FORM 8.3 - ALLERGAN PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 02 March 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

4,078,212

1.24%

3,606,267

1.10%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

3,347,027

1.02%

2,579,128

0.78%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

469,400

0.14%

230,600

0.07%

 

 

 

 

(4)

TOTAL:

 

 

 

 

7,894,639

2.40%

6,415,995

1.95%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

191.7300 USD

Purchase

2

193.0000 USD

Purchase

6

193.5300 USD

Purchase

17

192.9300 USD

Purchase

22

191.5659 USD

Purchase

48

190.6700 USD

Purchase

100

191.0300 USD

Purchase

100

190.2300 USD

Purchase

100

190.0400 USD

Purchase

100

191.8000 USD

Purchase

100

189.4500 USD

Purchase

100

192.5400 USD

Purchase

102

189.1203 USD

Purchase

138

190.8491 USD

Purchase

251

191.7373 USD

Purchase

300

192.3683 USD

Purchase

338

192.0423 USD

Purchase

400

192.7875 USD

Purchase

400

191.5068 USD

Purchase

405

193.0300 USD

Purchase

412

191.4062 USD

Purchase

600

191.7700 USD

Purchase

738

190.9673 USD

Purchase

1,368

192.1167 USD

Purchase

1,530

189.6130 USD

Purchase

2,077

193.1758 USD

Purchase

2,237

191.6644 USD

Purchase

3,849

193.8400 USD

Purchase

4,608

192.0242 USD

Purchase

6,900

191.6709 USD

Purchase

7,732

193.8338 USD

Purchase

8,302

193.8193 USD

Purchase

9,054

192.1483 USD

Purchase

9,300

191.3575 USD

Purchase

9,357

190.5358 USD

Purchase

24,939

191.5894 USD

Purchase

42,214

192.1253 USD

Purchase

56,198

192.9991 USD

Purchase

67,509

192.6104 USD

Sale

1

191.2200 USD

Sale

1

191.3000 USD

Sale

2

191.9450 USD

Sale

5

191.9300 USD

Sale

13

191.0984 USD

Sale

43

188.9700 USD

Sale

48

190.6700 USD

Sale

92

193.0400 USD

Sale

100

192.1000 USD

Sale

100

190.3100 USD

Sale

100

188.8100 USD

Sale

100

189.0500 USD

Sale

100

190.7650 USD

Sale

101

190.4000 USD

Sale

120

192.1366 USD

Sale

125

189.3920 USD

Sale

138

190.8491 USD

Sale

141

190.3782 USD

Sale

150

192.6566 USD

Sale

164

190.3337 USD

Sale

201

190.1675 USD

Sale

275

191.2436 USD

Sale

300

192.1066 USD

Sale

300

191.9800 USD

Sale

317

190.3360 USD

Sale

352

190.4419 USD

Sale

500

191.7930 USD

Sale

520

190.3513 USD

Sale

700

191.8657 USD

Sale

700

191.6742 USD

Sale

700

191.1342 USD

Sale

701

191.6586 USD

Sale

714

190.0429 USD

Sale

805

190.8968 USD

Sale

864

190.1378 USD

Sale

900

192.3000 USD

Sale

975

192.5482 USD

Sale

1,000

190.6075 USD

Sale

1,162

190.1281 USD

Sale

1,700

190.0829 USD

Sale

1,742

189.9724 USD

Sale

1,934

190.4973 USD

Sale

2,747

191.5235 USD

Sale

2,931

191.9656 USD

Sale

3,200

191.8654 USD

Sale

3,914

191.7694 USD

Sale

4,691

193.8400 USD

Sale

4,700

191.5372 USD

Sale

8,300

191.4478 USD

Sale

8,302

193.8193 USD

Sale

8,733

193.3196 USD

Sale

17,193

192.1921 USD

Sale

21,107

192.1253 USD

Sale

45,639

193.3533 USD

Sale

112,043

192.3053 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/

 

varying etc

to which

 

 

 

received

 

 

option

 

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

2,400

160 USD

American

15 Jan 2021

32.0637 USD

Call Option

Purchasing

300

195 USD

American

21 Aug 2020

5.5000 USD

Call Option

Purchasing

200

198 USD

American

28 Feb 2020

1.6700 USD

Call Option

Purchasing

100

198 USD

American

6 Mar 2020

0.3000 USD

Call Option

Purchasing

100

200 USD

American

28 Feb 2020

0.0500 USD

Call Option

Selling

2,400

170 USD

American

15 Jan 2021

23.7904 USD

Put Option

Purchasing

1,400

160 USD

American

28 Feb 2020

1.1700 USD

Put Option

Purchasing

200

190 USD

American

20 Mar 2020

2.5000 USD

Put Option

Selling

2,500

150 USD

American

20 Mar 2020

0.3500 USD

Put Option

Selling

100

178 USD

American

28 Feb 2020

0.0500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 3 Mar 2020
Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option

 

 

or derivative

 

 

 

relates

 

Put Options

Written

3,200

170.0000

American Mar 20, 2020

Put Options

Written

2,700

100.0000

American May 15, 2020

Put Options

Written

300

180.0000

American Jan 21, 2022

Call Options

Purchased

300

190.0000

American Mar 27, 2020

Put Options

Written

800

130.0000

American Mar 20, 2020

Call Options

Purchased

2,600

175.0000

American Jan 15, 2021

Call Options

Purchased

200

190.0000

American Jan 21, 2022

Call Options

Purchased

9,100

185.0000

American Jan 15, 2021

Put Options

Written

700

100.0000

American Jan 15, 2021

Put Options

Written

700

95.0000

American Jan 15, 2021

Put Options

Written

5,000

115.0000

American Mar 20, 2020

Put Options

Purchased

-900

145.0000

American Jan 15, 2021

Put Options

Purchased

-1,000

165.0000

American Jan 15, 2021

Put Options

Purchased

-4,500

70.0000

American Jan 15, 2021

Call Options

Written

-1,400

230.0000

American Jun 19, 2020

Call Options

Written

-100

160.0000

American Mar 20, 2020

Call Options

Written

-200

230.0000

American Mar 20, 2020

Call Options

Written

-600

220.0000

American May 15, 2020

Put Options

Written

36,900

105.0000

American Jan 15, 2021

Put Options

Written

12,000

160.0000

American Jun 19, 2020

Call Options

Purchased

1,000

170.0000

American Jan 15, 2021

Put Options

Written

66,500

140.0000

American Mar 20, 2020

Call Options

Purchased

200

195.0000

American Mar 20, 2020

Put Options

Written

18,500

150.0000

American May 15, 2020

Put Options

Written

1,000

195.0000

American Jan 15, 2021

Call Options

Purchased

100

197.5000

American Mar 6, 2020

Put Options

Written

1,000

190.0000

American Mar 20, 2020

Call Options

Written

-3,300

200.0000

American Aug 21, 2020

Put Options

Purchased

-300

80.0000

American Jan 15, 2021

Put Options

Purchased

-100

187.5000

American Mar 6, 2020

Put Options

Purchased

-16,600

115.0000

American Jan 15, 2021

Put Options

Purchased

-200

155.0000

American Jan 15, 2021

Put Options

Purchased

-1,600

110.0000

American Jan 15, 2021

Put Options

Purchased

-400

185.0000

American Jan 21, 2022

Call Options

Written

-500

150.0000

American Jan 15, 2021

Put Options

Purchased

-1,200

65.0000

American Jan 15, 2021

Call Options

Written

-42,500

165.0000

American Jan 21, 2022

Call Options

Purchased

42,500

175.0000

American Jan 21, 2022

Call Options

Purchased

100

200.0000

American Mar 6, 2020

Put Options

Written

6,000

185.0000

American Mar 20, 2020

Call Options

Purchased

9,500

170.0000

American Jun 19, 2020

Put Options

Written

4,700

180.0000

American Apr 17, 2020

Put Options

Written

7,100

145.0000

American Mar 20, 2020

Call Options

Purchased

3,100

165.0000

American Jan 15, 2021

Call Options

Purchased

200

195.0000

American May 15, 2020

Call Options

Purchased

300

210.0000

American May 15, 2020

Put Options

Written

1,000

120.0000

American Apr 17, 2020

Put Options

Written

500

175.0000

American Mar 20, 2020

Call Options

Purchased

500

190.0000

American May 15, 2020

Put Options

Written

100

140.0000

American Jan 21, 2022

Call Options

Purchased

1,100

190.0000

American Jun 19, 2020

Put Options

Written

1,700

185.0000

American May 15, 2020

Put Options

Purchased

-66,500

160.0000

American Mar 20, 2020

Call Options

Written

-100

240.0000

American Mar 20, 2020

Call Options

Written

-700

270.0000

American Jan 15, 2021

Put Options

Purchased

-4,700

170.0000

American Jan 15, 2021

Call Options

Written

-200

205.0000

American Apr 3, 2020

Call Options

Written

-100

200.0000

American Jan 21, 2022

Put Options

Purchased

-1,000

195.0000

American May 15, 2020

Call Options

Written

-100

210.0000

American Mar 20, 2020

Put Options

Written

3,800

165.0000

American Jun 19, 2020

Put Options

Written

1,500

170.0000

American May 15, 2020

Call Options

Purchased

7,100

200.0000

American Mar 20, 2020

Put Options

Written

6,400

95.0000

American Jun 19, 2020

Call Options

Purchased

2,000

180.0000

American Jan 15, 2021

Put Options

Written

5,400

95.0000

American May 15, 2020

Call Options

Purchased

1,400

160.0000

American Jan 21, 2022

Put Options

Written

100

197.5000

American Apr 3, 2020

Put Options

Written

48,000

140.0000

American Jun 19, 2020

Call Options

Purchased

300

145.0000

American Jan 15, 2021

Put Options

Written

600

190.0000

American Jan 15, 2021

Call Options

Purchased

500

220.0000

American Jan 21, 2022

Put Options

Purchased

-2,300

170.0000

American Jun 19, 2020

Put Options

Purchased

-2,600

75.0000

American Jan 15, 2021

Call Options

Written

-200

220.0000

American Jan 15, 2021

Put Options

Purchased

-100

180.0000

American Mar 13, 2020

Call Options

Written

-100

150.0000

American May 15, 2020

Put Options

Purchased

-1,500

190.0000

American May 15, 2020

Call Options

Purchased

3,000

195.0000

American Aug 21, 2020

Call Options

Purchased

7,700

190.0000

American Jan 15, 2021

Put Options

Written

7,000

140.0000

American Jan 15, 2021

Put Options

Written

15,200

160.0000

American Mar 20, 2020

Put Options

Written

7,400

120.0000

American Jun 19, 2020

Call Options

Purchased

1,300

180.0000

American Jan 21, 2022

Put Options

Written

1,800

145.0000

American Jun 19, 2020

Call Options

Purchased

1,600

200.0000

American Jan 15, 2021

Call Options

Written

-100

165.0000

American Jun 19, 2020

Call Options

Written

-100

175.0000

American May 15, 2020

Call Options

Written

-400

190.0000

American Mar 20, 2020

Call Options

Written

-7,200

260.0000

American Jan 15, 2021

Put Options

Purchased

-400

190.0000

American Jun 19, 2020

Put Options

Purchased

-500

185.0000

American Jun 19, 2020

Put Options

Purchased

-34,000

150.0000

American Jan 15, 2021

Put Options

Written

200

135.0000

American Mar 20, 2020

Put Options

Written

6,000

180.0000

American May 15, 2020

Put Options

Written

3,400

165.0000

American Mar 20, 2020

Put Options

Written

100

165.0000

American May 15, 2020

Put Options

Written

1,400

195.0000

American Jun 19, 2020

Call Options

Purchased

6,400

160.0000

American Jan 15, 2021

Put Options

Written

400

200.0000

American Mar 20, 2020

Call Options

Purchased

100

210.0000

American Apr 17, 2020

Put Options

Written

100

200.0000

American May 15, 2020

Put Options

Written

24,100

180.0000

American Mar 20, 2020

Put Options

Written

1,900

180.0000

American Jun 19, 2020

Call Options

Purchased

100

210.0000

American Jan 15, 2021

Call Options

Written

-200

165.0000

American Mar 20, 2020

Put Options

Purchased

-400

120.0000

American Jan 15, 2021

Put Options

Purchased

-2,300

90.0000

American Jan 15, 2021

Call Options

Written

-100

185.0000

American Jun 19, 2020

Call Options

Written

-100

160.0000

American Jun 19, 2020

Put Options

Purchased

-1,700

185.0000

American Jan 15, 2021

Put Options

Purchased

-6,500

190.0000

American Mar 6, 2020

Put Options

Purchased

-500

120.0000

American Aug 21, 2020

Put Options

Purchased

-4,100

160.0000

American Jan 15, 2021

Put Options

Purchased

-100

170.0000

American Jan 21, 2022

Call Options

Written

-900

175.0000

American Jun 19, 2020

Put Options

Purchased

-300

185.0000

American Aug 21, 2020

Call Options

Purchased

1,500

220.0000

American Mar 20, 2020

Call Options

Purchased

700

200.0000

American Jun 19, 2020

Put Options

Written

3,700

215.0000

American Jan 15, 2021

Put Options

Written

600

155.0000

American Apr 17, 2020

Put Options

Written

100

140.0000

American Apr 17, 2020

Put Options

Written

300

125.0000

American Jun 19, 2020

Call Options

Purchased

8,200

185.0000

American Aug 21, 2020

Put Options

Purchased

-100

130.0000

American Jan 15, 2021

Call Options

Written

-700

202.5000

American Mar 6, 2020

Call Options

Written

-200

180.0000

American Jun 19, 2020

Put Options

Purchased

-200

190.0000

American Aug 21, 2020

Call Options

Written

-400

180.0000

American Mar 20, 2020

Put Options

Purchased

-1,200

180.0000

American Jan 15, 2021

Put Options

Purchased

-100

175.0000

American Jan 15, 2021

Put Options

Purchased

-300

125.0000

American Jan 15, 2021

Put Options

Purchased

-1,800

150.0000

American Jan 21, 2022

Call Options

Written

-300

210.0000

American Mar 6, 2020

Call Options

Purchased

11,300

195.0000

American Jan 15, 2021

Put Options

Written

5,600

150.0000

American Mar 20, 2020

Put Options

Written

7,000

105.0000

American May 15, 2020

Put Options

Written

4,500

195.0000

American Aug 21, 2020

Put Options

Written

200

120.0000

American May 15, 2020

Call Options

Purchased

400

200.0000

American May 15, 2020

Put Options

Written

14,500

195.0000

American Mar 20, 2020

Call Options

Purchased

3,300

190.0000

American Aug 21, 2020

Call Options

Written

-600

250.0000

American Jan 15, 2021

Call Options

Written

-1,000

185.0000

American May 15, 2020

Put Options

Purchased

-8,200

140.0000

American Mar 20, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 693517
Time of Receipt (offset from UTC): 20200303T120111+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC