FORM 8.3 - ABBVIE INC - Amendment

LONDON--()-- 

FORM 8.3 - Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 25 February 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,029,100

0.20%

4,217,744

0.29%

 

(2)

Derivatives (other than options):

2,204,033

0.15%

560,929

0.04%

 

(3)

Options and agreements to
purchase/sell:

1,676,200

0.11%

1,502,800

0.10%

 
TOTAL:

6,909,333

0.47%

6,281,473

0.42%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

1

89.4700 USD

Purchase

4

89.2800 USD

Purchase

4

89.3225 USD

Purchase

19

89.2178 USD

Purchase

20

90.5300 USD

Purchase

50

90.6500 USD

Purchase

87

89.1000 USD

Purchase

98

89.2700 USD

Purchase

100

89.4000 USD

Purchase

100

90.9100 USD

Purchase

100

92.7300 USD

Purchase

100

89.1450 USD

Purchase

100

89.1400 USD

Purchase

100

92.7900 USD

Purchase

100

92.8200 USD

Purchase

100

89.9200 USD

Purchase

100

92.8650 USD

Purchase

100

90.3800 USD

Purchase

101

90.6113 USD

Purchase

105

89.0547 USD

Purchase

108

89.5392 USD

Purchase

115

91.2256 USD

Purchase

120

89.6865 USD

Purchase

142

89.5201 USD

Purchase

165

89.2617 USD

Purchase

182

88.7473 USD

Purchase

184

88.7573 USD

Purchase

197

89.8394 USD

Purchase

200

89.2100 USD

Purchase

200

89.1500 USD

Purchase

200

92.8975 USD

Purchase

200

89.2825 USD

Purchase

200

90.6450 USD

Purchase

222

90.1592 USD

Purchase

232

90.4983 USD

Purchase

300

89.2900 USD

Purchase

300

90.8300 USD

Purchase

300

92.8933 USD

Purchase

310

89.2028 USD

Purchase

317

89.3397 USD

Purchase

332

90.7385 USD

Purchase

386

89.0810 USD

Purchase

400

90.6200 USD

Purchase

400

89.1375 USD

Purchase

400

89.1237 USD

Purchase

436

89.7962 USD

Purchase

443

88.9954 USD

Purchase

500

89.3820 USD

Purchase

500

92.9100 USD

Purchase

537

90.7021 USD

Purchase

567

90.5791 USD

Purchase

587

89.0737 USD

Purchase

612

90.7540 USD

Purchase

627

90.6335 USD

Purchase

699

91.9620 USD

Purchase

787

89.1308 USD

Purchase

844

89.3020 USD

Purchase

885

91.1103 USD

Purchase

973

90.6842 USD

Purchase

1,100

92.8990 USD

Purchase

1,145

89.1927 USD

Purchase

1,185

90.6509 USD

Purchase

1,300

90.1746 USD

Purchase

1,358

89.0951 USD

Purchase

1,400

89.0672 USD

Purchase

1,404

89.5255 USD

Purchase

1,500

89.2839 USD

Purchase

1,600

90.6453 USD

Purchase

2,493

92.6652 USD

Purchase

2,568

89.1271 USD

Purchase

2,600

89.0082 USD

Purchase

2,700

90.0732 USD

Purchase

2,800

89.0233 USD

Purchase

3,300

91.0000 USD

Purchase

3,957

90.1804 USD

Purchase

4,100

90.0867 USD

Purchase

5,114

89.3532 USD

Purchase

6,394

90.0582 USD

Purchase

8,129

89.9207 USD

Purchase

9,200

89.9965 USD

Purchase

10,100

89.2483 USD

Purchase

11,141

89.7872 USD

Purchase

15,200

89.4979 USD

Purchase

15,407

90.0001 USD

Purchase

16,000

90.0184 USD

Purchase

21,200

89.5355 USD

Purchase

25,302

89.4957 USD

Purchase

25,671

89.6410 USD

Purchase

28,723

89.4825 USD

Purchase

35,600

89.7345 USD

Purchase

48,500

89.0800 USD

Purchase

54,718

89.2056 USD

Purchase

76,586

90.1298 USD

Purchase

84,352

89.2486 USD

Purchase

114,450

89.1800 USD

Purchase

125,446

89.9601 USD

Purchase

135,284

89.7198 USD

Sale

2

90.7200 USD

Sale

3

90.5000 USD

Sale

12

89.2200 USD

Sale

20

90.5300 USD

Sale

23

89.2900 USD

Sale

25

92.6500 USD

Sale

55

91.4341 USD

Sale

100

89.6300 USD

Sale

100

92.9000 USD

Sale

100

92.7000 USD

Sale

100

92.6100 USD

Sale

100

92.3400 USD

Sale

100

92.4950 USD

Sale

114

89.1283 USD

Sale

114

89.1550 USD

Sale

127

89.4608 USD

Sale

163

90.7247 USD

Sale

170

89.2315 USD

Sale

175

92.6685 USD

Sale

178

90.5534 USD

Sale

200

91.5900 USD

Sale

200

89.9650 USD

Sale

200

89.2825 USD

Sale

283

92.6923 USD

Sale

285

89.2020 USD

Sale

286

89.1637 USD

Sale

294

89.2241 USD

Sale

300

89.8566 USD

Sale

309

90.6924 USD

Sale

310

89.2028 USD

Sale

400

92.7562 USD

Sale

426

90.6021 USD

Sale

494

89.8999 USD

Sale

498

90.0630 USD

Sale

500

90.6740 USD

Sale

500

90.0800 USD

Sale

601

90.5322 USD

Sale

691

90.7675 USD

Sale

699

91.9620 USD

Sale

700

90.2700 USD

Sale

729

90.8485 USD

Sale

894

89.4271 USD

Sale

952

91.2226 USD

Sale

1,100

92.8990 USD

Sale

1,100

92.8991 USD

Sale

1,303

89.0901 USD

Sale

1,406

89.3812 USD

Sale

1,810

92.6599 USD

Sale

2,200

90.0835 USD

Sale

2,493

92.6652 USD

Sale

2,545

89.9484 USD

Sale

2,572

90.0134 USD

Sale

2,700

89.0796 USD

Sale

2,970

90.1796 USD

Sale

3,300

91.0000 USD

Sale

4,048

90.0324 USD

Sale

4,538

89.1867 USD

Sale

4,734

89.1949 USD

Sale

5,114

89.3532 USD

Sale

5,432

90.6648 USD

Sale

5,434

90.2788 USD

Sale

6,920

90.7072 USD

Sale

6,928

89.2194 USD

Sale

8,374

89.1613 USD

Sale

9,000

89.9611 USD

Sale

12,200

89.4827 USD

Sale

14,200

89.7609 USD

Sale

15,200

89.4979 USD

Sale

15,900

89.7664 USD

Sale

19,400

90.0237 USD

Sale

20,500

89.1976 USD

Sale

22,974

90.1709 USD

Sale

26,430

89.2065 USD

Sale

28,065

89.5569 USD

Sale

44,388

89.6113 USD

Sale

48,500

89.0800 USD

Sale

83,652

89.2199 USD

Sale

216,520

89.1800 USD

Sale

288,920

89.9616 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

200

80 USD

American

15 Jan 2021

13.2250 USD

Call Option

Purchasing

200

85 USD

American

15 Jan 2021

9.4600 USD

Call Option

Purchasing

300

85 USD

American

21 Jan 2022

11.7800 USD

Call Option

Purchasing

400

92 USD

American

28 Feb 2020

1.7800 USD

Call Option

Purchasing

100

93 USD

American

20 Mar 2020

2.1300 USD

Call Option

Purchasing

200

94 USD

American

28 Feb 2020

0.8450 USD

Call Option

Purchasing

300

95 USD

American

20 Mar 2020

1.8200 USD

Call Option

Purchasing

100

96 USD

American

3 Apr 2020

1.5400 USD

Call Option

Purchasing

2,200

100 USD

American

15 May 2020

1.1804 USD

Call Option

Purchasing

1,000

100 USD

American

19 Jun 2020

1.7800 USD

Call Option

Purchasing

100

120 USD

American

15 Jan 2021

1.2000 USD

Call Option

Selling

500

85 USD

American

15 May 2020

8.1000 USD

Call Option

Selling

100

90 USD

American

13 Mar 2020

2.3200 USD

Call Option

Selling

2,600

90 USD

American

15 May 2020

4.1969 USD

Call Option

Selling

1,000

90 USD

American

19 Jun 2020

5.3300 USD

Call Option

Selling

100

92 USD

American

3 Apr 2020

3.2200 USD

Call Option

Selling

1,600

93 USD

American

28 Feb 2020

0.6300 USD

Call Option

Selling

300

93 USD

American

6 Mar 2020

1.1700 USD

Call Option

Selling

1,100

95 USD

American

28 Feb 2020

0.3209 USD

Call Option

Selling

1,300

95 USD

American

6 Mar 2020

1.0507 USD

Call Option

Selling

400

95 USD

American

20 Mar 2020

1.2325 USD

Call Option

Selling

100

95 USD

American

15 May 2020

3.6000 USD

Call Option

Selling

200

95 USD

American

18 Sep 2020

4.2500 USD

Call Option

Selling

600

96 USD

American

28 Feb 2020

0.2150 USD

Call Option

Selling

100

96 USD

American

6 Mar 2020

0.4900 USD

Call Option

Selling

100

97 USD

American

28 Feb 2020

0.1300 USD

Call Option

Selling

100

97 USD

American

13 Mar 2020

0.7400 USD

Call Option

Selling

100

98 USD

American

6 Mar 2020

0.4100 USD

Call Option

Selling

300

98 USD

American

20 Mar 2020

1.0600 USD

Call Option

Selling

300

98 USD

American

21 Aug 2020

2.9700 USD

Call Option

Selling

300

100 USD

American

6 Mar 2020

0.2300 USD

Call Option

Selling

600

100 USD

American

20 Mar 2020

0.5583 USD

Call Option

Selling

200

100 USD

American

15 May 2020

1.1000 USD

Call Option

Selling

200

100 USD

American

21 Aug 2020

2.7700 USD

Call Option

Selling

7,600

105 USD

American

20 Mar 2020

0.1357 USD

Put Option

Purchasing

300

68 USD

American

21 Jan 2022

5.7000 USD

Put Option

Purchasing

100

80 USD

American

21 Jan 2022

10.6000 USD

Put Option

Purchasing

500

85 USD

American

20 Mar 2020

1.1800 USD

Put Option

Purchasing

3,900

88 USD

American

28 Feb 2020

0.2000 USD

Put Option

Purchasing

500

89 USD

American

28 Feb 2020

0.3500 USD

Put Option

Purchasing

3,800

89 USD

American

28 Feb 2020

0.5013 USD

Put Option

Purchasing

100

90 USD

American

28 Feb 2020

0.3500 USD

Put Option

Purchasing

1,000

90 USD

American

28 Feb 2020

0.3600 USD

Put Option

Purchasing

1,000

92 USD

American

28 Feb 2020

1.1550 USD

Put Option

Purchasing

700

93 USD

American

28 Feb 2020

1.0371 USD

Put Option

Purchasing

100

93 USD

American

28 Feb 2020

1.5400 USD

Put Option

Selling

100

70 USD

American

20 Mar 2020

0.0900 USD

Put Option

Selling

3,300

88 USD

American

21 Aug 2020

5.5500 USD

Put Option

Selling

300

93 USD

American

18 Sep 2020

8.7833 USD

Put Option

Selling

500

95 USD

American

18 Sep 2020

10.2500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

28 Feb 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

3,100

115.0000

American

Sep 18, 2020

Call Options

Purchased

100

93.0000

American

Mar 6, 2020

Put Options

Written

3,100

75.0000

American

Jun 19, 2020

Put Options

Written

700

82.5000

American

Jan 15, 2021

Call Options

Purchased

500

97.5000

American

Jan 21, 2022

Put Options

Written

100

80.0000

American

Mar 6, 2020

Put Options

Written

10,900

80.0000

American

May 15, 2020

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Call Options

Purchased

11,000

100.0000

American

Mar 20, 2020

Put Options

Written

2,200

70.0000

American

May 15, 2020

Put Options

Written

1,200

85.0000

American

Jun 19, 2020

Put Options

Written

500

90.0000

American

Mar 6, 2020

Call Options

Purchased

500

75.0000

American

May 15, 2020

Call Options

Purchased

1,100

90.0000

American

Mar 6, 2020

Put Options

Written

101,800

60.0000

American

Jun 19, 2020

Call Options

Purchased

5,100

87.5000

American

May 15, 2020

Put Options

Written

4,000

37.5000

American

Jan 21, 2022

Call Options

Purchased

1,000

72.5000

American

Jan 15, 2021

Call Options

Purchased

300

67.5000

American

Sep 18, 2020

Put Options

Written

100

100.0000

American

Mar 13, 2020

Call Options

Written

-1,100

82.5000

American

Jan 21, 2022

Call Options

Written

-2,200

120.0000

American

Jan 15, 2021

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Call Options

Written

-16,000

90.0000

American

Jun 19, 2020

Call Options

Written

-100

85.0000

American

Mar 20, 2020

Call Options

Written

-5,200

80.0000

American

Jan 21, 2022

Call Options

Written

-400

105.0000

American

Jan 21, 2022

Call Options

Written

-900

98.0000

American

Feb 28, 2020

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Call Options

Written

-1,400

135.0000

American

Jan 15, 2021

Call Options

Written

-200

100.0000

American

Aug 21, 2020

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options

Written

-100

110.0000

American

Jan 21, 2022

Put Options

Purchased

-1,000

92.0000

American

Feb 28, 2020

Call Options

Written

-200

95.0000

American

Mar 27, 2020

Call Options

Written

-3,700

130.0000

American

Jan 15, 2021

Put Options

Purchased

-2,800

50.0000

American

Jan 15, 2021

Put Options

Purchased

-500

88.5000

American

Feb 28, 2020

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Put Options

Purchased

-1,100

50.0000

American

Jan 21, 2022

Call Options

Written

-8,800

105.0000

American

Mar 6, 2020

Put Options

Purchased

-100

89.5000

American

Mar 6, 2020

Call Options

Written

-1,600

92.5000

American

Feb 28, 2020

Call Options

Written

-4,500

115.0000

American

Jan 21, 2022

Put Options

Purchased

-48,100

85.0000

American

May 15, 2020

Put Options

Purchased

-900

95.5000

American

Feb 28, 2020

Call Options

Written

-19,200

110.0000

American

Mar 20, 2020

Put Options

Purchased

-100

95.0000

American

May 15, 2020

Put Options

Purchased

-100

87.0000

American

Feb 28, 2020

Call Options

Purchased

7,900

92.5000

American

May 15, 2020

Call Options

Purchased

1,300

72.5000

American

Jun 19, 2020

Call Options

Purchased

400

72.5000

American

May 15, 2020

Call Options

Purchased

400

88.0000

American

Mar 13, 2020

Put Options

Written

1,200

94.0000

American

Mar 13, 2020

Put Options

Written

900

82.5000

American

Sep 18, 2020

Call Options

Purchased

300

84.5000

American

Mar 6, 2020

Call Options

Purchased

3,500

90.0000

American

Mar 20, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Put Options

Written

302,100

60.0000

American

Jan 15, 2021

Put Options

Written

700

62.5000

American

Sep 18, 2020

Call Options

Purchased

300

120.0000

American

Sep 18, 2020

Put Options

Written

100

92.5000

American

May 15, 2020

Call Options

Purchased

5,500

87.5000

American

Mar 20, 2020

Call Options

Purchased

900

85.0000

American

Aug 21, 2020

Call Options

Purchased

100

91.0000

American

Mar 6, 2020

Call Options

Purchased

100

83.0000

American

Feb 28, 2020

Call Options

Purchased

200

91.0000

American

Feb 28, 2020

Call Options

Purchased

100

87.0000

American

Mar 6, 2020

Put Options

Written

100

94.5000

American

Apr 3, 2020

Put Options

Written

4,000

57.5000

American

Jan 15, 2021

Put Options

Written

3,300

87.5000

American

Aug 21, 2020

Call Options

Purchased

13,700

95.0000

American

May 15, 2020

Call Options

Purchased

8,900

95.0000

American

Sep 18, 2020

Call Options

Purchased

900

94.0000

American

Feb 28, 2020

Put Options

Purchased

-3,000

89.5000

American

Feb 28, 2020

Put Options

Purchased

-2,400

55.0000

American

Jan 15, 2021

Call Options

Written

-5,100

125.0000

American

Aug 21, 2020

Put Options

Purchased

-34,500

95.0000

American

Jun 19, 2020

Call Options

Written

-100

90.0000

American

Mar 27, 2020

Call Options

Written

-3,700

94.0000

American

Mar 13, 2020

Call Options

Written

-18,400

110.0000

American

Jan 15, 2021

Call Options

Written

-1,500

100.0000

American

Mar 27, 2020

Put Options

Purchased

-4,400

89.0000

American

Feb 28, 2020

Call Options

Written

-700

96.0000

American

Mar 13, 2020

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Put Options

Purchased

-30,000

62.5000

American

Jan 15, 2021

Call Options

Written

-100

102.0000

American

Mar 6, 2020

Put Options

Purchased

-4,900

80.0000

American

Mar 20, 2020

Call Options

Written

-13,100

115.0000

American

Mar 20, 2020

Call Options

Written

-100

91.5000

American

Apr 3, 2020

Call Options

Written

-200

94.0000

American

Apr 3, 2020

Call Options

Written

-1,800

100.0000

American

Mar 13, 2020

Put Options

Purchased

-4,000

88.0000

American

Feb 28, 2020

Put Options

Purchased

-20,100

85.0000

American

Sep 18, 2020

Put Options

Purchased

-100

89.5000

American

Apr 3, 2020

Put Options

Purchased

-500

97.5000

American

May 15, 2020

Put Options

Purchased

-1,500

75.0000

American

Sep 18, 2020

Call Options

Purchased

1,000

86.0000

American

Feb 28, 2020

Put Options

Written

400

75.0000

American

Mar 20, 2020

Call Options

Purchased

300

97.5000

American

Sep 18, 2020

Call Options

Purchased

100

77.5000

American

Jun 19, 2020

Put Options

Written

100

84.0000

American

Feb 28, 2020

Call Options

Purchased

5,400

95.0000

American

Mar 20, 2020

Put Options

Written

300

91.5000

American

Feb 28, 2020

Call Options

Purchased

21,500

97.5000

American

May 15, 2020

Call Options

Purchased

100

96.0000

American

Apr 3, 2020

Call Options

Purchased

700

88.0000

American

Feb 28, 2020

Put Options

Written

100

95.0000

American

Mar 20, 2020

Call Options

Purchased

2,200

105.0000

American

Jun 19, 2020

Call Options

Purchased

400

70.0000

American

Jun 19, 2020

Call Options

Purchased

900

90.5000

American

Feb 28, 2020

Put Options

Written

6,800

75.0000

American

May 15, 2020

Put Options

Written

34,400

90.0000

American

Aug 21, 2020

Call Options

Purchased

11,100

97.5000

American

Mar 20, 2020

Call Options

Written

-100

96.5000

American

Mar 13, 2020

Call Options

Written

-100

89.5000

American

Mar 6, 2020

Call Options

Written

-100

140.0000

American

Jun 19, 2020

Call Options

Written

-200

105.0000

American

Mar 13, 2020

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Put Options

Purchased

-1,700

90.0000

American

Sep 18, 2020

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Call Options

Written

-2,500

100.0000

American

Apr 3, 2020

Put Options

Purchased

-2,600

110.0000

American

Jan 15, 2021

Call Options

Written

-4,200

85.0000

American

May 15, 2020

Call Options

Written

-800

93.5000

American

Feb 28, 2020

Put Options

Purchased

-10,600

77.5000

American

Mar 20, 2020

Call Options

Written

-2,700

85.0000

American

Jun 19, 2020

Put Options

Purchased

-3,500

50.0000

American

Jun 19, 2020

Call Options

Written

-6,600

95.0000

American

Mar 6, 2020

Call Options

Written

-1,200

110.0000

American

Jun 19, 2020

Call Options

Written

-2,400

97.5000

American

Feb 28, 2020

Put Options

Purchased

-4,800

40.0000

American

Jan 21, 2022

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Call Options

Written

-2,800

75.0000

American

Jan 15, 2021

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Put Options

Written

156,100

65.0000

American

Jun 19, 2020

Put Options

Written

177,400

80.0000

American

Jan 15, 2021

Put Options

Written

400

32.5000

American

Sep 18, 2020

Put Options

Written

100

93.0000

American

Mar 6, 2020

Call Options

Purchased

1,300

92.5000

American

Sep 18, 2020

Put Options

Written

700

70.0000

American

Mar 20, 2020

Put Options

Written

37,300

57.5000

American

Jun 19, 2020

Call Options

Purchased

6,800

80.0000

American

May 15, 2020

Put Options

Written

6,400

77.5000

American

Jan 15, 2021

Call Options

Purchased

600

110.0000

American

Aug 21, 2020

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Call Options

Purchased

400

90.0000

American

Mar 13, 2020

Call Options

Purchased

5,000

92.5000

American

Mar 20, 2020

Put Options

Written

400

81.5000

American

Mar 6, 2020

Put Options

Written

2,300

70.0000

American

Aug 21, 2020

Call Options

Purchased

1,000

65.0000

American

Sep 18, 2020

Put Options

Written

200

37.5000

American

Jan 15, 2021

Call Options

Purchased

100

105.0000

American

Aug 21, 2020

Call Options

Purchased

5,100

90.0000

American

Aug 21, 2020

Call Options

Purchased

4,200

92.5000

American

Mar 6, 2020

Call Options

Purchased

1,500

67.5000

American

Jan 15, 2021

Put Options

Written

2,200

80.0000

American

Aug 21, 2020

Put Options

Written

1,100

85.0000

American

Feb 28, 2020

Put Options

Written

100

80.0000

American

Mar 13, 2020

Put Options

Written

7,800

72.5000

American

Jun 19, 2020

Call Options

Purchased

6,800

90.0000

American

Sep 18, 2020

Call Options

Purchased

400

75.0000

American

Jan 21, 2022

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Put Options

Written

1,000

42.5000

American

Jan 21, 2022

Put Options

Written

300

90.0000

American

Jun 19, 2020

Call Options

Purchased

3,900

87.5000

American

Jun 19, 2020

Call Options

Purchased

300

94.0000

American

Mar 20, 2020

Put Options

Written

2,700

80.0000

American

Jun 19, 2020

Call Options

Written

-100

110.0000

American

Sep 18, 2020

Call Options

Written

-300

70.0000

American

Jan 21, 2022

Put Options

Purchased

-1,100

67.5000

American

Sep 18, 2020

Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020

Call Options

Written

-100

98.0000

American

Mar 6, 2020

Call Options

Written

-50,500

92.5000

American

Jan 15, 2021

Put Options

Purchased

-100

100.0000

American

Jan 21, 2022

Put Options

Purchased

-350,000

87.5000

American

Jan 15, 2021

Call Options

Written

-400

97.0000

American

Mar 13, 2020

Call Options

Written

-76,800

70.0000

American

Jan 15, 2021

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Call Options

Written

-1,700

97.5000

American

Mar 6, 2020

Call Options

Written

-5,400

97.0000

American

Mar 6, 2020

Call Options

Written

-7,700

100.0000

American

Jan 15, 2021

Call Options

Written

-8,600

97.0000

American

Feb 28, 2020

Put Options

Purchased

-1,200

72.5000

American

Sep 18, 2020

Call Options

Written

-2,200

88.0000

American

Mar 6, 2020

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Put Options

Purchased

-800

90.5000

American

Feb 28, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Put Options

Purchased

-2,500

70.0000

American

Jan 15, 2021

Put Options

Written

1,100

82.5000

American

Jun 19, 2020

Put Options

Written

1,800

77.5000

American

Sep 18, 2020

Call Options

Purchased

2,400

94.5000

American

Feb 28, 2020

Call Options

Purchased

900

80.0000

American

Jan 15, 2021

Put Options

Written

800

67.5000

American

May 15, 2020

Put Options

Written

100

93.0000

American

Mar 13, 2020

Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Call Options

Purchased

600

77.5000

American

Sep 18, 2020

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Put Options

Written

2,400

92.0000

American

Mar 13, 2020

Put Options

Written

300

65.0000

American

May 15, 2020

Put Options

Written

100

77.5000

American

May 15, 2020

Call Options

Purchased

10,300

90.0000

American

May 15, 2020

Put Options

Written

22,100

90.0000

American

Mar 20, 2020

Call Options

Purchased

13,900

75.0000

American

Sep 18, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Put Options

Written

100

82.0000

American

Feb 28, 2020

Put Options

Purchased

-4,700

35.0000

American

Jan 15, 2021

Call Options

Written

-1,200

105.0000

American

Mar 27, 2020

Put Options

Purchased

-2,100

100.0000

American

Jan 15, 2021

Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Call Options

Written

-2,800

115.0000

American

Jun 19, 2020

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Put Options

Purchased

-3,300

82.5000

American

Mar 20, 2020

Call Options

Written

-1,000

85.0000

American

Mar 6, 2020

Put Options

Purchased

-4,800

55.0000

American

May 15, 2020

Put Options

Purchased

-22,700

95.0000

American

Jan 15, 2021

Put Options

Purchased

-600

82.5000

American

May 15, 2020

Call Options

Written

-5,200

130.0000

American

Jun 19, 2020

Call Options

Written

-400

99.0000

American

Feb 28, 2020

Put Options

Purchased

-2,500

93.0000

American

Feb 28, 2020

Put Options

Purchased

-600

77.5000

American

Jan 15, 2021

Call Options

Written

-100

93.0000

American

Feb 28, 2020

Call Options

Written

-500

70.0000

American

Feb 28, 2020

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Put Options

Written

2,700

90.0000

American

May 15, 2020

Put Options

Written

100

95.0000

American

Sep 18, 2020

Call Options

Purchased

2,400

95.0000

American

Feb 28, 2020

Put Options

Written

1,700

75.0000

American

Jan 15, 2021

Call Options

Purchased

2,200

90.0000

American

Feb 28, 2020

Put Options

Written

100

92.5000

American

Mar 6, 2020

Call Options

Purchased

1,000

100.0000

American

Sep 18, 2020

Call Options

Purchased

500

96.0000

American

Mar 20, 2020

Put Options

Written

1,400

55.0000

American

Jun 19, 2020

Call Options

Purchased

400

84.5000

American

Mar 13, 2020

Put Options

Written

30,100

70.0000

American

Jun 19, 2020

Put Options

Written

9,600

87.5000

American

May 15, 2020

Call Options

Purchased

100

125.0000

American

Jan 21, 2022

Put Options

Written

300

35.0000

American

Sep 18, 2020

Put Options

Written

2,000

57.5000

American

Sep 18, 2020

Put Options

Written

1,500

62.5000

American

May 15, 2020

Put Options

Written

800

87.5000

American

Jan 15, 2021

Put Options

Purchased

-9,600

72.5000

American

Jan 15, 2021

Call Options

Written

-600

96.5000

American

Mar 6, 2020

Call Options

Written

-100

92.0000

American

Mar 6, 2020

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Put Options

Purchased

-100,100

92.5000

American

Jan 15, 2021

Put Options

Purchased

-100

92.0000

American

Mar 20, 2020

Put Options

Purchased

-300

60.0000

American

Jan 21, 2022

Call Options

Written

-400

82.5000

American

Mar 6, 2020

Put Options

Purchased

-100

94.0000

American

Mar 6, 2020

Call Options

Written

-33,400

95.0000

American

Jun 19, 2020

Put Options

Purchased

-1,600

88.0000

American

Apr 3, 2020

Put Options

Purchased

-700

92.5000

American

Jun 19, 2020

Call Options

Written

-1,600

90.0000

American

Jan 15, 2021

Call Options

Written

-4,700

120.0000

American

Jan 21, 2022

Put Options

Purchased

-2,400

87.5000

American

Mar 20, 2020

Call Options

Purchased

1,600

85.0000

American

Sep 18, 2020

Call Options

Purchased

300

55.0000

American

Jan 21, 2022

Put Options

Written

14,500

67.5000

American

Jun 19, 2020

Call Options

Purchased

100

95.0000

American

Mar 13, 2020

Put Options

Written

100

97.5000

American

Jan 21, 2022

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Call Options

Purchased

1,400

105.0000

American

Sep 18, 2020

Put Options

Written

400

93.5000

American

Feb 28, 2020

Call Options

Purchased

200

82.5000

American

Mar 20, 2020

Put Options

Written

1,100

65.0000

American

Sep 18, 2020

Call Options

Purchased

1,300

85.0000

American

Feb 28, 2020

Put Options

Written

800

90.0000

American

Mar 13, 2020

Put Options

Written

100

91.0000

American

Mar 6, 2020

Put Options

Written

500

45.0000

American

Jan 15, 2021

Put Options

Written

8,400

87.5000

American

Jun 19, 2020

Put Options

Written

100

92.5000

American

Sep 18, 2020

Put Options

Written

1,500

77.5000

American

Jun 19, 2020

Call Options

Purchased

3,400

105.0000

American

May 15, 2020

Put Options

Written

20,400

90.0000

American

Jan 15, 2021

Call Options

Purchased

2,500

95.5000

American

Feb 28, 2020

Put Options

Written

500

45.0000

American

Jan 21, 2022

Call Options

Purchased

4,200

80.0000

American

Jun 19, 2020

Put Options

Written

2,600

65.0000

American

Jan 15, 2021

Call Options

Purchased

700

91.5000

American

Feb 28, 2020

Put Options

Written

100

130.0000

American

Jun 19, 2020

Call Options

Purchased

3,400

96.0000

American

Feb 28, 2020

Put Options

Written

700

87.5000

American

Sep 18, 2020

Put Options

Purchased

-2,700

90.0000

American

Feb 28, 2020

Call Options

Written

-13,500

82.5000

American

May 15, 2020

Call Options

Written

-19,400

105.0000

American

Mar 20, 2020

Call Options

Written

-2,600

94.0000

American

Mar 6, 2020

Put Options

Purchased

-200

100.0000

American

Sep 18, 2020

Put Options

Purchased

-300

67.5000

American

Jan 21, 2022

Call Options

Written

-6,500

105.0000

American

Jan 15, 2021

Call Options

Written

-7,300

100.0000

American

Jun 19, 2020

Call Options

Written

-2,200

95.0000

American

Aug 21, 2020

Put Options

Purchased

-1,000

95.0000

American

Mar 13, 2020

Put Options

Purchased

-2,300

92.5000

American

Feb 28, 2020

Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022

Call Options

Written

-7,100

105.0000

American

Feb 28, 2020

Call Options

Written

-100

93.5000

American

Mar 27, 2020

Call Options

Written

-500

94.0000

American

Mar 27, 2020

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Put Options

Purchased

-100

80.0000

American

Jan 21, 2022

Put Options

Purchased

-100

75.0000

American

Jan 21, 2022

Put Options

Written

500

85.0000

American

Jan 15, 2021

Call Options

Purchased

400

85.0000

American

Jan 21, 2022

Call Options

Purchased

100

91.5000

American

Mar 6, 2020

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options

Purchased

1,300

82.5000

American

Jun 19, 2020

Put Options

Written

3,300

72.5000

American

May 15, 2020

Call Options

Purchased

14,700

85.0000

American

Jan 15, 2021

Call Options

Purchased

4,300

100.0000

American

Feb 28, 2020

Call Options

Purchased

700

92.0000

American

Feb 28, 2020

Put Options

Written

7,600

92.5000

American

Mar 20, 2020

Put Options

Written

1,100

67.5000

American

Jan 15, 2021

Call Options

Purchased

300

100.0000

American

Mar 6, 2020

Call Options

Purchased

11,900

100.0000

American

May 15, 2020

Call Options

Purchased

7,500

77.5000

American

Jan 15, 2021

Call Options

Purchased

1,500

80.0000

American

Sep 18, 2020

Call Options

Purchased

500

90.0000

American

Jan 21, 2022

Call Options

Written

-4,500

95.0000

American

Jan 15, 2021

Call Options

Written

-600

92.5000

American

Aug 21, 2020

Call Options

Written

-600

87.5000

American

Jan 15, 2021

Call Options

Written

-4,700

110.0000

American

May 15, 2020

Call Options

Written

-500

87.5000

American

Jan 21, 2022

Call Options

Written

-300

93.5000

American

Mar 6, 2020

Call Options

Written

-500

96.0000

American

Mar 6, 2020

Put Options

Purchased

-200

92.5000

American

Jan 21, 2022

Put Options

Purchased

-19,800

85.0000

American

Mar 20, 2020

Call Options

Written

-1,000

97.5000

American

Aug 21, 2020

Call Options

Written

-2,600

82.5000

American

Jan 15, 2021

Call Options

Written

-1,100

120.0000

American

Jun 19, 2020

Call Options

Written

-100

98.5000

American

Mar 6, 2020

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Put Options

Purchased

-500

83.5000

American

Feb 28, 2020

Put Options

Purchased

-200

86.0000

American

Feb 28, 2020

Put Options

Purchased

-250,000

85.0000

American

Jan 15, 2021

Call Options

Written

-4,700

140.0000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 693087
Time of Receipt (offset from UTC): 20200228T090100+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC