Form 8.3 - Abbvie Plc - Amendment

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 27 February 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:

ORD

 

 

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

3,044,525

0.21%

4,039,226

0.27%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,244,892

0.15%

601,788

0.04%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,680,100

0.11%

1,527,800

0.10%

 

 

 

 

TOTAL:

 

 

 

 

6,969,517

0.47%

6,168,814

0.42%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

14

88.9500 USD
Purchase

14

88.5800 USD
Purchase

27

85.5900 USD
Purchase

34

86.7400 USD
Purchase

34

86.4200 USD
Purchase

35

85.3700 USD
Purchase

100

87.1250 USD
Purchase

100

86.0350 USD
Purchase

100

85.7800 USD
Purchase

100

87.0700 USD
Purchase

100

86.4600 USD
Purchase

100

86.9300 USD
Purchase

100

88.9100 USD
Purchase

100

88.9400 USD
Purchase

113

87.5823 USD
Purchase

114

86.6792 USD
Purchase

129

85.6947 USD
Purchase

142

88.1428 USD
Purchase

186

86.2696 USD
Purchase

190

87.8205 USD
Purchase

200

88.8650 USD
Purchase

200

85.7500 USD
Purchase

200

86.7200 USD
Purchase

200

86.5600 USD
Purchase

212

87.9849 USD
Purchase

213

86.2239 USD
Purchase

223

86.7816 USD
Purchase

299

86.8400 USD
Purchase

300

86.9183 USD
Purchase

300

86.9366 USD
Purchase

300

87.1666 USD
Purchase

300

88.0666 USD
Purchase

300

89.1766 USD
Purchase

300

86.2733 USD
Purchase

300

86.4933 USD
Purchase

300

86.7566 USD
Purchase

300

86.7600 USD
Purchase

300

86.8333 USD
Purchase

303

86.4943 USD
Purchase

323

88.1504 USD
Purchase

340

87.6946 USD
Purchase

377

89.3167 USD
Purchase

400

86.0575 USD
Purchase

400

87.3525 USD
Purchase

400

89.1650 USD
Purchase

400

89.2387 USD
Purchase

415

86.1700 USD
Purchase

486

88.6713 USD
Purchase

497

88.0486 USD
Purchase

500

85.0255 USD
Purchase

500

86.4250 USD
Purchase

501

87.2085 USD
Purchase

516

87.1024 USD
Purchase

539

85.8305 USD
Purchase

573

88.6387 USD
Purchase

600

86.1200 USD
Purchase

600

86.0900 USD
Purchase

600

85.8150 USD
Purchase

650

84.4638 USD
Purchase

676

86.5129 USD
Purchase

693

86.6250 USD
Purchase

702

86.9929 USD
Purchase

702

86.6129 USD
Purchase

703

88.8012 USD
Purchase

764

86.4418 USD
Purchase

800

87.6137 USD
Purchase

800

86.9387 USD
Purchase

834

86.4483 USD
Purchase

876

86.6319 USD
Purchase

900

86.1922 USD
Purchase

905

86.5086 USD
Purchase

1,010

86.1800 USD
Purchase

1,058

86.2022 USD
Purchase

1,086

85.9397 USD
Purchase

1,100

86.6981 USD
Purchase

1,179

87.0206 USD
Purchase

1,265

86.5775 USD
Purchase

1,326

86.2151 USD
Purchase

1,336

86.7350 USD
Purchase

1,345

85.3000 USD
Purchase

1,397

86.7723 USD
Purchase

1,500

86.9346 USD
Purchase

1,508

87.3758 USD
Purchase

1,564

86.5100 USD
Purchase

1,600

86.9503 USD
Purchase

1,723

86.1782 USD
Purchase

1,829

86.6636 USD
Purchase

1,866

86.1940 USD
Purchase

1,900

86.8868 USD
Purchase

2,200

87.1402 USD
Purchase

2,371

85.8089 USD
Purchase

2,600

87.1023 USD
Purchase

2,654

87.7082 USD
Purchase

2,789

86.1694 USD
Purchase

3,200

86.9838 USD
Purchase

3,586

85.8229 USD
Purchase

6,832

85.8308 USD
Purchase

7,310

86.0381 USD
Purchase

7,435

86.0428 USD
Purchase

7,640

85.7239 USD
Purchase

8,088

86.1726 USD
Purchase

15,555

87.5360 USD
Purchase

18,818

85.9143 USD
Purchase

19,052

87.4827 USD
Purchase

19,900

86.6200 USD
Purchase

29,271

86.4887 USD
Purchase

44,900

86.9262 USD
Purchase

52,100

86.8856 USD
Purchase

132,000

88.4100 USD
Purchase

138,254

85.4200 USD
Purchase

159,901

85.4011 USD
Purchase

283,022

86.9229 USD
Sale

18

87.1000 USD
Sale

22

87.3300 USD
Sale

23

86.2700 USD
Sale

34

86.7400 USD
Sale

50

84.5900 USD
Sale

64

87.6700 USD
Sale

89

85.3389 USD
Sale

100

86.8300 USD
Sale

100

86.0807 USD
Sale

100

86.0800 USD
Sale

100

85.8400 USD
Sale

100

85.5600 USD
Sale

100

85.2600 USD
Sale

100

85.0200 USD
Sale

100

88.3100 USD
Sale

100

87.9700 USD
Sale

106

87.9396 USD
Sale

107

85.1571 USD
Sale

113

86.8115 USD
Sale

113

87.5823 USD
Sale

169

85.2540 USD
Sale

200

86.1365 USD
Sale

200

86.1950 USD
Sale

200

85.0000 USD
Sale

200

86.2650 USD
Sale

200

86.1400 USD
Sale

250

87.8000 USD
Sale

250

86.5924 USD
Sale

285

86.5680 USD
Sale

300

86.2066 USD
Sale

300

85.0166 USD
Sale

300

86.9366 USD
Sale

300

85.0116 USD
Sale

316

86.5258 USD
Sale

324

86.6529 USD
Sale

350

86.9757 USD
Sale

400

87.3525 USD
Sale

400

87.4775 USD
Sale

400

87.5200 USD
Sale

433

86.4665 USD
Sale

450

87.9488 USD
Sale

465

85.0207 USD
Sale

500

88.3700 USD
Sale

500

85.0160 USD
Sale

500

85.0255 USD
Sale

500

86.7640 USD
Sale

502

87.3941 USD
Sale

508

87.5668 USD
Sale

521

85.0147 USD
Sale

539

85.8305 USD
Sale

550

87.5481 USD
Sale

600

86.2141 USD
Sale

600

87.5533 USD
Sale

600

85.0133 USD
Sale

650

87.6000 USD
Sale

674

86.6408 USD
Sale

776

86.6994 USD
Sale

800

88.3200 USD
Sale

800

85.1225 USD
Sale

861

87.5317 USD
Sale

861

86.4110 USD
Sale

900

85.0177 USD
Sale

911

86.0479 USD
Sale

1,019

87.8299 USD
Sale

1,098

87.5492 USD
Sale

1,100

85.0118 USD
Sale

1,100

87.0350 USD
Sale

1,100

87.4718 USD
Sale

1,200

85.6616 USD
Sale

1,216

86.3213 USD
Sale

1,227

86.1536 USD
Sale

1,326

87.6073 USD
Sale

1,345

85.3000 USD
Sale

1,640

85.0041 USD
Sale

1,682

86.3591 USD
Sale

1,700

86.6118 USD
Sale

1,700

87.5464 USD
Sale

1,892

87.2764 USD
Sale

1,932

85.2209 USD
Sale

1,989

86.5100 USD
Sale

2,034

84.7994 USD
Sale

2,357

87.5413 USD
Sale

2,400

85.0366 USD
Sale

2,980

86.1902 USD
Sale

3,000

87.5046 USD
Sale

3,317

87.5678 USD
Sale

3,381

87.2809 USD
Sale

3,510

86.4960 USD
Sale

3,965

86.4460 USD
Sale

4,036

85.8426 USD
Sale

4,900

86.5829 USD
Sale

5,800

86.4069 USD
Sale

6,206

85.9671 USD
Sale

6,372

86.5083 USD
Sale

7,100

87.6481 USD
Sale

8,135

86.3065 USD
Sale

8,498

87.5723 USD
Sale

12,647

87.0948 USD
Sale

17,455

86.3157 USD
Sale

17,586

87.3459 USD
Sale

18,700

86.9582 USD
Sale

18,887

86.1162 USD
Sale

19,052

87.4827 USD
Sale

19,900

86.6200 USD
Sale

22,300

86.8755 USD
Sale

25,000

86.9979 USD
Sale

26,500

86.6000 USD
Sale

27,017

85.8118 USD
Sale

34,518

87.4946 USD
Sale

45,070

86.3607 USD
Sale

69,049

85.2918 USD
Sale

112,813

87.2796 USD
Sale

125,639

85.6322 USD
Sale

139,599

85.4200 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise Type Expiry

Option

 

purchasing,

of

price date

money

 

selling,

securities

paid/

 

varying etc

to which

received

 

option

 

 

relates

 

Call Option

Purchasing

200

73 USD American 21 Jan 2022

15.8500 USD

Call Option

Purchasing

100

80 USD American 19 Jun 2020

8.2400 USD

Call Option

Purchasing

200

80 USD American 21 Jan 2022

12.6700 USD

Call Option

Purchasing

200

85 USD American 15 May 2020

5.7950 USD

Call Option

Purchasing

300

88 USD American 28 Feb 2020

0.6400 USD

Call Option

Purchasing

1,800

90 USD American 15 May 2020

3.7233 USD

Call Option

Purchasing

100

94 USD American 6 Mar 2020

0.2900 USD

Call Option

Purchasing

700

105 USD American 27 Mar 2020

0.2200 USD

Call Option

Selling

200

78 USD American 15 Jan 2021

12.6500 USD

Call Option

Selling

100

80 USD American 19 Jun 2020

9.2500 USD

Call Option

Selling

100

85 USD American 15 May 2020

5.4000 USD

Call Option

Selling

3,000

85 USD American 15 Jan 2021

8.2000 USD

Call Option

Selling

5,300

87 USD American 28 Feb 2020

0.5852 USD

Call Option

Selling

200

88 USD American 6 Mar 2020

2.3000 USD

Call Option

Selling

100

88 USD American 15 May 2020

4.4200 USD

Call Option

Selling

500

89 USD American 6 Mar 2020

0.9920 USD

Call Option

Selling

100

89 USD American 13 Mar 2020

1.6600 USD

Call Option

Selling

300

90 USD American 18 Sep 2020

4.8500 USD

Call Option

Selling

100

91 USD American 28 Feb 2020

0.0500 USD

Call Option

Selling

200

92 USD American 28 Feb 2020

0.0300 USD

Call Option

Selling

100

93 USD American 28 Feb 2020

0.2000 USD

Call Option

Selling

5,000

93 USD American 15 May 2020

2.0000 USD

Call Option

Selling

100

94 USD American 6 Mar 2020

0.5500 USD

Call Option

Selling

2,600

95 USD American 20 Mar 2020

0.4057 USD

Call Option

Selling

200

95 USD American 17 Apr 2020

1.2800 USD

Call Option

Selling

200

95 USD American 15 May 2020

1.8000 USD

Call Option

Selling

100

96 USD American 6 Mar 2020

0.4500 USD

Call Option

Selling

700

96 USD American 27 Mar 2020

0.5600 USD

Call Option

Selling

3,000

98 USD American 15 May 2020

0.9000 USD

Call Option

Selling

5,000

100 USD American 6 Mar 2020

0.1400 USD

Call Option

Selling

300

100 USD American 20 Mar 2020

0.1466 USD

Call Option

Selling

2,000

100 USD American 15 May 2020

1.0775 USD

Call Option

Selling

500

105 USD American 15 May 2020

0.3500 USD

Call Option

Selling

100

105 USD American 15 Jan 2021

2.7000 USD

Call Option

Selling

500

110 USD American 15 May 2020

0.2500 USD

Call Option

Selling

200

120 USD American 15 Jan 2021

0.9000 USD

Call Option

Selling

600

125 USD American 18 Sep 2020

0.2900 USD

Put Option

Purchasing

1,400

38 USD American 21 Jan 2022

1.0100 USD

Put Option

Purchasing

500

55 USD American 15 Jan 2021

1.4000 USD

Put Option

Purchasing

500

70 USD American 21 Aug 2020

1.6500 USD

Put Option

Purchasing

100

75 USD American 20 Mar 2020

0.2600 USD

Put Option

Purchasing

1,000

80 USD American 13 Mar 2020

1.0600 USD

Put Option

Purchasing

1,500

80 USD American 20 Mar 2020

1.0986 USD

Put Option

Purchasing

200

80 USD American 27 Mar 2020

1.1800 USD

Put Option

Purchasing

500

80 USD American 17 Apr 2020

2.3740 USD

Put Option

Purchasing

300

83 USD American 20 Mar 2020

1.7566 USD

Put Option

Purchasing

200

85 USD American 20 Mar 2020

2.1300 USD

Put Option

Purchasing

100

87 USD American 27 Mar 2020

3.0800 USD

Put Option

Purchasing

100

88 USD American 28 Feb 2020

2.1900 USD

Put Option

Purchasing

300

96 USD American 13 Mar 2020

10.9800 USD

Put Option

Selling

500

65 USD American 20 Mar 2020

0.0800 USD

Put Option

Selling

100

65 USD American 21 Aug 2020

1.2500 USD

Put Option

Selling

200

79 USD American 6 Mar 2020

0.4700 USD

Put Option

Selling

4,100

80 USD American 6 Mar 2020

0.6797 USD

Put Option

Selling

1,000

80 USD American 13 Mar 2020

0.9800 USD

Put Option

Selling

400

80 USD American 15 Jan 2021

8.5500 USD

Put Option

Selling

1,200

81 USD American 6 Mar 2020

1.0525 USD

Put Option

Selling

6,700

82 USD American 6 Mar 2020

1.1344 USD

Put Option

Selling

1,000

83 USD American 20 Mar 2020

1.9600 USD

Put Option

Selling

100

84 USD American 28 Feb 2020

0.7000 USD

Put Option

Selling

6,500

85 USD American 6 Mar 2020

1.7067 USD

Put Option

Selling

100

85 USD American 20 Mar 2020

1.6400 USD

Put Option

Selling

400

85 USD American 17 Apr 2020

4.6000 USD

Put Option

Selling

100

88 USD American 6 Mar 2020

2.5800 USD

Put Option

Selling

300

88 USD American 18 Sep 2020

8.7833 USD

Put Option

Selling

600

92 USD American 28 Feb 2020

3.4400 USD

Put Option

Selling

3,000

93 USD American 15 Jan 2021

15.7000 USD

Put Option

Selling

300

95 USD American 13 Mar 2020

10.1700 USD

Put Option

Selling

1,600

95 USD American 15 Jan 2021

17.1000 USD

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

3 Mar 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

date

to which the option

 

 

or derivative

 

 

relates

 

 

Put Options Written

100

100.0000

American

Mar 13, 2020

Put Options Written

1,200

85.0000

American

Jun 19, 2020

Call Options Purchased

1,100

90.0000

American

Mar 6, 2020

Call Options Purchased

1,000

72.5000

American

Jan 15, 2021

Call Options Purchased

100

93.0000

American

Mar 6, 2020

Call Options Purchased

500

97.5000

American

Jan 21, 2022

Put Options Written

500

90.0000

American

Mar 6, 2020

Put Options Written

4,200

80.0000

American

Mar 6, 2020

Call Options Purchased

100

72.5000

American

Sep 18, 2020

Put Options Written

101,800

60.0000

American

Jun 19, 2020

Call Options Purchased

2,100

100.0000

American

Mar 20, 2020

Call Options Purchased

5,000

87.5000

American

May 15, 2020

Put Options Written

3,100

75.0000

American

Jun 19, 2020

Put Options Written

2,200

70.0000

American

May 15, 2020

Call Options Purchased

500

75.0000

American

May 15, 2020

Call Options Purchased

300

67.5000

American

Sep 18, 2020

Put Options Written

10,900

80.0000

American

May 15, 2020

Call Options Purchased

3,100

115.0000

American

Sep 18, 2020

Put Options Written

2,600

37.5000

American

Jan 21, 2022

Put Options Written

700

82.5000

American

Jan 15, 2021

Put Options Purchased

-100

86.5000

American

Mar 6, 2020

Call Options Written

-200

95.0000

American

Mar 27, 2020

Put Options Purchased

-600

55.0000

American

Sep 18, 2020

Put Options Purchased

-5,000

47.5000

American

Jun 19, 2020

Call Options Written

-5,000

80.0000

American

Jan 21, 2022

Put Options Purchased

-100

87.0000

American

Feb 28, 2020

Call Options Written

-200

100.0000

American

Aug 21, 2020

Call Options Written

-100

110.0000

American

Jan 21, 2022

Put Options Purchased

-100

95.0000

American

May 15, 2020

Call Options Written

-900

98.0000

American

Feb 28, 2020

Call Options Written

-19,200

110.0000

American

Mar 20, 2020

Put Options Purchased

-2,800

50.0000

American

Jan 15, 2021

Call Options Written

-4,500

115.0000

American

Jan 21, 2022

Put Options Purchased

-48,100

85.0000

American

May 15, 2020

Call Options Written

-2,400

120.0000

American

Jan 15, 2021

Call Options Written

-2,400

92.5000

American

Feb 28, 2020

Call Options Written

-3,700

130.0000

American

Jan 15, 2021

Put Options Purchased

-600

105.0000

American

Jan 15, 2021

Put Options Purchased

-400

88.5000

American

Feb 28, 2020

Put Options Purchased

-900

95.5000

American

Feb 28, 2020

Call Options Written

-16,000

90.0000

American

Jun 19, 2020

Call Options Written

-1,400

135.0000

American

Jan 15, 2021

Put Options Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options Written

-100

85.0000

American

Mar 20, 2020

Put Options Purchased

-400

92.0000

American

Feb 28, 2020

Put Options Purchased

-1,000

130.0000

American

Jan 15, 2021

Call Options Written

-800

105.0000

American

Jan 21, 2022

Call Options Written

-1,100

82.5000

American

Jan 21, 2022

Call Options Written

-8,800

105.0000

American

Mar 6, 2020

Put Options Purchased

-100

89.5000

American

Mar 6, 2020

Put Options Purchased

-1,100

50.0000

American

Jan 21, 2022

Call Options Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options Purchased

900

94.0000

American

Feb 28, 2020

Call Options Purchased

400

72.5000

American

May 15, 2020

Call Options Purchased

13,500

95.0000

American

May 15, 2020

Put Options Written

900

82.5000

American

Sep 18, 2020

Call Options Purchased

8,900

95.0000

American

Sep 18, 2020

Put Options Written

4,100

87.5000

American

Aug 21, 2020

Put Options Written

100

94.5000

American

Apr 3, 2020

Call Options Purchased

300

120.0000

American

Sep 18, 2020

Put Options Written

302,100

60.0000

American

Jan 15, 2021

Call Options Purchased

300

84.5000

American

Mar 6, 2020

Call Options Purchased

3,500

90.0000

American

Mar 20, 2020

Call Options Purchased

2,900

92.5000

American

May 15, 2020

Call Options Purchased

900

85.0000

American

Aug 21, 2020

Call Options Purchased

100

87.0000

American

Mar 6, 2020

Put Options Written

100

92.5000

American

May 15, 2020

Put Options Written

4,000

57.5000

American

Jan 15, 2021

Put Options Written

1,200

94.0000

American

Mar 13, 2020

Call Options Purchased

400

88.0000

American

Mar 13, 2020

Put Options Written

500

65.0000

American

Mar 20, 2020

Put Options Written

700

62.5000

American

Sep 18, 2020

Call Options Purchased

100

91.0000

American

Feb 28, 2020

Call Options Purchased

5,500

87.5000

American

Mar 20, 2020

Call Options Purchased

100

91.0000

American

Mar 6, 2020

Call Options Purchased

100

83.0000

American

Feb 28, 2020

Call Options Purchased

1,300

72.5000

American

Jun 19, 2020

Put Options Purchased

-3,000

89.5000

American

Feb 28, 2020

Call Options Written

-5,100

125.0000

American

Aug 21, 2020

Put Options Purchased

-6,400

80.0000

American

Mar 20, 2020

Call Options Written

-100

91.5000

American

Apr 3, 2020

Put Options Purchased

-500

97.5000

American

May 15, 2020

Put Options Purchased

-900

80.0000

American

Mar 13, 2020

Call Options Written

-100

102.0000

American

Mar 6, 2020

Call Options Written

-200

94.0000

American

Apr 3, 2020

Call Options Written

-18,400

110.0000

American

Jan 15, 2021

Call Options Written

-1,500

100.0000

American

Mar 27, 2020

Put Options Purchased

-1,500

75.0000

American

Sep 18, 2020

Put Options Purchased

-100

89.5000

American

Apr 3, 2020

Call Options Written

-500

89.0000

American

Mar 6, 2020

Put Options Purchased

-2,900

55.0000

American

Jan 15, 2021

Put Options Purchased

-1,000

47.5000

American

Jan 15, 2021

Call Options Written

-1,800

100.0000

American

Mar 13, 2020

Call Options Written

-13,100

115.0000

American

Mar 20, 2020

Put Options Purchased

-20,100

85.0000

American

Sep 18, 2020

Put Options Purchased

-4,100

89.0000

American

Feb 28, 2020

Call Options Written

-700

96.0000

American

Mar 13, 2020

Call Options Written

-100

90.0000

American

Mar 27, 2020

Call Options Written

-200

95.0000

American

Apr 17, 2020

Put Options Purchased

-3,700

88.0000

American

Feb 28, 2020

Put Options Purchased

-30,000

62.5000

American

Jan 15, 2021

Call Options Written

-3,700

94.0000

American

Mar 13, 2020

Put Options Purchased

-34,500

95.0000

American

Jun 19, 2020

Put Options Written

200

84.0000

American

Feb 28, 2020

Call Options Purchased

100

96.0000

American

Apr 3, 2020

Put Options Written

1,000

79.5000

American

Mar 13, 2020

Put Options Written

300

91.5000

American

Feb 28, 2020

Put Options Written

100

65.0000

American

Aug 21, 2020

Put Options Written

100

95.0000

American

Mar 20, 2020

Call Options Purchased

2,200

105.0000

American

Jun 19, 2020

Call Options Purchased

1,000

86.0000

American

Feb 28, 2020

Call Options Purchased

18,500

97.5000

American

May 15, 2020

Call Options Purchased

400

70.0000

American

Jun 19, 2020

Put Options Written

300

75.0000

American

Mar 20, 2020

Call Options Purchased

300

97.5000

American

Sep 18, 2020

Put Options Written

6,800

75.0000

American

May 15, 2020

Call Options Purchased

100

77.5000

American

Jun 19, 2020

Call Options Purchased

2,800

95.0000

American

Mar 20, 2020

Call Options Purchased

800

88.0000

American

Feb 28, 2020

Put Options Written

34,400

90.0000

American

Aug 21, 2020

Call Options Purchased

11,100

97.5000

American

Mar 20, 2020

Call Options Purchased

800

90.5000

American

Feb 28, 2020

Put Options Written

200

79.0000

American

Mar 6, 2020

Call Options Written

-2,400

97.5000

American

Feb 28, 2020

Call Options Written

-100

140.0000

American

Jun 19, 2020

Call Options Written

-1,900

97.5000

American

Jan 15, 2021

Call Options Written

-2,800

75.0000

American

Jan 15, 2021

Call Options Written

-5,300

87.0000

American

Feb 28, 2020

Call Options Written

-1,200

110.0000

American

Jun 19, 2020

Put Options Purchased

-2,600

110.0000

American

Jan 15, 2021

Call Options Written

-4,200

85.0000

American

May 15, 2020

Call Options Written

-100

89.5000

American

Mar 6, 2020

Put Options Purchased

-4,800

40.0000

American

Jan 21, 2022

Call Options Written

-1,000

93.5000

American

Feb 28, 2020

Call Options Written

-100

100.0000

American

Jan 21, 2022

Call Options Written

-700

96.0000

American

Mar 27, 2020

Put Options Purchased

-1,700

90.0000

American

Sep 18, 2020

Put Options Purchased

-3,500

50.0000

American

Jun 19, 2020

Call Options Written

-200

105.0000

American

Mar 13, 2020

Call Options Written

-6,700

95.0000

American

Mar 6, 2020

Put Options Purchased

-10,500

77.5000

American

Mar 20, 2020

Call Options Written

-2,500

100.0000

American

Apr 3, 2020

Put Options Purchased

-600

42.5000

American

Sep 18, 2020

Put Options Purchased

-1,300

50.0000

American

Sep 18, 2020

Call Options Written

-100

96.5000

American

Mar 13, 2020

Put Options Purchased

-2,000

45.0000

American

Sep 18, 2020

Call Options Written

-2,700

85.0000

American

Jun 19, 2020

Put Options Written

700

70.0000

American

Mar 20, 2020

Put Options Written

2,700

80.0000

American

Jun 19, 2020

Call Options Purchased

6,800

80.0000

American

May 15, 2020

Put Options Written

6,400

77.5000

American

Jan 15, 2021

Call Options Purchased

1,000

65.0000

American

Sep 18, 2020

Call Options Purchased

100

105.0000

American

Aug 21, 2020

Put Options Written

2,500

47.5000

American

Jan 21, 2022

Put Options Written

900

85.0000

American

Feb 28, 2020

Call Options Purchased

400

75.0000

American

Jan 21, 2022

Put Options Written

300

90.0000

American

Jun 19, 2020

Put Options Written

177,800

80.0000

American

Jan 15, 2021

Put Options Written

400

32.5000

American

Sep 18, 2020

Put Options Written

1,800

70.0000

American

Aug 21, 2020

Put Options Written

7,100

81.5000

American

Mar 6, 2020

Call Options Purchased

3,900

87.5000

American

Jun 19, 2020

Call Options Purchased

4,900

90.0000

American

Aug 21, 2020

Put Options Written

2,200

80.0000

American

Aug 21, 2020

Put Options Written

1,600

96.0000

American

Mar 20, 2020

Call Options Purchased

5,000

92.5000

American

Mar 20, 2020

Call Options Purchased

1,300

92.5000

American

Sep 18, 2020

Put Options Written

1,000

42.5000

American

Jan 21, 2022

Call Options Purchased

4,200

92.5000

American

Mar 6, 2020

Put Options Written

37,300

57.5000

American

Jun 19, 2020

Call Options Purchased

600

110.0000

American

Aug 21, 2020

Put Options Written

156,100

65.0000

American

Jun 19, 2020

Call Options Purchased

1,500

67.5000

American

Jan 15, 2021

Put Options Written

100

93.0000

American

Mar 6, 2020

Call Options Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options Purchased

400

90.0000

American

Mar 13, 2020

Put Options Written

200

37.5000

American

Jan 15, 2021

Call Options Purchased

300

94.0000

American

Mar 20, 2020

Call Options Purchased

6,500

90.0000

American

Sep 18, 2020

Put Options Written

7,800

72.5000

American

Jun 19, 2020

Call Options Written

-400

97.0000

American

Mar 13, 2020

Put Options Purchased

-350,000

87.5000

American

Jan 15, 2021

Put Options Purchased

-1,500

105.0000

American

Jun 19, 2020

Call Options Written

-600

125.0000

American

Sep 18, 2020

Call Options Written

-5,400

97.0000

American

Mar 6, 2020

Call Options Written

-1,700

97.5000

American

Mar 6, 2020

Call Options Written

-2,500

95.0000

American

Apr 3, 2020

Call Options Written

-100

89.0000

American

Mar 13, 2020

Put Options Purchased

-2,500

70.0000

American

Jan 15, 2021

Call Options Written

-7,700

100.0000

American

Jan 15, 2021

Call Options Written

-50,500

92.5000

American

Jan 15, 2021

Put Options Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options Written

-76,800

70.0000

American

Jan 15, 2021

Put Options Purchased

-1,200

72.5000

American

Sep 18, 2020

Call Options Written

-2,100

97.5000

American

Jun 19, 2020

Call Options Written

-100

110.0000

American

Sep 18, 2020

Put Options Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options Written

-8,600

97.0000

American

Feb 28, 2020

Put Options Purchased

-200

80.0000

American

Mar 27, 2020

Call Options Written

-300

70.0000

American

Jan 21, 2022

Call Options Written

-2,400

88.0000

American

Mar 6, 2020

Call Options Written

-100

98.0000

American

Mar 6, 2020

Put Options Purchased

-100

100.0000

American

Jan 21, 2022

Put Options Purchased

-800

90.5000

American

Feb 28, 2020

Put Options Purchased

-1,100

67.5000

American

Sep 18, 2020

Put Options Written

300

65.0000

American

May 15, 2020

Put Options Written

100

93.0000

American

Mar 13, 2020

Put Options Written

100

82.0000

American

Feb 28, 2020

Put Options Written

28,300

62.5000

American

Jun 19, 2020

Call Options Purchased

600

77.5000

American

Sep 18, 2020

Call Options Purchased

12,100

90.0000

American

May 15, 2020

Put Options Written

1,800

77.5000

American

Sep 18, 2020

Put Options Written

800

67.5000

American

May 15, 2020

Call Options Purchased

500

82.5000

American

Sep 18, 2020

Call Options Purchased

400

107.0000

American

Feb 28, 2020

Put Options Written

2,400

92.0000

American

Mar 13, 2020

Put Options Written

400

85.0000

American

Apr 17, 2020

Call Options Purchased

7,400

87.5000

American

Sep 18, 2020

Put Options Written

100

77.5000

American

May 15, 2020

Call Options Purchased

900

80.0000

American

Jan 15, 2021

Call Options Purchased

2,400

94.5000

American

Feb 28, 2020

Put Options Written

22,000

90.0000

American

Mar 20, 2020

Call Options Purchased

13,900

75.0000

American

Sep 18, 2020

Call Options Purchased

1,100

60.0000

American

Jan 15, 2021

Put Options Written

100

88.5000

American

Mar 6, 2020

Put Options Written

1,100

82.5000

American

Jun 19, 2020

Put Options Purchased

-700

42.5000

American

Jan 15, 2021

Call Options Written

-1,300

92.5000

American

Jun 19, 2020

Call Options Written

-2,700

125.0000

American

Jan 15, 2021

Put Options Purchased

-4,700

35.0000

American

Jan 15, 2021

Put Options Purchased

-70,000

67.5000

American

Jan 15, 2021

Call Options Written

-2,800

115.0000

American

Jun 19, 2020

Call Options Written

-5,200

130.0000

American

Jun 19, 2020

Put Options Purchased

-21,100

95.0000

American

Jan 15, 2021

Call Options Written

-1,100

93.0000

American

Feb 28, 2020

Put Options Purchased

-600

77.5000

American

Jan 15, 2021

Call Options Written

-1,000

85.0000

American

Mar 6, 2020

Put Options Purchased

-2,600

82.5000

American

Mar 20, 2020

Put Options Purchased

-4,800

55.0000

American

May 15, 2020

Call Options Written

-400

99.0000

American

Feb 28, 2020

Put Options Purchased

-500

80.0000

American

Apr 17, 2020

Put Options Purchased

-600

82.5000

American

May 15, 2020

Put Options Purchased

-1,600

84.0000

American

Mar 20, 2020

Put Options Purchased

-2,100

100.0000

American

Jan 15, 2021

Call Options Written

-900

105.0000

American

Mar 27, 2020

Call Options Written

-500

70.0000

American

Feb 28, 2020

Put Options Purchased

-900

60.0000

American

Sep 18, 2020

Put Options Purchased

-2,500

93.0000

American

Feb 28, 2020

Put Options Written

9,600

87.5000

American

May 15, 2020

Put Options Written

2,000

57.5000

American

Sep 18, 2020

Put Options Written

90,000

50.0000

American

Jun 19, 2020

Call Options Purchased

2,400

90.0000

American

Feb 28, 2020

Put Options Written

30,100

70.0000

American

Jun 19, 2020

Call Options Purchased

500

96.0000

American

Mar 20, 2020

Put Options Written

100

92.5000

American

Mar 6, 2020

Put Options Written

2,700

90.0000

American

May 15, 2020

Put Options Written

1,500

62.5000

American

May 15, 2020

Put Options Written

300

35.0000

American

Sep 18, 2020

Put Options Written

5,400

55.0000

American

Jun 19, 2020

Call Options Purchased

100

125.0000

American

Jan 21, 2022

Put Options Written

1,700

75.0000

American

Jan 15, 2021

Call Options Purchased

1,000

100.0000

American

Sep 18, 2020

Put Options Written

800

87.5000

American

Jan 15, 2021

Put Options Written

100

88.0000

American

Mar 6, 2020

Call Options Purchased

400

84.5000

American

Mar 13, 2020

Put Options Written

100

95.0000

American

Sep 18, 2020

Call Options Purchased

2,400

95.0000

American

Feb 28, 2020

Put Options Purchased

-100,000

92.5000

American

Jan 15, 2021

Put Options Purchased

-100

94.0000

American

Mar 6, 2020

Call Options Written

-33,400

95.0000

American

Jun 19, 2020

Put Options Purchased

-300

60.0000

American

Jan 21, 2022

Call Options Written

-400

82.5000

American

Mar 6, 2020

Call Options Written

-4,700

120.0000

American

Jan 21, 2022

Call Options Written

-2,100

115.0000

American

Jan 15, 2021

Put Options Purchased

-100

92.0000

American

Mar 20, 2020

Call Options Written

-600

96.5000

American

Mar 6, 2020

Put Options Purchased

-1,900

40.0000

American

Jan 15, 2021

Put Options Purchased

-300

96.0000

American

Mar 13, 2020

Put Options Purchased

-9,600

72.5000

American

Jan 15, 2021

Put Options Purchased

-2,300

87.5000

American

Mar 20, 2020

Put Options Purchased

-700

92.5000

American

Jun 19, 2020

Put Options Purchased

-1,600

88.0000

American

Apr 3, 2020

Call Options Written

-4,700

100.0000

American

Mar 6, 2020

Call Options Written

-1,600

90.0000

American

Jan 15, 2021

Call Options Written

-100

92.0000

American

Mar 6, 2020

Put Options Written

800

90.0000

American

Mar 13, 2020

Call Options Purchased

200

91.5000

American

Feb 28, 2020

Call Options Purchased

1,300

85.0000

American

Feb 28, 2020

Put Options Written

20,400

90.0000

American

Jan 15, 2021

Put Options Written

275,000

70.0000

American

Jan 15, 2021

Call Options Purchased

1,400

105.0000

American

Sep 18, 2020

Put Options Written

100

92.5000

American

Sep 18, 2020

Put Options Written

400

93.5000

American

Feb 28, 2020

Call Options Purchased

200

82.5000

American

Mar 20, 2020

Put Options Written

100

97.5000

American

Jan 21, 2022

Call Options Purchased

3,400

96.0000

American

Feb 28, 2020

Call Options Purchased

2,900

105.0000

American

May 15, 2020

Call Options Purchased

1,600

85.0000

American

Sep 18, 2020

Put Options Written

1,100

65.0000

American

Sep 18, 2020

Put Options Written

2,600

65.0000

American

Jan 15, 2021

Call Options Purchased

2,500

95.5000

American

Feb 28, 2020

Put Options Written

500

45.0000

American

Jan 21, 2022

Call Options Purchased

100

95.0000

American

Mar 13, 2020

Put Options Written

14,500

67.5000

American

Jun 19, 2020

Put Options Written

100

91.0000

American

Mar 6, 2020

Put Options Written

8,400

87.5000

American

Jun 19, 2020

Put Options Written

1,000

87.5000

American

Sep 18, 2020

Call Options Purchased

200

72.5000

American

Jan 21, 2022

Put Options Written

100

130.0000

American

Jun 19, 2020

Call Options Purchased

4,200

80.0000

American

Jun 19, 2020

Put Options Written

1,500

77.5000

American

Jun 19, 2020

Call Options Purchased

300

55.0000

American

Jan 21, 2022

Put Options Written

500

45.0000

American

Jan 15, 2021

Call Options Written

-2,500

94.0000

American

Mar 6, 2020

Call Options Written

-19,400

105.0000

American

Mar 20, 2020

Call Options Written

-2,200

95.0000

American

Aug 21, 2020

Put Options Purchased

-700

95.0000

American

Mar 13, 2020

Put Options Purchased

-2,300

92.5000

American

Feb 28, 2020

Call Options Written

-7,100

105.0000

American

Feb 28, 2020

Call Options Written

-500

94.0000

American

Mar 27, 2020

Call Options Written

-7,300

100.0000

American

Jun 19, 2020

Call Options Written

-6,600

105.0000

American

Jan 15, 2021

Put Options Purchased

-1,000

115.0000

American

Jan 21, 2022

Put Options Purchased

-4,100

75.0000

American

Jan 21, 2022

Call Options Written

-100

93.5000

American

Mar 27, 2020

Put Options Purchased

-100

87.0000

American

Mar 27, 2020

Put Options Purchased

-200

100.0000

American

Sep 18, 2020

Put Options Purchased

-300

67.5000

American

Jan 21, 2022

Call Options Written

-13,500

82.5000

American

May 15, 2020

Put Options Purchased

-100

80.0000

American

Jan 21, 2022

Put Options Purchased

-900

40.0000

American

Jun 19, 2020

Put Options Purchased

-2,500

90.0000

American

Feb 28, 2020

Put Options Purchased

-300

91.0000

American

Feb 28, 2020

Call Options Purchased

400

85.0000

American

Jan 21, 2022

Call Options Purchased

300

92.0000

American

Feb 28, 2020

Call Options Purchased

10,000

100.0000

American

May 15, 2020

Call Options Purchased

4,300

100.0000

American

Feb 28, 2020

Call Options Purchased

1,500

80.0000

American

Sep 18, 2020

Call Options Purchased

1,300

82.5000

American

Jun 19, 2020

Put Options Written

1,100

67.5000

American

Jan 15, 2021

Call Options Purchased

100

91.5000

American

Mar 6, 2020

Put Options Written

500

85.0000

American

Jan 15, 2021

Put Options Written

1,200

81.0000

American

Mar 6, 2020

Put Options Written

1,100

45.0000

American

Jun 19, 2020

Call Options Purchased

7,300

77.5000

American

Jan 15, 2021

Call Options Purchased

500

90.0000

American

Jan 21, 2022

Put Options Written

7,500

92.5000

American

Mar 20, 2020

Put Options Written

2,900

92.5000

American

Jan 15, 2021

Put Options Written

3,300

72.5000

American

May 15, 2020

Call Options Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options Purchased

11,700

85.0000

American

Jan 15, 2021

Put Options Written

6,500

85.0000

American

Mar 6, 2020

Put Options Purchased

-200

92.5000

American

Jan 21, 2022

Call Options Written

-700

96.0000

American

Mar 6, 2020

Call Options Written

-5,200

110.0000

American

May 15, 2020

Put Options Purchased

-250,000

85.0000

American

Jan 15, 2021

Call Options Written

-500

87.5000

American

Jan 21, 2022

Call Options Written

-4,700

140.0000

American

Jan 15, 2021

Call Options Written

-400

93.5000

American

Mar 6, 2020

Call Options Written

-600

87.5000

American

Jan 15, 2021

Call Options Written

-2,600

82.5000

American

Jan 15, 2021

Put Options Purchased

-200

86.0000

American

Feb 28, 2020

Call Options Written

-4,500

95.0000

American

Jan 15, 2021

Put Options Purchased

-500

83.5000

American

Feb 28, 2020

Call Options Written

-100

98.5000

American

Mar 6, 2020

Call Options Written

-1,100

120.0000

American

Jun 19, 2020

Call Options Written

-600

92.5000

American

Aug 21, 2020

Call Options Written

-1,000

97.5000

American

Aug 21, 2020

Put Options Purchased

-500

47.5000

American

Sep 18, 2020

Put Options Purchased

-21,400

85.0000

American

Mar 20, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 693520
Time of Receipt (offset from UTC): 20200303T132624+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC