Form 8.3 - Allergan plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 28 February 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

4,079,565

1.24%

3,628,728

1.10%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

3,347,027

1.02%

2,586,455

0.79%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

477,400

0.15%

232,200

0.07%

 

 

 

 

TOTAL:

 

 

 

 

7,903,992

2.40%

6,447,383

1.96%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

188.9700 USD

Purchase

2

188.9000 USD

Purchase

3

190.3100 USD

Purchase

3

188.4166 USD

Purchase

3

187.8300 USD

Purchase

4

188.5700 USD

Purchase

5

188.9520 USD

Purchase

6

188.2900 USD

Purchase

6

188.2700 USD

Purchase

7

188.5300 USD

Purchase

9

188.4322 USD

Purchase

16

188.4250 USD

Purchase

35

187.0700 USD

Purchase

80

190.3400 USD

Purchase

100

187.2900 USD

Purchase

100

188.2000 USD

Purchase

197

188.5314 USD

Purchase

200

188.3950 USD

Purchase

200

188.4375 USD

Purchase

200

188.7950 USD

Purchase

250

188.2240 USD

Purchase

258

188.4512 USD

Purchase

299

185.8100 USD

Purchase

300

188.0500 USD

Purchase

310

188.2587 USD

Purchase

400

188.2225 USD

Purchase

484

188.8742 USD

Purchase

582

188.7379 USD

Purchase

815

188.1689 USD

Purchase

900

188.1597 USD

Purchase

902

188.6838 USD

Purchase

1,100

187.5922 USD

Purchase

1,105

190.5275 USD

Purchase

1,200

188.3487 USD

Purchase

2,048

188.1462 USD

Purchase

2,300

188.3221 USD

Purchase

2,700

188.2275 USD

Purchase

2,700

188.2640 USD

Purchase

2,810

188.3902 USD

Purchase

3,150

187.5433 USD

Purchase

3,887

188.2579 USD

Purchase

4,600

188.1683 USD

Purchase

4,655

188.2897 USD

Purchase

5,000

187.8310 USD

Purchase

5,975

188.3315 USD

Purchase

6,800

188.1697 USD

Purchase

6,859

187.5852 USD

Purchase

7,561

188.0082 USD

Purchase

8,059

187.6675 USD

Purchase

10,000

188.7585 USD

Purchase

10,130

188.3845 USD

Purchase

11,596

187.2012 USD

Purchase

15,000

188.2127 USD

Purchase

17,793

190.6700 USD

Purchase

17,900

188.2454 USD

Purchase

18,150

188.2921 USD

Purchase

19,000

188.3103 USD

Purchase

28,507

188.4891 USD

Purchase

28,873

188.2994 USD

Purchase

32,199

190.6513 USD

Purchase

111,535

188.5797 USD

Sale

1

187.7900 USD

Sale

43

187.6239 USD

Sale

59

188.4884 USD

Sale

100

187.4300 USD

Sale

100

188.0450 USD

Sale

100

187.1800 USD

Sale

100

187.8500 USD

Sale

100

188.7800 USD

Sale

100

187.8550 USD

Sale

130

187.5635 USD

Sale

200

188.4375 USD

Sale

200

188.4850 USD

Sale

200

188.2900 USD

Sale

200

188.0050 USD

Sale

200

188.0800 USD

Sale

200

187.6366 USD

Sale

202

187.6355 USD

Sale

235

187.5373 USD

Sale

280

187.2043 USD

Sale

300

188.2000 USD

Sale

300

188.6983 USD

Sale

337

187.8993 USD

Sale

400

187.7975 USD

Sale

434

188.8205 USD

Sale

585

189.3922 USD

Sale

600

189.7683 USD

Sale

640

188.3225 USD

Sale

668

188.0102 USD

Sale

703

188.2133 USD

Sale

769

187.8558 USD

Sale

800

188.0678 USD

Sale

828

187.8044 USD

Sale

900

188.2072 USD

Sale

920

187.5197 USD

Sale

1,011

187.6621 USD

Sale

1,100

187.5922 USD

Sale

1,105

190.5275 USD

Sale

1,114

188.0000 USD

Sale

1,116

187.2853 USD

Sale

1,200

188.0391 USD

Sale

1,222

187.7224 USD

Sale

1,303

187.8292 USD

Sale

1,400

188.6304 USD

Sale

1,400

187.1975 USD

Sale

1,474

187.7413 USD

Sale

1,520

188.2093 USD

Sale

1,531

188.2606 USD

Sale

1,600

188.2146 USD

Sale

1,800

188.1443 USD

Sale

1,832

188.0905 USD

Sale

1,846

187.6221 USD

Sale

1,882

187.9406 USD

Sale

1,900

188.4363 USD

Sale

2,080

188.3187 USD

Sale

2,135

187.9524 USD

Sale

2,141

187.3662 USD

Sale

2,210

188.3371 USD

Sale

2,282

187.5859 USD

Sale

2,300

188.2186 USD

Sale

2,300

187.3713 USD

Sale

2,400

188.5481 USD

Sale

3,695

187.5524 USD

Sale

3,777

188.5352 USD

Sale

3,800

190.4754 USD

Sale

3,819

188.2367 USD

Sale

4,000

188.6660 USD

Sale

4,141

185.8100 USD

Sale

5,870

187.9348 USD

Sale

6,923

188.2237 USD

Sale

8,150

187.7197 USD

Sale

8,800

188.1986 USD

Sale

10,000

188.7585 USD

Sale

10,023

187.3739 USD

Sale

13,718

187.5852 USD

Sale

14,100

188.3495 USD

Sale

15,700

188.1423 USD

Sale

17,832

190.6700 USD

Sale

20,345

189.9294 USD

Sale

23,677

188.2137 USD

Sale

25,000

188.2050 USD

Sale

32,199

190.6513 USD

Sale

46,693

188.3789 USD

Sale

79,860

188.3975 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

100

175 USD

American

21 Jan 2022

17.4700 USD

Call Option

Purchasing

1,800

190 USD

American

28 Feb 2020

0.2777 USD

Call Option

Purchasing

600

193 USD

American

28 Feb 2020

0.0100 USD

Call Option

Purchasing

100

210 USD

American

15 May 2020

0.1000 USD

Call Option

Selling

100

165 USD

American

21 Jan 2022

25.5700 USD

Call Option

Selling

3,400

200 USD

American

20 Mar 2020

0.6300 USD

Put Option

Purchasing

1,200

185 USD

American

28 Feb 2020

0.1000 USD

Put Option

Purchasing

200

185 USD

American

15 May 2020

4.7500 USD

Put Option

Purchasing

6,500

190 USD

American

6 Mar 2020

3.3278 USD

Put Option

Purchasing

1,000

190 USD

American

15 May 2020

5.9000 USD

Put Option

Purchasing

100

195 USD

American

20 Mar 2020

8.2000 USD

Put Option

Selling

100

110 USD

American

15 Jan 2021

0.3900 USD

Put Option

Selling

2,000

145 USD

American

20 Mar 2020

0.4000 USD

Put Option

Selling

900

160 USD

American

20 Mar 2020

1.3000 USD

Put Option

Selling

6,500

193 USD

American

28 Feb 2020

4.1278 USD

Put Option

Selling

200

195 USD

American

28 Feb 2020

7.2000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

2 Mar 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Call Options

  Purchased

9,100

185.0000  

American

Jan 15, 2021

Put Options

  Written

3,200

170.0000  

American

Mar 20, 2020

Call Options

  Purchased

200

190.0000  

American

Jan 21, 2022

Call Options

  Purchased

2,600

175.0000  

American

Jan 15, 2021

Put Options

  Written

800

130.0000  

American

Mar 20, 2020

Put Options

  Written

700

95.0000  

American

Jan 15, 2021

Call Options

  Purchased

300

190.0000  

American

Mar 27, 2020

Put Options

  Written

5,000

115.0000  

American

Mar 20, 2020

Put Options

  Written

700

100.0000  

American

Jan 15, 2021

Put Options

  Written

2,700

100.0000  

American

May 15, 2020

Put Options

  Written

300

180.0000  

American

Jan 21, 2022

Call Options

  Written

-600

220.0000  

American

May 15, 2020

Put Options

  Purchased

-4,500

70.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,000

165.0000  

American

Jan 15, 2021

Call Options

  Written

-200

230.0000  

American

Mar 20, 2020

Put Options

  Purchased

-900

145.0000  

American

Jan 15, 2021

Call Options

  Written

-1,400

230.0000  

American

Jun 19, 2020

Call Options

  Written

-100

160.0000  

American

Mar 20, 2020

Call Options

  Purchased

3,400

170.0000  

American

Jan 15, 2021

Put Options

  Written

1,200

190.0000  

American

Mar 20, 2020

Put Options

  Written

18,500

150.0000  

American

May 15, 2020

Put Options

  Written

1,000

195.0000  

American

Jan 15, 2021

Put Options

  Written

66,500

140.0000  

American

Mar 20, 2020

Call Options

  Purchased

200

202.5000  

American

Feb 28, 2020

Call Options

  Purchased

200

195.0000  

American

Mar 20, 2020

Put Options

  Written

36,900

105.0000  

American

Jan 15, 2021

Put Options

  Written

12,000

160.0000  

American

Jun 19, 2020

Put Options

  Purchased

-300

80.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,200

65.0000  

American

Jan 15, 2021

Call Options

  Written

-42,500

165.0000  

American

Jan 21, 2022

Put Options

  Purchased

-16,600

115.0000  

American

Jan 15, 2021

Put Options

  Purchased

-400

185.0000  

American

Jan 21, 2022

Put Options

  Purchased

-100

187.5000  

American

Mar 6, 2020

Put Options

  Purchased

-100

177.5000  

American

Feb 28, 2020

Call Options

  Written

-500

150.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,600

110.0000  

American

Jan 15, 2021

Call Options

  Written

-3,300

200.0000  

American

Aug 21, 2020

Put Options

  Purchased

-200

155.0000  

American

Jan 15, 2021

Put Options

  Written

6,000

185.0000  

American

Mar 20, 2020

Call Options

  Purchased

1,100

190.0000  

American

Jun 19, 2020

Put Options

  Written

1,000

120.0000  

American

Apr 17, 2020

Call Options

  Purchased

42,500

175.0000  

American

Jan 21, 2022

Call Options

  Purchased

200

195.0000  

American

May 15, 2020

Put Options

  Written

7,100

145.0000  

American

Mar 20, 2020

Put Options

  Written

200

195.0000  

American

Feb 28, 2020

Put Options

  Written

500

175.0000  

American

Mar 20, 2020

Put Options

  Written

100

140.0000  

American

Jan 21, 2022

Put Options

  Written

1,700

185.0000  

American

May 15, 2020

Call Options

  Purchased

300

210.0000  

American

May 15, 2020

Call Options

  Purchased

100

200.0000  

American

Mar 6, 2020

Call Options

  Purchased

500

190.0000  

American

May 15, 2020

Call Options

  Purchased

1,800

190.0000  

American

Feb 28, 2020

Call Options

  Purchased

9,500

170.0000  

American

Jun 19, 2020

Put Options

  Written

4,700

180.0000  

American

Apr 17, 2020

Call Options

  Purchased

3,100

165.0000  

American

Jan 15, 2021

Call Options

  Written

-100

240.0000  

American

Mar 20, 2020

Call Options

  Written

-100

200.0000  

American

Feb 28, 2020

Put Options

  Purchased

-4,700

170.0000  

American

Jan 15, 2021

Call Options

  Written

-700

270.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,000

195.0000  

American

May 15, 2020

Put Options

  Purchased

-66,500

160.0000  

American

Mar 20, 2020

Call Options

  Written

-200

205.0000  

American

Apr 3, 2020

Call Options

  Written

-100

210.0000  

American

Mar 20, 2020

Call Options

  Written

-100

200.0000  

American

Jan 21, 2022

Call Options

  Purchased

1,400

160.0000  

American

Jan 21, 2022

Call Options

  Purchased

2,000

180.0000  

American

Jan 15, 2021

Put Options

  Written

1,500

170.0000  

American

May 15, 2020

Put Options

  Written

3,800

165.0000  

American

Jun 19, 2020

Put Options

  Written

48,000

140.0000  

American

Jun 19, 2020

Call Options

  Purchased

500

220.0000  

American

Jan 21, 2022

Put Options

  Written

100

197.5000  

American

Apr 3, 2020

Put Options

  Written

6,400

95.0000  

American

Jun 19, 2020

Call Options

  Purchased

7,100

200.0000  

American

Mar 20, 2020

Put Options

  Written

600

190.0000  

American

Jan 15, 2021

Put Options

  Written

5,400

95.0000  

American

May 15, 2020

Call Options

  Purchased

300

145.0000  

American

Jan 15, 2021

Call Options

  Written

-100

150.0000  

American

May 15, 2020

Put Options

  Purchased

-2,600

75.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,300

170.0000  

American

Jun 19, 2020

Put Options

  Purchased

-100

180.0000  

American

Mar 13, 2020

Put Options

  Purchased

-1,500

190.0000  

American

May 15, 2020

Call Options

  Written

-200

220.0000  

American

Jan 15, 2021

Put Options

  Written

7,000

140.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,600

200.0000  

American

Jan 15, 2021

Call Options

  Purchased

7,700

190.0000  

American

Jan 15, 2021

Put Options

  Written

1,800

145.0000  

American

Jun 19, 2020

Call Options

  Purchased

2,700

195.0000  

American

Aug 21, 2020

Call Options

  Purchased

1,300

180.0000  

American

Jan 21, 2022

Put Options

  Written

15,200

160.0000  

American

Mar 20, 2020

Put Options

  Written

7,400

120.0000  

American

Jun 19, 2020

Call Options

  Written

-7,200

260.0000  

American

Jan 15, 2021

Put Options

  Purchased

-500

185.0000  

American

Jun 19, 2020

Put Options

  Purchased

-1,200

185.0000  

American

Feb 28, 2020

Call Options

  Written

-400

190.0000  

American

Mar 20, 2020

Call Options

  Written

-100

175.0000  

American

May 15, 2020

Call Options

  Written

-200

197.5000  

American

Feb 28, 2020

Call Options

  Written

-100

165.0000  

American

Jun 19, 2020

Put Options

  Purchased

-34,000

150.0000  

American

Jan 15, 2021

Put Options

  Purchased

-400

190.0000  

American

Jun 19, 2020

Put Options

  Written

1,400

195.0000  

American

Jun 19, 2020

Put Options

  Written

100

165.0000  

American

May 15, 2020

Put Options

  Written

1,900

180.0000  

American

Jun 19, 2020

Call Options

  Purchased

100

210.0000  

American

Apr 17, 2020

Put Options

  Written

6,000

180.0000  

American

May 15, 2020

Put Options

  Written

100

200.0000  

American

May 15, 2020

Put Options

  Written

200

135.0000  

American

Mar 20, 2020

Call Options

  Purchased

4,000

160.0000  

American

Jan 15, 2021

Put Options

  Written

3,400

165.0000  

American

Mar 20, 2020

Put Options

  Written

400

200.0000  

American

Mar 20, 2020

Call Options

  Purchased

100

210.0000  

American

Jan 15, 2021

Put Options

  Written

24,100

180.0000  

American

Mar 20, 2020

Put Options

  Purchased

-4,100

160.0000  

American

Jan 15, 2021

Put Options

  Purchased

-6,500

190.0000  

American

Mar 6, 2020

Put Options

  Purchased

-400

120.0000  

American

Jan 15, 2021

Call Options

  Written

-200

165.0000  

American

Mar 20, 2020

Put Options

  Purchased

-500

120.0000  

American

Aug 21, 2020

Call Options

  Written

-100

160.0000  

American

Jun 19, 2020

Call Options

  Written

-900

175.0000  

American

Jun 19, 2020

Put Options

  Purchased

-1,700

185.0000  

American

Jan 15, 2021

Call Options

  Written

-100

185.0000  

American

Jun 19, 2020

Put Options

  Purchased

-2,300

90.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

170.0000  

American

Jan 21, 2022

Put Options

  Purchased

-300

185.0000  

American

Aug 21, 2020

Put Options

  Written

6,500

192.5000  

American

Feb 28, 2020

Put Options

  Written

3,700

215.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,500

220.0000  

American

Mar 20, 2020

Put Options

  Written

300

125.0000  

American

Jun 19, 2020

Call Options

  Purchased

700

200.0000  

American

Jun 19, 2020

Call Options

  Purchased

8,200

185.0000  

American

Aug 21, 2020

Put Options

  Written

600

155.0000  

American

Apr 17, 2020

Put Options

  Written

100

140.0000  

American

Apr 17, 2020

Call Options

  Written

-700

202.5000  

American

Mar 6, 2020

Call Options

  Written

-300

210.0000  

American

Mar 6, 2020

Put Options

  Purchased

-100

175.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,800

150.0000  

American

Jan 21, 2022

Put Options

  Purchased

-300

125.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,200

180.0000  

American

Jan 15, 2021

Call Options

  Written

-400

180.0000  

American

Mar 20, 2020

Put Options

  Purchased

-200

190.0000  

American

Aug 21, 2020

Put Options

  Purchased

-100

130.0000  

American

Jan 15, 2021

Call Options

  Written

-200

180.0000  

American

Jun 19, 2020

Put Options

  Written

14,500

195.0000  

American

Mar 20, 2020

Call Options

  Purchased

3,300

190.0000  

American

Aug 21, 2020

Call Options

  Purchased

600

192.5000  

American

Feb 28, 2020

Call Options

  Purchased

400

200.0000  

American

May 15, 2020

Put Options

  Written

4,500

195.0000  

American

Aug 21, 2020

Put Options

  Written

1,400

160.0000  

American

Feb 28, 2020

Call Options

  Purchased

11,300

195.0000  

American

Jan 15, 2021

Put Options

  Written

7,000

105.0000  

American

May 15, 2020

Put Options

  Written

200

120.0000  

American

May 15, 2020

Put Options

  Written

3,100

150.0000  

American

Mar 20, 2020

Call Options

  Written

-1,000

185.0000  

American

May 15, 2020

Call Options

  Written

-600

250.0000  

American

Jan 15, 2021

Put Options

  Purchased

-8,200

140.0000  

American

Mar 20, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 693296
Time of Receipt (offset from UTC): 20200302T114838+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC