FORM 8.3 - ABBVIE PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 02 March 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

2,860,889

0.19%

4,046,761

0.27%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,188,062

0.15%

560,929

0.04%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,660,100

0.11%

1,544,900

0.10%

 

 

 

 

(4)

TOTAL:

 

 

 

 

6,709,051

0.45%

6,152,590

0.42%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

11

87.6900 USD
Purchase

42

83.7300 USD
Purchase

44

88.2645 USD
Purchase

52

86.9257 USD
Purchase

60

88.1533 USD
Purchase

99

87.2733 USD
Purchase

100

86.3900 USD
Purchase

100

85.2900 USD
Purchase

100

85.9800 USD
Purchase

100

76.8520 EUR
Purchase

101

87.3497 USD
Purchase

103

87.4511 USD
Purchase

104

86.0086 USD
Purchase

120

86.9100 USD
Purchase

125

84.6800 USD
Purchase

165

87.8900 USD
Purchase

197

87.1563 USD
Purchase

200

84.1150 USD
Purchase

200

87.9200 USD
Purchase

200

87.9100 USD
Purchase

200

87.8800 USD
Purchase

200

87.8850 USD
Purchase

200

87.2650 USD
Purchase

200

86.4786 USD
Purchase

212

85.6764 USD
Purchase

260

87.3200 USD
Purchase

297

86.4175 USD
Purchase

300

84.5266 USD
Purchase

300

87.2416 USD
Purchase

335

85.1801 USD
Purchase

354

86.1200 USD
Purchase

378

86.4294 USD
Purchase

400

85.4500 USD
Purchase

403

87.3146 USD
Purchase

403

85.0777 USD
Purchase

441

87.1537 USD
Purchase

490

85.4808 USD
Purchase

506

85.1489 USD
Purchase

508

86.3109 USD
Purchase

600

86.5466 USD
Purchase

600

87.2433 USD
Purchase

600

87.8625 USD
Purchase

620

87.8967 USD
Purchase

650

85.4055 USD
Purchase

682

86.3954 USD
Purchase

800

85.5600 USD
Purchase

806

85.2527 USD
Purchase

838

87.2468 USD
Purchase

880

87.1945 USD
Purchase

900

87.1500 USD
Purchase

1,000

86.1255 USD
Purchase

1,000

86.5667 USD
Purchase

1,200

87.5612 USD
Purchase

1,400

87.5164 USD
Purchase

1,600

85.1381 USD
Purchase

1,604

84.6396 USD
Purchase

1,796

85.0662 USD
Purchase

1,809

87.3632 USD
Purchase

2,600

86.7575 USD
Purchase

2,822

86.9095 USD
Purchase

3,000

84.9163 USD
Purchase

4,797

88.4868 USD
Purchase

4,857

85.6007 USD
Purchase

5,040

85.1710 USD
Purchase

5,725

87.8958 USD
Purchase

6,160

88.6630 USD
Purchase

7,615

88.6900 USD
Purchase

8,347

87.8647 USD
Purchase

10,253

86.8898 USD
Purchase

11,679

86.0788 USD
Purchase

19,000

86.2962 USD
Purchase

20,245

86.0562 USD
Purchase

28,600

86.2597 USD
Purchase

34,000

87.6700 USD
Purchase

37,832

88.6361 USD
Purchase

41,614

85.7917 USD
Purchase

53,699

87.7375 USD
Purchase

116,174

87.9214 USD
Purchase

142,161

87.2653 USD
Sale

1

85.0300 USD
Sale

20

88.4600 USD
Sale

31

87.9100 USD
Sale

40

85.3200 USD
Sale

42

83.7300 USD
Sale

50

83.8500 USD
Sale

50

88.0700 USD
Sale

62

86.8925 USD
Sale

73

85.0700 USD
Sale

90

87.0388 USD
Sale

99

84.9000 USD
Sale

99

87.3212 USD
Sale

100

87.4000 USD
Sale

100

87.7250 USD
Sale

100

87.7300 USD
Sale

100

87.8000 USD
Sale

100

87.8400 USD
Sale

100

88.2600 USD
Sale

100

88.5300 USD
Sale

100

87.0900 USD
Sale

100

86.7600 USD
Sale

100

88.6000 USD
Sale

100

86.5050 USD
Sale

100

86.3900 USD
Sale

100

85.9600 USD
Sale

100

85.8450 USD
Sale

100

84.9600 USD
Sale

100

84.9300 USD
Sale

100

84.8200 USD
Sale

100

84.0900 USD
Sale

100

76.8520 EUR
Sale

100

86.5200 USD
Sale

152

87.3950 USD
Sale

200

88.1800 USD
Sale

200

85.5650 USD
Sale

200

87.3975 USD
Sale

200

88.6100 USD
Sale

200

84.2550 USD
Sale

200

84.7025 USD
Sale

200

84.8650 USD
Sale

200

87.7400 USD
Sale

200

86.1700 USD
Sale

200

86.9100 USD
Sale

200

86.9850 USD
Sale

290

87.5272 USD
Sale

293

88.2597 USD
Sale

300

87.2100 USD
Sale

300

87.4733 USD
Sale

300

87.9997 USD
Sale

301

87.7670 USD
Sale

315

87.8690 USD
Sale

323

88.4643 USD
Sale

352

86.1200 USD
Sale

374

86.5832 USD
Sale

410

85.1543 USD
Sale

450

87.7377 USD
Sale

472

87.8529 USD
Sale

497

85.7146 USD
Sale

500

87.8710 USD
Sale

500

87.9200 USD
Sale

507

84.4037 USD
Sale

598

87.5322 USD
Sale

600

87.6575 USD
Sale

600

86.8866 USD
Sale

632

87.9595 USD
Sale

650

87.0523 USD
Sale

669

88.4207 USD
Sale

700

85.8514 USD
Sale

700

84.8628 USD
Sale

700

87.7886 USD
Sale

729

86.9838 USD
Sale

800

86.1325 USD
Sale

802

84.8807 USD
Sale

802

87.7735 USD
Sale

807

87.9881 USD
Sale

850

86.0170 USD
Sale

899

84.8625 USD
Sale

901

85.0337 USD
Sale

908

85.0066 USD
Sale

1,035

84.8280 USD
Sale

1,200

87.8310 USD
Sale

1,312

87.1907 USD
Sale

1,349

87.5895 USD
Sale

1,374

85.6020 USD
Sale

1,481

87.0215 USD
Sale

1,622

86.6687 USD
Sale

1,750

87.7280 USD
Sale

1,820

87.4177 USD
Sale

2,080

86.3664 USD
Sale

2,100

87.8600 USD
Sale

2,190

87.3663 USD
Sale

2,200

86.2504 USD
Sale

2,400

87.8904 USD
Sale

2,477

87.1992 USD
Sale

2,600

86.7575 USD
Sale

3,579

87.4577 USD
Sale

3,769

84.7792 USD
Sale

3,815

88.5788 USD
Sale

4,125

87.3911 USD
Sale

5,188

85.8469 USD
Sale

7,227

87.5303 USD
Sale

9,274

87.0340 USD
Sale

9,668

86.9114 USD
Sale

11,000

86.6389 USD
Sale

14,236

87.3485 USD
Sale

17,000

87.6700 USD
Sale

17,099

87.6677 USD
Sale

19,100

85.8152 USD
Sale

21,374

86.9583 USD
Sale

21,970

88.6900 USD
Sale

24,000

86.1269 USD
Sale

34,513

87.1691 USD
Sale

35,614

87.5780 USD
Sale

36,600

87.7700 USD
Sale

43,777

88.1639 USD
Sale

86,586

85.7100 USD
Sale

189,544

87.1044 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

300

50 USD

American

15 Jan 2021

35.0000 USD

Call Option

Purchasing

500

70 USD

American

28 Feb 2020

12.7000 USD

Call Option

Purchasing

100

86 USD

American

6 Mar 2020

2.8800 USD

Call Option

Purchasing

2,000

88 USD

American

6 Mar 2020

1.9050 USD

Call Option

Purchasing

100

90 USD

American

27 Mar 2020

2.0500 USD

Call Option

Purchasing

100

90 USD

American

17 Apr 2020

2.8000 USD

Call Option

Purchasing

100

90 USD

American

15 Jan 2021

5.7500 USD

Call Option

Purchasing

1,100

93 USD

American

28 Feb 2020

0.0200 USD

Call Option

Purchasing

300

93 USD

American

15 May 2020

2.6900 USD

Call Option

Purchasing

400

93 USD

American

15 Jan 2021

5.5000 USD

Call Option

Purchasing

100

94 USD

American

28 Feb 2020

0.0100 USD

Call Option

Purchasing

100

95 USD

American

15 Jan 2021

5.7200 USD

Call Option

Purchasing

8,600

97 USD

American

28 Feb 2020

0.0100 USD

Call Option

Purchasing

100

98 USD

American

17 Apr 2020

0.9800 USD

Call Option

Purchasing

100

100 USD

American

17 Apr 2020

0.6600 USD

Call Option

Purchasing

400

100 USD

American

15 Jan 2021

3.7500 USD

Call Option

Purchasing

7,100

105 USD

American

28 Feb 2020

0.0100 USD

Call Option

Purchasing

33

USD

 

 

0.0200 USD

Call Option

Selling

200

83 USD

American

28 Feb 2020

1.9200 USD

Call Option

Selling

1,300

85 USD

American

28 Feb 2020

0.0300 USD

Call Option

Selling

100

85 USD

American

17 Apr 2020

5.7000 USD

Call Option

Selling

1,000

86 USD

American

28 Feb 2020

0.1500 USD

Call Option

Selling

1,000

88 USD

American

28 Feb 2020

0.1300 USD

Call Option

Selling

2,500

90 USD

American

28 Feb 2020

0.0100 USD

Call Option

Selling

100

90 USD

American

6 Mar 2020

0.6500 USD

Call Option

Selling

800

91 USD

American

28 Feb 2020

0.0200 USD

Call Option

Selling

100

91 USD

American

28 Feb 2020

0.1200 USD

Call Option

Selling

500

92 USD

American

28 Feb 2020

0.0100 USD

Call Option

Selling

2,400

95 USD

American

28 Feb 2020

0.0100 USD

Call Option

Selling

2,400

95 USD

American

28 Feb 2020

0.0200 USD

Call Option

Selling

4,000

95 USD

American

20 Mar 2020

0.4800 USD

Call Option

Selling

3,500

96 USD

American

28 Feb 2020

0.0300 USD

Call Option

Selling

100

98 USD

American

20 Mar 2020

0.4100 USD

Call Option

Selling

4,300

100 USD

American

28 Feb 2020

0.0100 USD

Call Option

Selling

100

105 USD

American

17 Apr 2020

0.3200 USD

Call Option

Selling

100

105 USD

American

15 Jan 2021

3.2200 USD

Put Option

Purchasing

100

70 USD

American

6 Mar 2020

0.0800 USD

Put Option

Purchasing

100

75 USD

American

20 Mar 2020

0.6500 USD

Put Option

Purchasing

500

75 USD

American

17 Apr 2020

0.9200 USD

Put Option

Purchasing

100

78 USD

American

20 Mar 2020

0.6400 USD

Put Option

Purchasing

100

78 USD

American

21 Aug 2020

4.6500 USD

Put Option

Purchasing

600

80 USD

American

15 May 2020

3.7900 USD

Put Option

Purchasing

100

80 USD

American

15 Jan 2021

7.8300 USD

Put Option

Purchasing

100

82 USD

American

28 Feb 2020

0.0500 USD

Put Option

Purchasing

100

82 USD

American

6 Mar 2020

1.2000 USD

Put Option

Purchasing

200

84 USD

American

28 Feb 2020

0.1400 USD

Put Option

Purchasing

1,500

90 USD

American

3 Apr 2020

5.7000 USD

Put Option

Selling

100

75 USD

American

20 Mar 2020

0.4500 USD

Put Option

Selling

600

75 USD

American

15 May 2020

2.3900 USD

Put Option

Selling

100

80 USD

American

6 Mar 2020

0.9800 USD

Put Option

Selling

500

84 USD

American

28 Feb 2020

0.1200 USD

Put Option

Selling

700

85 USD

American

28 Feb 2020

0.4200 USD

Put Option

Selling

200

86 USD

American

28 Feb 2020

2.5700 USD

Put Option

Selling

900

90 USD

American

28 Feb 2020

5.1700 USD

Put Option

Selling

2,500

93 USD

American

28 Feb 2020

7.9800 USD

Put Option

Selling

2,200

93 USD

American

28 Feb 2020

8.2000 USD

Put Option

Selling

900

96 USD

American

28 Feb 2020

8.4000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 3 Mar 2020
Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

5,300

80.0000

American Mar 6, 2020

Call Options

Purchased

3,100

115.0000

American Sep 18, 2020

Put Options

Written

2,600

37.5000

American Jan 21, 2022

Put Options

Written

10,300

80.0000

American May 15, 2020

Call Options

Purchased

300

50.0000

American Jan 15, 2021

Call Options

Purchased

2,000

100.0000

American Mar 20, 2020

Call Options

Purchased

100

72.5000

American Sep 18, 2020

Put Options

Written

3,100

75.0000

American Jun 19, 2020

Call Options

Purchased

1,000

72.5000

American Jan 15, 2021

Call Options

Purchased

300

67.5000

American Sep 18, 2020

Put Options

Written

101,800

60.0000

American Jun 19, 2020

Call Options

Purchased

500

75.0000

American May 15, 2020

Put Options

Written

700

82.5000

American Jan 15, 2021

Call Options

Purchased

100

93.0000

American Mar 6, 2020

Put Options

Written

500

90.0000

American Mar 6, 2020

Call Options

Purchased

5,000

87.5000

American May 15, 2020

Call Options

Purchased

500

97.5000

American Jan 21, 2022

Call Options

Purchased

1,100

90.0000

American Mar 6, 2020

Put Options

Written

100

100.0000

American Mar 13, 2020

Put Options

Written

2,200

70.0000

American May 15, 2020

Put Options

Written

1,200

85.0000

American Jun 19, 2020

Call Options

Written

-800

105.0000

American Jan 21, 2022

Put Options

Purchased

-3,300

50.0000

American Jan 15, 2021

Put Options

Purchased

-5,000

47.5000

American Jun 19, 2020

Call Options

Written

-19,200

110.0000

American Mar 20, 2020

Put Options

Purchased

-1,000

130.0000

American Jan 15, 2021

Call Options

Written

-8,800

105.0000

American Mar 6, 2020

Call Options

Written

-100

110.0000

American Jan 21, 2022

Put Options

Purchased

-100

89.5000

American Mar 6, 2020

Call Options

Written

-200

100.0000

American Aug 21, 2020

Put Options

Purchased

-600

105.0000

American Jan 15, 2021

Call Options

Written

-2,400

120.0000

American Jan 15, 2021

Call Options

Written

-5,000

80.0000

American Jan 21, 2022

Put Options

Purchased

-48,100

85.0000

American May 15, 2020

Call Options

Written

-3,700

130.0000

American Jan 15, 2021

Call Options

Written

-100

85.0000

American Mar 20, 2020

Call Options

Written

-200

95.0000

American Mar 27, 2020

Put Options

Purchased

-3,000

135.0000

American Jan 15, 2021

Call Options

Written

-16,000

90.0000

American Jun 19, 2020

Put Options

Purchased

-600

55.0000

American Sep 18, 2020

Call Options

Written

-4,500

115.0000

American Jan 21, 2022

Call Options

Written

-1,400

135.0000

American Jan 15, 2021

Call Options

Written

-1,100

82.5000

American Jan 21, 2022

Put Options

Purchased

-100

86.5000

American Mar 6, 2020

Put Options

Purchased

-1,100

50.0000

American Jan 21, 2022

Put Options

Written

1,200

94.0000

American Mar 13, 2020

Put Options

Written

500

65.0000

American Mar 20, 2020

Call Options

Purchased

100

87.0000

American Mar 6, 2020

Put Options

Written

302,100

60.0000

American Jan 15, 2021

Call Options

Purchased

1,300

72.5000

American Jun 19, 2020

Call Options

Purchased

8,900

95.0000

American Sep 18, 2020

Call Options

Purchased

400

88.0000

American Mar 13, 2020

Call Options

Purchased

300

84.5000

American Mar 6, 2020

Put Options

Written

100

94.5000

American Apr 3, 2020

Put Options

Written

900

82.5000

American Sep 18, 2020

Call Options

Purchased

400

72.5000

American May 15, 2020

Put Options

Written

100

92.5000

American May 15, 2020

Call Options

Purchased

13,500

95.0000

American May 15, 2020

Put Options

Written

4,000

57.5000

American Jan 15, 2021

Call Options

Purchased

900

85.0000

American Aug 21, 2020

Put Options

Written

4,100

87.5000

American Aug 21, 2020

Call Options

Purchased

1,000

145.0000

American Jun 19, 2020

Call Options

Purchased

100

91.0000

American Mar 6, 2020

Put Options

Written

700

62.5000

American Sep 18, 2020

Call Options

Purchased

300

120.0000

American Sep 18, 2020

Call Options

Purchased

5,500

87.5000

American Mar 20, 2020

Call Options

Purchased

3,500

90.0000

American Mar 20, 2020

Call Options

Purchased

3,000

92.5000

American May 15, 2020

Call Options

Written

-5,100

125.0000

American Aug 21, 2020

Call Options

Written

-100

102.0000

American Mar 6, 2020

Put Options

Purchased

-100

89.5000

American Apr 3, 2020

Put Options

Purchased

-500

97.5000

American May 15, 2020

Put Options

Purchased

-2,900

55.0000

American Jan 15, 2021

Put Options

Purchased

-1,000

47.5000

American Jan 15, 2021

Put Options

Purchased

-9,300

80.0000

American Mar 20, 2020

Call Options

Written

-13,100

115.0000

American Mar 20, 2020

Put Options

Purchased

-20,100

85.0000

American Sep 18, 2020

Call Options

Written

-200

94.0000

American Apr 3, 2020

Call Options

Written

-200

95.0000

American Apr 17, 2020

Put Options

Purchased

-34,500

95.0000

American Jun 19, 2020

Call Options

Written

-700

96.0000

American Mar 13, 2020

Call Options

Written

-18,400

110.0000

American Jan 15, 2021

Call Options

Written

-500

89.0000

American Mar 6, 2020

Call Options

Written

-1,500

100.0000

American Mar 27, 2020

Put Options

Purchased

-1,500

75.0000

American Sep 18, 2020

Put Options

Purchased

-30,000

62.5000

American Jan 15, 2021

Call Options

Written

-1,800

100.0000

American Mar 13, 2020

Call Options

Written

-3,700

94.0000

American Mar 13, 2020

Call Options

Written

-100

91.5000

American Apr 3, 2020

Put Options

Purchased

-700

70.0000

American Apr 17, 2020

Put Options

Written

7,400

75.0000

American May 15, 2020

Call Options

Purchased

2,200

105.0000

American Jun 19, 2020

Put Options

Written

2,000

79.5000

American Mar 13, 2020

Call Options

Purchased

100

96.0000

American Apr 3, 2020

Call Options

Purchased

400

70.0000

American Jun 19, 2020

Put Options

Written

100

95.0000

American Mar 20, 2020

Put Options

Written

34,400

90.0000

American Aug 21, 2020

Call Options

Purchased

18,500

97.5000

American May 15, 2020

Put Options

Written

200

79.0000

American Mar 6, 2020

Call Options

Purchased

11,000

97.5000

American Mar 20, 2020

Call Options

Purchased

300

97.5000

American Sep 18, 2020

Put Options

Written

300

75.0000

American Mar 20, 2020

Put Options

Written

100

65.0000

American Aug 21, 2020

Put Options

Purchased

-1,300

50.0000

American Sep 18, 2020

Put Options

Purchased

-100

70.0000

American Mar 6, 2020

Put Options

Purchased

-1,700

90.0000

American Sep 18, 2020

Call Options

Written

-1,900

97.5000

American Jan 15, 2021

Put Options

Purchased

-600

42.5000

American Sep 18, 2020

Put Options

Purchased

-4,800

40.0000

American Jan 21, 2022

Call Options

Written

-100

96.5000

American Mar 13, 2020

Put Options

Purchased

-10,600

77.5000

American Mar 20, 2020

Call Options

Written

-6,700

95.0000

American Mar 6, 2020

Call Options

Written

-2,700

85.0000

American Jun 19, 2020

Put Options

Purchased

-3,500

50.0000

American Jun 19, 2020

Call Options

Written

-1,200

110.0000

American Jun 19, 2020

Call Options

Written

-2,500

100.0000

American Apr 3, 2020

Call Options

Written

-2,700

75.0000

American Jan 15, 2021

Call Options

Written

-100

140.0000

American Jun 19, 2020

Put Options

Purchased

-2,600

110.0000

American Jan 15, 2021

Call Options

Written

-200

105.0000

American Mar 13, 2020

Call Options

Written

-200

89.5000

American Mar 6, 2020

Call Options

Written

-700

96.0000

American Mar 27, 2020

Call Options

Written

-4,500

85.0000

American May 15, 2020

Call Options

Written

-100

100.0000

American Jan 21, 2022

Put Options

Purchased

-2,000

45.0000

American Sep 18, 2020

Put Options

Written

177,700

80.0000

American Jan 15, 2021

Call Options

Purchased

400

75.0000

American Jan 21, 2022

Put Options

Written

37,300

57.5000

American Jun 19, 2020

Call Options

Purchased

4,200

92.5000

American Mar 6, 2020

Call Options

Purchased

3,200

55.0000

American Jan 15, 2021

Call Options

Purchased

300

94.0000

American Mar 20, 2020

Put Options

Written

7,100

81.5000

American Mar 6, 2020

Call Options

Purchased

5,000

92.5000

American Mar 20, 2020

Put Options

Written

1,600

96.0000

American Mar 20, 2020

Put Options

Written

100

95.0000

American May 15, 2020

Put Options

Written

100

89.0000

American Mar 20, 2020

Put Options

Written

100

93.0000

American Mar 6, 2020

Put Options

Written

2,700

80.0000

American Jun 19, 2020

Call Options

Purchased

100

105.0000

American Aug 21, 2020

Call Options

Purchased

6,800

80.0000

American May 15, 2020

Call Options

Purchased

6,500

90.0000

American Sep 18, 2020

Put Options

Written

1,800

70.0000

American Aug 21, 2020

Call Options

Purchased

1,300

92.5000

American Sep 18, 2020

Put Options

Written

2,200

80.0000

American Aug 21, 2020

Call Options

Purchased

600

110.0000

American Aug 21, 2020

Put Options

Written

6,400

77.5000

American Jan 15, 2021

Put Options

Written

7,800

72.5000

American Jun 19, 2020

Call Options

Purchased

4,900

90.0000

American Aug 21, 2020

Put Options

Written

200

37.5000

American Jan 15, 2021

Call Options

Purchased

1,500

67.5000

American Jan 15, 2021

Put Options

Written

156,100

65.0000

American Jun 19, 2020

Put Options

Written

300

90.0000

American Jun 19, 2020

Put Options

Written

1,000

42.5000

American Jan 21, 2022

Call Options

Purchased

3,900

87.5000

American Jun 19, 2020

Put Options

Written

2,600

80.0000

American Mar 13, 2020

Put Options

Written

2,500

47.5000

American Jan 21, 2022

Call Options

Purchased

1,000

65.0000

American Sep 18, 2020

Put Options

Written

700

70.0000

American Mar 20, 2020

Call Options

Purchased

400

90.0000

American Mar 13, 2020

Put Options

Written

400

32.5000

American Sep 18, 2020

Call Options

Written

-300

70.0000

American Jan 21, 2022

Put Options

Purchased

-5,000

42.5000

American Jun 19, 2020

Call Options

Written

-5,400

97.0000

American Mar 6, 2020

Call Options

Written

-100

89.0000

American Mar 13, 2020

Put Options

Purchased

-200

88.0000

American Mar 20, 2020

Put Options

Purchased

-100

100.0000

American Jan 21, 2022

Put Options

Purchased

-1,100

67.5000

American Sep 18, 2020

Put Options

Purchased

-1,500

105.0000

American Jun 19, 2020

Put Options

Purchased

-350,000

87.5000

American Jan 15, 2021

Put Options

Purchased

-1,200

72.5000

American Sep 18, 2020

Put Options

Purchased

-2,200

40.0000

American Sep 18, 2020

Call Options

Written

-100

110.0000

American Sep 18, 2020

Call Options

Written

-400

90.0000

American Apr 17, 2020

Call Options

Written

-76,800

70.0000

American Jan 15, 2021

Call Options

Written

-50,100

92.5000

American Jan 15, 2021

Call Options

Written

-1,800

95.0000

American Mar 20, 2020

Call Options

Written

-100

98.0000

American Mar 6, 2020

Put Options

Purchased

-300

80.0000

American Mar 27, 2020

Call Options

Written

-2,500

95.0000

American Apr 3, 2020

Call Options

Written

-2,100

97.5000

American Jun 19, 2020

Call Options

Written

-600

125.0000

American Sep 18, 2020

Call Options

Written

-7,300

100.0000

American Jan 15, 2021

Call Options

Written

-400

88.0000

American Mar 6, 2020

Call Options

Written

-1,700

97.5000

American Mar 6, 2020

Call Options

Written

-400

97.0000

American Mar 13, 2020

Put Options

Purchased

-2,500

70.0000

American Jan 15, 2021

Call Options

Purchased

600

77.5000

American Sep 18, 2020

Put Options

Written

1,800

77.5000

American Sep 18, 2020

Put Options

Written

100

77.5000

American May 15, 2020

Put Options

Written

1,100

82.5000

American Jun 19, 2020

Call Options

Purchased

15,000

90.0000

American May 15, 2020

Put Options

Written

800

67.5000

American May 15, 2020

Put Options

Written

300

65.0000

American May 15, 2020

Call Options

Purchased

900

80.0000

American Jan 15, 2021

Call Options

Purchased

500

82.5000

American Sep 18, 2020

Put Options

Written

2,400

92.0000

American Mar 13, 2020

Put Options

Written

100

85.0000

American Apr 17, 2020

Call Options

Purchased

7,400

87.5000

American Sep 18, 2020

Call Options

Purchased

1,100

60.0000

American Jan 15, 2021

Call Options

Purchased

13,900

75.0000

American Sep 18, 2020

Put Options

Written

100

88.5000

American Mar 6, 2020

Put Options

Written

100

93.0000

American Mar 13, 2020

Put Options

Written

22,000

90.0000

American Mar 20, 2020

Put Options

Written

28,300

62.5000

American Jun 19, 2020

Put Options

Purchased

-600

77.5000

American Jan 15, 2021

Call Options

Written

-2,800

115.0000

American Jun 19, 2020

Put Options

Purchased

-21,100

95.0000

American Jan 15, 2021

Call Options

Written

-2,700

125.0000

American Jan 15, 2021

Put Options

Purchased

-4,700

35.0000

American Jan 15, 2021

Put Options

Purchased

-4,800

55.0000

American May 15, 2020

Call Options

Written

-100

85.0000

American Apr 17, 2020

Put Options

Purchased

-800

80.0000

American Apr 17, 2020

Put Options

Purchased

-900

60.0000

American Sep 18, 2020

Put Options

Purchased

-600

82.5000

American May 15, 2020

Call Options

Written

-900

105.0000

American Mar 27, 2020

Call Options

Written

-5,200

130.0000

American Jun 19, 2020

Call Options

Written

-1,300

92.5000

American Jun 19, 2020

Put Options

Purchased

-3,600

82.5000

American Mar 20, 2020

Put Options

Purchased

-100

77.5000

American Aug 21, 2020

Put Options

Purchased

-2,100

100.0000

American Jan 15, 2021

Put Options

Purchased

-700

42.5000

American Jan 15, 2021

Call Options

Written

-1,000

85.0000

American Mar 6, 2020

Put Options

Purchased

-70,000

67.5000

American Jan 15, 2021

Call Options

Written

-800

92.5000

American Apr 17, 2020

Put Options

Purchased

-1,700

84.0000

American Mar 20, 2020

Call Options

Purchased

100

86.0000

American Mar 6, 2020

Call Options

Purchased

400

84.5000

American Mar 13, 2020

Put Options

Written

30,100

70.0000

American Jun 19, 2020

Call Options

Purchased

500

96.0000

American Mar 20, 2020

Put Options

Written

100

88.0000

American Mar 6, 2020

Call Options

Purchased

100

125.0000

American Jan 21, 2022

Put Options

Written

5,400

55.0000

American Jun 19, 2020

Put Options

Written

9,100

87.5000

American May 15, 2020

Put Options

Written

2,300

90.0000

American May 15, 2020

Put Options

Written

1,500

62.5000

American May 15, 2020

Put Options

Written

2,000

57.5000

American Sep 18, 2020

Put Options

Written

100

92.5000

American Mar 6, 2020

Put Options

Written

300

35.0000

American Sep 18, 2020

Put Options

Written

100

95.0000

American Sep 18, 2020

Call Options

Purchased

1,000

100.0000

American Sep 18, 2020

Put Options

Written

600

83.0000

American Mar 6, 2020

Put Options

Written

90,000

50.0000

American Jun 19, 2020

Put Options

Written

1,700

75.0000

American Jan 15, 2021

Put Options

Written

800

87.5000

American Jan 15, 2021

Call Options

Purchased

100

100.0000

American Apr 17, 2020

Put Options

Purchased

-2,300

87.5000

American Mar 20, 2020

Call Options

Written

-4,700

100.0000

American Mar 6, 2020

Put Options

Purchased

-100,000

92.5000

American Jan 15, 2021

Put Options

Purchased

-1,600

88.0000

American Apr 3, 2020

Call Options

Written

-2,100

115.0000

American Jan 15, 2021

Put Options

Purchased

-9,600

72.5000

American Jan 15, 2021

Call Options

Written

-400

82.5000

American Mar 6, 2020

Call Options

Written

-33,400

95.0000

American Jun 19, 2020

Put Options

Purchased

-700

92.5000

American Jun 19, 2020

Put Options

Purchased

-100

92.0000

American Mar 20, 2020

Put Options

Purchased

-400

75.0000

American Mar 27, 2020

Put Options

Purchased

-1,900

40.0000

American Jan 15, 2021

Put Options

Purchased

-100

94.0000

American Mar 6, 2020

Put Options

Purchased

-300

60.0000

American Jan 21, 2022

Put Options

Purchased

-500

75.0000

American Apr 17, 2020

Call Options

Written

-1,400

90.0000

American Jan 15, 2021

Put Options

Purchased

-300

96.0000

American Mar 13, 2020

Call Options

Written

-600

96.5000

American Mar 6, 2020

Call Options

Written

-100

105.0000

American Apr 17, 2020

Call Options

Written

-4,700

120.0000

American Jan 21, 2022

Call Options

Written

-100

92.0000

American Mar 6, 2020

Put Options

Written

275,000

70.0000

American Jan 15, 2021

Put Options

Written

1,100

65.0000

American Sep 18, 2020

Call Options

Purchased

300

55.0000

American Jan 21, 2022

Put Options

Written

100

90.0000

American Mar 27, 2020

Call Options

Purchased

1,400

105.0000

American Sep 18, 2020

Put Options

Written

1,000

87.5000

American Sep 18, 2020

Call Options

Purchased

4,200

80.0000

American Jun 19, 2020

Put Options

Written

20,400

90.0000

American Jan 15, 2021

Put Options

Written

1,500

77.5000

American Jun 19, 2020

Call Options

Purchased

200

82.5000

American Mar 20, 2020

Put Options

Written

8,400

87.5000

American Jun 19, 2020

Call Options

Purchased

200

72.5000

American Jan 21, 2022

Call Options

Purchased

2,900

105.0000

American May 15, 2020

Call Options

Purchased

100

95.0000

American Mar 13, 2020

Put Options

Written

100

97.5000

American Jan 21, 2022

Put Options

Written

100

91.0000

American Mar 6, 2020

Call Options

Purchased

1,600

85.0000

American Sep 18, 2020

Put Options

Written

800

90.0000

American Mar 13, 2020

Put Options

Written

100

92.5000

American Sep 18, 2020

Put Options

Written

500

45.0000

American Jan 15, 2021

Put Options

Written

500

45.0000

American Jan 21, 2022

Put Options

Written

100

130.0000

American Jun 19, 2020

Put Options

Written

14,500

67.5000

American Jun 19, 2020

Put Options

Written

2,600

65.0000

American Jan 15, 2021

Put Options

Purchased

-100

87.0000

American Mar 27, 2020

Put Options

Purchased

-200

100.0000

American Sep 18, 2020

Put Options

Purchased

-900

40.0000

American Jun 19, 2020

Put Options

Purchased

-300

84.0000

American Mar 6, 2020

Put Options

Purchased

-4,100

75.0000

American Jan 21, 2022

Call Options

Written

-6,700

105.0000

American Jan 15, 2021

Put Options

Purchased

-300

67.5000

American Jan 21, 2022

Put Options

Purchased

-1,000

115.0000

American Jan 21, 2022

Call Options

Written

-100

93.5000

American Mar 27, 2020

Put Options

Purchased

-700

95.0000

American Mar 13, 2020

Call Options

Written

-7,300

100.0000

American Jun 19, 2020

Call Options

Written

-2,500

94.0000

American Mar 6, 2020

Call Options

Written

-19,400

105.0000

American Mar 20, 2020

Call Options

Written

-500

94.0000

American Mar 27, 2020

Put Options

Purchased

-100

80.0000

American Jan 21, 2022

Call Options

Written

-2,200

95.0000

American Aug 21, 2020

Call Options

Written

-13,600

82.5000

American May 15, 2020

Call Options

Purchased

400

85.0000

American Jan 21, 2022

Put Options

Written

1,500

81.0000

American Mar 6, 2020

Call Options

Purchased

1,300

82.5000

American Jun 19, 2020

Put Options

Written

1,100

45.0000

American Jun 19, 2020

Call Options

Purchased

11,700

85.0000

American Jan 15, 2021

Call Options

Purchased

10,000

100.0000

American May 15, 2020

Call Options

Purchased

7,300

77.5000

American Jan 15, 2021

Put Options

Written

2,900

92.5000

American Jan 15, 2021

Call Options

Purchased

1,700

57.5000

American Jan 15, 2021

Put Options

Written

600

85.0000

American Jan 15, 2021

Call Options

Purchased

1,500

80.0000

American Sep 18, 2020

Put Options

Written

7,500

92.5000

American Mar 20, 2020

Put Options

Written

6,500

85.0000

American Mar 6, 2020

Put Options

Written

1,100

67.5000

American Jan 15, 2021

Call Options

Purchased

100

97.5000

American Apr 17, 2020

Call Options

Purchased

100

91.5000

American Mar 6, 2020

Call Options

Purchased

500

90.0000

American Jan 21, 2022

Put Options

Written

3,300

72.5000

American May 15, 2020

Put Options

Purchased

-250,000

85.0000

American Jan 15, 2021

Call Options

Written

-60,600

87.5000

American Jan 15, 2021

Call Options

Written

-500

87.5000

American Jan 21, 2022

Put Options

Purchased

-21,500

85.0000

American Mar 20, 2020

Call Options

Written

-600

92.5000

American Aug 21, 2020

Put Options

Purchased

-500

47.5000

American Sep 18, 2020

Put Options

Purchased

-200

92.5000

American Jan 21, 2022

Call Options

Written

-700

96.0000

American Mar 6, 2020

Call Options

Written

-4,400

95.0000

American Jan 15, 2021

Call Options

Written

-5,200

110.0000

American May 15, 2020

Put Options

Purchased

-1,500

90.0000

American Apr 3, 2020

Put Options

Purchased

-100

82.0000

American Mar 6, 2020

Call Options

Written

-1,000

97.5000

American Aug 21, 2020

Call Options

Written

-100

98.5000

American Mar 6, 2020

Call Options

Written

-2,600

82.5000

American Jan 15, 2021

Call Options

Written

-400

93.5000

American Mar 6, 2020

Call Options

Written

-4,700

140.0000

American Jan 15, 2021

Call Options

Written

-1,100

120.0000

American Jun 19, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 693519
Time of Receipt (offset from UTC): 20200303T120959+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC