Form 8.3 - ALLERGAN - AMENDMENT

LONDON--()-- 

Ap19

FORM 8.3 Amendment to Purchases

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ALLERGAN PLC

Class of relevant security to which the

ORD

dealings being disclosed relate (Note 2)
Date of dealing

26 February 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

4,109,255

1.25%

3,607,273

1.10%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

3,347,027

1.02%

2,586,455

0.79%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

461,100

0.14%

224,100

0.07%

 

 

 

 

TOTAL:

 

 

 

 

7,917,382

2.41%

6,417,828

1.95%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

4

194.6800 USD

Purchase

10

194.8870 USD

Purchase

48

193.4400 USD

Purchase

100

193.3600 USD

Purchase

100

193.2500 USD

Purchase

100

194.9700 USD

Purchase

100

195.2650 USD

Purchase

100

193.2000 USD

Purchase

100

193.7300 USD

Purchase

100

193.5000 USD

Purchase

115

193.4930 USD

Purchase

120

194.1400 USD

Purchase

163

193.4622 USD

Purchase

194

195.1025 USD

Purchase

200

193.3800 USD

Purchase

200

193.4900 USD

Purchase

300

194.2700 USD

Purchase

300

194.3366 USD

Purchase

318

195.0917 USD

Purchase

356

193.9189 USD

Purchase

400

194.7687 USD

Purchase

400

195.0882 USD

Purchase

400

195.0400 USD

Purchase

467

193.7700 USD

Purchase

489

193.4779 USD

Purchase

500

195.1540 USD

Purchase

500

195.1340 USD

Purchase

500

195.0390 USD

Purchase

600

195.0716 USD

Purchase

634

195.0850 USD

Purchase

700

194.3914 USD

Purchase

703

195.0772 USD

Purchase

721

195.0875 USD

Purchase

900

194.5011 USD

Purchase

1,451

194.4548 USD

Purchase

1,728

194.1286 USD

Purchase

2,465

194.4135 USD

Purchase

2,500

195.1026 USD

Purchase

2,584

193.2248 USD

Purchase

2,799

194.6775 USD

Purchase

3,099

194.5619 USD

Purchase

3,430

195.1010 USD

Purchase

3,500

194.1225 USD

Purchase

5,400

194.7849 USD

Purchase

6,700

194.9601 USD

Purchase

6,900

194.7414 USD

Purchase

8,825

193.1900 USD

Purchase

10,000

195.0915 USD

Purchase

10,983

193.8153 USD

Purchase

11,236

193.7959 USD

Purchase

15,452

193.9179 USD

Purchase

20,220

193.6836 USD

Purchase

28,104

193.9605 USD

Sale

3

194.9466 USD

Sale

4

194.3600 USD

Sale

5

194.9500 USD

Sale

42

194.1000 USD

Sale

59

194.2000 USD

Sale

73

194.3230 USD

Sale

81

193.3738 USD

Sale

87

194.6400 USD

Sale

99

194.1342 USD

Sale

100

194.7600 USD

Sale

100

194.3750 USD

Sale

100

193.4200 USD

Sale

100

194.5800 USD

Sale

100

194.7300 USD

Sale

100

193.1150 USD

Sale

104

194.4576 USD

Sale

120

194.1400 USD

Sale

143

195.1289 USD

Sale

200

193.8200 USD

Sale

200

193.9900 USD

Sale

200

195.2450 USD

Sale

230

193.3465 USD

Sale

256

193.7407 USD

Sale

257

194.5615 USD

Sale

260

193.3553 USD

Sale

300

194.7433 USD

Sale

300

193.5300 USD

Sale

300

195.1300 USD

Sale

316

193.5025 USD

Sale

400

194.0325 USD

Sale

400

195.1087 USD

Sale

400

193.6775 USD

Sale

400

194.5687 USD

Sale

400

194.7500 USD

Sale

404

194.0092 USD

Sale

433

194.9886 USD

Sale

700

194.5685 USD

Sale

800

194.5006 USD

Sale

991

194.7779 USD

Sale

1,400

194.2888 USD

Sale

1,516

194.0226 USD

Sale

1,778

194.0418 USD

Sale

1,800

195.0966 USD

Sale

2,500

193.1940 USD

Sale

2,750

194.7400 USD

Sale

2,799

194.6775 USD

Sale

2,932

193.2554 USD

Sale

3,450

194.7414 USD

Sale

4,200

193.8924 USD

Sale

5,100

194.8728 USD

Sale

2,799

194.6776 USD

Sale

5,800

194.7503 USD

Sale

6,444

194.0958 USD

Sale

8,402

193.1900 USD

Sale

10,518

193.8773 USD

Sale

16,636

193.8906 USD

Sale

17,279

193.9638 USD

Sale

20,000

195.0915 USD

Sale

34,877

193.8664 USD

(b) Derivatives transactions (other than options transactions)

Product Name

Nature of transaction

Number of relevant securities

Price per

 

 

 

unit

SWAP

Long

570,600

193.1900 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

 

purchasing,

of

price

 

date

money

 

selling,

securities

 

 

 

paid/

 

varying etc

to which

 

 

 

received

 

 

option

 

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

100

195 USD

American

20 Mar 2020

2.8500 USD

Call Option

Selling

100

210 USD

American

20 Mar 2020

0.2200 USD

Put Option

Purchasing

21,700

150 USD

American

15 Jan 2021

0.9632 USD

Put Option

Selling

100

140 USD

American

17 Apr 2020

0.3400 USD

Put Option

Selling

2,500

150 USD

American

20 Mar 2020

0.2400 USD

Put Option

Selling

200

155 USD

American

17 Apr 2020

0.7000 USD

Put Option

Selling

18,800

180 USD

American

20 Mar 2020

1.4584 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

2 Mar 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or

Number of

Exercise

Type

Expiry

 

purchased

relevant securities

price

 

date

 

 

to which the option

 

 

 

 

 

or derivative

 

 

 

 

 

relates

 

 

 

Put Options

Written

700

95.0000

American

Jan 15, 2021

Put Options

Written

300

180.0000

American

Jan 21, 2022

Put Options

Written

2,700

100.0000

American

May 15, 2020

Call Options

Purchased

200

190.0000

American

Jan 21, 2022

Put Options

Written

5,000

115.0000

American

Mar 20, 2020

Put Options

Written

3,200

170.0000

American

Mar 20, 2020

Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021

Call Options

Purchased

2,600

175.0000

American

Jan 15, 2021

Put Options

Written

700

100.0000

American

Jan 15, 2021

Call Options

Written

-100

160.0000

American

Mar 20, 2020

Call Options

Written

-200

230.0000

American

Mar 20, 2020

Put Options

Purchased

-900

145.0000

American

Jan 15, 2021

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Call Options

Written

-1,400

230.0000

American

Jun 19, 2020

Call Options

Written

-600

220.0000

American

May 15, 2020

Put Options

Purchased

-1,000

165.0000

American

Jan 15, 2021

Put Options

Written

1,000

195.0000

American

Jan 15, 2021

Put Options

Written

18,500

150.0000

American

May 15, 2020

Put Options

Written

12,000

160.0000

American

Jun 19, 2020

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options

Written

36,900

105.0000

American

Jan 15, 2021

Put Options

Written

66,500

140.0000

American

Mar 20, 2020

Call Options

Purchased

200

195.0000

American

Mar 20, 2020

Put Options

Written

1,200

190.0000

American

Mar 20, 2020

Call Options

Purchased

200

202.5000

American

Feb 28, 2020

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Call Options

Written

-500

150.0000

American

Jan 15, 2021

Put Options

Purchased

-16,600

115.0000

American

Jan 15, 2021

Put Options

Purchased

-400

185.0000

American

Jan 21, 2022

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Call Options

Written

-3,300

200.0000

American

Aug 21, 2020

Call Options

Written

-42,400

165.0000

American

Jan 21, 2022

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-100

177.5000

American

Feb 28, 2020

Put Options

Purchased

-200

155.0000

American

Jan 15, 2021

Call Options

Purchased

200

210.0000

American

May 15, 2020

Put Options

Written

500

175.0000

American

Mar 20, 2020

Call Options

Purchased

3,100

165.0000

American

Jan 15, 2021

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Put Options

Written

6,000

185.0000

American

Mar 20, 2020

Put Options

Written

2,100

185.0000

American

May 15, 2020

Call Options

Purchased

200

195.0000

American

May 15, 2020

Put Options

Written

3,000

180.0000

American

Apr 17, 2020

Call Options

Purchased

1,100

190.0000

American

Jun 19, 2020

Put Options

Written

100

140.0000

American

Jan 21, 2022

Call Options

Purchased

500

190.0000

American

May 15, 2020

Call Options

Purchased

100

200.0000

American

Mar 6, 2020

Put Options

Written

5,100

145.0000

American

Mar 20, 2020

Call Options

Purchased

42,400

175.0000

American

Jan 21, 2022

Call Options

Written

-100

240.0000

American

Mar 20, 2020

Put Options

Purchased

-4,700

170.0000

American

Jan 15, 2021

Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020

Call Options

Written

-700

270.0000

American

Jan 15, 2021

Call Options

Written

-100

210.0000

American

Mar 20, 2020

Put Options

Purchased

-1,000

195.0000

American

May 15, 2020

Call Options

Written

-100

200.0000

American

Jan 21, 2022

Call Options

Written

-100

200.0000

American

Feb 28, 2020

Call Options

Written

-200

205.0000

American

Apr 3, 2020

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Put Options

Written

100

197.5000

American

Apr 3, 2020

Put Options

Written

1,500

170.0000

American

May 15, 2020

Call Options

Purchased

800

160.0000

American

Jan 21, 2022

Call Options

Purchased

500

220.0000

American

Jan 21, 2022

Call Options

Purchased

10,500

200.0000

American

Mar 20, 2020

Put Options

Written

600

190.0000

American

Jan 15, 2021

Put Options

Written

5,400

95.0000

American

May 15, 2020

Put Options

Written

3,800

165.0000

American

Jun 19, 2020

Put Options

Written

48,000

140.0000

American

Jun 19, 2020

Call Options

Purchased

2,000

180.0000

American

Jan 15, 2021

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Put Options

Purchased

-100

180.0000

American

Mar 13, 2020

Put Options

Purchased

-2,300

170.0000

American

Jun 19, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options

Written

-200

220.0000

American

Jan 15, 2021

Put Options

Purchased

-500

190.0000

American

May 15, 2020

Call Options

Written

-100

150.0000

American

May 15, 2020

Call Options

Purchased

1,300

180.0000

American

Jan 21, 2022

Put Options

Written

7,000

140.0000

American

Jan 15, 2021

Call Options

Purchased

7,700

190.0000

American

Jan 15, 2021

Call Options

Purchased

3,200

195.0000

American

Aug 21, 2020

Call Options

Purchased

600

200.0000

American

Jan 15, 2021

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Put Options

Written

14,300

160.0000

American

Mar 20, 2020

Put Options

Written

7,400

120.0000

American

Jun 19, 2020

Call Options

Written

-7,200

260.0000

American

Jan 15, 2021

Call Options

Written

-400

190.0000

American

Mar 20, 2020

Call Options

Written

-100

175.0000

American

May 15, 2020

Call Options

Written

-200

197.5000

American

Feb 28, 2020

Put Options

Purchased

-400

190.0000

American

Jun 19, 2020

Put Options

Purchased

-500

185.0000

American

Jun 19, 2020

Call Options

Written

-100

165.0000

American

Jun 19, 2020

Put Options

Purchased

-34,000

150.0000

American

Jan 15, 2021

Put Options

Written

400

200.0000

American

Mar 20, 2020

Put Options

Written

100

165.0000

American

May 15, 2020

Put Options

Written

200

135.0000

American

Mar 20, 2020

Call Options

Purchased

100

210.0000

American

Jan 15, 2021

Put Options

Written

23,200

180.0000

American

Mar 20, 2020

Put Options

Written

1,900

180.0000

American

Jun 19, 2020

Put Options

Written

100

200.0000

American

May 15, 2020

Call Options

Purchased

100

210.0000

American

Apr 17, 2020

Put Options

Written

3,400

165.0000

American

Mar 20, 2020

Put Options

Written

1,400

195.0000

American

Jun 19, 2020

Put Options

Written

6,000

180.0000

American

May 15, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Purchased

-300

185.0000

American

Aug 21, 2020

Call Options

Written

-900

175.0000

American

Jun 19, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options

Written

-200

165.0000

American

Mar 20, 2020

Call Options

Written

-100

160.0000

American

Jun 19, 2020

Put Options

Purchased

-1,700

185.0000

American

Jan 15, 2021

Put Options

Purchased

-500

120.0000

American

Aug 21, 2020

Put Options

Purchased

-4,100

160.0000

American

Jan 15, 2021

Put Options

Purchased

-100

170.0000

American

Jan 21, 2022

Put Options

Purchased

-400

120.0000

American

Jan 15, 2021

Call Options

Written

-100

185.0000

American

Jun 19, 2020

Put Options

Written

100

140.0000

American

Apr 17, 2020

Put Options

Written

3,700

215.0000

American

Jan 15, 2021

Call Options

Purchased

700

200.0000

American

Jun 19, 2020

Call Options

Purchased

1,500

220.0000

American

Mar 20, 2020

Put Options

Written

300

125.0000

American

Jun 19, 2020

Put Options

Written

200

155.0000

American

Apr 17, 2020

Call Options

Purchased

8,200

185.0000

American

Aug 21, 2020

Put Options

Purchased

-300

125.0000

American

Jan 15, 2021

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Put Options

Purchased

-1,800

150.0000

American

Jan 21, 2022

Put Options

Purchased

-200

190.0000

American

Aug 21, 2020

Call Options

Written

-400

180.0000

American

Mar 20, 2020

Call Options

Written

-300

210.0000

American

Mar 6, 2020

Put Options

Purchased

-100

130.0000

American

Jan 15, 2021

Call Options

Written

-200

180.0000

American

Jun 19, 2020

Put Options

Purchased

-700

160.0000

American

Feb 28, 2020

Call Options

Written

-700

202.5000

American

Mar 6, 2020

Put Options

Purchased

-1,200

180.0000

American

Jan 15, 2021

Put Options

Written

2,700

150.0000

American

Mar 20, 2020

Call Options

Purchased

11,300

195.0000

American

Jan 15, 2021

Put Options

Written

200

120.0000

American

May 15, 2020

Put Options

Written

7,000

105.0000

American

May 15, 2020

Call Options

Purchased

400

200.0000

American

May 15, 2020

Put Options

Written

4,500

195.0000

American

Aug 21, 2020

Call Options

Purchased

3,300

190.0000

American

Aug 21, 2020

Put Options

Written

14,600

195.0000

American

Mar 20, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Call Options

Written

-1,000

185.0000

American

May 15, 2020

Put Options

Purchased

-8,200

140.0000

American

Mar 20, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 693303
Time of Receipt (offset from UTC): 20200302T135132+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC