Form 8.3 - Allergan plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 03 March 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:

ORD

 

 

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

4,065,762

1.24%

3,279,544

1.00%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

3,347,027

1.02%

2,579,128

0.78%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

488,300

0.15%

231,500

0.07%

 

 

 

 

TOTAL:

 

 

 

 

7,901,089

2.40%

6,090,172

1.85%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

10

193.1100 USD
Purchase

15

192.2200 USD
Purchase

15

192.2157 USD
Purchase

59

193.1900 USD
Purchase

100

193.2900 USD
Purchase

100

193.8300 USD
Purchase

100

192.4500 USD
Purchase

100

191.6550 USD
Purchase

100

193.1200 USD
Purchase

100

191.8850 USD
Purchase

100

191.4000 USD
Purchase

100

193.1950 USD
Purchase

100

191.7800 USD
Purchase

116

192.2053 USD
Purchase

160

194.2287 USD
Purchase

160

194.2288 USD
Purchase

200

192.6150 USD
Purchase

200

192.8164 USD
Purchase

200

193.7550 USD
Purchase

200

192.1400 USD
Purchase

200

191.9450 USD
Purchase

205

191.8360 USD
Purchase

242

192.2743 USD
Purchase

251

193.2886 USD
Purchase

260

193.0346 USD
Purchase

284

192.7802 USD
Purchase

286

193.3799 USD
Purchase

300

191.7333 USD
Purchase

300

192.5500 USD
Purchase

315

193.5000 USD
Purchase

343

193.2576 USD
Purchase

400

192.3037 USD
Purchase

400

192.9350 USD
Purchase

400

191.7937 USD
Purchase

400

192.4100 USD
Purchase

400

193.0675 USD
Purchase

482

194.2531 USD
Purchase

500

192.9840 USD
Purchase

513

193.8060 USD
Purchase

600

192.0550 USD
Purchase

600

192.3333 USD
Purchase

600

192.8575 USD
Purchase

700

192.3100 USD
Purchase

700

192.4357 USD
Purchase

856

192.1455 USD
Purchase

880

193.1072 USD
Purchase

900

191.5494 USD
Purchase

1,445

192.2378 USD
Purchase

2,310

191.9213 USD
Purchase

2,415

193.7664 USD
Purchase

2,732

193.7630 USD
Purchase

3,265

192.7445 USD
Purchase

4,825

194.0821 USD
Purchase

5,300

192.5762 USD
Purchase

5,800

192.6345 USD
Purchase

7,455

192.0682 USD
Purchase

14,389

192.7799 USD
Purchase

14,927

192.2747 USD
Purchase

31,023

191.9400 USD
Purchase

110,603

192.3824 USD
Purchase

332,932

191.9457 USD
Sale

8

193.1500 USD
Sale

10

193.1100 USD
Sale

15

192.2200 USD
Sale

19

192.8700 USD
Sale

60

193.0000 USD
Sale

60

194.1600 USD
Sale

100

193.5100 USD
Sale

100

193.1600 USD
Sale

100

193.0500 USD
Sale

100

193.0400 USD
Sale

100

193.8200 USD
Sale

100

193.8400 USD
Sale

100

191.8100 USD
Sale

100

193.9400 USD
Sale

100

192.5975 USD
Sale

100

194.2700 USD
Sale

100

191.5500 USD
Sale

160

194.2287 USD
Sale

174

193.1300 USD
Sale

200

193.0700 USD
Sale

216

193.8383 USD
Sale

241

191.8346 USD
Sale

248

192.9137 USD
Sale

300

193.3366 USD
Sale

315

193.5000 USD
Sale

319

193.1679 USD
Sale

326

193.1345 USD
Sale

400

191.5050 USD
Sale

400

193.7456 USD
Sale

400

193.1175 USD
Sale

500

192.3120 USD
Sale

576

193.1032 USD
Sale

600

193.8300 USD
Sale

610

192.1116 USD
Sale

760

191.6357 USD
Sale

785

193.4090 USD
Sale

1,030

193.2840 USD
Sale

1,141

193.3226 USD
Sale

1,210

193.3859 USD
Sale

1,233

191.8780 USD
Sale

1,316

193.8089 USD
Sale

2,700

192.4763 USD
Sale

2,786

193.0890 USD
Sale

3,041

192.4550 USD
Sale

3,300

192.7221 USD
Sale

3,882

193.2547 USD
Sale

4,370

191.8082 USD
Sale

4,862

191.9702 USD
Sale

5,700

192.6489 USD
Sale

12,330

192.2622 USD
Sale

13,000

192.0738 USD
Sale

14,419

191.8827 USD
Sale

25,105

193.2002 USD
Sale

32,653

191.9400 USD
Sale

33,369

191.8733 USD
Sale

43,552

192.8158 USD
Sale

333,758

191.9472 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option
purchasing,

of

price

date

money
selling,

securities

 

 

paid/
varying etc

to which

 

 

received

option

 

 

relates

 

 

Call Option Purchasing

1,000

203 USD

American

20 Mar 2020

0.7110 USD
Call Option Selling

1,000

195 USD

American

20 Mar 2020

2.7610 USD
Put Option Purchasing

100

195 USD

American

15 May 2020

5.8500 USD
Put Option Selling

1,100

90 USD

American

15 May 2020

0.0700 USD
Put Option Selling

16,500

150 USD

American

20 Mar 2020

0.2968 USD
Put Option Selling

400

160 USD

American

17 Apr 2020

0.9000 USD
Put Option Selling

100

190 USD

American

20 Mar 2020

1.3500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 4 Mar 2020
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

 

to which the option

 

 

 

 

or derivative

 

 

 

 

relates

 

 

 

Put Options

Written

3,200

170.0000

American

Mar 20, 2020

Call Options

Purchased

2,600

175.0000

American

Jan 15, 2021

Put Options

Written

700

100.0000

American

Jan 15, 2021

Call Options

Purchased

200

190.0000

American

Jan 21, 2022

Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021

Put Options

Written

700

95.0000

American

Jan 15, 2021

Call Options

Purchased

300

190.0000

American

Mar 27, 2020

Put Options

Written

5,000

115.0000

American

Mar 20, 2020

Put Options

Written

800

130.0000

American

Mar 20, 2020

Put Options

Written

300

180.0000

American

Jan 21, 2022

Put Options

Written

2,700

100.0000

American

May 15, 2020

Call Options

Written

-200

230.0000

American

Mar 20, 2020

Put Options

Purchased

-900

145.0000

American

Jan 15, 2021

Call Options

Written

-100

160.0000

American

Mar 20, 2020

Call Options

Written

-1,400

230.0000

American

Jun 19, 2020

Call Options

Written

-600

220.0000

American

May 15, 2020

Put Options

Purchased

-1,000

165.0000

American

Jan 15, 2021

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Written

1,100

190.0000

American

Mar 20, 2020

Put Options

Written

1,000

195.0000

American

Jan 15, 2021

Put Options

Written

66,500

140.0000

American

Mar 20, 2020

Put Options

Written

12,000

160.0000

American

Jun 19, 2020

Put Options

Written

18,500

150.0000

American

May 15, 2020

Call Options

Purchased

1,000

170.0000

American

Jan 15, 2021

Call Options

Purchased

100

197.5000

American

Mar 6, 2020

Put Options

Written

36,900

105.0000

American

Jan 15, 2021

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Put Options

Purchased

-400

185.0000

American

Jan 21, 2022

Put Options

Purchased

-16,600

115.0000

American

Jan 15, 2021

Call Options

Written

-3,300

200.0000

American

Aug 21, 2020

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-100

187.5000

American

Mar 6, 2020

Call Options

Written

-500

150.0000

American

Jan 15, 2021

Put Options

Purchased

-200

155.0000

American

Jan 15, 2021

Call Options

Written

-42,500

165.0000

American

Jan 21, 2022

Call Options

Purchased

300

210.0000

American

May 15, 2020

Put Options

Written

7,100

145.0000

American

Mar 20, 2020

Call Options

Purchased

3,100

165.0000

American

Jan 15, 2021

Call Options

Purchased

1,000

202.5000

American

Mar 20, 2020

Put Options

Written

100

140.0000

American

Jan 21, 2022

Put Options

Written

1,000

120.0000

American

Apr 17, 2020

Call Options

Purchased

500

190.0000

American

May 15, 2020

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Put Options

Written

6,000

185.0000

American

Mar 20, 2020

Put Options

Written

1,700

185.0000

American

May 15, 2020

Call Options

Purchased

200

195.0000

American

May 15, 2020

Put Options

Written

500

175.0000

American

Mar 20, 2020

Call Options

Purchased

1,100

190.0000

American

Jun 19, 2020

Call Options

Purchased

100

200.0000

American

Mar 6, 2020

Call Options

Purchased

42,500

175.0000

American

Jan 21, 2022

Put Options

Written

4,700

180.0000

American

Apr 17, 2020

Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020

Call Options

Written

-100

210.0000

American

Mar 20, 2020

Call Options

Written

-200

205.0000

American

Apr 3, 2020

Call Options

Written

-100

200.0000

American

Jan 21, 2022

Put Options

Purchased

-4,700

170.0000

American

Jan 15, 2021

Call Options

Written

-100

240.0000

American

Mar 20, 2020

Call Options

Written

-700

270.0000

American

Jan 15, 2021

Put Options

Purchased

-1,100

195.0000

American

May 15, 2020

Call Options

Purchased

500

220.0000

American

Jan 21, 2022

Call Options

Purchased

7,100

200.0000

American

Mar 20, 2020

Call Options

Purchased

2,000

180.0000

American

Jan 15, 2021

Put Options

Written

48,000

140.0000

American

Jun 19, 2020

Call Options

Purchased

1,400

160.0000

American

Jan 21, 2022

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Put Options

Written

3,800

165.0000

American

Jun 19, 2020

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Put Options

Written

600

190.0000

American

Jan 15, 2021

Put Options

Written

1,500

170.0000

American

May 15, 2020

Put Options

Written

100

197.5000

American

Apr 3, 2020

Put Options

Written

5,400

95.0000

American

May 15, 2020

Put Options

Purchased

-2,300

170.0000

American

Jun 19, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options

Written

-100

150.0000

American

May 15, 2020

Call Options

Written

-200

220.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

190.0000

American

May 15, 2020

Put Options

Purchased

-100

180.0000

American

Mar 13, 2020

Put Options

Written

7,400

120.0000

American

Jun 19, 2020

Call Options

Purchased

7,700

190.0000

American

Jan 15, 2021

Call Options

Purchased

1,600

200.0000

American

Jan 15, 2021

Put Options

Written

15,200

160.0000

American

Mar 20, 2020

Put Options

Written

1,100

90.0000

American

May 15, 2020

Call Options

Purchased

3,000

195.0000

American

Aug 21, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Put Options

Written

7,000

140.0000

American

Jan 15, 2021

Call Options

Purchased

1,300

180.0000

American

Jan 21, 2022

Put Options

Purchased

-34,000

150.0000

American

Jan 15, 2021

Call Options

Written

-400

190.0000

American

Mar 20, 2020

Call Options

Written

-100

165.0000

American

Jun 19, 2020

Put Options

Purchased

-400

190.0000

American

Jun 19, 2020

Call Options

Written

-100

175.0000

American

May 15, 2020

Call Options

Written

-7,200

260.0000

American

Jan 15, 2021

Put Options

Purchased

-500

185.0000

American

Jun 19, 2020

Put Options

Written

1,400

195.0000

American

Jun 19, 2020

Call Options

Purchased

100

210.0000

American

Jan 15, 2021

Put Options

Written

200

135.0000

American

Mar 20, 2020

Put Options

Written

1,900

180.0000

American

Jun 19, 2020

Call Options

Purchased

100

210.0000

American

Apr 17, 2020

Put Options

Written

24,100

180.0000

American

Mar 20, 2020

Put Options

Written

3,400

165.0000

American

Mar 20, 2020

Put Options

Written

400

200.0000

American

Mar 20, 2020

Put Options

Written

100

200.0000

American

May 15, 2020

Call Options

Purchased

6,400

160.0000

American

Jan 15, 2021

Put Options

Written

100

165.0000

American

May 15, 2020

Put Options

Written

6,000

180.0000

American

May 15, 2020

Put Options

Purchased

-4,100

160.0000

American

Jan 15, 2021

Put Options

Purchased

-100

170.0000

American

Jan 21, 2022

Call Options

Written

-200

165.0000

American

Mar 20, 2020

Put Options

Purchased

-6,500

190.0000

American

Mar 6, 2020

Call Options

Written

-800

195.0000

American

Mar 20, 2020

Call Options

Written

-100

185.0000

American

Jun 19, 2020

Call Options

Written

-100

160.0000

American

Jun 19, 2020

Put Options

Purchased

-400

120.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

185.0000

American

Jan 15, 2021

Put Options

Purchased

-500

120.0000

American

Aug 21, 2020

Call Options

Written

-900

175.0000

American

Jun 19, 2020

Put Options

Purchased

-300

185.0000

American

Aug 21, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Put Options

Written

100

140.0000

American

Apr 17, 2020

Put Options

Written

600

155.0000

American

Apr 17, 2020

Put Options

Written

300

125.0000

American

Jun 19, 2020

Call Options

Purchased

8,200

185.0000

American

Aug 21, 2020

Call Options

Purchased

1,500

220.0000

American

Mar 20, 2020

Call Options

Purchased

700

200.0000

American

Jun 19, 2020

Put Options

Written

3,700

215.0000

American

Jan 15, 2021

Put Options

Purchased

-200

190.0000

American

Aug 21, 2020

Call Options

Written

-400

180.0000

American

Mar 20, 2020

Call Options

Written

-700

202.5000

American

Mar 6, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Call Options

Written

-300

210.0000

American

Mar 6, 2020

Put Options

Purchased

-1,800

150.0000

American

Jan 21, 2022

Put Options

Purchased

-1,200

180.0000

American

Jan 15, 2021

Put Options

Purchased

-100

130.0000

American

Jan 15, 2021

Call Options

Written

-200

180.0000

American

Jun 19, 2020

Put Options

Purchased

-300

125.0000

American

Jan 15, 2021

Call Options

Purchased

3,300

190.0000

American

Aug 21, 2020

Call Options

Purchased

11,300

195.0000

American

Jan 15, 2021

Put Options

Written

14,500

195.0000

American

Mar 20, 2020

Call Options

Purchased

400

200.0000

American

May 15, 2020

Put Options

Written

7,000

105.0000

American

May 15, 2020

Put Options

Written

22,100

150.0000

American

Mar 20, 2020

Put Options

Written

4,500

195.0000

American

Aug 21, 2020

Put Options

Written

400

160.0000

American

Apr 17, 2020

Put Options

Written

200

120.0000

American

May 15, 2020

Put Options

Purchased

-8,200

140.0000

American

Mar 20, 2020

Call Options

Written

-1,000

185.0000

American

May 15, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 693579
Time of Receipt (offset from UTC): 20200304T132832+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC