Form 8.3 - Abbvie Plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

  Name of person dealing (Note 1) Barclays PLC.
  Company dealt in ABBVIE INC
  Class of relevant security to which the  ORD
  dealings being disclosed relate (Note 2)
  Date of dealing 28 February 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD    
 

Long

Short

 

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

 

2,923,286

0.20%

3,996,405

0.27%

   

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

 

2,194,407

0.15%

560,929

0.04%

   

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,687,100

0.11%

1,594,500

0.11%

 

 

 

 

 

TOTAL:

 

 

 

 

 

6,804,793

0.46%

6,151,834

0.42%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

10

83.0600   USD

Purchase

15

82.1900   USD

Purchase

50

83.8200   USD

Purchase

50

83.8300   USD

Purchase

53

83.1800   USD

Purchase

73

83.4515   USD

Purchase

80

83.4900   USD

Purchase

95

82.1400   USD

Purchase

100

83.1200   USD

Purchase

100

84.9100   USD

Purchase

100

82.4800   USD

Purchase

100

83.5400   USD

Purchase

100

82.8100   USD

Purchase

100

82.0100   USD

Purchase

100

84.1500   USD

Purchase

100

83.6100   USD

Purchase

100

83.7200   USD

Purchase

100

83.7400   USD

Purchase

100

83.3100   USD

Purchase

100

83.8500   USD

Purchase

100

82.0900   USD

Purchase

100

82.0650   USD

Purchase

100

84.0400   USD

Purchase

100

83.3600   USD

Purchase

101

82.0497   USD

Purchase

108

83.9963   USD

Purchase

124

83.4042   USD

Purchase

130

83.0871   USD

Purchase

148

83.2867   USD

Purchase

150

84.7566   USD

Purchase

150

82.3366   USD

Purchase

190

83.0889   USD

Purchase

191

83.2720   USD

Purchase

200

83.8650   USD

Purchase

200

83.6000   USD

Purchase

200

82.5150   USD

Purchase

200

83.7025   USD

Purchase

200

84.1050   USD

Purchase

200

84.6400   USD

Purchase

200

83.8250   USD

Purchase

200

83.0950   USD

Purchase

214

82.3781   USD

Purchase

239

83.6102   USD

Purchase

242

83.3028   USD

Purchase

250

82.0480   USD

Purchase

250

82.9240   USD

Purchase

250

84.0180   USD

Purchase

276

83.3612   USD

Purchase

295

82.0976   USD

Purchase

300

82.3166   USD

Purchase

300

84.4033   USD

Purchase

300

83.4983   USD

Purchase

300

83.4416   USD

Purchase

300

83.4266   USD

Purchase

301

83.4923   USD

Purchase

308

82.1403   USD

Purchase

320

83.2343   USD

Purchase

400

83.4400   USD

Purchase

400

83.6987   USD

Purchase

400

83.0000   USD

Purchase

439

82.8461   USD

Purchase

460

83.7010   USD

Purchase

500

83.8980   USD

Purchase

500

82.6650   USD

Purchase

500

82.0280   USD

Purchase

550

82.0545   USD

Purchase

554

82.3267   USD

Purchase

600

82.8441   USD

Purchase

600

83.1366   USD

Purchase

600

84.2400   USD

Purchase

600

84.2116   USD

Purchase

624

83.5477   USD

Purchase

626

83.5739   USD

Purchase

630

83.4688   USD

Purchase

650

82.4006   USD

Purchase

682

82.3607   USD

Purchase

688

83.6243   USD

Purchase

700

83.9142   USD

Purchase

700

83.2028   USD

Purchase

700

83.9914   USD

Purchase

700

82.0635   USD

Purchase

759

82.0465   USD

Purchase

760

83.1392   USD

Purchase

800

83.1762   USD

Purchase

815

83.7612   USD

Purchase

832

83.5743   USD

Purchase

899

83.3256   USD

Purchase

900

83.7488   USD

Purchase

912

83.5682   USD

Purchase

952

83.6820   USD

Purchase

1,048

82.0400   USD

Purchase

1,105

82.0647   USD

Purchase

1,119

83.4934   USD

Purchase

1,125

84.2238   USD

Purchase

1,217

83.7742   USD

Purchase

1,296

82.0615   USD

Purchase

1,300

82.3373   USD

Purchase

1,340

83.7404   USD

Purchase

1,397

82.8634   USD

Purchase

1,400

83.7817   USD

Purchase

1,400

83.6943   USD

Purchase

1,489

83.8452   USD

Purchase

1,520

85.6200   USD

Purchase

1,569

83.1364   USD

Purchase

1,575

83.7898   USD

Purchase

1,610

83.3578   USD

Purchase

1,669

82.0416   USD

Purchase

1,718

83.6056   USD

Purchase

1,789

82.4640   USD

Purchase

1,794

83.5051   USD

Purchase

1,900

83.7257   USD

Purchase

1,926

83.3204   USD

Purchase

1,963

82.0382   USD

Purchase

2,295

83.6890   USD

Purchase

2,536

83.4906   USD

Purchase

3,833

83.3014   USD

Purchase

4,720

84.2695   USD

Purchase

4,990

83.7497   USD

Purchase

5,228

84.2885   USD

Purchase

5,500

83.1990   USD

Purchase

5,939

82.3929   USD

Purchase

6,750

82.5230   USD

Purchase

7,190

82.8882   USD

Purchase

7,667

84.3360   USD

Purchase

8,408

84.9375   USD

Purchase

9,904

83.1655   USD

Purchase

10,041

82.0477   USD

Purchase

14,238

85.6563   USD

Purchase

15,587

83.3623   USD

Purchase

16,739

82.0207   USD

Purchase

19,400

83.1808   USD

Purchase

20,348

83.0500   USD

Purchase

22,150

83.1315   USD

Purchase

24,000

84.1000   USD

Purchase

26,277

85.2745   USD

Purchase

29,200

84.7300   USD

Purchase

38,032

83.0594   USD

Purchase

51,500

83.0236   USD

Purchase

63,300

83.1287   USD

Purchase

82,660

85.6575   USD

Purchase

113,980

84.7266   USD

Purchase

217,022

85.7100   USD

Purchase

332,249

84.1517   USD

Sale

15

82.1900   USD

Sale

38

83.6600   USD

Sale

50

84.4300   USD

Sale

80

83.4900   USD

Sale

100

84.3450   USD

Sale

100

83.6500   USD

Sale

100

84.0400   USD

Sale

100

83.3600   USD

Sale

100

85.3400   USD

Sale

100

82.3700   USD

Sale

101

84.3906   USD

Sale

122

83.0981   USD

Sale

133

83.1839   USD

Sale

150

83.6700   USD

Sale

150

83.2133   USD

Sale

198

83.1368   USD

Sale

200

85.3100   USD

Sale

200

82.3400   USD

Sale

200

82.2752   USD

Sale

225

85.1311   USD

Sale

250

83.0580   USD

Sale

300

81.9033   USD

Sale

300

83.5800   USD

Sale

300

85.3233   USD

Sale

361

83.1516   USD

Sale

364

84.4200   USD

Sale

400

82.8824   USD

Sale

400

83.0000   USD

Sale

400

83.3750   USD

Sale

415

82.0478   USD

Sale

489

83.1392   USD

Sale

590

82.0976   USD

Sale

600

82.0933   USD

Sale

600

85.3150   USD

Sale

600

82.0066   USD

Sale

654

84.1057   USD

Sale

727

85.0553   USD

Sale

775

81.9106   USD

Sale

800

82.0568   USD

Sale

808

83.4677   USD

Sale

817

82.0034   USD

Sale

1,000

82.0185   USD

Sale

1,134

85.5283   USD

Sale

1,300

82.0246   USD

Sale

1,600

84.0500   USD

Sale

1,710

82.0452   USD

Sale

1,882

83.1862   USD

Sale

1,951

83.2226   USD

Sale

2,000

82.0123   USD

Sale

2,000

81.9835   USD

Sale

2,008

82.0383   USD

Sale

2,035

83.1267   USD

Sale

2,100

82.6280   USD

Sale

2,151

83.1065   USD

Sale

2,500

84.1264   USD

Sale

2,749

83.8768   USD

Sale

2,848

83.2258   USD

Sale

2,917

84.2998   USD

Sale

3,017

82.2776   USD

Sale

3,100

82.6662   USD

Sale

3,331

83.9434   USD

Sale

4,100

83.1436   USD

Sale

5,311

83.1069   USD

Sale

5,939

82.3929   USD

Sale

6,489

83.7891   USD

Sale

9,114

83.8245   USD

Sale

10,041

82.0477   USD

Sale

12,001

83.9986   USD

Sale

12,524

82.8470   USD

Sale

13,044

83.7256   USD

Sale

19,000

83.0500   USD

Sale

20,873

83.4095   USD

Sale

21,911

83.7465   USD

Sale

24,534

83.7394   USD

Sale

24,970

85.4123   USD

Sale

26,101

83.5013   USD

Sale

27,100

83.1571   USD

Sale

29,200

84.7300   USD

Sale

29,900

83.0147   USD

Sale

32,200

85.4828   USD

Sale

51,703

83.6829   USD

Sale

59,500

83.1438   USD

Sale

161,103

84.6075   USD

Sale

182,881

84.1263   USD

Sale

274,511

85.7100   USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

 

purchasing,

of

price

 

date

money

 

selling,

securities

 

 

 

paid/

 

varying etc

to which

 

 

 

received

 

 

option

 

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

100

75   USD

American

15 Jan 2021

14.0000   USD

Call Option

Purchasing

100

83   USD

American

28 Feb 2020

0.8000   USD

Call Option

Purchasing

100

86   USD

American

28 Feb 2020

0.1000   USD

Call Option

Purchasing

200

88   USD

American

28 Feb 2020

0.1500   USD

Call Option

Purchasing

100

90   USD

American

28 Feb 2020

0.0300   USD

Call Option

Purchasing

800

90   USD

American

17 Apr 2020

2.3400   USD

Call Option

Purchasing

2,900

90   USD

American

15 May 2020

2.6875   USD

Call Option

Purchasing

100

90   USD

American

15 Jan 2021

5.9100   USD

Call Option

Purchasing

100

96   USD

American

28 Feb 2020

0.0100   USD

Call Option

Selling

100

78   USD

American

19 Jun 2020

9.4000   USD

Call Option

Selling

100

83   USD

American

15 May 2020

6.1500   USD

Call Option

Selling

300

85   USD

American

15 May 2020

4.1000   USD

Call Option

Selling

10,000

88   USD

American

15 Jan 2021

6.5500   USD

Call Option

Selling

50,000

88   USD

American

15 Jan 2021

7.2000   USD

Call Option

Selling

1,300

90   USD

American

17 Apr 2020

2.4200   USD

Call Option

Selling

800

93   USD

American

17 Apr 2020

1.7500   USD

Call Option

Selling

200

93   USD

American

15 May 2020

2.0800   USD

Call Option

Selling

1,000

94   USD

American

28 Feb 2020

0.1400   USD

Call Option

Selling

600

95   USD

American

20 Mar 2020

0.5800   USD

Call Option

Selling

400

96   USD

American

28 Feb 2020

0.0925   USD

Call Option

Selling

100

100   USD

American

20 Mar 2020

0.3300   USD

Put Option

Purchasing

500

50   USD

American

15 Jan 2021

1.2500   USD

Put Option

Purchasing

700

70   USD

American

17 Apr 2020

1.1285   USD

Put Option

Purchasing

400

75   USD

American

27 Mar 2020

1.4600   USD

Put Option

Purchasing

100

80   USD

American

28 Feb 2020

0.3100   USD

Put Option

Purchasing

2,900

80   USD

American

20 Mar 2020

2.6186   USD

Put Option

Purchasing

100

80   USD

American

27 Mar 2020

2.5100   USD

Put Option

Purchasing

300

80   USD

American

17 Apr 2020

4.4200   USD

Put Option

Purchasing

300

81   USD

American

28 Feb 2020

0.4700   USD

Put Option

Purchasing

1,000

83   USD

American

20 Mar 2020

3.1500   USD

Put Option

Purchasing

300

84   USD

American

6 Mar 2020

3.3900   USD

Put Option

Purchasing

100

84   USD

American

20 Mar 2020

3.2600   USD

Put Option

Purchasing

1,600

85   USD

American

28 Feb 2020

1.2068   USD

Put Option

Purchasing

100

85   USD

American

20 Mar 2020

4.2000   USD

Put Option

Purchasing

300

85   USD

American

17 Apr 2020

6.4800   USD

Put Option

Purchasing

300

87   USD

American

28 Feb 2020

4.0700   USD

Put Option

Purchasing

200

88   USD

American

20 Mar 2020

5.6500   USD

Put Option

Purchasing

500

88   USD

American

15 May 2020

8.3000   USD

Put Option

Purchasing

400

90   USD

American

15 May 2020

10.8000   USD

Put Option

Purchasing

100

92   USD

American

28 Feb 2020

7.7600   USD

Put Option

Selling

1,000

80   USD

American

6 Mar 2020

1.4600   USD

Put Option

Selling

1,000

80   USD

American

13 Mar 2020

2.2700   USD

Put Option

Selling

3,500

80   USD

American

13 Mar 2020

2.5685   USD

Put Option

Selling

2,300

81   USD

American

28 Feb 2020

0.4465   USD

Put Option

Selling

300

81   USD

American

6 Mar 2020

1.7100   USD

Put Option

Selling

600

83   USD

American

6 Mar 2020

2.9900   USD

Put Option

Selling

100

85   USD

American

15 Jan 2021

12.3900   USD

Put Option

Selling

100

89   USD

American

20 Mar 2020

6.2800   USD

Put Option

Selling

1,600

90   USD

American

28 Feb 2020

6.1568   USD

Put Option

Selling

100

90   USD

American

27 Mar 2020

8.0500   USD

Put Option

Selling

100

93   USD

American

28 Feb 2020

8.3300   USD

Put Option

Selling

200

95   USD

American

15 May 2020

15.4500   USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

2 Mar 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected  
If a connected EFM, state nature of connection  

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Put Options

  Written

101,800

60.0000  

American

Jun 19, 2020

Call Options

  Purchased

5,000

87.5000  

American

May 15, 2020

Call Options

  Purchased

500

75.0000  

American

May 15, 2020

Put Options

  Written

100

100.0000  

American

Mar 13, 2020

Call Options

  Purchased

1,000

72.5000  

American

Jan 15, 2021

Put Options

  Written

700

82.5000  

American

Jan 15, 2021

Call Options

  Purchased

500

97.5000  

American

Jan 21, 2022

Put Options

  Written

10,900

80.0000  

American

May 15, 2020

Put Options

  Written

2,600

37.5000  

American

Jan 21, 2022

Put Options

  Written

1,200

85.0000  

American

Jun 19, 2020

Put Options

  Written

5,200

80.0000  

American

Mar 6, 2020

Put Options

  Written

3,100

75.0000  

American

Jun 19, 2020

Put Options

  Written

2,200

70.0000  

American

May 15, 2020

Call Options

  Purchased

300

67.5000  

American

Sep 18, 2020

Call Options

  Purchased

2,000

100.0000  

American

Mar 20, 2020

Call Options

  Purchased

3,100

115.0000  

American

Sep 18, 2020

Call Options

  Purchased

100

72.5000  

American

Sep 18, 2020

Call Options

  Purchased

1,100

90.0000  

American

Mar 6, 2020

Call Options

  Purchased

100

93.0000  

American

Mar 6, 2020

Put Options

  Written

500

90.0000  

American

Mar 6, 2020

Put Options

  Purchased

-600

105.0000  

American

Jan 15, 2021

Call Options

  Written

-4,500

115.0000  

American

Jan 21, 2022

Put Options

  Purchased

-600

55.0000  

American

Sep 18, 2020

Call Options

  Written

-200

100.0000  

American

Aug 21, 2020

Put Options

  Purchased

-100

89.5000  

American

Mar 6, 2020

Put Options

  Purchased

-400

88.5000  

American

Feb 28, 2020

Call Options

  Written

-900

98.0000  

American

Feb 28, 2020

Call Options

  Written

-19,200

110.0000  

American

Mar 20, 2020

Call Options

  Written

-16,000

90.0000  

American

Jun 19, 2020

Put Options

  Purchased

-1,000

130.0000  

American

Jan 15, 2021

Call Options

  Written

-1,400

135.0000  

American

Jan 15, 2021

Call Options

  Written

-2,400

92.5000  

American

Feb 28, 2020

Put Options

  Purchased

-5,000

47.5000  

American

Jun 19, 2020

Call Options

  Written

-200

95.0000  

American

Mar 27, 2020

Call Options

  Written

-3,700

130.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

86.5000  

American

Mar 6, 2020

Put Options

  Purchased

-400

87.0000  

American

Feb 28, 2020

Put Options

  Purchased

-1,100

50.0000  

American

Jan 21, 2022

Call Options

  Written

-8,800

105.0000  

American

Mar 6, 2020

Put Options

  Purchased

-3,000

135.0000  

American

Jan 15, 2021

Put Options

  Purchased

-48,100

85.0000  

American

May 15, 2020

Put Options

  Purchased

-500

92.0000  

American

Feb 28, 2020

Call Options

  Written

-1,100

82.5000  

American

Jan 21, 2022

Put Options

  Purchased

-3,300

50.0000  

American

Jan 15, 2021

Call Options

  Written

-2,400

120.0000  

American

Jan 15, 2021

Call Options

  Written

-800

105.0000  

American

Jan 21, 2022

Put Options

  Purchased

-900

95.5000  

American

Feb 28, 2020

Call Options

  Written

-5,000

80.0000  

American

Jan 21, 2022

Call Options

  Written

-100

110.0000  

American

Jan 21, 2022

Call Options

  Written

-100

85.0000  

American

Mar 20, 2020

Call Options

  Purchased

3,500

90.0000  

American

Mar 20, 2020

Call Options

  Purchased

2,700

92.5000  

American

May 15, 2020

Call Options

  Purchased

5,500

87.5000  

American

Mar 20, 2020

Call Options

  Purchased

100

87.0000  

American

Mar 6, 2020

Call Options

  Purchased

13,500

95.0000  

American

May 15, 2020

Put Options

  Written

100

94.5000  

American

Apr 3, 2020

Call Options

  Purchased

300

120.0000  

American

Sep 18, 2020

Call Options

  Purchased

300

84.5000  

American

Mar 6, 2020

Call Options

  Purchased

8,900

95.0000  

American

Sep 18, 2020

Put Options

  Written

302,100

60.0000  

American

Jan 15, 2021

Put Options

  Written

1,200

94.0000  

American

Mar 13, 2020

Call Options

  Purchased

1,300

72.5000  

American

Jun 19, 2020

Call Options

  Purchased

1,000

145.0000  

American

Jun 19, 2020

Put Options

  Written

100

92.5000  

American

May 15, 2020

Put Options

  Written

900

82.5000  

American

Sep 18, 2020

Call Options

  Purchased

100

91.0000  

American

Mar 6, 2020

Put Options

  Written

2,000

81.0000  

American

Feb 28, 2020

Put Options

  Written

700

62.5000  

American

Sep 18, 2020

Call Options

  Purchased

200

83.0000  

American

Feb 28, 2020

Call Options

  Purchased

400

72.5000  

American

May 15, 2020

Put Options

  Written

4,000

57.5000  

American

Jan 15, 2021

Call Options

  Purchased

900

85.0000  

American

Aug 21, 2020

Call Options

  Purchased

100

91.0000  

American

Feb 28, 2020

Put Options

  Written

4,100

87.5000  

American

Aug 21, 2020

Put Options

  Written

500

65.0000  

American

Mar 20, 2020

Call Options

  Purchased

400

88.0000  

American

Mar 13, 2020

Put Options

  Purchased

-4,100

89.0000  

American

Feb 28, 2020

Call Options

  Written

-500

89.0000  

American

Mar 6, 2020

Call Options

  Written

-200

95.0000  

American

Apr 17, 2020

Call Options

  Written

-5,100

125.0000  

American

Aug 21, 2020

Call Options

  Written

-13,100

115.0000  

American

Mar 20, 2020

Call Options

  Written

-1,800

100.0000  

American

Mar 13, 2020

Call Options

  Written

-18,400

110.0000  

American

Jan 15, 2021

Call Options

  Written

-3,700

94.0000  

American

Mar 13, 2020

Put Options

  Purchased

-30,000

62.5000  

American

Jan 15, 2021

Call Options

  Written

-700

96.0000  

American

Mar 13, 2020

Call Options

  Written

-1,500

100.0000  

American

Mar 27, 2020

Put Options

  Purchased

-3,700

88.0000  

American

Feb 28, 2020

Put Options

  Purchased

-20,100

85.0000  

American

Sep 18, 2020

Call Options

  Written

-100

90.0000  

American

Mar 27, 2020

Put Options

  Purchased

-3,000

89.5000  

American

Feb 28, 2020

Put Options

  Purchased

-34,500

95.0000  

American

Jun 19, 2020

Put Options

  Purchased

-100

89.5000  

American

Apr 3, 2020

Put Options

  Purchased

-2,900

55.0000  

American

Jan 15, 2021

Call Options

  Written

-100

102.0000  

American

Mar 6, 2020

Put Options

  Purchased

-1,000

47.5000  

American

Jan 15, 2021

Call Options

  Written

-100

91.5000  

American

Apr 3, 2020

Put Options

  Purchased

-700

85.0000  

American

Feb 28, 2020

Put Options

  Purchased

-1,500

75.0000  

American

Sep 18, 2020

Put Options

  Purchased

-9,300

80.0000  

American

Mar 20, 2020

Call Options

  Written

-200

94.0000  

American

Apr 3, 2020

Put Options

  Purchased

-700

70.0000  

American

Apr 17, 2020

Put Options

  Purchased

-500

97.5000  

American

May 15, 2020

Put Options

  Written

2,000

79.5000  

American

Mar 13, 2020

Call Options

  Purchased

300

97.5000  

American

Sep 18, 2020

Call Options

  Purchased

11,100

97.5000  

American

Mar 20, 2020

Put Options

  Written

6,800

75.0000  

American

May 15, 2020

Call Options

  Purchased

100

96.0000  

American

Apr 3, 2020

Call Options

  Purchased

1,000

88.0000  

American

Feb 28, 2020

Put Options

  Written

200

79.0000  

American

Mar 6, 2020

Put Options

  Written

34,400

90.0000  

American

Aug 21, 2020

Put Options

  Written

300

75.0000  

American

Mar 20, 2020

Put Options

  Written

200

84.0000  

American

Feb 28, 2020

Call Options

  Purchased

400

70.0000  

American

Jun 19, 2020

Call Options

  Purchased

2,200

105.0000  

American

Jun 19, 2020

Call Options

  Purchased

2,200

95.0000  

American

Mar 20, 2020

Call Options

  Purchased

1,000

86.0000  

American

Feb 28, 2020

Call Options

  Purchased

800

90.5000  

American

Feb 28, 2020

Put Options

  Written

300

91.5000  

American

Feb 28, 2020

Put Options

  Written

100

95.0000  

American

Mar 20, 2020

Call Options

  Purchased

18,500

97.5000  

American

May 15, 2020

Put Options

  Written

100

65.0000  

American

Aug 21, 2020

Call Options

  Written

-2,500

100.0000  

American

Apr 3, 2020

Call Options

  Written

-5,300

87.0000  

American

Feb 28, 2020

Call Options

  Written

-100

140.0000  

American

Jun 19, 2020

Call Options

  Written

-100

96.5000  

American

Mar 13, 2020

Put Options

  Purchased

-2,600

110.0000  

American

Jan 15, 2021

Call Options

  Written

-1,200

110.0000  

American

Jun 19, 2020

Put Options

  Purchased

-3,500

50.0000  

American

Jun 19, 2020

Call Options

  Written

-100

89.5000  

American

Mar 6, 2020

Put Options

  Purchased

-2,000

45.0000  

American

Sep 18, 2020

Call Options

  Written

-2,400

97.5000  

American

Feb 28, 2020

Call Options

  Written

-4,500

85.0000  

American

May 15, 2020

Put Options

  Purchased

-4,800

40.0000  

American

Jan 21, 2022

Put Options

  Purchased

-1,300

50.0000  

American

Sep 18, 2020

Call Options

  Written

-2,700

85.0000  

American

Jun 19, 2020

Call Options

  Written

-2,700

75.0000  

American

Jan 15, 2021

Call Options

  Written

-200

105.0000  

American

Mar 13, 2020

Call Options

  Written

-700

96.0000  

American

Mar 27, 2020

Call Options

  Written

-100

100.0000  

American

Jan 21, 2022

Call Options

  Written

-1,000

93.5000  

American

Feb 28, 2020

Put Options

  Purchased

-1,700

90.0000  

American

Sep 18, 2020

Call Options

  Written

-1,900

97.5000  

American

Jan 15, 2021

Put Options

  Purchased

-600

42.5000  

American

Sep 18, 2020

Call Options

  Written

-6,700

95.0000  

American

Mar 6, 2020

Put Options

  Purchased

-10,500

77.5000  

American

Mar 20, 2020

Call Options

  Purchased

3,900

87.5000  

American

Jun 19, 2020

Put Options

  Written

2,500

47.5000  

American

Jan 21, 2022

Put Options

  Written

177,800

80.0000  

American

Jan 15, 2021

Put Options

  Written

2,700

80.0000  

American

Jun 19, 2020

Put Options

  Written

1,800

70.0000  

American

Aug 21, 2020

Call Options

  Purchased

1,500

67.5000  

American

Jan 15, 2021

Put Options

  Written

700

70.0000  

American

Mar 20, 2020

Call Options

  Purchased

4,900

90.0000  

American

Aug 21, 2020

Put Options

  Written

2,200

80.0000  

American

Aug 21, 2020

Call Options

  Purchased

400

90.0000  

American

Mar 13, 2020

Put Options

  Written

2,600

80.0000  

American

Mar 13, 2020

Call Options

  Purchased

300

94.0000  

American

Mar 20, 2020

Call Options

  Purchased

100

105.0000  

American

Aug 21, 2020

Put Options

  Written

7,100

81.5000  

American

Mar 6, 2020

Call Options

  Purchased

4,200

92.5000  

American

Mar 6, 2020

Call Options

  Purchased

3,200

55.0000  

American

Jan 15, 2021

Call Options

  Purchased

6,500

90.0000  

American

Sep 18, 2020

Put Options

  Written

156,100

65.0000  

American

Jun 19, 2020

Call Options

  Purchased

5,000

92.5000  

American

Mar 20, 2020

Put Options

  Written

7,800

72.5000  

American

Jun 19, 2020

Put Options

  Written

6,400

77.5000  

American

Jan 15, 2021

Call Options

  Purchased

1,300

92.5000  

American

Sep 18, 2020

Put Options

  Written

400

32.5000  

American

Sep 18, 2020

Put Options

  Written

100

89.0000  

American

Mar 20, 2020

Put Options

  Written

100

93.0000  

American

Mar 6, 2020

Put Options

  Written

37,300

57.5000  

American

Jun 19, 2020

Call Options

  Purchased

400

75.0000  

American

Jan 21, 2022

Put Options

  Written

300

90.0000  

American

Jun 19, 2020

Put Options

  Written

1,000

42.5000  

American

Jan 21, 2022

Call Options

  Purchased

6,800

80.0000  

American

May 15, 2020

Put Options

  Written

1,600

96.0000  

American

Mar 20, 2020

Call Options

  Purchased

1,000

65.0000  

American

Sep 18, 2020

Call Options

  Purchased

600

110.0000  

American

Aug 21, 2020

Put Options

  Written

200

37.5000  

American

Jan 15, 2021

Put Options

  Written

100

95.0000  

American

May 15, 2020

Put Options

  Purchased

-800

90.5000  

American

Feb 28, 2020

Call Options

  Written

-300

70.0000  

American

Jan 21, 2022

Put Options

  Purchased

-100

100.0000  

American

Jan 21, 2022

Call Options

  Written

-2,500

95.0000  

American

Apr 3, 2020

Put Options

  Purchased

-2,500

70.0000  

American

Jan 15, 2021

Put Options

  Purchased

-5,000

42.5000  

American

Jun 19, 2020

Call Options

  Written

-8,600

97.0000  

American

Feb 28, 2020

Put Options

  Purchased

-1,100

67.5000  

American

Sep 18, 2020

Call Options

  Written

-76,800

70.0000  

American

Jan 15, 2021

Put Options

  Purchased

-200

88.0000  

American

Mar 20, 2020

Call Options

  Written

-50,500

92.5000  

American

Jan 15, 2021

Put Options

  Purchased

-350,000

87.5000  

American

Jan 15, 2021

Call Options

  Written

-100

110.0000  

American

Sep 18, 2020

Call Options

  Written

-400

97.0000  

American

Mar 13, 2020

Put Options

  Purchased

-2,200

40.0000  

American

Sep 18, 2020

Call Options

  Written

-2,400

88.0000  

American

Mar 6, 2020

Call Options

  Written

-600

125.0000  

American

Sep 18, 2020

Put Options

  Purchased

-1,200

72.5000  

American

Sep 18, 2020

Call Options

  Written

-2,100

97.5000  

American

Jun 19, 2020

Call Options

  Written

-100

89.0000  

American

Mar 13, 2020

Put Options

  Purchased

-300

80.0000  

American

Mar 27, 2020

Call Options

  Written

-500

90.0000  

American

Apr 17, 2020

Call Options

  Written

-1,700

97.5000  

American

Mar 6, 2020

Put Options

  Purchased

-1,500

105.0000  

American

Jun 19, 2020

Call Options

  Written

-5,400

97.0000  

American

Mar 6, 2020

Call Options

  Written

-7,700

100.0000  

American

Jan 15, 2021

Call Options

  Written

-100

98.0000  

American

Mar 6, 2020

Call Options

  Purchased

900

80.0000  

American

Jan 15, 2021

Put Options

  Written

100

88.5000  

American

Mar 6, 2020

Put Options

  Written

800

67.5000  

American

May 15, 2020

Put Options

  Written

100

77.5000  

American

May 15, 2020

Put Options

  Written

28,300

62.5000  

American

Jun 19, 2020

Call Options

  Purchased

7,400

87.5000  

American

Sep 18, 2020

Put Options

  Written

100

85.0000  

American

Apr 17, 2020

Put Options

  Written

100

93.0000  

American

Mar 13, 2020

Call Options

  Purchased

13,900

75.0000  

American

Sep 18, 2020

Call Options

  Purchased

600

77.5000  

American

Sep 18, 2020

Call Options

  Purchased

400

107.0000  

American

Feb 28, 2020

Call Options

  Purchased

1,100

60.0000  

American

Jan 15, 2021

Put Options

  Written

300

65.0000  

American

May 15, 2020

Put Options

  Written

100

82.0000  

American

Feb 28, 2020

Call Options

  Purchased

15,000

90.0000  

American

May 15, 2020

Call Options

  Purchased

2,400

94.5000  

American

Feb 28, 2020

Put Options

  Written

22,000

90.0000  

American

Mar 20, 2020

Put Options

  Written

2,400

92.0000  

American

Mar 13, 2020

Put Options

  Written

1,800

77.5000  

American

Sep 18, 2020

Call Options

  Purchased

500

82.5000  

American

Sep 18, 2020

Put Options

  Written

1,100

82.5000  

American

Jun 19, 2020

Call Options

  Written

-1,100

93.0000  

American

Feb 28, 2020

Put Options

  Purchased

-2,100

100.0000  

American

Jan 15, 2021

Put Options

  Purchased

-4,700

35.0000  

American

Jan 15, 2021

Call Options

  Written

-500

70.0000  

American

Feb 28, 2020

Call Options

  Written

-2,800

115.0000  

American

Jun 19, 2020

Put Options

  Purchased

-3,600

82.5000  

American

Mar 20, 2020

Call Options

  Written

-2,700

125.0000  

American

Jan 15, 2021

Put Options

  Purchased

-70,000

67.5000  

American

Jan 15, 2021

Put Options

  Purchased

-21,100

95.0000  

American

Jan 15, 2021

Put Options

  Purchased

-800

80.0000  

American

Apr 17, 2020

Call Options

  Written

-5,200

130.0000  

American

Jun 19, 2020

Put Options

  Purchased

-600

77.5000  

American

Jan 15, 2021

Call Options

  Written

-1,000

85.0000  

American

Mar 6, 2020

Put Options

  Purchased

-4,800

55.0000  

American

May 15, 2020

Call Options

  Written

-900

105.0000  

American

Mar 27, 2020

Put Options

  Purchased

-600

82.5000  

American

May 15, 2020

Call Options

  Written

-800

92.5000  

American

Apr 17, 2020

Call Options

  Written

-1,300

92.5000  

American

Jun 19, 2020

Put Options

  Purchased

-700

42.5000  

American

Jan 15, 2021

Put Options

  Purchased

-1,700

84.0000  

American

Mar 20, 2020

Put Options

  Purchased

-2,500

93.0000  

American

Feb 28, 2020

Call Options

  Written

-400

99.0000  

American

Feb 28, 2020

Put Options

  Purchased

-900

60.0000  

American

Sep 18, 2020

Put Options

  Written

2,300

90.0000  

American

May 15, 2020

Call Options

  Purchased

500

96.0000  

American

Mar 20, 2020

Call Options

  Purchased

400

84.5000  

American

Mar 13, 2020

Call Options

  Purchased

100

125.0000  

American

Jan 21, 2022

Put Options

  Written

100

95.0000  

American

Sep 18, 2020

Put Options

  Written

5,400

55.0000  

American

Jun 19, 2020

Put Options

  Written

1,700

75.0000  

American

Jan 15, 2021

Put Options

  Written

600

83.0000  

American

Mar 6, 2020

Put Options

  Written

9,100

87.5000  

American

May 15, 2020

Call Options

  Purchased

1,000

100.0000  

American

Sep 18, 2020

Put Options

  Written

800

87.5000  

American

Jan 15, 2021

Put Options

  Written

100

92.5000  

American

Mar 6, 2020

Call Options

  Purchased

2,400

95.0000  

American

Feb 28, 2020

Put Options

  Written

90,000

50.0000  

American

Jun 19, 2020

Put Options

  Written

100

88.0000  

American

Mar 6, 2020

Put Options

  Written

2,000

57.5000  

American

Sep 18, 2020

Put Options

  Written

1,500

62.5000  

American

May 15, 2020

Call Options

  Purchased

2,500

90.0000  

American

Feb 28, 2020

Put Options

  Written

30,100

70.0000  

American

Jun 19, 2020

Put Options

  Written

300

35.0000  

American

Sep 18, 2020

Call Options

  Written

-4,700

120.0000  

American

Jan 21, 2022

Call Options

  Written

-100

94.0000  

American

Feb 28, 2020

Put Options

  Purchased

-100

94.0000  

American

Mar 6, 2020

Call Options

  Written

-1,500

90.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,900

40.0000  

American

Jan 15, 2021

Put Options

  Purchased

-400

75.0000  

American

Mar 27, 2020

Call Options

  Written

-100

92.0000  

American

Mar 6, 2020

Call Options

  Written

-600

96.5000  

American

Mar 6, 2020

Put Options

  Purchased

-100,000

92.5000  

American

Jan 15, 2021

Put Options

  Purchased

-2,300

87.5000  

American

Mar 20, 2020

Call Options

  Written

-33,400

95.0000  

American

Jun 19, 2020

Put Options

  Purchased

-9,600

72.5000  

American

Jan 15, 2021

Put Options

  Purchased

-100

92.0000  

American

Mar 20, 2020

Put Options

  Purchased

-300

96.0000  

American

Mar 13, 2020

Put Options

  Purchased

-700

92.5000  

American

Jun 19, 2020

Call Options

  Written

-2,100

115.0000  

American

Jan 15, 2021

Call Options

  Written

-4,700

100.0000  

American

Mar 6, 2020

Put Options

  Purchased

-300

60.0000  

American

Jan 21, 2022

Call Options

  Written

-400

82.5000  

American

Mar 6, 2020

Put Options

  Purchased

-1,600

88.0000  

American

Apr 3, 2020

Call Options

  Purchased

100

85.5000  

American

Feb 28, 2020

Put Options

  Written

100

92.5000  

American

Sep 18, 2020

Call Options

  Purchased

1,600

85.0000  

American

Sep 18, 2020

Put Options

  Written

500

45.0000  

American

Jan 21, 2022

Call Options

  Purchased

200

82.5000  

American

Mar 20, 2020

Put Options

  Written

14,500

67.5000  

American

Jun 19, 2020

Call Options

  Purchased

300

55.0000  

American

Jan 21, 2022

Call Options

  Purchased

4,200

80.0000  

American

Jun 19, 2020

Call Options

  Purchased

3,500

96.0000  

American

Feb 28, 2020

Call Options

  Purchased

200

72.5000  

American

Jan 21, 2022

Call Options

  Purchased

200

91.5000  

American

Feb 28, 2020

Call Options

  Purchased

100

95.0000  

American

Mar 13, 2020

Call Options

  Purchased

2,100

95.5000  

American

Feb 28, 2020

Put Options

  Written

100

91.0000  

American

Mar 6, 2020

Put Options

  Written

1,100

65.0000  

American

Sep 18, 2020

Put Options

  Written

275,000

70.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,400

105.0000  

American

Sep 18, 2020

Put Options

  Written

8,400

87.5000  

American

Jun 19, 2020

Put Options

  Written

100

97.5000  

American

Jan 21, 2022

Put Options

  Written

100

130.0000  

American

Jun 19, 2020

Call Options

  Purchased

2,900

105.0000  

American

May 15, 2020

Put Options

  Written

2,600

65.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,300

85.0000  

American

Feb 28, 2020

Put Options

  Written

800

90.0000  

American

Mar 13, 2020

Put Options

  Written

20,400

90.0000  

American

Jan 15, 2021

Put Options

  Written

1,500

77.5000  

American

Jun 19, 2020

Put Options

  Written

500

45.0000  

American

Jan 15, 2021

Put Options

  Written

1,000

87.5000  

American

Sep 18, 2020

Put Options

  Written

400

93.5000  

American

Feb 28, 2020

Put Options

  Written

100

90.0000  

American

Mar 27, 2020

Put Options

  Purchased

-900

40.0000  

American

Jun 19, 2020

Call Options

  Written

-2,500

94.0000  

American

Mar 6, 2020

Put Options

  Purchased

-4,100

75.0000  

American

Jan 21, 2022

Put Options

  Purchased

-300

84.0000  

American

Mar 6, 2020

Put Options

  Purchased

-1,000

115.0000  

American

Jan 21, 2022

Put Options

  Purchased

-2,200

92.5000  

American

Feb 28, 2020

Call Options

  Written

-6,600

105.0000  

American

Jan 15, 2021

Call Options

  Written

-500

94.0000  

American

Mar 27, 2020

Call Options

  Written

-100

93.5000  

American

Mar 27, 2020

Call Options

  Written

-7,300

100.0000  

American

Jun 19, 2020

Call Options

  Written

-19,400

105.0000  

American

Mar 20, 2020

Put Options

  Purchased

-100

80.0000  

American

Feb 28, 2020

Call Options

  Written

-2,200

95.0000  

American

Aug 21, 2020

Put Options

  Purchased

-900

90.0000  

American

Feb 28, 2020

Put Options

  Purchased

-700

95.0000  

American

Mar 13, 2020

Call Options

  Written

-7,100

105.0000  

American

Feb 28, 2020

Put Options

  Purchased

-100

87.0000  

American

Mar 27, 2020

Put Options

  Purchased

-200

100.0000  

American

Sep 18, 2020

Put Options

  Purchased

-300

67.5000  

American

Jan 21, 2022

Put Options

  Purchased

-300

91.0000  

American

Feb 28, 2020

Call Options

  Written

-13,600

82.5000  

American

May 15, 2020

Put Options

  Purchased

-100

80.0000  

American

Jan 21, 2022

Put Options

  Written

1,100

45.0000  

American

Jun 19, 2020

Call Options

  Purchased

500

90.0000  

American

Jan 21, 2022

Call Options

  Purchased

100

91.5000  

American

Mar 6, 2020

Call Options

  Purchased

1,700

57.5000  

American

Jan 15, 2021

Put Options

  Written

7,500

92.5000  

American

Mar 20, 2020

Put Options

  Written

1,500

81.0000  

American

Mar 6, 2020

Call Options

  Purchased

300

92.0000  

American

Feb 28, 2020

Call Options

  Purchased

10,000

100.0000  

American

May 15, 2020

Call Options

  Purchased

1,300

82.5000  

American

Jun 19, 2020

Put Options

  Written

6,500

85.0000  

American

Mar 6, 2020

Call Options

  Purchased

7,300

77.5000  

American

Jan 15, 2021

Put Options

  Written

3,300

72.5000  

American

May 15, 2020

Call Options

  Purchased

1,500

80.0000  

American

Sep 18, 2020

Put Options

  Written

600

85.0000  

American

Jan 15, 2021

Call Options

  Purchased

400

85.0000  

American

Jan 21, 2022

Put Options

  Written

2,900

92.5000  

American

Jan 15, 2021

Call Options

  Purchased

11,700

85.0000  

American

Jan 15, 2021

Put Options

  Written

1,100

67.5000  

American

Jan 15, 2021

Call Options

  Purchased

4,300

100.0000  

American

Feb 28, 2020

Call Options

  Written

-1,100

120.0000  

American

Jun 19, 2020

Call Options

  Written

-500

87.5000  

American

Jan 21, 2022

Call Options

  Written

-600

92.5000  

American

Aug 21, 2020

Put Options

  Purchased

-200

92.5000  

American

Jan 21, 2022

Put Options

  Purchased

-500

47.5000  

American

Sep 18, 2020

Call Options

  Written

-400

93.5000  

American

Mar 6, 2020

Call Options

  Written

-60,600

87.5000  

American

Jan 15, 2021

Call Options

  Written

-5,200

110.0000  

American

May 15, 2020

Put Options

  Purchased

-200

86.0000  

American

Feb 28, 2020

Call Options

  Written

-2,600

82.5000  

American

Jan 15, 2021

Call Options

  Written

-4,500

95.0000  

American

Jan 15, 2021

Put Options

  Purchased

-21,500

85.0000  

American

Mar 20, 2020

Call Options

  Written

-700

96.0000  

American

Mar 6, 2020

Call Options

  Written

-1,000

97.5000  

American

Aug 21, 2020

Put Options

  Purchased

-250,000

85.0000  

American

Jan 15, 2021

Call Options

  Written

-4,700

140.0000  

American

Jan 15, 2021

Call Options

  Written

-100

98.5000  

American

Mar 6, 2020

Put Options

  Purchased

-500

83.5000  

American

Feb 28, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 693298
Time of Receipt (offset from UTC): 20200302T115633+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC