FORM 8.3 - ABBVIE INC - Amendment

LONDON--()-- 

FORM 8.3 - Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 21 February 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,197,556

0.22%

4,313,710

0.29%

 

(2)

Derivatives (other than options):

2,327,682

0.16%

560,929

0.04%

 

(3)

Options and agreements to
purchase/sell:

2,052,400

0.14%

1,805,300

0.12%

 
TOTAL:

7,577,638

0.51%

6,679,939

0.45%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

2

95.1800 USD

Purchase

2

95.1600 USD

Purchase

8

95.0150 USD

Purchase

28

94.9700 USD

Purchase

32

93.8900 USD

Purchase

100

75.0000 USD

Purchase

100

95.2900 USD

Purchase

100

94.0500 USD

Purchase

100

94.0700 USD

Purchase

196

94.9240 USD

Purchase

200

86.5000 USD

Purchase

200

98.0000 USD

Purchase

200

95.2350 USD

Purchase

231

95.1441 USD

Purchase

235

93.6400 USD

Purchase

300

90.5000 USD

Purchase

300

88.5000 USD

Purchase

300

94.7500 USD

Purchase

400

93.5000 USD

Purchase

500

91.0000 USD

Purchase

573

95.0308 USD

Purchase

600

93.6100 USD

Purchase

600

94.9383 USD

Purchase

690

95.1517 USD

Purchase

800

95.0362 USD

Purchase

900

91.5000 USD

Purchase

913

95.1234 USD

Purchase

993

94.9500 USD

Purchase

1,000

92.5000 USD

Purchase

1,100

94.5000 USD

Purchase

1,200

94.0000 USD

Purchase

1,296

94.9537 USD

Purchase

1,300

80.0000 USD

Purchase

1,300

83.5000 USD

Purchase

1,300

81.0000 USD

Purchase

1,401

95.1619 USD

Purchase

1,916

95.0312 USD

Purchase

2,000

95.1503 USD

Purchase

2,000

95.1022 USD

Purchase

2,500

82.5000 USD

Purchase

2,512

94.9821 USD

Purchase

2,800

95.1742 USD

Purchase

3,009

95.0703 USD

Purchase

3,353

94.9015 USD

Purchase

4,500

85.5000 USD

Purchase

4,779

94.8812 USD

Purchase

5,800

87.5000 USD

Purchase

5,915

94.9511 USD

Purchase

6,000

92.0000 USD

Purchase

7,528

95.0432 USD

Purchase

8,200

94.9217 USD

Purchase

8,300

93.0000 USD

Purchase

11,384

93.8700 USD

Purchase

11,800

94.9100 USD

Purchase

12,500

94.8193 USD

Purchase

12,600

95.0416 USD

Purchase

13,944

94.9525 USD

Purchase

15,900

84.5000 USD

Purchase

18,900

94.8275 USD

Purchase

22,832

94.7831 USD

Purchase

24,548

94.9549 USD

Purchase

25,313

94.9021 USD

Purchase

31,700

82.0000 USD

Purchase

40,800

90.0000 USD

Purchase

89,600

85.0000 USD

Purchase

96,069

94.8207 USD

Purchase

117,090

94.9436 USD

Purchase

175,179

94.9600 USD

Sale

4

95.0100 USD

Sale

4

95.0200 USD

Sale

20

95.0825 USD

Sale

28

94.9700 USD

Sale

45

94.9316 USD

Sale

74

94.9870 USD

Sale

79

94.9874 USD

Sale

84

94.8860 USD

Sale

100

94.9300 USD

Sale

100

95.0700 USD

Sale

100

94.0800 USD

Sale

100

93.9800 USD

Sale

100

95.0850 USD

Sale

100

95.4200 USD

Sale

100

70.0000 USD

Sale

100

93.5575 USD

Sale

110

95.1036 USD

Sale

111

94.9930 USD

Sale

112

95.0500 USD

Sale

120

94.9820 USD

Sale

124

95.0219 USD

Sale

134

94.1400 USD

Sale

145

95.0965 USD

Sale

181

93.9000 USD

Sale

200

94.4475 USD

Sale

200

95.0750 USD

Sale

200

93.8150 USD

Sale

202

94.4374 USD

Sale

216

94.9627 USD

Sale

300

89.0000 USD

Sale

311

94.2400 USD

Sale

500

94.9800 USD

Sale

500

94.9000 USD

Sale

505

94.8795 USD

Sale

586

94.4405 USD

Sale

602

94.9832 USD

Sale

635

93.6117 USD

Sale

665

95.2260 USD

Sale

759

95.1015 USD

Sale

778

95.1028 USD

Sale

800

95.1225 USD

Sale

800

95.0993 USD

Sale

900

95.0333 USD

Sale

900

95.2955 USD

Sale

993

94.9500 USD

Sale

1,000

95.0000 USD

Sale

1,000

97.5000 USD

Sale

1,115

95.1032 USD

Sale

1,182

94.9936 USD

Sale

1,300

95.1154 USD

Sale

1,349

94.9848 USD

Sale

1,500

88.0000 USD

Sale

1,700

96.0000 USD

Sale

1,755

95.1820 USD

Sale

2,000

94.6613 USD

Sale

2,300

94.9743 USD

Sale

2,500

95.0180 USD

Sale

2,796

95.0857 USD

Sale

3,800

94.3536 USD

Sale

6,795

95.0404 USD

Sale

6,900

95.1192 USD

Sale

7,600

94.9369 USD

Sale

8,100

94.7398 USD

Sale

8,300

94.9009 USD

Sale

9,118

94.9672 USD

Sale

9,900

84.0000 USD

Sale

10,046

93.8700 USD

Sale

11,600

94.9860 USD

Sale

11,800

94.9100 USD

Sale

11,890

94.9600 USD

Sale

12,600

95.0416 USD

Sale

13,800

83.0000 USD

Sale

14,000

87.0000 USD

Sale

14,700

95.0588 USD

Sale

14,900

92.5000 USD

Sale

23,846

94.9413 USD

Sale

24,548

94.9549 USD

Sale

31,424

94.8213 USD

Sale

53,782

94.7159 USD

Sale

54,700

86.0000 USD

Sale

57,061

94.8867 USD

Sale

104,075

94.9634 USD

Sale

163,312

94.9597 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

75 USD

American

15 Jan 2021

21.5500 USD

Call Option

Purchasing

100

80 USD

American

15 Jan 2021

17.3000 USD

Call Option

Purchasing

100

83 USD

American

15 Jan 2021

15.2900 USD

Call Option

Purchasing

500

85 USD

American

15 May 2020

10.8600 USD

Call Option

Purchasing

500

86 USD

American

21 Feb 2020

9.3600 USD

Call Option

Purchasing

100

88 USD

American

20 Mar 2020

8.2500 USD

Call Option

Purchasing

800

90 USD

American

21 Feb 2020

4.2500 USD

Call Option

Purchasing

1,500

90 USD

American

20 Mar 2020

6.0000 USD

Call Option

Purchasing

300

93 USD

American

21 Feb 2020

1.6866 USD

Call Option

Purchasing

100

93 USD

American

20 Mar 2020

4.2500 USD

Call Option

Purchasing

400

94 USD

American

21 Feb 2020

0.8900 USD

Call Option

Purchasing

100

94 USD

American

21 Feb 2020

1.1600 USD

Call Option

Purchasing

200

94 USD

American

28 Feb 2020

1.6600 USD

Call Option

Purchasing

4,700

95 USD

American

21 Feb 2020

0.1685 USD

Call Option

Purchasing

1,400

95 USD

American

21 Feb 2020

0.5042 USD

Call Option

Purchasing

2,200

95 USD

American

28 Feb 2020

0.9900 USD

Call Option

Purchasing

6,800

95 USD

American

28 Feb 2020

1.4805 USD

Call Option

Purchasing

1,700

95 USD

American

6 Mar 2020

2.0988 USD

Call Option

Purchasing

2,400

95 USD

American

20 Mar 2020

2.5829 USD

Call Option

Purchasing

100

95 USD

American

27 Mar 2020

3.1000 USD

Call Option

Purchasing

1,100

95 USD

American

15 May 2020

3.4909 USD

Call Option

Purchasing

7,800

96 USD

American

21 Feb 2020

0.0430 USD

Call Option

Purchasing

3,900

96 USD

American

28 Feb 2020

0.9933 USD

Call Option

Purchasing

2,400

96 USD

American

28 Feb 2020

1.2470 USD

Call Option

Purchasing

500

97 USD

American

21 Feb 2020

0.0200 USD

Call Option

Purchasing

600

98 USD

American

20 Mar 2020

1.6250 USD

Call Option

Purchasing

2,600

98 USD

American

15 May 2020

2.6300 USD

Call Option

Purchasing

300

98 USD

American

18 Sep 2020

5.3800 USD

Call Option

Purchasing

8,500

100 USD

American

28 Feb 2020

0.1335 USD

Call Option

Purchasing

8,300

100 USD

American

20 Mar 2020

0.9346 USD

Call Option

Purchasing

600

100 USD

American

15 May 2020

2.0866 USD

Call Option

Purchasing

1,000

105 USD

American

15 May 2020

0.9000 USD

Call Option

Selling

100

90 USD

American

19 Jun 2020

7.2000 USD

Call Option

Selling

100

92 USD

American

21 Feb 2020

3.3000 USD

Call Option

Selling

100

93 USD

American

21 Feb 2020

1.1100 USD

Call Option

Selling

300

93 USD

American

21 Aug 2020

7.4400 USD

Call Option

Selling

800

95 USD

American

21 Feb 2020

0.1300 USD

Call Option

Selling

3,100

97 USD

American

28 Feb 2020

0.5687 USD

Call Option

Selling

500

97 USD

American

6 Mar 2020

0.7500 USD

Call Option

Selling

1,000

98 USD

American

6 Mar 2020

0.9200 USD

Call Option

Selling

100

98 USD

American

20 Mar 2020

1.0400 USD

Call Option

Selling

2,400

100 USD

American

20 Mar 2020

0.9725 USD

Call Option

Selling

200

100 USD

American

19 Jun 2020

2.8800 USD

Call Option

Selling

100

115 USD

American

19 Jun 2020

0.4700 USD

Call Option

Selling

1,000

130 USD

American

19 Jun 2020

0.0700 USD

Call Option

Selling

500

135 USD

American

15 Jan 2021

0.4300 USD

Put Option

Purchasing

300

90 USD

American

28 Feb 2020

0.2400 USD

Put Option

Purchasing

700

90 USD

American

20 Mar 2020

0.7800 USD

Put Option

Purchasing

100

90 USD

American

3 Apr 2020

1.2300 USD

Put Option

Purchasing

1,200

93 USD

American

28 Feb 2020

0.4750 USD

Put Option

Purchasing

200

94 USD

American

28 Feb 2020

1.1250 USD

Put Option

Purchasing

100

94 USD

American

6 Mar 2020

1.4200 USD

Put Option

Purchasing

800

98 USD

American

21 Feb 2020

4.6000 USD

Put Option

Selling

300

85 USD

American

15 May 2020

1.4800 USD

Put Option

Selling

200

89 USD

American

28 Feb 2020

0.1450 USD

Put Option

Selling

700

90 USD

American

15 May 2020

2.6942 USD

Put Option

Selling

700

93 USD

American

20 Mar 2020

1.3800 USD

Put Option

Selling

100

93 USD

American

15 May 2020

3.8000 USD

Put Option

Selling

600

94 USD

American

28 Feb 2020

0.7700 USD

Put Option

Selling

300

95 USD

American

21 Feb 2020

0.1166 USD

Put Option

Selling

100

95 USD

American

3 Apr 2020

2.9800 USD

Put Option

Selling

4,000

97 USD

American

21 Feb 2020

2.1600 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

25 Feb 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

5,100

87.5000

American

May 15, 2020

Call Options

Purchased

1,100

90.0000

American

Mar 6, 2020

Call Options

Purchased

400

93.0000

American

Mar 6, 2020

Call Options

Purchased

19,700

100.0000

American

Mar 20, 2020

Put Options

Written

15,300

87.5000

American

Feb 21, 2020

Put Options

Written

4,000

37.5000

American

Jan 21, 2022

Put Options

Written

300

90.0000

American

Mar 6, 2020

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Put Options

Written

700

82.5000

American

Jan 15, 2021

Put Options

Written

101,800

60.0000

American

Jun 19, 2020

Call Options

Purchased

500

75.0000

American

May 15, 2020

Put Options

Written

100

80.0000

American

Mar 6, 2020

Call Options

Purchased

3,100

115.0000

American

Sep 18, 2020

Put Options

Written

1,200

85.0000

American

Jun 19, 2020

Call Options

Purchased

1,100

94.5000

American

Feb 21, 2020

Call Options

Purchased

1,000

72.5000

American

Jan 15, 2021

Put Options

Written

9,300

88.0000

American

Feb 21, 2020

Call Options

Purchased

300

67.5000

American

Sep 18, 2020

Put Options

Written

100

100.0000

American

Mar 13, 2020

Call Options

Purchased

500

97.5000

American

Jan 21, 2022

Put Options

Written

4,200

84.5000

American

Feb 21, 2020

Put Options

Written

2,200

70.0000

American

May 15, 2020

Call Options

Purchased

14,800

96.0000

American

Feb 21, 2020

Put Options

Written

11,400

80.0000

American

May 15, 2020

Put Options

Written

3,100

75.0000

American

Jun 19, 2020

Call Options

Purchased

31,700

82.0000

American

Feb 21, 2020

Put Options

Purchased

-900

92.0000

American

Feb 21, 2020

Call Options

Written

-2,900

99.0000

American

Feb 21, 2020

Call Options

Written

-17,300

110.0000

American

Mar 20, 2020

Call Options

Written

-2,300

120.0000

American

Jan 15, 2021

Put Options

Purchased

-22,000

82.5000

American

Feb 21, 2020

Put Options

Purchased

-100

95.0000

American

May 15, 2020

Call Options

Written

-500

98.0000

American

Feb 28, 2020

Call Options

Written

-100

82.5000

American

Jan 21, 2022

Call Options

Written

-15,000

90.0000

American

Jun 19, 2020

Call Options

Written

-400

101.0000

American

Feb 21, 2020

Put Options

Purchased

-900

95.5000

American

Feb 28, 2020

Call Options

Written

-4,500

115.0000

American

Jan 21, 2022

Call Options

Written

-5,200

80.0000

American

Jan 21, 2022

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Call Options

Written

-8,300

105.0000

American

Mar 6, 2020

Call Options

Written

-100

110.0000

American

Jan 21, 2022

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Call Options

Written

-54,700

86.0000

American

Feb 21, 2020

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options

Written

-100

85.0000

American

Mar 20, 2020

Put Options

Purchased

-2,800

50.0000

American

Jan 15, 2021

Call Options

Written

-3,700

130.0000

American

Jan 15, 2021

Put Options

Purchased

-51,600

75.0000

American

Feb 21, 2020

Put Options

Purchased

-100

89.5000

American

Mar 6, 2020

Put Options

Purchased

-100

50.0000

American

Jan 21, 2022

Call Options

Written

-100

70.0000

American

Feb 21, 2020

Call Options

Written

-400

105.0000

American

Jan 21, 2022

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Call Options

Written

-1,400

135.0000

American

Jan 15, 2021

Call Options

Written

-5,100

105.0000

American

Feb 21, 2020

Put Options

Purchased

-48,100

85.0000

American

May 15, 2020

Put Options

Written

200

86.0000

American

Feb 21, 2020

Put Options

Written

4,000

57.5000

American

Jan 15, 2021

Put Options

Written

1,200

94.0000

American

Mar 13, 2020

Call Options

Purchased

400

88.0000

American

Mar 13, 2020

Call Options

Purchased

100

87.0000

American

Mar 6, 2020

Put Options

Written

15,400

42.5000

American

Feb 21, 2020

Put Options

Written

5,100

91.0000

American

Feb 21, 2020

Call Options

Purchased

900

91.5000

American

Feb 21, 2020

Call Options

Purchased

100

91.0000

American

Mar 6, 2020

Put Options

Written

302,100

60.0000

American

Jan 15, 2021

Call Options

Purchased

89,600

85.0000

American

Feb 21, 2020

Call Options

Purchased

7,900

92.5000

American

May 15, 2020

Call Options

Purchased

1,300

72.5000

American

Jun 19, 2020

Call Options

Purchased

1,000

92.5000

American

Feb 21, 2020

Put Options

Written

100

94.5000

American

Apr 3, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options

Purchased

900

85.0000

American

Aug 21, 2020

Call Options

Purchased

5,500

87.5000

American

Mar 20, 2020

Call Options

Purchased

3,500

90.0000

American

Mar 20, 2020

Put Options

Written

700

62.5000

American

Sep 18, 2020

Call Options

Purchased

300

84.5000

American

Mar 6, 2020

Call Options

Purchased

2,100

94.0000

American

Feb 28, 2020

Put Options

Written

200

98.0000

American

Feb 21, 2020

Call Options

Purchased

4,500

85.5000

American

Feb 21, 2020

Put Options

Written

1,900

82.5000

American

Mar 20, 2020

Put Options

Written

900

82.5000

American

Sep 18, 2020

Call Options

Purchased

300

120.0000

American

Sep 18, 2020

Call Options

Purchased

13,800

95.0000

American

May 15, 2020

Put Options

Written

100

92.5000

American

May 15, 2020

Call Options

Purchased

400

72.5000

American

May 15, 2020

Call Options

Purchased

1,300

83.5000

American

Feb 21, 2020

Call Options

Purchased

200

91.0000

American

Feb 28, 2020

Call Options

Purchased

100

83.0000

American

Feb 28, 2020

Call Options

Purchased

9,100

95.0000

American

Sep 18, 2020

Put Options

Purchased

-2,400

55.0000

American

Jan 15, 2021

Call Options

Written

-200

97.5000

American

Feb 21, 2020

Put Options

Purchased

-500

97.5000

American

May 15, 2020

Call Options

Written

-100

96.0000

American

Mar 13, 2020

Put Options

Purchased

-100

89.5000

American

Apr 3, 2020

Put Options

Purchased

-20,100

85.0000

American

Sep 18, 2020

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Put Options

Purchased

-1,500

75.0000

American

Sep 18, 2020

Call Options

Written

-13,800

83.0000

American

Feb 21, 2020

Call Options

Written

-5,100

125.0000

American

Aug 21, 2020

Put Options

Purchased

-30,000

62.5000

American

Jan 15, 2021

Call Options

Written

-100

90.0000

American

Mar 27, 2020

Put Options

Purchased

-4,900

80.0000

American

Mar 20, 2020

Call Options

Written

-18,400

110.0000

American

Jan 15, 2021

Call Options

Written

-200

94.0000

American

Apr 3, 2020

Put Options

Purchased

-100

88.0000

American

Feb 28, 2020

Put Options

Purchased

-400

95.0000

American

Sep 18, 2020

Put Options

Purchased

-500

94.0000

American

Feb 21, 2020

Put Options

Purchased

-500

91.5000

American

Feb 21, 2020

Call Options

Written

-1,500

100.0000

American

Mar 13, 2020

Call Options

Written

-3,200

94.0000

American

Mar 13, 2020

Call Options

Written

-13,100

115.0000

American

Mar 20, 2020

Put Options

Purchased

-34,500

95.0000

American

Jun 19, 2020

Call Options

Purchased

700

88.0000

American

Feb 28, 2020

Put Options

Written

400

75.0000

American

Mar 20, 2020

Call Options

Purchased

6,500

97.5000

American

May 15, 2020

Call Options

Purchased

100

77.5000

American

Jun 19, 2020

Call Options

Purchased

900

90.5000

American

Feb 28, 2020

Call Options

Purchased

400

93.5000

American

Feb 21, 2020

Put Options

Written

100

87.0000

American

Feb 21, 2020

Call Options

Purchased

200

86.5000

American

Feb 21, 2020

Put Options

Written

300

91.5000

American

Feb 28, 2020

Call Options

Purchased

1,200

94.0000

American

Feb 21, 2020

Call Options

Purchased

300

90.5000

American

Feb 21, 2020

Put Options

Written

100

84.0000

American

Feb 28, 2020

Put Options

Written

6,800

75.0000

American

May 15, 2020

Call Options

Purchased

5,600

95.0000

American

Mar 20, 2020

Put Options

Written

1,800

57.5000

American

Feb 21, 2020

Call Options

Purchased

400

70.0000

American

Jun 19, 2020

Put Options

Written

34,400

90.0000

American

Aug 21, 2020

Call Options

Purchased

2,200

105.0000

American

Jun 19, 2020

Call Options

Purchased

300

97.5000

American

Sep 18, 2020

Put Options

Written

100

95.0000

American

Mar 20, 2020

Call Options

Purchased

1,000

86.0000

American

Feb 28, 2020

Call Options

Purchased

11,400

97.5000

American

Mar 20, 2020

Call Options

Written

-2,700

85.0000

American

Jun 19, 2020

Put Options

Purchased

-3,500

50.0000

American

Jun 19, 2020

Put Options

Purchased

-6,900

72.5000

American

Feb 21, 2020

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-100

89.5000

American

Mar 6, 2020

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Call Options

Written

-200

105.0000

American

Mar 13, 2020

Call Options

Written

-100

95.0000

American

Feb 21, 2020

Call Options

Written

-500

93.5000

American

Feb 28, 2020

Put Options

Purchased

-1,700

90.0000

American

Sep 18, 2020

Call Options

Written

-100

140.0000

American

Jun 19, 2020

Call Options

Written

-1,100

110.0000

American

Feb 21, 2020

Call Options

Written

-1,200

110.0000

American

Jun 19, 2020

Put Options

Purchased

-2,600

110.0000

American

Jan 15, 2021

Call Options

Written

-300

89.0000

American

Feb 21, 2020

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Put Options

Purchased

-4,800

40.0000

American

Jan 21, 2022

Call Options

Written

-2,900

75.0000

American

Jan 15, 2021

Call Options

Written

-3,600

85.0000

American

May 15, 2020

Call Options

Written

-200

97.5000

American

Feb 28, 2020

Put Options

Purchased

-1,000

97.5000

American

Feb 21, 2020

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Put Options

Purchased

-10,600

77.5000

American

Mar 20, 2020

Put Options

Purchased

-120,000

85.0000

American

Feb 21, 2020

Put Options

Written

2,700

80.0000

American

Jun 19, 2020

Call Options

Purchased

2,500

82.5000

American

Feb 21, 2020

Call Options

Purchased

1,500

67.5000

American

Jan 15, 2021

Put Options

Written

4,000

62.5000

American

Feb 21, 2020

Call Options

Purchased

1,000

65.0000

American

Sep 18, 2020

Put Options

Written

400

32.5000

American

Sep 18, 2020

Put Options

Written

200

37.5000

American

Jan 15, 2021

Call Options

Purchased

6,800

90.0000

American

Sep 18, 2020

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Put Options

Written

2,300

70.0000

American

Aug 21, 2020

Call Options

Purchased

100

105.0000

American

Aug 21, 2020

Call Options

Purchased

6,800

80.0000

American

May 15, 2020

Call Options

Purchased

7,200

97.0000

American

Feb 21, 2020

Put Options

Written

6,400

77.5000

American

Jan 15, 2021

Put Options

Written

177,400

80.0000

American

Jan 15, 2021

Put Options

Written

100

80.0000

American

Mar 13, 2020

Call Options

Purchased

5,800

87.5000

American

Feb 21, 2020

Call Options

Purchased

400

75.0000

American

Jan 21, 2022

Put Options

Written

156,100

65.0000

American

Jun 19, 2020

Call Options

Purchased

15,900

84.5000

American

Feb 21, 2020

Put Options

Written

1,000

42.5000

American

Jan 21, 2022

Call Options

Purchased

600

110.0000

American

Aug 21, 2020

Put Options

Written

400

81.5000

American

Mar 6, 2020

Call Options

Purchased

8,300

93.0000

American

Feb 21, 2020

Put Options

Written

1,100

85.0000

American

Feb 28, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options

Purchased

3,900

87.5000

American

Jun 19, 2020

Put Options

Written

300

90.0000

American

Jun 19, 2020

Call Options

Purchased

5,100

90.0000

American

Aug 21, 2020

Put Options

Written

2,200

80.0000

American

Aug 21, 2020

Call Options

Purchased

1,300

92.5000

American

Sep 18, 2020

Call Options

Purchased

500

90.0000

American

Mar 13, 2020

Put Options

Written

37,300

57.5000

American

Jun 19, 2020

Call Options

Purchased

4,900

92.5000

American

Mar 20, 2020

Call Options

Purchased

4,300

92.5000

American

Mar 6, 2020

Call Options

Purchased

3,200

95.0000

American

Mar 6, 2020

Put Options

Written

7,800

72.5000

American

Jun 19, 2020

Put Options

Written

600

70.0000

American

Mar 20, 2020

Put Options

Written

500

85.0000

American

May 15, 2020

Put Options

Written

200

89.0000

American

Feb 28, 2020

Call Options

Written

-50,500

92.5000

American

Jan 15, 2021

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Put Options

Purchased

-2,500

70.0000

American

Jan 15, 2021

Call Options

Written

-3,700

97.0000

American

Feb 28, 2020

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Put Options

Purchased

-5,500

90.0000

American

Feb 21, 2020

Call Options

Written

-10,800

100.0000

American

Feb 21, 2020

Call Options

Written

-14,900

92.5000

American

Feb 21, 2020

Call Options

Written

-600

97.0000

American

Mar 6, 2020

Put Options

Purchased

-350,000

87.5000

American

Jan 15, 2021

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Put Options

Purchased

-800

90.5000

American

Feb 28, 2020

Call Options

Written

-1,600

97.5000

American

Mar 6, 2020

Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020

Put Options

Purchased

-200

92.5000

American

Sep 18, 2020

Put Options

Purchased

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-7,700

100.0000

American

Jan 15, 2021

Call Options

Written

-76,800

70.0000

American

Jan 15, 2021

Call Options

Written

-100

110.0000

American

Sep 18, 2020

Put Options

Purchased

-1,200

72.5000

American

Sep 18, 2020

Put Options

Purchased

-1,700

96.0000

American

Feb 21, 2020

Put Options

Purchased

-400

94.5000

American

Feb 21, 2020

Call Options

Written

-300

70.0000

American

Jan 21, 2022

Call Options

Written

-2,200

88.0000

American

Mar 6, 2020

Put Options

Purchased

-1,100

67.5000

American

Sep 18, 2020

Put Options

Written

300

65.0000

American

May 15, 2020

Put Options

Written

12,600

70.0000

American

Feb 21, 2020

Put Options

Written

1,900

55.0000

American

Feb 21, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Put Options

Written

700

83.5000

American

Feb 21, 2020

Put Options

Written

23,400

90.0000

American

Mar 20, 2020

Put Options

Written

2,400

92.0000

American

Mar 13, 2020

Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020

Call Options

Purchased

12,900

90.0000

American

May 15, 2020

Put Options

Written

1,800

77.5000

American

Sep 18, 2020

Put Options

Written

100

82.0000

American

Feb 28, 2020

Put Options

Written

1,100

82.5000

American

Jun 19, 2020

Put Options

Written

800

67.5000

American

May 15, 2020

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Call Options

Purchased

40,800

90.0000

American

Feb 21, 2020

Call Options

Purchased

13,900

75.0000

American

Sep 18, 2020

Call Options

Purchased

100

93.0000

American

Feb 28, 2020

Call Options

Purchased

600

77.5000

American

Sep 18, 2020

Put Options

Written

100

77.5000

American

May 15, 2020

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Call Options

Purchased

3,100

94.5000

American

Feb 28, 2020

Put Options

Purchased

-600

82.5000

American

May 15, 2020

Call Options

Written

-2,800

115.0000

American

Jun 19, 2020

Put Options

Purchased

-300

92.5000

American

Feb 21, 2020

Put Options

Purchased

-600

89.0000

American

Feb 21, 2020

Put Options

Purchased

-2,100

100.0000

American

Jan 15, 2021

Put Options

Purchased

-4,700

35.0000

American

Jan 15, 2021

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Put Options

Purchased

-100

60.0000

American

Feb 21, 2020

Call Options

Written

-1,000

85.0000

American

Mar 6, 2020

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021

Put Options

Purchased

-600

77.5000

American

Jan 15, 2021

Call Options

Written

-500

70.0000

American

Feb 28, 2020

Call Options

Written

-5,200

130.0000

American

Jun 19, 2020

Put Options

Purchased

-4,800

55.0000

American

May 15, 2020

Call Options

Written

-1,200

105.0000

American

Mar 27, 2020

Put Options

Purchased

-22,700

95.0000

American

Jan 15, 2021

Call Options

Written

-200

102.0000

American

Feb 21, 2020

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Call Options

Written

-1,600

98.0000

American

Feb 21, 2020

Call Options

Written

-2,500

115.0000

American

Feb 21, 2020

Put Options

Purchased

-2,400

93.0000

American

Feb 28, 2020

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Call Options

Written

-14,000

87.0000

American

Feb 21, 2020

Put Options

Written

300

35.0000

American

Sep 18, 2020

Put Options

Written

30,100

70.0000

American

Jun 19, 2020

Call Options

Purchased

2,200

90.0000

American

Feb 28, 2020

Call Options

Purchased

500

91.0000

American

Feb 21, 2020

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Call Options

Purchased

1,300

80.0000

American

Feb 21, 2020

Put Options

Written

100

92.5000

American

Mar 6, 2020

Put Options

Written

1,400

55.0000

American

Jun 19, 2020

Call Options

Purchased

9,500

95.0000

American

Feb 28, 2020

Put Options

Written

1,000

75.0000

American

Jan 15, 2021

Call Options

Purchased

400

84.5000

American

Mar 13, 2020

Put Options

Written

9,600

87.5000

American

May 15, 2020

Put Options

Written

2,700

90.0000

American

May 15, 2020

Call Options

Purchased

1,300

81.0000

American

Feb 21, 2020

Put Options

Written

900

82.0000

American

Feb 21, 2020

Call Options

Purchased

100

75.0000

American

Feb 21, 2020

Put Options

Written

1,500

62.5000

American

May 15, 2020

Call Options

Purchased

100

125.0000

American

Jan 21, 2022

Call Options

Purchased

1,000

100.0000

American

Sep 18, 2020

Put Options

Written

2,000

57.5000

American

Sep 18, 2020

Put Options

Written

400

50.0000

American

Feb 21, 2020

Put Options

Written

800

87.5000

American

Jan 15, 2021

Call Options

Written

-4,700

120.0000

American

Jan 21, 2022

Put Options

Purchased

-100

94.0000

American

Mar 6, 2020

Call Options

Written

-400

82.5000

American

Mar 6, 2020

Call Options

Written

-1,600

90.0000

American

Jan 15, 2021

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Put Options

Purchased

-100,100

92.5000

American

Jan 15, 2021

Put Options

Purchased

-1,800

83.0000

American

Feb 21, 2020

Call Options

Written

-33,400

95.0000

American

Jun 19, 2020

Put Options

Purchased

-2,400

87.5000

American

Mar 20, 2020

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Put Options

Purchased

-9,400

72.5000

American

Jan 15, 2021

Put Options

Purchased

-500

93.5000

American

Feb 21, 2020

Put Options

Purchased

-300

60.0000

American

Jan 21, 2022

Put Options

Purchased

-700

92.5000

American

Jun 19, 2020

Put Options

Written

1,500

77.5000

American

Jun 19, 2020

Put Options

Written

14,500

67.5000

American

Jun 19, 2020

Put Options

Written

400

93.5000

American

Feb 28, 2020

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Put Options

Written

20,500

90.0000

American

Jan 15, 2021

Put Options

Written

12,600

85.0000

American

Feb 21, 2020

Call Options

Purchased

200

82.5000

American

Mar 20, 2020

Put Options

Written

1,100

65.0000

American

Sep 18, 2020

Put Options

Written

500

45.0000

American

Jan 21, 2022

Put Options

Written

500

45.0000

American

Jan 15, 2021

Call Options

Purchased

1,400

105.0000

American

Sep 18, 2020

Put Options

Written

100

97.5000

American

Jan 21, 2022

Put Options

Written

2,600

65.0000

American

Jan 15, 2021

Put Options

Written

800

90.0000

American

Mar 13, 2020

Call Options

Purchased

700

91.5000

American

Feb 28, 2020

Call Options

Purchased

4,200

80.0000

American

Jun 19, 2020

Call Options

Purchased

300

55.0000

American

Jan 21, 2022

Call Options

Purchased

300

88.5000

American

Feb 21, 2020

Put Options

Written

100

130.0000

American

Jun 19, 2020

Call Options

Purchased

4,400

96.0000

American

Feb 28, 2020

Call Options

Purchased

2,700

95.5000

American

Feb 28, 2020

Call Options

Purchased

300

95.0000

American

Mar 13, 2020

Call Options

Purchased

1,300

85.0000

American

Feb 28, 2020

Put Options

Written

3,500

67.5000

American

Feb 21, 2020

Call Options

Purchased

1,600

85.0000

American

Sep 18, 2020

Put Options

Written

8,400

87.5000

American

Jun 19, 2020

Put Options

Written

800

87.5000

American

Sep 18, 2020

Put Options

Written

13,300

84.0000

American

Feb 21, 2020

Call Options

Purchased

6,000

92.0000

American

Feb 21, 2020

Call Options

Purchased

3,300

105.0000

American

May 15, 2020

Call Options

Written

-9,800

105.0000

American

Mar 20, 2020

Call Options

Written

-2,200

95.0000

American

Aug 21, 2020

Call Options

Written

-6,500

105.0000

American

Jan 15, 2021

Call Options

Written

-7,100

105.0000

American

Feb 28, 2020

Put Options

Purchased

-100

75.0000

American

Jan 21, 2022

Put Options

Purchased

-500

88.5000

American

Feb 21, 2020

Call Options

Written

-400

106.0000

American

Feb 21, 2020

Put Options

Purchased

-1,600

92.5000

American

Feb 28, 2020

Call Options

Written

-500

94.0000

American

Mar 27, 2020

Call Options

Written

-800

103.0000

American

Feb 21, 2020

Put Options

Purchased

-1,000

95.0000

American

Mar 13, 2020

Call Options

Written

-8,300

100.0000

American

Jun 19, 2020

Put Options

Purchased

-900

95.0000

American

Feb 21, 2020

Call Options

Written

-13,500

82.5000

American

May 15, 2020

Call Options

Written

-2,200

94.0000

American

Mar 6, 2020

Put Options

Purchased

-1,900

90.0000

American

Feb 28, 2020

Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Put Options

Purchased

-200

100.0000

American

Sep 18, 2020

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options

Purchased

1,500

80.0000

American

Sep 18, 2020

Call Options

Purchased

1,300

82.5000

American

Jun 19, 2020

Call Options

Purchased

300

95.0000

American

Mar 27, 2020

Put Options

Written

7,600

92.5000

American

Mar 20, 2020

Put Options

Written

500

85.0000

American

Jan 15, 2021

Call Options

Purchased

100

91.5000

American

Mar 6, 2020

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Call Options

Purchased

100

85.0000

American

Jan 21, 2022

Call Options

Purchased

500

90.0000

American

Jan 21, 2022

Call Options

Purchased

13,900

85.0000

American

Jan 15, 2021

Call Options

Purchased

7,400

77.5000

American

Jan 15, 2021

Put Options

Written

3,300

72.5000

American

May 15, 2020

Put Options

Written

1,100

67.5000

American

Jan 15, 2021

Call Options

Purchased

4,000

100.0000

American

Feb 28, 2020

Call Options

Purchased

9,300

100.0000

American

May 15, 2020

Call Options

Purchased

900

100.0000

American

Mar 6, 2020

Put Options

Written

15,200

80.0000

American

Feb 21, 2020

Call Options

Purchased

300

92.0000

American

Feb 28, 2020

Put Options

Written

17,000

65.0000

American

Feb 21, 2020

Put Options

Purchased

-200

86.0000

American

Feb 28, 2020

Call Options

Written

-700

97.5000

American

Aug 21, 2020

Call Options

Written

-2,600

82.5000

American

Jan 15, 2021

Put Options

Purchased

-250,000

85.0000

American

Jan 15, 2021

Call Options

Written

-600

92.5000

American

Aug 21, 2020

Put Options

Purchased

-16,100

77.5000

American

Feb 21, 2020

Call Options

Written

-1,100

120.0000

American

Jun 19, 2020

Call Options

Written

-1,500

88.0000

American

Feb 21, 2020

Call Options

Written

-500

87.5000

American

Jan 21, 2022

Call Options

Written

-3,200

140.0000

American

Jan 15, 2021

Put Options

Purchased

-17,800

85.0000

American

Mar 20, 2020

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Put Options

Purchased

-500

83.5000

American

Feb 28, 2020

Call Options

Written

-200

93.5000

American

Mar 6, 2020

Call Options

Written

-600

87.5000

American

Jan 15, 2021

Call Options

Written

-800

80.0000

American

Jan 15, 2021

Put Options

Purchased

-3,600

81.0000

American

Feb 21, 2020

Call Options

Written

-3,500

110.0000

American

May 15, 2020

Call Options

Written

-9,900

84.0000

American

Feb 21, 2020

Call Options

Written

-4,500

95.0000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 692957
Time of Receipt (offset from UTC): 20200226T083626+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC