FORM 8.3 - ALLERGAN PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 27 February 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

4,107,480

1.25%

3,605,722

1.10%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

3,347,027

1.02%

2,586,455

0.79%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

468,900

0.14%

223,500

0.07%

 

 

 

 

(4)

TOTAL:

 

 

 

 

7,923,407

2.41%

6,415,677

1.95%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase

2

192.5800 USD
Purchase

26

192.9800 USD
Purchase

100

191.6300 USD
Purchase

100

190.0263 USD
Purchase

100

191.3250 USD
Purchase

100

189.8200 USD
Purchase

100

189.9100 USD
Purchase

100

192.9300 USD
Purchase

100

189.5000 USD
Purchase

100

191.3400 USD
Purchase

100

191.0800 USD
Purchase

105

189.9681 USD
Purchase

197

190.9970 USD
Purchase

200

191.4050 USD
Purchase

200

192.4150 USD
Purchase

200

192.5450 USD
Purchase

247

189.7102 USD
Purchase

298

191.4000 USD
Purchase

300

193.9033 USD
Purchase

343

190.9216 USD
Purchase

393

192.5858 USD
Purchase

400

191.2712 USD
Purchase

400

189.9756 USD
Purchase

502

189.5255 USD
Purchase

503

190.7531 USD
Purchase

600

190.0050 USD
Purchase

600

189.7383 USD
Purchase

625

191.0320 USD
Purchase

700

190.2942 USD
Purchase

800

190.0350 USD
Purchase

850

191.9052 USD
Purchase

950

190.8265 USD
Purchase

1,000

190.0610 USD
Purchase

1,400

190.1700 USD
Purchase

1,600

191.4881 USD
Purchase

1,700

191.0000 USD
Purchase

1,815

190.8353 USD
Purchase

2,114

191.8001 USD
Purchase

2,489

190.5298 USD
Purchase

3,558

190.9951 USD
Purchase

3,823

191.0092 USD
Purchase

4,574

191.1698 USD
Purchase

4,872

191.0916 USD
Purchase

5,798

190.6614 USD
Purchase

7,600

191.1075 USD
Purchase

8,844

191.2007 USD
Purchase

9,900

190.1230 USD
Purchase

10,115

190.1381 USD
Purchase

11,042

188.9900 USD
Purchase

14,100

190.5739 USD
Purchase

14,872

192.3429 USD
Purchase

16,000

190.9689 USD
Purchase

22,084

192.0600 USD
Purchase

29,105

189.5200 USD
Purchase

39,739

190.5808 USD
Purchase

80,036

191.1815 USD
Purchase

85,000

189.7662 USD
Sale

2

190.8100 USD
Sale

2

190.9200 USD
Sale

2

191.6100 USD
Sale

7

190.8642 USD
Sale

9

191.1300 USD
Sale

10

190.9680 USD
Sale

75

191.3605 USD
Sale

100

191.3400 USD
Sale

100

192.2200 USD
Sale

100

192.9300 USD
Sale

100

192.8950 USD
Sale

100

189.8700 USD
Sale

167

189.5528 USD
Sale

199

190.4900 USD
Sale

200

189.9700 USD
Sale

220

190.2545 USD
Sale

275

189.8663 USD
Sale

279

191.1188 USD
Sale

300

189.8500 USD
Sale

316

190.7327 USD
Sale

352

190.8478 USD
Sale

372

190.8055 USD
Sale

400

189.8475 USD
Sale

450

190.2400 USD
Sale

499

192.8882 USD
Sale

526

192.9457 USD
Sale

600

191.8366 USD
Sale

600

190.6325 USD
Sale

610

190.4899 USD
Sale

627

190.1669 USD
Sale

643

191.1269 USD
Sale

750

189.5947 USD
Sale

768

192.7535 USD
Sale

800

192.4665 USD
Sale

849

191.9553 USD
Sale

854

190.7267 USD
Sale

910

190.0262 USD
Sale

998

189.9057 USD
Sale

1,000

190.5826 USD
Sale

1,022

190.9293 USD
Sale

1,094

191.1863 USD
Sale

1,200

191.6248 USD
Sale

1,276

192.6990 USD
Sale

1,293

190.1351 USD
Sale

1,375

189.9136 USD
Sale

1,495

192.6608 USD
Sale

1,615

189.8523 USD
Sale

1,738

192.5852 USD
Sale

1,746

193.0397 USD
Sale

1,800

189.9011 USD
Sale

1,969

189.6615 USD
Sale

2,478

189.9067 USD
Sale

2,700

192.7005 USD
Sale

3,339

190.7528 USD
Sale

3,376

189.8499 USD
Sale

3,504

192.0802 USD
Sale

3,541

190.9654 USD
Sale

3,800

190.5210 USD
Sale

4,300

189.5886 USD
Sale

4,368

191.4967 USD
Sale

6,000

190.0816 USD
Sale

6,661

189.9241 USD
Sale

6,944

191.4966 USD
Sale

7,862

189.8341 USD
Sale

8,300

190.6745 USD
Sale

9,900

191.2411 USD
Sale

10,115

190.1381 USD
Sale

11,042

188.9900 USD
Sale

13,400

190.5540 USD
Sale

18,061

189.8764 USD
Sale

21,263

191.2621 USD
Sale

22,084

192.0600 USD
Sale

25,003

189.9292 USD
Sale

29,806

189.5200 USD
Sale

33,800

190.9959 USD
Sale

36,108

191.1486 USD
Sale

53,030

190.7074 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option

 

 

relates

 

 

 

 

Call Option

Purchasing

600

160 USD

American

21 Jan 2022

32.6800 USD

Call Option

Purchasing

300

190 USD

American

27 Mar 2020

4.5000 USD

Call Option

Purchasing

1,000

200 USD

American

15 Jan 2021

5.0000 USD

Call Option

Selling

500

195 USD

American

21 Aug 2020

5.2900 USD

Call Option

Selling

2,000

280 USD

American

29 Jan 2016

0.3000 USD

Put Option

Purchasing

200

185 USD

American

15 May 2020

4.5500 USD

Put Option

Purchasing

100

188 USD

American

6 Mar 2020

2.2500 USD

Put Option

Selling

1,000

120 USD

American

17 Apr 2020

0.2500 USD

Put Option

Selling

800

130 USD

American

20 Mar 2020

0.2500 USD

Put Option

Selling

400

150 USD

American

20 Mar 2020

0.4000 USD

Put Option

Selling

400

155 USD

American

17 Apr 2020

0.7000 USD

Put Option

Selling

2,100

160 USD

American

28 Feb 2020

0.2500 USD

Put Option

Selling

900

180 USD

American

20 Mar 2020

1.5244 USD

Put Option

Selling

1,700

180 USD

American

17 Apr 2020

2.6100 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

28 Feb 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative

 

relates

 

Call Options

Purchased

9,100

185.0000

American Jan 15, 2021
Put Options

Written

800

130.0000

American Mar 20, 2020
Put Options

Written

700

100.0000

American Jan 15, 2021
Call Options

Purchased

2,600

175.0000

American Jan 15, 2021
Put Options

Written

700

95.0000

American Jan 15, 2021
Call Options

Purchased

300

190.0000

American Mar 27, 2020
Call Options

Purchased

200

190.0000

American Jan 21, 2022
Put Options

Written

5,000

115.0000

American Mar 20, 2020
Put Options

Written

300

180.0000

American Jan 21, 2022
Put Options

Written

2,700

100.0000

American May 15, 2020
Put Options

Written

3,200

170.0000

American Mar 20, 2020
Put Options

Purchased

-900

145.0000

American Jan 15, 2021
Call Options

Written

-600

220.0000

American May 15, 2020
Put Options

Purchased

-4,500

70.0000

American Jan 15, 2021
Call Options

Written

-200

230.0000

American Mar 20, 2020
Call Options

Written

-100

160.0000

American Mar 20, 2020
Call Options

Written

-1,400

230.0000

American Jun 19, 2020
Put Options

Purchased

-1,000

165.0000

American Jan 15, 2021
Call Options

Purchased

200

202.5000

American Feb 28, 2020
Put Options

Written

18,500

150.0000

American May 15, 2020
Put Options

Written

1,200

190.0000

American Mar 20, 2020
Put Options

Written

66,500

140.0000

American Mar 20, 2020
Call Options

Purchased

3,400

170.0000

American Jan 15, 2021
Call Options

Purchased

200

195.0000

American Mar 20, 2020
Put Options

Written

36,900

105.0000

American Jan 15, 2021
Put Options

Written

1,000

195.0000

American Jan 15, 2021
Put Options

Written

12,000

160.0000

American Jun 19, 2020
Put Options

Purchased

-200

155.0000

American Jan 15, 2021
Call Options

Written

-42,400

165.0000

American Jan 21, 2022
Put Options

Purchased

-1,200

65.0000

American Jan 15, 2021
Put Options

Purchased

-1,700

110.0000

American Jan 15, 2021
Put Options

Purchased

-100

177.5000

American Feb 28, 2020
Call Options

Written

-500

150.0000

American Jan 15, 2021
Put Options

Purchased

-16,600

115.0000

American Jan 15, 2021
Put Options

Purchased

-400

185.0000

American Jan 21, 2022
Call Options

Written

-3,300

200.0000

American Aug 21, 2020
Put Options

Purchased

-100

187.5000

American Mar 6, 2020
Put Options

Purchased

-300

80.0000

American Jan 15, 2021
Put Options

Written

1,000

120.0000

American Apr 17, 2020
Put Options

Written

5,100

145.0000

American Mar 20, 2020
Put Options

Written

4,700

180.0000

American Apr 17, 2020
Call Options

Purchased

200

210.0000

American May 15, 2020
Call Options

Purchased

3,100

165.0000

American Jan 15, 2021
Put Options

Written

1,900

185.0000

American May 15, 2020
Call Options

Purchased

1,100

190.0000

American Jun 19, 2020
Call Options

Purchased

500

190.0000

American May 15, 2020
Call Options

Purchased

42,400

175.0000

American Jan 21, 2022
Put Options

Written

6,000

185.0000

American Mar 20, 2020
Call Options

Purchased

100

200.0000

American Mar 6, 2020
Put Options

Written

500

175.0000

American Mar 20, 2020
Call Options

Purchased

9,500

170.0000

American Jun 19, 2020
Put Options

Written

100

140.0000

American Jan 21, 2022
Call Options

Purchased

200

195.0000

American May 15, 2020
Put Options

Purchased

-66,500

160.0000

American Mar 20, 2020
Call Options

Written

-100

210.0000

American Mar 20, 2020
Call Options

Written

-700

270.0000

American Jan 15, 2021
Call Options

Written

-100

200.0000

American Jan 21, 2022
Put Options

Purchased

-1,000

195.0000

American May 15, 2020
Call Options

Written

-100

240.0000

American Mar 20, 2020
Put Options

Purchased

-4,700

170.0000

American Jan 15, 2021
Call Options

Written

-200

205.0000

American Apr 3, 2020
Call Options

Written

-100

200.0000

American Feb 28, 2020
Call Options

Purchased

10,500

200.0000

American Mar 20, 2020
Put Options

Written

3,800

165.0000

American Jun 19, 2020
Put Options

Written

1,500

170.0000

American May 15, 2020
Call Options

Purchased

1,400

160.0000

American Jan 21, 2022
Call Options

Purchased

2,000

180.0000

American Jan 15, 2021
Put Options

Written

48,000

140.0000

American Jun 19, 2020
Call Options

Purchased

300

145.0000

American Jan 15, 2021
Put Options

Written

5,400

95.0000

American May 15, 2020
Put Options

Written

600

190.0000

American Jan 15, 2021
Put Options

Written

6,400

95.0000

American Jun 19, 2020
Call Options

Purchased

500

220.0000

American Jan 21, 2022
Put Options

Written

100

197.5000

American Apr 3, 2020
Call Options

Written

-200

220.0000

American Jan 15, 2021
Put Options

Purchased

-500

190.0000

American May 15, 2020
Put Options

Purchased

-2,300

170.0000

American Jun 19, 2020
Call Options

Written

-100

150.0000

American May 15, 2020
Put Options

Purchased

-2,600

75.0000

American Jan 15, 2021
Put Options

Purchased

-100

180.0000

American Mar 13, 2020
Put Options

Written

7,400

120.0000

American Jun 19, 2020
Put Options

Written

7,000

140.0000

American Jan 15, 2021
Call Options

Purchased

2,700

195.0000

American Aug 21, 2020
Call Options

Purchased

1,600

200.0000

American Jan 15, 2021
Call Options

Purchased

7,700

190.0000

American Jan 15, 2021
Put Options

Written

14,300

160.0000

American Mar 20, 2020
Call Options

Purchased

1,300

180.0000

American Jan 21, 2022
Put Options

Written

1,800

145.0000

American Jun 19, 2020
Call Options

Written

-7,200

260.0000

American Jan 15, 2021
Call Options

Written

-200

197.5000

American Feb 28, 2020
Put Options

Purchased

-34,000

150.0000

American Jan 15, 2021
Call Options

Written

-100

175.0000

American May 15, 2020
Call Options

Written

-400

190.0000

American Mar 20, 2020
Put Options

Purchased

-400

190.0000

American Jun 19, 2020
Put Options

Purchased

-500

185.0000

American Jun 19, 2020
Call Options

Written

-100

165.0000

American Jun 19, 2020
Call Options

Purchased

100

210.0000

American Jan 15, 2021
Put Options

Written

3,400

165.0000

American Mar 20, 2020
Put Options

Written

24,100

180.0000

American Mar 20, 2020
Call Options

Purchased

4,000

160.0000

American Jan 15, 2021
Put Options

Written

100

200.0000

American May 15, 2020
Put Options

Written

1,400

195.0000

American Jun 19, 2020
Put Options

Written

200

135.0000

American Mar 20, 2020
Put Options

Written

6,000

180.0000

American May 15, 2020
Put Options

Written

100

165.0000

American May 15, 2020
Put Options

Written

1,900

180.0000

American Jun 19, 2020
Put Options

Written

400

200.0000

American Mar 20, 2020
Call Options

Purchased

100

210.0000

American Apr 17, 2020
Call Options

Written

-100

160.0000

American Jun 19, 2020
Put Options

Purchased

-100

170.0000

American Jan 21, 2022
Put Options

Purchased

-500

120.0000

American Aug 21, 2020
Put Options

Purchased

-1,700

185.0000

American Jan 15, 2021
Put Options

Purchased

-300

185.0000

American Aug 21, 2020
Call Options

Written

-900

175.0000

American Jun 19, 2020
Put Options

Purchased

-2,300

90.0000

American Jan 15, 2021
Call Options

Written

-100

185.0000

American Jun 19, 2020
Call Options

Written

-200

165.0000

American Mar 20, 2020
Put Options

Purchased

-400

120.0000

American Jan 15, 2021
Put Options

Purchased

-4,100

160.0000

American Jan 15, 2021
Put Options

Written

300

125.0000

American Jun 19, 2020
Call Options

Purchased

8,200

185.0000

American Aug 21, 2020
Put Options

Written

600

155.0000

American Apr 17, 2020
Put Options

Written

100

140.0000

American Apr 17, 2020
Put Options

Written

3,700

215.0000

American Jan 15, 2021
Call Options

Purchased

1,500

220.0000

American Mar 20, 2020
Call Options

Purchased

700

200.0000

American Jun 19, 2020
Call Options

Written

-200

180.0000

American Jun 19, 2020
Put Options

Purchased

-200

190.0000

American Aug 21, 2020
Put Options

Purchased

-100

130.0000

American Jan 15, 2021
Call Options

Written

-300

210.0000

American Mar 6, 2020
Put Options

Purchased

-1,200

180.0000

American Jan 15, 2021
Put Options

Purchased

-300

125.0000

American Jan 15, 2021
Call Options

Written

-400

180.0000

American Mar 20, 2020
Call Options

Written

-700

202.5000

American Mar 6, 2020
Put Options

Purchased

-1,800

150.0000

American Jan 21, 2022
Put Options

Purchased

-100

175.0000

American Jan 15, 2021
Put Options

Written

14,600

195.0000

American Mar 20, 2020
Put Options

Written

1,400

160.0000

American Feb 28, 2020
Put Options

Written

4,500

195.0000

American Aug 21, 2020
Put Options

Written

200

120.0000

American May 15, 2020
Call Options

Purchased

3,300

190.0000

American Aug 21, 2020
Put Options

Written

3,100

150.0000

American Mar 20, 2020
Call Options

Purchased

11,300

195.0000

American Jan 15, 2021
Call Options

Purchased

400

200.0000

American May 15, 2020
Put Options

Written

7,000

105.0000

American May 15, 2020
Put Options

Purchased

-8,200

140.0000

American Mar 20, 2020
Call Options

Written

-1,000

185.0000

American May 15, 2020
Call Options

Written

-600

250.0000

American Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 692624
Time of Receipt (offset from UTC): 20200228T143611+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC