Form 8.3 - Abbvie Plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 26 February 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:

ORD

 

 

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

3,149,641

0.21%

4,166,466

0.28%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,244,892

0.15%

601,788

0.04%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,673,200

0.11%

1,514,600

0.10%

 

 

 

 

TOTAL:

 

 

 

 

7,067,733

0.48%

6,282,854

0.42%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

2

88.4600 USD

Purchase

10

89.0800 USD

Purchase

10

89.6700 USD

Purchase

22

88.9209 USD

Purchase

46

88.4300 USD

Purchase

50

88.7300 USD

Purchase

50

88.8700 USD

Purchase

100

89.6850 USD

Purchase

100

89.8700 USD

Purchase

100

89.5450 USD

Purchase

100

89.4050 USD

Purchase

100

90.6100 USD

Purchase

100

90.7800 USD

Purchase

100

88.7150 USD

Purchase

100

88.7700 USD

Purchase

100

88.5100 USD

Purchase

100

88.7200 USD

Purchase

100

88.5500 USD

Purchase

100

88.6050 USD

Purchase

100

88.6500 USD

Purchase

100

88.4400 USD

Purchase

110

89.4954 USD

Purchase

112

90.0734 USD

Purchase

136

88.5000 USD

Purchase

154

88.5184 USD

Purchase

187

90.4585 USD

Purchase

200

89.7600 USD

Purchase

200

89.8150 USD

Purchase

200

89.9913 USD

Purchase

200

88.8750 USD

Purchase

200

88.5550 USD

Purchase

200

88.5800 USD

Purchase

200

88.4200 USD

Purchase

254

88.5992 USD

Purchase

300

88.4866 USD

Purchase

388

90.1748 USD

Purchase

400

89.9825 USD

Purchase

400

88.5625 USD

Purchase

400

88.5350 USD

Purchase

400

89.3865 USD

Purchase

414

88.5300 USD

Purchase

440

90.5352 USD

Purchase

458

90.4584 USD

Purchase

464

88.5387 USD

Purchase

475

90.6704 USD

Purchase

500

88.5330 USD

Purchase

500

88.6580 USD

Purchase

500

88.5260 USD

Purchase

500

90.7930 USD

Purchase

505

88.5502 USD

Purchase

506

89.4347 USD

Purchase

510

88.5986 USD

Purchase

550

90.7227 USD

Purchase

600

88.6066 USD

Purchase

602

88.5717 USD

Purchase

700

90.1785 USD

Purchase

700

88.7821 USD

Purchase

700

89.4985 USD

Purchase

710

88.5976 USD

Purchase

744

88.5081 USD

Purchase

765

88.6109 USD

Purchase

800

90.6637 USD

Purchase

800

89.2300 USD

Purchase

869

90.7458 USD

Purchase

1,074

88.5815 USD

Purchase

1,100

88.7231 USD

Purchase

1,100

89.3195 USD

Purchase

1,187

88.9386 USD

Purchase

1,200

88.7379 USD

Purchase

1,493

88.9671 USD

Purchase

1,600

90.1575 USD

Purchase

1,810

89.5019 USD

Purchase

1,860

88.5779 USD

Purchase

2,100

88.6300 USD

Purchase

2,251

89.6628 USD

Purchase

2,389

88.6000 USD

Purchase

2,500

88.7907 USD

Purchase

2,672

88.9092 USD

Purchase

3,115

89.2337 USD

Purchase

3,145

90.6591 USD

Purchase

3,343

89.3311 USD

Purchase

3,448

88.6712 USD

Purchase

3,718

90.7162 USD

Purchase

3,813

88.9045 USD

Purchase

3,863

89.3080 USD

Purchase

4,300

89.3934 USD

Purchase

4,343

89.2595 USD

Purchase

4,410

89.4941 USD

Purchase

4,797

90.7336 USD

Purchase

4,848

89.9868 USD

Purchase

5,205

90.7246 USD

Purchase

5,234

89.8690 USD

Purchase

5,347

88.9230 USD

Purchase

5,448

89.8164 USD

Purchase

6,022

90.7324 USD

Purchase

6,298

88.7711 USD

Purchase

7,169

89.3007 USD

Purchase

7,184

90.7064 USD

Purchase

8,715

89.3976 USD

Purchase

8,734

89.6284 USD

Purchase

10,900

89.3762 USD

Purchase

10,975

88.4370 USD

Purchase

12,232

89.5743 USD

Purchase

13,470

88.9605 USD

Purchase

17,320

90.2148 USD

Purchase

23,794

89.2212 USD

Purchase

24,759

88.4100 USD

Purchase

33,265

90.7156 USD

Purchase

42,712

88.5950 USD

Purchase

50,300

89.2696 USD

Purchase

53,500

89.2549 USD

Purchase

54,093

88.9106 USD

Purchase

55,834

88.9402 USD

Purchase

57,160

88.4112 USD

Purchase

57,176

90.0656 USD

Purchase

234,198

88.6812 USD

Sale

2

88.4600 USD

Sale

6

88.4150 USD

Sale

10

90.1300 USD

Sale

18

88.6733 USD

Sale

30

90.2900 USD

Sale

41

89.6785 USD

Sale

42

88.5000 USD

Sale

50

90.2100 USD

Sale

50

90.3300 USD

Sale

60

88.6230 USD

Sale

71

88.5792 USD

Sale

74

88.5687 USD

Sale

88

90.1456 USD

Sale

91

88.5594 USD

Sale

100

89.7550 USD

Sale

100

89.8400 USD

Sale

100

88.7200 USD

Sale

100

88.7100 USD

Sale

100

88.7000 USD

Sale

100

90.0300 USD

Sale

100

90.2300 USD

Sale

100

90.2600 USD

Sale

100

90.9800 USD

Sale

100

91.0000 USD

Sale

100

88.4800 USD

Sale

100

88.5200 USD

Sale

100

88.6700 USD

Sale

148

88.6170 USD

Sale

173

88.3400 USD

Sale

174

88.8766 USD

Sale

187

90.5144 USD

Sale

200

89.7000 USD

Sale

200

89.8950 USD

Sale

200

90.1600 USD

Sale

200

90.3100 USD

Sale

200

90.9700 USD

Sale

200

90.9900 USD

Sale

200

88.6075 USD

Sale

200

88.8625 USD

Sale

238

89.0236 USD

Sale

264

88.5300 USD

Sale

275

90.2099 USD

Sale

300

88.6100 USD

Sale

300

89.3233 USD

Sale

300

88.6600 USD

Sale

300

90.2356 USD

Sale

300

89.8766 USD

Sale

342

90.9864 USD

Sale

362

89.6886 USD

Sale

469

90.2531 USD

Sale

500

89.5010 USD

Sale

600

89.4462 USD

Sale

600

89.2850 USD

Sale

660

89.6549 USD

Sale

700

89.8357 USD

Sale

700

88.6878 USD

Sale

700

90.2942 USD

Sale

736

89.9496 USD

Sale

800

88.5470 USD

Sale

800

89.8543 USD

Sale

866

89.3880 USD

Sale

882

90.8162 USD

Sale

900

88.6866 USD

Sale

1,000

90.6690 USD

Sale

1,000

88.6440 USD

Sale

1,000

88.6585 USD

Sale

1,057

89.9213 USD

Sale

1,098

89.8681 USD

Sale

1,138

89.2226 USD

Sale

1,214

89.6247 USD

Sale

1,246

88.9521 USD

Sale

1,336

89.7149 USD

Sale

1,476

90.2197 USD

Sale

1,886

90.2049 USD

Sale

1,900

89.2686 USD

Sale

2,048

89.1899 USD

Sale

2,200

88.6300 USD

Sale

2,262

89.5406 USD

Sale

2,300

90.1639 USD

Sale

2,424

89.9868 USD

Sale

2,668

89.3032 USD

Sale

2,700

90.2151 USD

Sale

2,754

90.0673 USD

Sale

3,000

88.5351 USD

Sale

3,053

90.2000 USD

Sale

3,458

90.6638 USD

Sale

3,490

89.3686 USD

Sale

3,667

89.3466 USD

Sale

4,040

89.3431 USD

Sale

5,234

89.8690 USD

Sale

5,272

89.7923 USD

Sale

6,835

90.3115 USD

Sale

8,660

90.2148 USD

Sale

8,965

89.9980 USD

Sale

11,575

88.4607 USD

Sale

12,776

89.1166 USD

Sale

15,000

89.1980 USD

Sale

18,247

88.5072 USD

Sale

20,600

89.2420 USD

Sale

26,244

89.8504 USD

Sale

33,265

90.7156 USD

Sale

34,600

89.2461 USD

Sale

36,600

88.4510 USD

Sale

36,700

89.2849 USD

Sale

80,257

88.4100 USD

Sale

283,598

88.7844 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type Expiry

Option

purchasing,

of

price

date

money

selling,

securities

 

paid/

varying etc

to which

 

received

option

 

 

relates

 

 

Call Option Purchasing

200

90 USD

American 28 Feb 2020

0.6400 USD

Call Option Purchasing

400

93 USD

American 28 Feb 2020

0.2900 USD

Call Option Purchasing

100

100 USD

American 15 May 2020

1.2700 USD

Call Option Purchasing

400

107 USD

American 28 Feb 2020

0.0100 USD

Call Option Selling

100

85 USD

American 15 May 2020

6.6500 USD

Call Option Selling

200

88 USD

American 28 Feb 2020

1.6300 USD

Call Option Selling

200

90 USD

American 21 Aug 2020

6.1000 USD

Call Option Selling

100

91 USD

American 28 Feb 2020

0.7000 USD

Call Option Selling

400

92 USD

American 28 Feb 2020

0.3775 USD

Call Option Selling

300

92 USD

American 28 Feb 2020

0.6433 USD

Call Option Selling

1,400

93 USD

American 28 Feb 2020

0.2864 USD

Call Option Selling

700

93 USD

American 28 Feb 2020

0.2914 USD

Call Option Selling

200

94 USD

American 28 Feb 2020

0.0900 USD

Call Option Selling

100

95 USD

American 6 Mar 2020

0.4000 USD

Call Option Selling

2,500

95 USD

American 3 Apr 2020

1.2000 USD

Call Option Selling

100

96 USD

American 6 Mar 2020

0.4200 USD

Call Option Selling

8,600

100 USD

American 20 Mar 2020

0.3306 USD

Call Option Selling

400

105 USD

American 27 Mar 2020

0.2200 USD

Call Option Selling

400

105 USD

American 21 Jan 2022

5.5600 USD

Put Option Purchasing

4,000

75 USD

American 21 Jan 2022

8.0900 USD

Put Option Purchasing

1,600

84 USD

American 20 Mar 2020

0.8600 USD

Put Option Purchasing

200

85 USD

American 28 Feb 2020

0.0700 USD

Put Option Purchasing

1,500

85 USD

American 20 Mar 2020

1.3533 USD

Put Option Purchasing

100

87 USD

American 6 Mar 2020

1.2800 USD

Put Option Purchasing

100

90 USD

American 20 Mar 2020

3.4700 USD

Put Option Purchasing

300

91 USD

American 28 Feb 2020

2.7200 USD

Put Option Purchasing

100

93 USD

American 20 Mar 2020

5.2000 USD

Put Option Selling

4,000

55 USD

American 19 Jun 2020

0.6900 USD

Put Option Selling

100

78 USD

American 20 Mar 2020

0.2300 USD

Put Option Selling

400

88 USD

American 28 Feb 2020

1.2100 USD

Put Option Selling

100

88 USD

American 20 Mar 2020

2.2700 USD

Put Option Selling

800

88 USD

American 21 Aug 2020

6.7250 USD

Put Option Selling

100

89 USD

American 28 Feb 2020

0.8500 USD

Put Option Selling

300

89 USD

American 28 Feb 2020

1.4200 USD

Put Option Selling

100

89 USD

American 6 Mar 2020

2.1200 USD

Put Option Selling

200

90 USD

American 28 Feb 2020

0.8700 USD

Put Option Selling

1,600

96 USD

American 20 Mar 2020

6.7100 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

27 Feb 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or

Number of

Exercise

Type

Expiry

 

purchased

relevant securities

price

date

 

to which the option

 

 

 

or derivative

 

 

 

relates

 

 

Put Options

Written

100

80.0000

American

Mar 6, 2020

Put Options

Written

2,200

70.0000

American

May 15, 2020

Call Options

Purchased

1,100

90.0000

American

Mar 6, 2020

Put Options

Written

10,900

80.0000

American

May 15, 2020

Call Options

Purchased

500

97.5000

American

Jan 21, 2022

Put Options

Written

101,800

60.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

72.5000

American

Jan 15, 2021

Put Options

Written

700

82.5000

American

Jan 15, 2021

Call Options

Purchased

3,100

115.0000

American

Sep 18, 2020

Call Options

Purchased

300

67.5000

American

Sep 18, 2020

Call Options

Purchased

5,100

87.5000

American

May 15, 2020

Put Options

Written

500

90.0000

American

Mar 6, 2020

Call Options

Purchased

100

93.0000

American

Mar 6, 2020

Call Options

Purchased

500

75.0000

American

May 15, 2020

Put Options

Written

4,000

37.5000

American

Jan 21, 2022

Put Options

Written

3,100

75.0000

American

Jun 19, 2020

Put Options

Written

1,200

85.0000

American

Jun 19, 2020

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Call Options

Purchased

2,400

100.0000

American

Mar 20, 2020

Put Options

Written

100

100.0000

American

Mar 13, 2020

Put Options

Purchased

-100

86.5000

American

Mar 6, 2020

Call Options

Written

-200

95.0000

American

Mar 27, 2020

Put Options

Purchased

-400

88.5000

American

Feb 28, 2020

Put Options

Purchased

-900

95.5000

American

Feb 28, 2020

Call Options

Written

-1,400

135.0000

American

Jan 15, 2021

Call Options

Written

-5,200

80.0000

American

Jan 21, 2022

Put Options

Purchased

-100

89.5000

American

Mar 6, 2020

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Call Options

Written

-3,700

130.0000

American

Jan 15, 2021

Call Options

Written

-200

100.0000

American

Aug 21, 2020

Put Options

Purchased

-1,000

92.0000

American

Feb 28, 2020

Call Options

Written

-16,000

90.0000

American

Jun 19, 2020

Call Options

Written

-19,200

110.0000

American

Mar 20, 2020

Put Options

Purchased

-1,100

50.0000

American

Jan 21, 2022

Call Options

Written

-2,200

120.0000

American

Jan 15, 2021

Put Options

Purchased

-100

95.0000

American

May 15, 2020

Call Options

Written

-1,100

82.5000

American

Jan 21, 2022

Call Options

Written

-8,800

105.0000

American

Mar 6, 2020

Call Options

Written

-100

110.0000

American

Jan 21, 2022

Put Options

Purchased

-2,800

50.0000

American

Jan 15, 2021

Call Options

Written

-800

105.0000

American

Jan 21, 2022

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Call Options

Written

-2,300

92.5000

American

Feb 28, 2020

Call Options

Written

-4,500

115.0000

American

Jan 21, 2022

Put Options

Purchased

-100

87.0000

American

Feb 28, 2020

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options

Purchased

-48,100

85.0000

American

May 15, 2020

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Call Options

Written

-900

98.0000

American

Feb 28, 2020

Call Options

Written

-100

85.0000

American

Mar 20, 2020

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Call Options

Purchased

400

72.5000

American

May 15, 2020

Call Options

Purchased

5,500

87.5000

American

Mar 20, 2020

Call Options

Purchased

300

120.0000

American

Sep 18, 2020

Put Options

Written

100

92.5000

American

May 15, 2020

Put Options

Written

100

94.5000

American

Apr 3, 2020

Call Options

Purchased

1,300

72.5000

American

Jun 19, 2020

Call Options

Purchased

100

91.0000

American

Feb 28, 2020

Put Options

Written

302,100

60.0000

American

Jan 15, 2021

Call Options

Purchased

13,700

95.0000

American

May 15, 2020

Put Options

Written

900

82.5000

American

Sep 18, 2020

Call Options

Purchased

100

87.0000

American

Mar 6, 2020

Call Options

Purchased

100

83.0000

American

Feb 28, 2020

Put Options

Written

4,100

87.5000

American

Aug 21, 2020

Put Options

Written

1,200

94.0000

American

Mar 13, 2020

Call Options

Purchased

900

85.0000

American

Aug 21, 2020

Put Options

Written

700

62.5000

American

Sep 18, 2020

Call Options

Purchased

8,900

95.0000

American

Sep 18, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options

Purchased

100

91.0000

American

Mar 6, 2020

Call Options

Purchased

900

94.0000

American

Feb 28, 2020

Call Options

Purchased

400

88.0000

American

Mar 13, 2020

Call Options

Purchased

300

84.5000

American

Mar 6, 2020

Call Options

Purchased

3,500

90.0000

American

Mar 20, 2020

Call Options

Purchased

7,900

92.5000

American

May 15, 2020

Put Options

Written

4,000

57.5000

American

Jan 15, 2021

Call Options

Written

-100

102.0000

American

Mar 6, 2020

Put Options

Purchased

-500

97.5000

American

May 15, 2020

Call Options

Written

-13,100

115.0000

American

Mar 20, 2020

Call Options

Written

-700

96.0000

American

Mar 13, 2020

Call Options

Written

-200

94.0000

American

Apr 3, 2020

Call Options

Written

-1,500

100.0000

American

Mar 27, 2020

Put Options

Purchased

-1,500

75.0000

American

Sep 18, 2020

Put Options

Purchased

-4,900

80.0000

American

Mar 20, 2020

Call Options

Written

-100

91.5000

American

Apr 3, 2020

Put Options

Purchased

-3,000

89.5000

American

Feb 28, 2020

Put Options

Purchased

-20,100

85.0000

American

Sep 18, 2020

Put Options

Purchased

-100

89.5000

American

Apr 3, 2020

Put Options

Purchased

-4,100

89.0000

American

Feb 28, 2020

Put Options

Purchased

-34,500

95.0000

American

Jun 19, 2020

Call Options

Written

-100

90.0000

American

Mar 27, 2020

Call Options

Written

-1,800

100.0000

American

Mar 13, 2020

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Put Options

Purchased

-30,000

62.5000

American

Jan 15, 2021

Call Options

Written

-3,700

94.0000

American

Mar 13, 2020

Call Options

Written

-5,100

125.0000

American

Aug 21, 2020

Put Options

Purchased

-2,400

55.0000

American

Jan 15, 2021

Put Options

Purchased

-3,600

88.0000

American

Feb 28, 2020

Call Options

Written

-18,400

110.0000

American

Jan 15, 2021

Call Options

Purchased

900

90.5000

American

Feb 28, 2020

Put Options

Written

6,800

75.0000

American

May 15, 2020

Put Options

Written

100

95.0000

American

Mar 20, 2020

Call Options

Purchased

100

96.0000

American

Apr 3, 2020

Call Options

Purchased

21,500

97.5000

American

May 15, 2020

Call Options

Purchased

5,400

95.0000

American

Mar 20, 2020

Call Options

Purchased

400

70.0000

American

Jun 19, 2020

Put Options

Written

400

75.0000

American

Mar 20, 2020

Put Options

Written

100

84.0000

American

Feb 28, 2020

Call Options

Purchased

2,200

105.0000

American

Jun 19, 2020

Call Options

Purchased

500

88.0000

American

Feb 28, 2020

Call Options

Purchased

100

77.5000

American

Jun 19, 2020

Call Options

Purchased

1,000

86.0000

American

Feb 28, 2020

Call Options

Purchased

300

97.5000

American

Sep 18, 2020

Put Options

Written

34,400

90.0000

American

Aug 21, 2020

Call Options

Purchased

11,100

97.5000

American

Mar 20, 2020

Put Options

Written

300

91.5000

American

Feb 28, 2020

Put Options

Purchased

-2,600

110.0000

American

Jan 15, 2021

Put Options

Purchased

-3,500

50.0000

American

Jun 19, 2020

Call Options

Written

-2,500

100.0000

American

Apr 3, 2020

Call Options

Written

-6,700

95.0000

American

Mar 6, 2020

Call Options

Written

-1,000

93.5000

American

Feb 28, 2020

Call Options

Written

-100

140.0000

American

Jun 19, 2020

Call Options

Written

-100

96.5000

American

Mar 13, 2020

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Call Options

Written

-2,800

75.0000

American

Jan 15, 2021

Call Options

Written

-100

89.5000

American

Mar 6, 2020

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Put Options

Purchased

-10,500

77.5000

American

Mar 20, 2020

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Put Options

Purchased

-4,800

40.0000

American

Jan 21, 2022

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-200

105.0000

American

Mar 13, 2020

Call Options

Written

-1,200

110.0000

American

Jun 19, 2020

Call Options

Written

-2,400

97.5000

American

Feb 28, 2020

Put Options

Purchased

-1,700

90.0000

American

Sep 18, 2020

Call Options

Written

-2,700

85.0000

American

Jun 19, 2020

Call Options

Written

-4,300

85.0000

American

May 15, 2020

Put Options

Written

1,600

96.0000

American

Mar 20, 2020

Put Options

Written

900

85.0000

American

Feb 28, 2020

Put Options

Written

200

37.5000

American

Jan 15, 2021

Call Options

Purchased

100

105.0000

American

Aug 21, 2020

Put Options

Written

37,300

57.5000

American

Jun 19, 2020

Call Options

Purchased

3,900

87.5000

American

Jun 19, 2020

Call Options

Purchased

1,500

67.5000

American

Jan 15, 2021

Call Options

Purchased

300

94.0000

American

Mar 20, 2020

Put Options

Written

2,700

80.0000

American

Jun 19, 2020

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Put Options

Written

2,200

80.0000

American

Aug 21, 2020

Call Options

Purchased

1,000

65.0000

American

Sep 18, 2020

Put Options

Written

6,400

77.5000

American

Jan 15, 2021

Put Options

Written

400

32.5000

American

Sep 18, 2020

Put Options

Written

2,300

70.0000

American

Aug 21, 2020

Call Options

Purchased

600

110.0000

American

Aug 21, 2020

Put Options

Written

400

81.5000

American

Mar 6, 2020

Put Options

Written

177,400

80.0000

American

Jan 15, 2021

Put Options

Written

1,000

42.5000

American

Jan 21, 2022

Put Options

Written

700

70.0000

American

Mar 20, 2020

Call Options

Purchased

400

75.0000

American

Jan 21, 2022

Put Options

Written

156,100

65.0000

American

Jun 19, 2020

Call Options

Purchased

6,800

90.0000

American

Sep 18, 2020

Call Options

Purchased

1,300

92.5000

American

Sep 18, 2020

Put Options

Written

100

93.0000

American

Mar 6, 2020

Put Options

Written

7,800

72.5000

American

Jun 19, 2020

Call Options

Purchased

5,000

92.5000

American

Mar 20, 2020

Put Options

Written

100

80.0000

American

Mar 13, 2020

Call Options

Purchased

4,900

90.0000

American

Aug 21, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options

Purchased

6,800

80.0000

American

May 15, 2020

Call Options

Purchased

4,200

92.5000

American

Mar 6, 2020

Call Options

Purchased

400

90.0000

American

Mar 13, 2020

Put Options

Written

300

90.0000

American

Jun 19, 2020

Put Options

Purchased

-1,100

67.5000

American

Sep 18, 2020

Call Options

Written

-100

110.0000

American

Sep 18, 2020

Put Options

Purchased

-2,500

70.0000

American

Jan 15, 2021

Call Options

Written

-50,500

92.5000

American

Jan 15, 2021

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Put Options

Purchased

-100

100.0000

American

Jan 21, 2022

Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020

Put Options

Purchased

-350,000

87.5000

American

Jan 15, 2021

Call Options

Written

-1,700

97.5000

American

Mar 6, 2020

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options

Written

-8,600

97.0000

American

Feb 28, 2020

Put Options

Purchased

-800

90.5000

American

Feb 28, 2020

Call Options

Written

-2,500

95.0000

American

Apr 3, 2020

Call Options

Written

-400

97.0000

American

Mar 13, 2020

Call Options

Written

-76,800

70.0000

American

Jan 15, 2021

Call Options

Written

-2,200

88.0000

American

Mar 6, 2020

Call Options

Written

-300

70.0000

American

Jan 21, 2022

Call Options

Written

-100

98.0000

American

Mar 6, 2020

Put Options

Purchased

-1,200

72.5000

American

Sep 18, 2020

Call Options

Written

-7,700

100.0000

American

Jan 15, 2021

Call Options

Written

-5,400

97.0000

American

Mar 6, 2020

Put Options

Written

2,400

92.0000

American

Mar 13, 2020

Put Options

Written

800

67.5000

American

May 15, 2020

Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020

Put Options

Written

22,000

90.0000

American

Mar 20, 2020

Put Options

Written

1,100

82.5000

American

Jun 19, 2020

Call Options

Purchased

600

77.5000

American

Sep 18, 2020

Put Options

Written

100

82.0000

American

Feb 28, 2020

Call Options

Purchased

900

80.0000

American

Jan 15, 2021

Put Options

Written

100

93.0000

American

Mar 13, 2020

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Call Options

Purchased

2,400

94.5000

American

Feb 28, 2020

Put Options

Written

100

77.5000

American

May 15, 2020

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Call Options

Purchased

13,900

75.0000

American

Sep 18, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Put Options

Written

100

88.5000

American

Mar 6, 2020

Call Options

Purchased

10,300

90.0000

American

May 15, 2020

Put Options

Written

1,800

77.5000

American

Sep 18, 2020

Call Options

Purchased

400

107.0000

American

Feb 28, 2020

Put Options

Written

300

65.0000

American

May 15, 2020

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Call Options

Written

-2,800

115.0000

American

Jun 19, 2020

Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021

Call Options

Written

-400

99.0000

American

Feb 28, 2020

Put Options

Purchased

-600

82.5000

American

May 15, 2020

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Put Options

Purchased

-4,800

55.0000

American

May 15, 2020

Call Options

Written

-5,200

130.0000

American

Jun 19, 2020

Put Options

Purchased

-1,600

84.0000

American

Mar 20, 2020

Put Options

Purchased

-22,700

95.0000

American

Jan 15, 2021

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Put Options

Purchased

-3,300

82.5000

American

Mar 20, 2020

Put Options

Purchased

-2,100

100.0000

American

Jan 15, 2021

Put Options

Purchased

-2,500

93.0000

American

Feb 28, 2020

Call Options

Written

-1,000

85.0000

American

Mar 6, 2020

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Put Options

Purchased

-4,700

35.0000

American

Jan 15, 2021

Put Options

Purchased

-600

77.5000

American

Jan 15, 2021

Call Options

Written

-500

70.0000

American

Feb 28, 2020

Call Options

Written

-1,100

93.0000

American

Feb 28, 2020

Call Options

Written

-1,600

105.0000

American

Mar 27, 2020

Put Options

Written

2,000

57.5000

American

Sep 18, 2020

Put Options

Written

1,700

75.0000

American

Jan 15, 2021

Call Options

Purchased

400

84.5000

American

Mar 13, 2020

Put Options

Written

300

35.0000

American

Sep 18, 2020

Put Options

Written

5,400

55.0000

American

Jun 19, 2020

Put Options

Written

100

95.0000

American

Sep 18, 2020

Call Options

Purchased

1,000

100.0000

American

Sep 18, 2020

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Put Options

Written

2,700

90.0000

American

May 15, 2020

Put Options

Written

800

87.5000

American

Jan 15, 2021

Put Options

Written

1,500

62.5000

American

May 15, 2020

Call Options

Purchased

100

125.0000

American

Jan 21, 2022

Put Options

Written

9,600

87.5000

American

May 15, 2020

Put Options

Written

30,100

70.0000

American

Jun 19, 2020

Call Options

Purchased

2,400

95.0000

American

Feb 28, 2020

Call Options

Purchased

500

96.0000

American

Mar 20, 2020

Put Options

Written

100

92.5000

American

Mar 6, 2020

Call Options

Purchased

2,400

90.0000

American

Feb 28, 2020

Put Options

Purchased

-700

92.5000

American

Jun 19, 2020

Put Options

Purchased

-100,100

92.5000

American

Jan 15, 2021

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Call Options

Written

-33,400

95.0000

American

Jun 19, 2020

Put Options

Purchased

-100

92.0000

American

Mar 20, 2020

Call Options

Written

-100

92.0000

American

Mar 6, 2020

Call Options

Written

-600

96.5000

American

Mar 6, 2020

Put Options

Purchased

-100

94.0000

American

Mar 6, 2020

Put Options

Purchased

-300

60.0000

American

Jan 21, 2022

Call Options

Written

-1,600

90.0000

American

Jan 15, 2021

Call Options

Written

-400

82.5000

American

Mar 6, 2020

Put Options

Purchased

-1,600

88.0000

American

Apr 3, 2020

Put Options

Purchased

-2,300

87.5000

American

Mar 20, 2020

Call Options

Written

-4,700

120.0000

American

Jan 21, 2022

Put Options

Purchased

-9,600

72.5000

American

Jan 15, 2021

Call Options

Purchased

1,400

105.0000

American

Sep 18, 2020

Put Options

Written

700

87.5000

American

Sep 18, 2020

Call Options

Purchased

3,400

105.0000

American

May 15, 2020

Call Options

Purchased

1,300

85.0000

American

Feb 28, 2020

Put Options

Written

500

45.0000

American

Jan 15, 2021

Call Options

Purchased

100

95.0000

American

Mar 13, 2020

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Call Options

Purchased

3,400

96.0000

American

Feb 28, 2020

Call Options

Purchased

2,500

95.5000

American

Feb 28, 2020

Put Options

Written

100

91.0000

American

Mar 6, 2020

Call Options

Purchased

1,600

85.0000

American

Sep 18, 2020

Call Options

Purchased

400

91.5000

American

Feb 28, 2020

Put Options

Written

14,500

67.5000

American

Jun 19, 2020

Call Options

Purchased

300

55.0000

American

Jan 21, 2022

Put Options

Written

100

130.0000

American

Jun 19, 2020

Put Options

Written

20,400

90.0000

American

Jan 15, 2021

Put Options

Written

100

92.5000

American

Sep 18, 2020

Put Options

Written

1,500

77.5000

American

Jun 19, 2020

Put Options

Written

400

93.5000

American

Feb 28, 2020

Put Options

Written

8,400

87.5000

American

Jun 19, 2020

Call Options

Purchased

4,200

80.0000

American

Jun 19, 2020

Put Options

Written

100

97.5000

American

Jan 21, 2022

Call Options

Purchased

200

82.5000

American

Mar 20, 2020

Put Options

Written

2,600

65.0000

American

Jan 15, 2021

Put Options

Written

800

90.0000

American

Mar 13, 2020

Put Options

Written

500

45.0000

American

Jan 21, 2022

Put Options

Written

1,100

65.0000

American

Sep 18, 2020

Put Options

Purchased

-200

100.0000

American

Sep 18, 2020

Put Options

Purchased

-1,000

95.0000

American

Mar 13, 2020

Put Options

Purchased

-100

80.0000

American

Jan 21, 2022

Call Options

Written

-500

94.0000

American

Mar 27, 2020

Put Options

Purchased

-2,300

92.5000

American

Feb 28, 2020

Call Options

Written

-7,300

100.0000

American

Jun 19, 2020

Call Options

Written

-100

93.5000

American

Mar 27, 2020

Put Options

Purchased

-4,100

75.0000

American

Jan 21, 2022

Put Options

Purchased

-2,500

90.0000

American

Feb 28, 2020

Put Options

Purchased

-300

67.5000

American

Jan 21, 2022

Call Options

Written

-7,100

105.0000

American

Feb 28, 2020

Call Options

Written

-6,500

105.0000

American

Jan 15, 2021

Put Options

Purchased

-300

91.0000

American

Feb 28, 2020

Call Options

Written

-2,200

95.0000

American

Aug 21, 2020

Call Options

Written

-13,500

82.5000

American

May 15, 2020

Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022

Call Options

Written

-2,600

94.0000

American

Mar 6, 2020

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Call Options

Written

-19,400

105.0000

American

Mar 20, 2020

Call Options

Purchased

100

91.5000

American

Mar 6, 2020

Call Options

Purchased

300

100.0000

American

Mar 6, 2020

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options

Purchased

1,500

80.0000

American

Sep 18, 2020

Call Options

Purchased

400

85.0000

American

Jan 21, 2022

Call Options

Purchased

14,700

85.0000

American

Jan 15, 2021

Put Options

Written

7,500

92.5000

American

Mar 20, 2020

Call Options

Purchased

4,300

100.0000

American

Feb 28, 2020

Call Options

Purchased

500

90.0000

American

Jan 21, 2022

Put Options

Written

3,300

72.5000

American

May 15, 2020

Call Options

Purchased

300

92.0000

American

Feb 28, 2020

Put Options

Written

500

85.0000

American

Jan 15, 2021

Call Options

Purchased

1,300

82.5000

American

Jun 19, 2020

Call Options

Purchased

7,500

77.5000

American

Jan 15, 2021

Put Options

Written

1,100

67.5000

American

Jan 15, 2021

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Call Options

Purchased

12,000

100.0000

American

May 15, 2020

Put Options

Purchased

-200

92.5000

American

Jan 21, 2022

Call Options

Written

-4,700

140.0000

American

Jan 15, 2021

Call Options

Written

-600

96.0000

American

Mar 6, 2020

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Call Options

Written

-2,600

82.5000

American

Jan 15, 2021

Call Options

Written

-4,500

95.0000

American

Jan 15, 2021

Call Options

Written

-500

87.5000

American

Jan 21, 2022

Call Options

Written

-300

93.5000

American

Mar 6, 2020

Put Options

Purchased

-250,000

85.0000

American

Jan 15, 2021

Call Options

Written

-600

87.5000

American

Jan 15, 2021

Put Options

Purchased

-200

86.0000

American

Feb 28, 2020

Call Options

Written

-100

98.5000

American

Mar 6, 2020

Call Options

Written

-1,100

120.0000

American

Jun 19, 2020

Put Options

Purchased

-21,300

85.0000

American

Mar 20, 2020

Call Options

Written

-600

92.5000

American

Aug 21, 2020

Call Options

Written

-4,700

110.0000

American

May 15, 2020

Put Options

Purchased

-500

83.5000

American

Feb 28, 2020

Call Options

Written

-1,000

97.5000

American

Aug 21, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 693039
Time of Receipt (offset from UTC): 20200227T142731+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC