Form 8.3 - ALLERGAN PLC - Amendment

LONDON--()-- 

FORM 8.3 - Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 25 February 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,121,336

1.25%

3,617,001

1.10%

 

(2)

Derivatives (other than options):

3,347,027

1.02%

2,586,455

0.79%

 

(3)

Options and agreements to
purchase/sell:

439,400

0.13%

202,300

0.06%

 
TOTAL:

7,907,763

2.40%

6,405,756

1.95%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

3

193.4433 USD

Purchase

17

193.6200 USD

Purchase

40

198.1950 USD

Purchase

83

193.8300 USD

Purchase

100

193.6800 USD

Purchase

100

196.6450 USD

Purchase

200

193.9700 USD

Purchase

274

197.1359 USD

Purchase

377

194.7564 USD

Purchase

500

193.7970 USD

Purchase

500

195.1030 USD

Purchase

970

194.8516 USD

Purchase

1,200

195.0658 USD

Purchase

1,300

194.7654 USD

Purchase

1,800

195.5997 USD

Purchase

2,400

195.4154 USD

Purchase

2,858

195.4974 USD

Purchase

3,095

195.3131 USD

Purchase

5,800

195.4738 USD

Purchase

5,800

195.2450 USD

Purchase

7,781

195.5047 USD

Purchase

14,846

194.9809 USD

Purchase

15,328

195.1421 USD

Purchase

41,156

194.8150 USD

Purchase

96,494

193.8200 USD

Purchase

110,449

193.7300 USD

Sale

1

193.1400 USD

Sale

1

193.5900 USD

Sale

1

193.6000 USD

Sale

24

197.3700 USD

Sale

40

198.1950 USD

Sale

58

193.8000 USD

Sale

100

197.9700 USD

Sale

100

195.5000 USD

Sale

100

196.4950 USD

Sale

100

194.0500 USD

Sale

100

196.2600 USD

Sale

116

195.3200 USD

Sale

124

193.8390 USD

Sale

150

197.8000 USD

Sale

151

194.5393 USD

Sale

169

195.5691 USD

Sale

200

193.9700 USD

Sale

200

195.8050 USD

Sale

215

195.4446 USD

Sale

244

195.4983 USD

Sale

300

197.7800 USD

Sale

300

194.8266 USD

Sale

310

195.5703 USD

Sale

332

195.4802 USD

Sale

400

193.7711 USD

Sale

450

197.5977 USD

Sale

500

195.2700 USD

Sale

500

193.7970 USD

Sale

621

194.9480 USD

Sale

700

195.0771 USD

Sale

800

195.4818 USD

Sale

1,017

195.5392 USD

Sale

1,100

195.4927 USD

Sale

1,100

195.9322 USD

Sale

1,319

195.6307 USD

Sale

1,445

196.5613 USD

Sale

1,488

195.4957 USD

Sale

1,800

195.2266 USD

Sale

1,953

197.3935 USD

Sale

2,338

195.5020 USD

Sale

2,400

195.4154 USD

Sale

2,734

194.5443 USD

Sale

2,800

194.5291 USD

Sale

4,304

193.8564 USD

Sale

4,500

195.2366 USD

Sale

5,700

195.4559 USD

Sale

8,836

194.7393 USD

Sale

21,819

194.4984 USD

Sale

33,874

195.2822 USD

Sale

95,470

193.7782 USD

Sale

122,470

193.7300 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Selling

100

198 USD

American

28 Feb 2020

1.5000 USD

Call Option

Selling

1,100

200 USD

American

21 Aug 2020

5.6772 USD

Put Option

Purchasing

500

190 USD

American

15 May 2020

2.8520 USD

Put Option

Selling

5,400

95 USD

American

15 May 2020

0.0600 USD

Put Option

Selling

400

100 USD

American

15 May 2020

0.0800 USD

Put Option

Selling

4,000

105 USD

American

15 May 2020

0.1000 USD

Put Option

Selling

200

135 USD

American

20 Mar 2020

0.0600 USD

Put Option

Selling

100

165 USD

American

20 Mar 2020

0.6600 USD

Put Option

Selling

700

170 USD

American

20 Mar 2020

0.7100 USD

Put Option

Selling

500

185 USD

American

15 May 2020

2.5520 USD

Put Option

Selling

2,200

195 USD

American

21 Aug 2020

7.8886 USD

Put Option

Selling

1,200

215 USD

American

15 Jan 2021

22.6500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

28 Feb 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

2,600

175.0000

American

Jan 15, 2021

Put Options

Written

700

100.0000

American

Jan 15, 2021

Put Options

Written

3,200

170.0000

American

Mar 20, 2020

Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021

Put Options

Written

300

180.0000

American

Jan 21, 2022

Call Options

Purchased

200

190.0000

American

Jan 21, 2022

Put Options

Written

5,000

115.0000

American

Mar 20, 2020

Put Options

Written

2,700

100.0000

American

May 15, 2020

Put Options

Written

700

95.0000

American

Jan 15, 2021

Call Options

Written

-600

220.0000

American

May 15, 2020

Call Options

Written

-200

230.0000

American

Mar 20, 2020

Call Options

Written

-1,400

230.0000

American

Jun 19, 2020

Put Options

Purchased

-1,000

165.0000

American

Jan 15, 2021

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-900

145.0000

American

Jan 15, 2021

Call Options

Written

-100

160.0000

American

Mar 20, 2020

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options

Written

36,900

105.0000

American

Jan 15, 2021

Put Options

Written

18,500

150.0000

American

May 15, 2020

Put Options

Written

12,000

160.0000

American

Jun 19, 2020

Put Options

Written

66,500

140.0000

American

Mar 20, 2020

Put Options

Written

1,200

190.0000

American

Mar 20, 2020

Put Options

Written

1,000

195.0000

American

Jan 15, 2021

Call Options

Purchased

200

202.5000

American

Feb 28, 2020

Call Options

Purchased

100

195.0000

American

Mar 20, 2020

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-100

177.5000

American

Feb 28, 2020

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options

Purchased

-16,600

115.0000

American

Jan 15, 2021

Call Options

Written

-42,400

165.0000

American

Jan 21, 2022

Call Options

Written

-500

150.0000

American

Jan 15, 2021

Call Options

Written

-3,300

200.0000

American

Aug 21, 2020

Put Options

Purchased

-200

155.0000

American

Jan 15, 2021

Put Options

Purchased

-400

185.0000

American

Jan 21, 2022

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Written

100

140.0000

American

Jan 21, 2022

Put Options

Written

6,000

185.0000

American

Mar 20, 2020

Put Options

Written

500

175.0000

American

Mar 20, 2020

Put Options

Written

5,100

145.0000

American

Mar 20, 2020

Put Options

Written

3,000

180.0000

American

Apr 17, 2020

Call Options

Purchased

3,100

165.0000

American

Jan 15, 2021

Call Options

Purchased

1,100

190.0000

American

Jun 19, 2020

Call Options

Purchased

42,400

175.0000

American

Jan 21, 2022

Call Options

Purchased

200

210.0000

American

May 15, 2020

Call Options

Purchased

500

190.0000

American

May 15, 2020

Call Options

Purchased

100

200.0000

American

Mar 6, 2020

Put Options

Written

2,100

185.0000

American

May 15, 2020

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options

Purchased

200

195.0000

American

May 15, 2020

Call Options

Written

-700

270.0000

American

Jan 15, 2021

Put Options

Purchased

-4,700

170.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

195.0000

American

May 15, 2020

Call Options

Written

-100

200.0000

American

Jan 21, 2022

Call Options

Written

-100

200.0000

American

Feb 28, 2020

Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020

Call Options

Written

-100

240.0000

American

Mar 20, 2020

Call Options

Written

-200

205.0000

American

Apr 3, 2020

Call Options

Purchased

2,000

180.0000

American

Jan 15, 2021

Put Options

Written

48,000

140.0000

American

Jun 19, 2020

Put Options

Written

5,400

95.0000

American

May 15, 2020

Put Options

Written

100

197.5000

American

Apr 3, 2020

Call Options

Purchased

10,500

200.0000

American

Mar 20, 2020

Put Options

Written

1,500

170.0000

American

May 15, 2020

Put Options

Written

600

190.0000

American

Jan 15, 2021

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Put Options

Written

3,800

165.0000

American

Jun 19, 2020

Call Options

Purchased

500

220.0000

American

Jan 21, 2022

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Call Options

Purchased

800

160.0000

American

Jan 21, 2022

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-100

180.0000

American

Mar 13, 2020

Put Options

Purchased

-500

190.0000

American

May 15, 2020

Put Options

Purchased

-2,300

170.0000

American

Jun 19, 2020

Call Options

Written

-200

220.0000

American

Jan 15, 2021

Call Options

Written

-100

150.0000

American

May 15, 2020

Call Options

Purchased

3,200

195.0000

American

Aug 21, 2020

Put Options

Written

7,000

140.0000

American

Jan 15, 2021

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Call Options

Purchased

1,300

180.0000

American

Jan 21, 2022

Put Options

Written

14,300

160.0000

American

Mar 20, 2020

Put Options

Written

7,400

120.0000

American

Jun 19, 2020

Call Options

Purchased

600

200.0000

American

Jan 15, 2021

Call Options

Purchased

7,700

190.0000

American

Jan 15, 2021

Call Options

Written

-7,200

260.0000

American

Jan 15, 2021

Call Options

Written

-100

175.0000

American

May 15, 2020

Put Options

Purchased

-500

185.0000

American

Jun 19, 2020

Call Options

Written

-200

197.5000

American

Feb 28, 2020

Call Options

Written

-100

165.0000

American

Jun 19, 2020

Put Options

Purchased

-12,300

150.0000

American

Jan 15, 2021

Call Options

Written

-400

190.0000

American

Mar 20, 2020

Put Options

Purchased

-400

190.0000

American

Jun 19, 2020

Put Options

Written

200

135.0000

American

Mar 20, 2020

Put Options

Written

100

200.0000

American

May 15, 2020

Put Options

Written

6,000

180.0000

American

May 15, 2020

Call Options

Purchased

100

210.0000

American

Jan 15, 2021

Put Options

Written

3,400

165.0000

American

Mar 20, 2020

Put Options

Written

1,900

180.0000

American

Jun 19, 2020

Put Options

Written

400

200.0000

American

Mar 20, 2020

Put Options

Written

1,400

195.0000

American

Jun 19, 2020

Put Options

Written

100

165.0000

American

May 15, 2020

Call Options

Purchased

100

210.0000

American

Apr 17, 2020

Put Options

Written

4,400

180.0000

American

Mar 20, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Call Options

Written

-200

165.0000

American

Mar 20, 2020

Put Options

Purchased

-400

120.0000

American

Jan 15, 2021

Put Options

Purchased

-100

170.0000

American

Jan 21, 2022

Put Options

Purchased

-4,100

160.0000

American

Jan 15, 2021

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Put Options

Purchased

-500

120.0000

American

Aug 21, 2020

Call Options

Written

-100

185.0000

American

Jun 19, 2020

Call Options

Written

-900

175.0000

American

Jun 19, 2020

Put Options

Purchased

-1,700

185.0000

American

Jan 15, 2021

Call Options

Written

-100

160.0000

American

Jun 19, 2020

Put Options

Purchased

-300

185.0000

American

Aug 21, 2020

Call Options

Purchased

1,500

220.0000

American

Mar 20, 2020

Call Options

Purchased

8,200

185.0000

American

Aug 21, 2020

Put Options

Written

3,700

215.0000

American

Jan 15, 2021

Put Options

Written

300

125.0000

American

Jun 19, 2020

Call Options

Purchased

700

200.0000

American

Jun 19, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Put Options

Purchased

-700

160.0000

American

Feb 28, 2020

Call Options

Written

-300

210.0000

American

Mar 6, 2020

Put Options

Purchased

-300

125.0000

American

Jan 15, 2021

Call Options

Written

-400

180.0000

American

Mar 20, 2020

Call Options

Written

-700

202.5000

American

Mar 6, 2020

Call Options

Written

-200

180.0000

American

Jun 19, 2020

Put Options

Purchased

-1,800

150.0000

American

Jan 21, 2022

Put Options

Purchased

-100

130.0000

American

Jan 15, 2021

Put Options

Purchased

-1,200

180.0000

American

Jan 15, 2021

Put Options

Purchased

-200

190.0000

American

Aug 21, 2020

Put Options

Written

200

120.0000

American

May 15, 2020

Put Options

Written

14,600

195.0000

American

Mar 20, 2020

Put Options

Written

200

150.0000

American

Mar 20, 2020

Put Options

Written

4,500

195.0000

American

Aug 21, 2020

Call Options

Purchased

3,300

190.0000

American

Aug 21, 2020

Put Options

Written

7,000

105.0000

American

May 15, 2020

Call Options

Purchased

11,300

195.0000

American

Jan 15, 2021

Call Options

Purchased

400

200.0000

American

May 15, 2020

Call Options

Written

-1,000

185.0000

American

May 15, 2020

Put Options

Purchased

-8,200

140.0000

American

Mar 20, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 693086
Time of Receipt (offset from UTC): 20200228T084634+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC