

American Jan 15, 2021
Call Options

Written

-800

105.0000

American Jan 21, 2022
Put Options

Purchased

-900

95.5000

American Feb 28, 2020
Call Options

Written

-5,000

80.0000

American Jan 21, 2022
Call Options

Written

-100

110.0000

American Jan 21, 2022
Call Options

Written

-100

85.0000

American Mar 20, 2020
Call Options

Purchased

3,500

90.0000

American Mar 20, 2020
Call Options

Purchased

2,700

92.5000

American May 15, 2020
Call Options

Purchased

5,500

87.5000

American Mar 20, 2020
Call Options

Purchased

100

87.0000

American Mar 6, 2020
Call Options

Purchased

13,500

95.0000

American May 15, 2020
Put Options

Written

100

94.5000

American Apr 3, 2020
Call Options

Purchased

300

120.0000

American Sep 18, 2020
Call Options

Purchased

300

84.5000

American Mar 6, 2020
Call Options

Purchased

8,900

95.0000

American Sep 18, 2020
Put Options

Written

302,100

60.0000

American Jan 15, 2021
Put Options

Written

1,200

94.0000

American Mar 13, 2020
Call Options

Purchased

1,300

72.5000

American Jun 19, 2020
Call Options

Purchased

1,000

145.0000

American Jun 19, 2020
Put Options

Written

100

92.5000

American May 15, 2020
Put Options

Written

900

82.5000

American Sep 18, 2020
Call Options

Purchased

100

91.0000

American Mar 6, 2020
Put Options

Written

2,000

81.0000

American Feb 28, 2020
Put Options

Written

700

62.5000

American Sep 18, 2020
Call Options

Purchased

200

83.0000

American Feb 28, 2020
Call Options

Purchased

400

72.5000

American May 15, 2020
Put Options

Written

4,000

57.5000

American Jan 15, 2021
Call Options

Purchased

900

85.0000

American Aug 21, 2020
Call Options

Purchased

100

91.0000

American Feb 28, 2020
Put Options

Written

4,100

87.5000

American Aug 21, 2020
Put Options

Written

500

65.0000

American Mar 20, 2020
Call Options

Purchased

400

88.0000

American Mar 13, 2020
Put Options

Purchased

-4,100

89.0000

American Feb 28, 2020
Call Options

Written

-500

89.0000

American Mar 6, 2020
Call Options

Written

-200

95.0000

American Apr 17, 2020
Call Options

Written

-5,100

125.0000

American Aug 21, 2020
Call Options

Written

-13,100

115.0000

American Mar 20, 2020
Call Options

Written

-1,800

100.0000

American Mar 13, 2020
Call Options

Written

-18,400

110.0000

American Jan 15, 2021
Call Options

Written

-3,700

94.0000

American Mar 13, 2020
Put Options

Purchased

-30,000

62.5000

American Jan 15, 2021
Call Options

Written

-700

96.0000

American Mar 13, 2020
Call Options

Written

-1,500

100.0000

American Mar 27, 2020
Put Options

Purchased

-3,700

88.0000

American Feb 28, 2020
Put Options

Purchased

-20,100

85.0000

American Sep 18, 2020
Call Options

Written

-100

90.0000

American Mar 27, 2020
Put Options

Purchased

-3,000

89.5000

American Feb 28, 2020
Put Options

Purchased

-34,500

95.0000

American Jun 19, 2020
Put Options

Purchased

-100

89.5000

American Apr 3, 2020
Put Options

Purchased

-2,900

55.0000

American Jan 15, 2021
Call Options

Written

-100

102.0000

American Mar 6, 2020
Put Options

Purchased

-1,000

47.5000

American Jan 15, 2021
Call Options

Written

-100

91.5000

American Apr 3, 2020
Put Options

Purchased

-700

85.0000

American Feb 28, 2020
Put Options

Purchased

-1,500

75.0000

American Sep 18, 2020
Put Options

Purchased

-9,300

80.0000

American Mar 20, 2020
Call Options

Written

-200

94.0000

American Apr 3, 2020
Put Options

Purchased

-700

70.0000

American Apr 17, 2020
Put Options

Purchased

-500

97.5000

American May 15, 2020
Put Options

Written

2,000

79.5000

American Mar 13, 2020
Call Options

Purchased

300

97.5000

American Sep 18, 2020
Call Options

Purchased

11,100

97.5000

American Mar 20, 2020
Put Options

Written

6,800

75.0000

American May 15, 2020
Call Options

Purchased

100

96.0000

American Apr 3, 2020
Call Options

Purchased

1,000

88.0000

American Feb 28, 2020
Put Options

Written

200

79.0000

American Mar 6, 2020
Put Options

Written

34,400

90.0000

American Aug 21, 2020
Put Options

Written

300

75.0000

American Mar 20, 2020
Put Options

Written

200

84.0000

American Feb 28, 2020
Call Options

Purchased

400

70.0000

American Jun 19, 2020
Call Options

Purchased

2,200

105.0000

American Jun 19, 2020
Call Options

Purchased

2,200

95.0000

American Mar 20, 2020
Call Options

Purchased

1,000

86.0000

American Feb 28, 2020
Call Options

Purchased

800

90.5000

American Feb 28, 2020
Put Options

Written

300

91.5000

American Feb 28, 2020
Put Options

Written

100

95.0000

American Mar 20, 2020
Call Options

Purchased

18,500

97.5000

American May 15, 2020
Put Options

Written

100

65.0000

American Aug 21, 2020
Call Options

Written

-2,500

100.0000

American Apr 3, 2020
Call Options

Written

-5,300

87.0000

American Feb 28, 2020
Call Options

Written

-100

140.0000

American Jun 19, 2020
Call Options

Written

-100

96.5000

American Mar 13, 2020
Put Options

Purchased

-2,600

110.0000

American Jan 15, 2021
Call Options

Written

-1,200

110.0000

American Jun 19, 2020
Put Options

Purchased

-3,500

50.0000

American Jun 19, 2020
Call Options

Written

-100

89.5000

American Mar 6, 2020
Put Options

Purchased

-2,000

45.0000

American Sep 18, 2020
Call Options

Written

-2,400

97.5000

American Feb 28, 2020
Call Options

Written

-4,500

85.0000

American May 15, 2020
Put Options

Purchased

-4,800

40.0000

American Jan 21, 2022
Put Options

Purchased

-1,300

50.0000

American Sep 18, 2020
Call Options

Written

-2,700

85.0000

American Jun 19, 2020
Call Options

Written

-2,700

75.0000

American Jan 15, 2021
Call Options

Written

-200

105.0000

American Mar 13, 2020
Call Options

Written

-700

96.0000

American Mar 27, 2020
Call Options

Written

-100

100.0000

American Jan 21, 2022
Call Options

Written

-1,000

93.5000

American Feb 28, 2020
Put Options

Purchased

-1,700

90.0000

American Sep 18, 2020
Call Options

Written

-1,900

97.5000

American Jan 15, 2021
Put Options

Purchased

-600

42.5000

American Sep 18, 2020
Call Options

Written

-6,700

95.0000

American Mar 6, 2020
Put Options

Purchased

-10,500

77.5000

American Mar 20, 2020
Call Options

Purchased

3,900

87.5000

American Jun 19, 2020
Put Options

Written

2,500

47.5000

American Jan 21, 2022
Put Options

Written

177,800

80.0000

American Jan 15, 2021
Put Options

Written

2,700

80.0000

American Jun 19, 2020
Put Options

Written

1,800

70.0000

American Aug 21, 2020
Call Options

Purchased

1,500

67.5000

American Jan 15, 2021
Put Options

Written

700

70.0000

American Mar 20, 2020
Call Options

Purchased

4,900

90.0000

American Aug 21, 2020
Put Options

Written

2,200

80.0000

American Aug 21, 2020
Call Options

Purchased

400

90.0000

American Mar 13, 2020
Put Options

Written

2,600

80.0000

American Mar 13, 2020
Call Options

Purchased

300

94.0000

American Mar 20, 2020
Call Options

Purchased

100

105.0000

American Aug 21, 2020
Put Options

Written

7,100

81.5000

American Mar 6, 2020
Call Options

Purchased

4,200

92.5000

American Mar 6, 2020
Call Options

Purchased

3,200

55.0000

American Jan 15, 2021
Call Options

Purchased

6,500

90.0000

American Sep 18, 2020
Put Options

Written

156,100

65.0000

American Jun 19, 2020
Call Options

Purchased

5,000

92.5000

American Mar 20, 2020
Put Options

Written

7,800

72.5000

American Jun 19, 2020
Put Options

Written

6,400

77.5000

American Jan 15, 2021
Call Options

Purchased

1,300

92.5000

American Sep 18, 2020
Put Options

Written

400

32.5000

American Sep 18, 2020
Put Options

Written

100

89.0000

American Mar 20, 2020
Put Options

Written

100

93.0000

American Mar 6, 2020
Put Options

Written

37,300

57.5000

American Jun 19, 2020
Call Options

Purchased

400

75.0000

American Jan 21, 2022
Put Options

Written

300

90.0000

American Jun 19, 2020
Put Options

Written

1,000

42.5000

American Jan 21, 2022
Call Options

Purchased

6,800

80.0000

American May 15, 2020
Put Options

Written

1,600

96.0000

American Mar 20, 2020
Call Options

Purchased

1,000

65.0000

American Sep 18, 2020
Call Options

Purchased

600

110.0000

American Aug 21, 2020
Put Options

Written

200

37.5000

American Jan 15, 2021
Put Options

Written

100

95.0000

American May 15, 2020
Put Options

Purchased

-800

90.5000

American Feb 28, 2020
Call Options

Written

-300

70.0000

American Jan 21, 2022
Put Options

Purchased

-100

100.0000

American Jan 21, 2022
Call Options

Written

-2,500

95.0000

American Apr 3, 2020
Put Options

Purchased

-2,500

70.0000

American Jan 15, 2021
Put Options

Purchased

-5,000

42.5000

American Jun 19, 2020
Call Options

Written

-8,600

97.0000

American Feb 28, 2020
Put Options

Purchased

-1,100

67.5000

American Sep 18, 2020
Call Options

Written

-76,800

70.0000

American Jan 15, 2021
Put Options

Purchased

-200

88.0000

American Mar 20, 2020
Call Options

Written

-50,500

92.5000

American Jan 15, 2021
Put Options

Purchased

-350,000

87.5000

American Jan 15, 2021
Call Options

Written

-100

110.0000

American Sep 18, 2020
Call Options

Written

-400

97.0000

American Mar 13, 2020
Put Options

Purchased

-2,200

40.0000

American Sep 18, 2020
Call Options

Written

-2,400

88.0000

American Mar 6, 2020
Call Options

Written

-600

125.0000

American Sep 18, 2020
Put Options

Purchased

-1,200

72.5000

American Sep 18, 2020
Call Options

Written

-2,100

97.5000

American Jun 19, 2020
Call Options

Written

-100

89.0000

American Mar 13, 2020
Put Options

Purchased

-300

80.0000

American Mar 27, 2020
Call Options

Written

-500

90.0000

American Apr 17, 2020
Call Options

Written

-1,700

97.5000

American Mar 6, 2020
Put Options

Purchased

-1,500

105.0000

American Jun 19, 2020
Call Options

Written

-5,400

97.0000

American Mar 6, 2020
Call Options

Written

-7,700

100.0000

American Jan 15, 2021
Call Options

Written

-100

98.0000

American Mar 6, 2020
Call Options

Purchased

900

80.0000

American Jan 15, 2021
Put Options

Written

100

88.5000

American Mar 6, 2020
Put Options

Written

800

67.5000

American May 15, 2020
Put Options

Written

100

77.5000

American May 15, 2020
Put Options

Written

28,300

62.5000

American Jun 19, 2020
Call Options

Purchased

7,400

87.5000

American Sep 18, 2020
Put Options

Written

100

85.0000

American Apr 17, 2020
Put Options

Written

100

93.0000

American Mar 13, 2020
Call Options

Purchased

13,900

75.0000

American Sep 18, 2020
Call Options

Purchased

600

77.5000

American Sep 18, 2020
Call Options

Purchased

400

107.0000

American Feb 28, 2020
Call Options

Purchased

1,100

60.0000

American Jan 15, 2021
Put Options

Written

300

65.0000

American May 15, 2020
Put Options

Written

100

82.0000

American Feb 28, 2020
Call Options

Purchased

15,000

90.0000

American May 15, 2020
Call Options

Purchased

2,400

94.5000

American Feb 28, 2020
Put Options

Written

22,000

90.0000

American Mar 20, 2020
Put Options

Written

2,400

92.0000

American Mar 13, 2020
Put Options

Written

1,800

77.5000

American Sep 18, 2020
Call Options

Purchased

500

82.5000

American Sep 18, 2020
Put Options

Written

1,100

82.5000

American Jun 19, 2020
Call Options

Written

-1,100

93.0000

American Feb 28, 2020
Put Options

Purchased

-2,100

100.0000

American Jan 15, 2021
Put Options

Purchased

-4,700

35.0000

American Jan 15, 2021
Call Options

Written

-500

70.0000

American Feb 28, 2020
Call Options

Written

-2,800

115.0000

American Jun 19, 2020
Put Options

Purchased

-3,600

82.5000

American Mar 20, 2020
Call Options

Written

-2,700

125.0000

American Jan 15, 2021
Put Options

Purchased

-70,000

67.5000

American Jan 15, 2021
Put Options

Purchased

-21,100

95.0000

American Jan 15, 2021
Put Options

Purchased

-800

80.0000

American Apr 17, 2020
Call Options

Written

-5,200

130.0000

American Jun 19, 2020
Put Options

Purchased

-600

77.5000

American Jan 15, 2021
Call Options

Written

-1,000

85.0000

American Mar 6, 2020
Put Options

Purchased

-4,800

55.0000

American May 15, 2020
Call Options

Written

-900

105.0000

American Mar 27, 2020
Put Options

Purchased

-600

82.5000

American May 15, 2020
Call Options

Written

-800

92.5000

American Apr 17, 2020
Call Options

Written

-1,300

92.5000

American Jun 19, 2020
Put Options

Purchased

-700

42.5000

American Jan 15, 2021
Put Options

Purchased

-1,700

84.0000

American Mar 20, 2020
Put Options

Purchased

-2,500

93.0000

American Feb 28, 2020
Call Options

Written

-400

99.0000

American Feb 28, 2020
Put Options

Purchased

-900

60.0000

American Sep 18, 2020
Put Options

Written

2,300

90.0000

American May 15, 2020
Call Options

Purchased

500

96.0000

American Mar 20, 2020
Call Options

Purchased

400

84.5000

American Mar 13, 2020
Call Options

Purchased

100

125.0000

American Jan 21, 2022
Put Options

Written

100

95.0000

American Sep 18, 2020
Put Options

Written

5,400

55.0000

American Jun 19, 2020
Put Options

Written

1,700

75.0000

American Jan 15, 2021
Put Options

Written

600

83.0000

American Mar 6, 2020
Put Options

Written

9,100

87.5000

American May 15, 2020
Call Options

Purchased

1,000

100.0000

American Sep 18, 2020
Put Options

Written

800

87.5000

American Jan 15, 2021
Put Options

Written

100

92.5000

American Mar 6, 2020
Call Options

Purchased

2,400

95.0000

American Feb 28, 2020
Put Options

Written

90,000

50.0000

American Jun 19, 2020
Put Options

Written

100

88.0000

American Mar 6, 2020
Put Options

Written

2,000

57.5000

American Sep 18, 2020
Put Options

Written

1,500

62.5000

American May 15, 2020
Call Options

Purchased

2,500

90.0000

American Feb 28, 2020
Put Options

Written

30,100

70.0000

American Jun 19, 2020
Put Options

Written

300

35.0000

American Sep 18, 2020
Call Options

Written

-4,700

120.0000

American Jan 21, 2022
Call Options

Written

-100

94.0000

American Feb 28, 2020
Put Options

Purchased

-100

94.0000

American Mar 6, 2020
Call Options

Written

-1,500

90.0000

American Jan 15, 2021
Put Options

Purchased

-1,900

40.0000

American Jan 15, 2021
Put Options

Purchased

-400

75.0000

American Mar 27, 2020
Call Options

Written

-100

92.0000

American Mar 6, 2020
Call Options

Written

-600

96.5000

American Mar 6, 2020
Put Options

Purchased

-100,000

92.5000

American Jan 15, 2021
Put Options

Purchased

-2,300

87.5000

American Mar 20, 2020
Call Options

Written

-33,400

95.0000

American Jun 19, 2020
Put Options

Purchased

-9,600

72.5000

American Jan 15, 2021
Put Options

Purchased

-100

92.0000

American Mar 20, 2020
Put Options

Purchased

-300

96.0000

American Mar 13, 2020
Put Options

Purchased

-700

92.5000

American Jun 19, 2020
Call Options

Written

-2,100

115.0000

American Jan 15, 2021
Call Options

Written

-4,700

100.0000

American Mar 6, 2020
Put Options

Purchased

-300

60.0000

American Jan 21, 2022
Call Options

Written

-400

82.5000

American Mar 6, 2020
Put Options

Purchased

-1,600

88.0000

American Apr 3, 2020
Call Options

Purchased

100

85.5000

American Feb 28, 2020
Put Options

Written

100

92.5000

American Sep 18, 2020
Call Options

Purchased

1,600

85.0000

American Sep 18, 2020
Put Options

Written

500

45.0000

American Jan 21, 2022
Call Options

Purchased

200

82.5000

American Mar 20, 2020
Put Options

Written

14,500

67.5000

American Jun 19, 2020
Call Options

Purchased

300

55.0000

American Jan 21, 2022
Call Options

Purchased

4,200

80.0000

American Jun 19, 2020
Call Options

Purchased

3,500

96.0000

American Feb 28, 2020
Call Options

Purchased

200

72.5000

American Jan 21, 2022
Call Options

Purchased

200

91.5000

American Feb 28, 2020
Call Options

Purchased

100

95.0000

American Mar 13, 2020
Call Options

Purchased

2,100

95.5000

American Feb 28, 2020
Put Options

Written

100

91.0000

American Mar 6, 2020
Put Options

Written

1,100

65.0000

American Sep 18, 2020
Put Options

Written

275,000

70.0000

American Jan 15, 2021
Call Options

Purchased

1,400

105.0000

American Sep 18, 2020
Put Options

Written

8,400

87.5000

American Jun 19, 2020
Put Options

Written

100

97.5000

American Jan 21, 2022
Put Options

Written

100

130.0000

American Jun 19, 2020
Call Options

Purchased

2,900

105.0000

American May 15, 2020
Put Options

Written

2,600

65.0000

American Jan 15, 2021
Call Options

Purchased

1,300

85.0000

American Feb 28, 2020
Put Options

Written

800

90.0000

American Mar 13, 2020
Put Options

Written

20,400

90.0000

American Jan 15, 2021
Put Options

Written

1,500

77.5000

American Jun 19, 2020
Put Options

Written

500

45.0000

American Jan 15, 2021
Put Options

Written

1,000

87.5000

American Sep 18, 2020
Put Options

Written

400

93.5000

American Feb 28, 2020
Put Options

Written

100

90.0000

American Mar 27, 2020
Put Options

Purchased

-900

40.0000

American Jun 19, 2020
Call Options

Written

-2,500

94.0000

American Mar 6, 2020
Put Options

Purchased

-4,100

75.0000

American Jan 21, 2022
Put Options

Purchased

-300

84.0000

American Mar 6, 2020
Put Options

Purchased

-1,000

115.0000

American Jan 21, 2022
Put Options

Purchased

-2,200

92.5000

American Feb 28, 2020
Call Options

Written

-6,600

105.0000

American Jan 15, 2021
Call Options

Written

-500

94.0000

American Mar 27, 2020
Call Options

Written

-100

93.5000

American Mar 27, 2020
Call Options

Written

-7,300

100.0000

American Jun 19, 2020
Call Options

Written

-19,400

105.0000

American Mar 20, 2020
Put Options

Purchased

-100

80.0000

American Feb 28, 2020
Call Options

Written

-2,200

95.0000

American Aug 21, 2020
Put Options

Purchased

-900

90.0000

American Feb 28, 2020
Put Options

Purchased

-700

95.0000

American Mar 13, 2020
Call Options

Written

-7,100

105.0000

American Feb 28, 2020
Put Options

Purchased

-100

87.0000

American Mar 27, 2020
Put Options

Purchased

-200

100.0000

American Sep 18, 2020
Put Options

Purchased

-300

67.5000

American Jan 21, 2022
Put Options

Purchased

-300

91.0000

American Feb 28, 2020
Call Options

Written

-13,600

82.5000

American May 15, 2020
Put Options

Purchased

-100

80.0000

American Jan 21, 2022
Put Options

Written

1,100

45.0000

American Jun 19, 2020
Call Options

Purchased

500

90.0000

American Jan 21, 2022
Call Options

Purchased

100

91.5000

American Mar 6, 2020
Call Options

Purchased

1,700

57.5000

American Jan 15, 2021
Put Options

Written

7,500

92.5000

American Mar 20, 2020
Put Options

Written

1,500

81.0000

American Mar 6, 2020
Call Options

Purchased

300

92.0000

American Feb 28, 2020
Call Options

Purchased

10,000

100.0000

American May 15, 2020
Call Options

Purchased

1,300

82.5000

American Jun 19, 2020
Put Options

Written

6,500

85.0000

American Mar 6, 2020
Call Options

Purchased

7,300

77.5000

American Jan 15, 2021
Put Options

Written

3,300

72.5000

American May 15, 2020
Call Options

Purchased

1,500

80.0000

American Sep 18, 2020
Put Options

Written

600

85.0000

American Jan 15, 2021
Call Options

Purchased

400

85.0000

American Jan 21, 2022
Put Options

Written

2,900

92.5000

American Jan 15, 2021
Call Options

Purchased

11,700

85.0000

American Jan 15, 2021
Put Options

Written

1,100

67.5000

American Jan 15, 2021
Call Options

Purchased

4,300

100.0000

American Feb 28, 2020
Call Options

Written

-1,100

120.0000

American Jun 19, 2020
Call Options

Written

-500

87.5000

American Jan 21, 2022
Call Options

Written

-600

92.5000

American Aug 21, 2020
Put Options

Purchased

-200

92.5000

American Jan 21, 2022
Put Options

Purchased

-500

47.5000

American Sep 18, 2020
Call Options

Written

-400

93.5000

American Mar 6, 2020
Call Options

Written

-60,600

87.5000

American Jan 15, 2021
Call Options

Written

-5,200

110.0000

American May 15, 2020
Put Options

Purchased

-200

86.0000

American Feb 28, 2020
Call Options

Written

-2,600

82.5000

American Jan 15, 2021
Call Options

Written

-4,500

95.0000

American Jan 15, 2021
Put Options

Purchased

-21,500

85.0000

American Mar 20, 2020
Call Options

Written

-700

96.0000

American Mar 6, 2020
Call Options

Written

-1,000

97.5000

American Aug 21, 2020
Put Options

Purchased

-250,000

85.0000

American Jan 15, 2021
Call Options

Written

-4,700

140.0000

American Jan 15, 2021
Call Options

Written

-100

98.5000

American Mar 6, 2020
Put Options

Purchased

-500

83.5000

American Feb 28, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 693727
Time of Receipt (offset from UTC): 20200305T095402+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC