Form 8.3 - Abbvie Plc- Amendment

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Purchase

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ABBVIE INC

Class of relevant security to which the

ORD

dealings being disclosed relate (Note 2)
Date of dealing

18 February 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

3,000,718

0.20%

4,497,721

0.30%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,323,313

0.16%

560,929

0.04%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,988,300

0.13%

1,437,400

0.10%

 

 

 

 

TOTAL:

 

 

 

 

7,312,331

0.49%

6,496,050

0.44%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

93.7600 USD

Purchase

18

94.0500 USD

Purchase

29

93.6096 USD

Purchase

30

93.7200 USD

Purchase

77

94.3100 USD

Purchase

100

93.5650 USD

Purchase

100

93.5600 USD

Purchase

100

93.8900 USD

Purchase

100

93.7700 USD

Purchase

100

93.7000 USD

Purchase

100

93.6900 USD

Purchase

100

93.6500 USD

Purchase

101

93.8300 USD

Purchase

116

93.8441 USD

Purchase

119

93.6884 USD

Purchase

146

93.6600 USD

Purchase

182

93.6935 USD

Purchase

200

93.7500 USD

Purchase

200

93.8200 USD

Purchase

200

93.6700 USD

Purchase

200

93.7100 USD

Purchase

201

93.8245 USD

Purchase

213

93.6413 USD

Purchase

243

93.7441 USD

Purchase

247

93.6937 USD

Purchase

253

93.7472 USD

Purchase

271

93.7048 USD

Purchase

295

93.6628 USD

Purchase

300

93.8533 USD

Purchase

300

93.7400 USD

Purchase

301

93.6914 USD

Purchase

308

93.6307 USD

Purchase

400

93.6800 USD

Purchase

434

93.7396 USD

Purchase

500

93.7540 USD

Purchase

630

93.7521 USD

Purchase

700

93.6957 USD

Purchase

1,235

93.3746 USD

Purchase

1,384

93.6622 USD

Purchase

1,600

93.7168 USD

Purchase

1,721

93.6781 USD

Purchase

2,084

93.7084 USD

Purchase

2,347

93.6042 USD

Purchase

2,359

93.6725 USD

Purchase

2,415

93.7829 USD

Purchase

2,434

93.6630 USD

Purchase

2,500

69.9985 USD

Purchase

2,600

93.9211 USD

Purchase

3,100

93.7436 USD

Purchase

3,875

93.6437 USD

Purchase

5,400

93.6494 USD

Purchase

6,100

93.7870 USD

Purchase

8,208

93.6805 USD

Purchase

8,400

93.6204 USD

Purchase

9,800

93.7088 USD

Purchase

13,192

93.7377 USD

Purchase

14,000

93.6325 USD

Purchase

27,712

93.6894 USD

Purchase

34,176

93.8138 USD

Purchase

35,207

93.6100 USD

Purchase

114,282

93.6169 USD

Sale

1

93.3300 USD

Sale

7

94.2842 USD

Sale

29

93.6096 USD

Sale

35

93.3600 USD

Sale

53

93.4800 USD

Sale

100

93.5650 USD

Sale

100

93.9450 USD

Sale

106

93.5500 USD

Sale

134

93.7387 USD

Sale

187

94.0059 USD

Sale

200

93.6400 USD

Sale

200

93.7400 USD

Sale

300

94.0833 USD

Sale

300

93.7466 USD

Sale

361

93.6900 USD

Sale

400

93.6800 USD

Sale

710

93.6143 USD

Sale

729

93.6600 USD

Sale

1,100

94.2481 USD

Sale

1,200

93.3750 USD

Sale

1,382

93.6194 USD

Sale

1,400

93.5582 USD

Sale

1,567

93.6553 USD

Sale

2,071

93.6095 USD

Sale

2,200

93.4532 USD

Sale

2,266

93.6150 USD

Sale

2,500

70.0000 USD

Sale

3,100

93.6395 USD

Sale

3,300

93.7180 USD

Sale

3,351

93.7865 USD

Sale

3,647

94.0511 USD

Sale

4,888

93.7150 USD

Sale

5,162

93.9210 USD

Sale

5,700

93.6985 USD

Sale

7,000

93.6826 USD

Sale

7,900

93.6337 USD

Sale

8,300

93.7220 USD

Sale

8,700

93.6769 USD

Sale

10,811

93.6100 USD

Sale

11,505

93.6737 USD

Sale

12,835

93.7724 USD

Sale

32,450

93.7088 USD

Sale

135,320

93.6330 USD

(b) Derivatives transactions (other than options transactions)

Product Name

Nature of transaction

Number of relevant securities

Price per

 

 

unit

SWAP

Long

787

94.2591 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

500

68 USD

American

3 Jun 2016

0.0800 USD

Call Option

Purchasing

100

82 USD

American

14 Feb 2020

13.3500 USD

Call Option

Purchasing

400

84 USD

American

14 Feb 2020

10.4000 USD

Call Option

Purchasing

2,700

85 USD

American

14 Feb 2020

8.9500 USD

Call Option

Purchasing

400

85 USD

American

14 Feb 2020

9.5600 USD

Call Option

Purchasing

2,500

86 USD

American

14 Feb 2020

8.0400 USD

Call Option

Purchasing

100

86 USD

American

14 Feb 2020

9.0500 USD

Call Option

Purchasing

1,700

89 USD

American

14 Feb 2020

5.5100 USD

Call Option

Purchasing

1,500

90 USD

American

15 Jan 2021

9.4400 USD

Call Option

Purchasing

1,300

91 USD

American

14 Feb 2020

3.4000 USD

Call Option

Purchasing

200

93 USD

American

14 Feb 2020

1.1000 USD

Call Option

Purchasing

400

94 USD

American

14 Feb 2020

0.0400 USD

Call Option

Purchasing

100

95 USD

American

21 Feb 2020

0.4200 USD

Call Option

Purchasing

100

95 USD

American

21 Feb 2020

0.5900 USD

Call Option

Purchasing

100

95 USD

American

6 Mar 2020

1.2100 USD

Call Option

Purchasing

1,900

95 USD

American

20 Mar 2020

1.7700 USD

Call Option

Purchasing

400

95 USD

American

27 Mar 2020

2.1625 USD

Call Option

Purchasing

7,900

96 USD

American

14 Feb 2020

0.0100 USD

Call Option

Purchasing

500

96 USD

American

28 Feb 2020

0.8100 USD

Call Option

Purchasing

5,800

97 USD

American

14 Feb 2020

0.0100 USD

Call Option

Purchasing

11,500

98 USD

American

14 Feb 2020

0.0100 USD

Call Option

Purchasing

500

98 USD

American

20 Mar 2020

1.0500 USD

Call Option

Purchasing

2,000

99 USD

American

14 Feb 2020

0.0100 USD

Call Option

Purchasing

11,000

100 USD

American

14 Feb 2020

0.0100 USD

Call Option

Purchasing

500

100 USD

American

19 Jun 2020

2.2400 USD

Call Option

Purchasing

5,100

101 USD

American

14 Feb 2020

0.0100 USD

Call Option

Purchasing

600

102 USD

American

14 Feb 2020

0.0600 USD

Call Option

Purchasing

300

105 USD

American

15 Jan 2021

3.6500 USD

Call Option

Selling

400

82 USD

American

14 Feb 2020

14.4000 USD

Call Option

Selling

100

82 USD

American

21 Feb 2020

11.5500 USD

Call Option

Selling

600

83 USD

American

14 Feb 2020

11.3800 USD

Call Option

Selling

1,000

87 USD

American

14 Feb 2020

7.0200 USD

Call Option

Selling

200

87 USD

American

14 Feb 2020

7.9000 USD

Call Option

Selling

1,400

88 USD

American

14 Feb 2020

5.9000 USD

Call Option

Selling

200

88 USD

American

14 Feb 2020

6.6500 USD

Call Option

Selling

200

90 USD

American

14 Feb 2020

3.9200 USD

Call Option

Selling

200

90 USD

American

14 Feb 2020

4.4800 USD

Call Option

Selling

100

91 USD

American

14 Feb 2020

4.1000 USD

Call Option

Selling

4,700

92 USD

American

14 Feb 2020

2.3000 USD

Call Option

Selling

100

92 USD

American

14 Feb 2020

2.4100 USD

Call Option

Selling

1,500

93 USD

American

14 Feb 2020

1.4700 USD

Call Option

Selling

500

93 USD

American

21 Feb 2020

1.5500 USD

Call Option

Selling

7,500

94 USD

American

14 Feb 2020

0.6800 USD

Call Option

Selling

4,000

95 USD

American

14 Feb 2020

0.0400 USD

Call Option

Selling

200

95 USD

American

27 Mar 2020

2.3100 USD

Call Option

Selling

100

96 USD

American

21 Feb 2020

0.2000 USD

Call Option

Selling

200

97 USD

American

28 Feb 2020

0.5500 USD

Call Option

Selling

100

97 USD

American

6 Mar 2020

0.7500 USD

Call Option

Selling

100

98 USD

American

21 Feb 2020

0.0700 USD

Call Option

Selling

1,000

98 USD

American

21 Feb 2020

0.0800 USD

Call Option

Selling

500

98 USD

American

28 Feb 2020

0.3500 USD

Call Option

Selling

200

98 USD

American

28 Feb 2020

0.4800 USD

Call Option

Selling

200

98 USD

American

6 Mar 2020

0.6600 USD

Call Option

Selling

7,300

100 USD

American

28 Feb 2020

0.1221 USD

Call Option

Selling

500

100 USD

American

6 Mar 2020

0.3000 USD

Call Option

Selling

1,000

100 USD

American

13 Mar 2020

0.5200 USD

Call Option

Selling

5,800

100 USD

American

20 Mar 2020

0.6062 USD

Call Option

Selling

2,000

105 USD

American

20 Mar 2020

0.1950 USD

Call Option

Selling

7,100

110 USD

American

20 Mar 2020

0.0811 USD

Call Option

Selling

100

115 USD

American

20 Mar 2020

0.0400 USD

Call Option

Selling

800

130 USD

American

19 Jun 2020

0.0500 USD

Put Option

Purchasing

200

79 USD

American

14 Feb 2020

0.0100 USD

Put Option

Purchasing

100

82 USD

American

14 Feb 2020

0.0700 USD

Put Option

Purchasing

4,500

83 USD

American

14 Feb 2020

0.0500 USD

Put Option

Purchasing

6,000

84 USD

American

14 Feb 2020

0.0100 USD

Put Option

Purchasing

5,200

84 USD

American

14 Feb 2020

0.0200 USD

Put Option

Purchasing

1,800

85 USD

American

14 Feb 2020

0.0300 USD

Put Option

Purchasing

100

87 USD

American

14 Feb 2020

0.0700 USD

Put Option

Purchasing

1,000

88 USD

American

15 May 2020

2.2500 USD

Put Option

Purchasing

300

89 USD

American

14 Feb 2020

0.0200 USD

Put Option

Purchasing

3,000

90 USD

American

14 Feb 2020

0.0200 USD

Put Option

Purchasing

300

90 USD

American

21 Feb 2020

0.0800 USD

Put Option

Purchasing

800

90 USD

American

20 Mar 2020

1.1487 USD

Put Option

Purchasing

11,900

91 USD

American

14 Feb 2020

0.0100 USD

Put Option

Purchasing

100

91 USD

American

21 Feb 2020

0.1700 USD

Put Option

Purchasing

100

92 USD

American

21 Feb 2020

0.2500 USD

Put Option

Purchasing

100

92 USD

American

21 Feb 2020

0.2900 USD

Put Option

Purchasing

100

92 USD

American

13 Mar 2020

1.5700 USD

Put Option

Purchasing

1,500

93 USD

American

14 Feb 2020

0.0300 USD

Put Option

Purchasing

100

93 USD

American

28 Feb 2020

0.8600 USD

Put Option

Purchasing

400

93 USD

American

20 Mar 2020

1.9775 USD

Put Option

Purchasing

100

94 USD

American

21 Feb 2020

0.8500 USD

Put Option

Purchasing

3,400

95 USD

American

14 Feb 2020

0.5800 USD

Put Option

Purchasing

300

96 USD

American

14 Feb 2020

2.0200 USD

Put Option

Purchasing

700

96 USD

American

28 Feb 2020

2.4300 USD

Put Option

Purchasing

100

98 USD

American

15 May 2020

7.1600 USD

Put Option

Selling

100

63 USD

American

18 Sep 2020

0.4700 USD

Put Option

Selling

100

75 USD

American

14 Feb 2020

0.0800 USD

Put Option

Selling

300

75 USD

American

19 Jun 2020

0.6000 USD

Put Option

Selling

100

80 USD

American

14 Feb 2020

0.0100 USD

Put Option

Selling

300

85 USD

American

14 Feb 2020

0.0100 USD

Put Option

Selling

400

87 USD

American

14 Feb 2020

0.0100 USD

Put Option

Selling

700

88 USD

American

21 Feb 2020

0.0400 USD

Put Option

Selling

1,000

89 USD

American

14 Feb 2020

0.0500 USD

Put Option

Selling

100

89 USD

American

21 Feb 2020

0.0300 USD

Put Option

Selling

1,200

91 USD

American

14 Feb 2020

0.0300 USD

Put Option

Selling

4,500

92 USD

American

14 Feb 2020

0.0100 USD

Put Option

Selling

100

93 USD

American

6 Mar 2020

1.4600 USD

Put Option

Selling

300

94 USD

American

14 Feb 2020

0.0200 USD

Put Option

Selling

100

94 USD

American

14 Feb 2020

0.0400 USD

Put Option

Selling

900

95 USD

American

14 Feb 2020

1.0000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

25 Feb 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Put Options

  Written

101,800

60.0000  

American

Jun 19, 2020

Put Options

  Written

11,400

80.0000  

American

May 15, 2020

Call Options

  Purchased

3,500

96.0000  

American

Feb 21, 2020

Call Options

  Purchased

1,000

72.5000  

American

Jan 15, 2021

Put Options

  Written

100

80.0000  

American

Mar 6, 2020

Put Options

  Written

700

82.5000  

American

Jan 15, 2021

Put Options

  Written

300

90.0000  

American

Mar 6, 2020

Put Options

  Written

3,100

75.0000  

American

Jun 19, 2020

Put Options

  Written

1,200

85.0000  

American

Jun 19, 2020

Call Options

  Purchased

400

93.0000  

American

Mar 6, 2020

Put Options

  Written

9,300

88.0000  

American

Feb 21, 2020

Call Options

  Purchased

3,100

87.5000  

American

May 15, 2020

Call Options

  Purchased

500

75.0000  

American

May 15, 2020

Call Options

  Purchased

13,800

100.0000  

American

Mar 20, 2020

Call Options

  Purchased

31,700

82.0000  

American

Feb 21, 2020

Call Options

  Purchased

3,100

115.0000  

American

Sep 18, 2020

Call Options

  Purchased

300

67.5000  

American

Sep 18, 2020

Put Options

  Written

15,300

87.5000  

American

Feb 21, 2020

Put Options

  Written

4,200

84.5000  

American

Feb 21, 2020

Call Options

  Purchased

500

97.5000  

American

Jan 21, 2022

Call Options

  Purchased

100

72.5000  

American

Sep 18, 2020

Put Options

  Written

2,200

70.0000  

American

May 15, 2020

Put Options

  Written

1,100

94.0000  

American

Feb 21, 2020

Put Options

  Written

100

100.0000  

American

Mar 13, 2020

Put Options

  Written

4,000

37.5000  

American

Jan 21, 2022

Call Options

  Purchased

1,100

90.0000  

American

Mar 6, 2020

Call Options

  Written

-400

105.0000  

American

Jan 21, 2022

Call Options

  Written

-900

135.0000  

American

Jan 15, 2021

Call Options

  Written

-8,300

105.0000  

American

Mar 6, 2020

Call Options

  Written

-11,200

110.0000  

American

Mar 20, 2020

Put Options

  Purchased

-48,100

85.0000  

American

May 15, 2020

Call Options

  Written

-55,200

86.0000  

American

Feb 21, 2020

Put Options

  Purchased

-5,000

47.5000  

American

Jun 19, 2020

Put Options

  Purchased

-900

92.0000  

American

Feb 21, 2020

Put Options

  Purchased

-1,000

130.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,800

50.0000  

American

Jan 15, 2021

Call Options

  Written

-500

98.0000  

American

Feb 28, 2020

Call Options

  Written

-4,500

115.0000  

American

Jan 21, 2022

Call Options

  Written

-100

70.0000  

American

Feb 21, 2020

Put Options

  Purchased

-600

55.0000  

American

Sep 18, 2020

Call Options

  Written

-100

110.0000  

American

Jan 21, 2022

Call Options

  Written

-100

82.5000  

American

Jan 21, 2022

Call Options

  Written

-100

85.0000  

American

Mar 20, 2020

Call Options

  Written

-2,700

99.0000  

American

Feb 21, 2020

Put Options

  Purchased

-51,600

75.0000  

American

Feb 21, 2020

Put Options

  Purchased

-600

105.0000  

American

Jan 15, 2021

Call Options

  Written

-400

101.0000  

American

Feb 21, 2020

Call Options

  Written

-5,100

105.0000  

American

Feb 21, 2020

Put Options

  Purchased

-100

50.0000  

American

Jan 21, 2022

Put Options

  Purchased

-100

95.0000  

American

May 15, 2020

Call Options

  Written

-3,700

130.0000  

American

Jan 15, 2021

Call Options

  Written

-14,900

90.0000  

American

Jun 19, 2020

Put Options

  Purchased

-3,000

135.0000  

American

Jan 15, 2021

Put Options

  Purchased

-900

95.5000  

American

Feb 28, 2020

Call Options

  Written

-2,300

120.0000  

American

Jan 15, 2021

Put Options

  Purchased

-22,000

82.5000  

American

Feb 21, 2020

Call Options

  Written

-5,200

80.0000  

American

Jan 21, 2022

Put Options

  Written

302,100

60.0000  

American

Jan 15, 2021

Call Options

  Purchased

200

91.0000  

American

Feb 28, 2020

Call Options

  Purchased

7,900

92.5000  

American

May 15, 2020

Put Options

  Written

4,000

57.5000  

American

Jan 15, 2021

Put Options

  Written

200

86.0000  

American

Feb 21, 2020

Call Options

  Purchased

100

83.0000  

American

Feb 28, 2020

Put Options

  Written

1,200

94.0000  

American

Mar 13, 2020

Call Options

  Purchased

200

94.0000  

American

Feb 28, 2020

Put Options

  Written

5,600

91.0000  

American

Feb 21, 2020

Call Options

  Purchased

1,300

83.5000  

American

Feb 21, 2020

Call Options

  Purchased

400

72.5000  

American

May 15, 2020

Call Options

  Purchased

300

120.0000  

American

Sep 18, 2020

Call Options

  Purchased

100

87.0000  

American

Mar 6, 2020

Call Options

  Purchased

89,600

85.0000  

American

Feb 21, 2020

Call Options

  Purchased

1,300

72.5000  

American

Jun 19, 2020

Put Options

  Written

700

62.5000  

American

Sep 18, 2020

Call Options

  Purchased

400

88.0000  

American

Mar 13, 2020

Call Options

  Purchased

300

84.5000  

American

Mar 6, 2020

Call Options

  Purchased

100

91.0000  

American

Mar 6, 2020

Call Options

  Purchased

5,300

87.5000  

American

Mar 20, 2020

Put Options

  Written

1,000

98.0000  

American

Feb 21, 2020

Call Options

  Purchased

12,700

95.0000  

American

May 15, 2020

Call Options

  Purchased

1,000

92.5000  

American

Feb 21, 2020

Call Options

  Purchased

900

91.5000  

American

Feb 21, 2020

Call Options

  Purchased

9,100

95.0000  

American

Sep 18, 2020

Call Options

  Purchased

2,000

90.0000  

American

Mar 20, 2020

Call Options

  Purchased

900

85.0000  

American

Aug 21, 2020

Put Options

  Written

900

82.5000  

American

Sep 18, 2020

Put Options

  Written

1,900

82.5000  

American

Mar 20, 2020

Call Options

  Purchased

1,000

145.0000  

American

Jun 19, 2020

Put Options

  Written

15,400

42.5000  

American

Feb 21, 2020

Call Options

  Purchased

4,500

85.5000  

American

Feb 21, 2020

Call Options

  Written

-13,100

115.0000  

American

Mar 20, 2020

Call Options

  Written

-5,100

125.0000  

American

Aug 21, 2020

Put Options

  Purchased

-1,000

47.5000  

American

Jan 15, 2021

Put Options

  Purchased

-34,500

95.0000  

American

Jun 19, 2020

Put Options

  Purchased

-30,000

62.5000  

American

Jan 15, 2021

Call Options

  Written

-100

96.0000  

American

Mar 13, 2020

Put Options

  Purchased

-100

91.5000  

American

Feb 21, 2020

Put Options

  Purchased

-4,900

80.0000  

American

Mar 20, 2020

Put Options

  Purchased

-400

95.0000  

American

Sep 18, 2020

Call Options

  Written

-1,200

100.0000  

American

Feb 28, 2020

Put Options

  Purchased

-20,100

85.0000  

American

Sep 18, 2020

Put Options

  Purchased

-500

97.5000  

American

May 15, 2020

Call Options

  Written

-1,400

100.0000  

American

Mar 13, 2020

Call Options

  Written

-18,400

110.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,500

75.0000  

American

Sep 18, 2020

Put Options

  Purchased

-2,400

55.0000  

American

Jan 15, 2021

Call Options

  Written

-100

90.0000  

American

Mar 27, 2020

Call Options

  Written

-200

97.5000  

American

Feb 21, 2020

Call Options

  Written

-3,200

94.0000  

American

Mar 13, 2020

Call Options

  Written

-13,800

83.0000  

American

Feb 21, 2020

Call Options

  Purchased

100

77.5000  

American

Jun 19, 2020

Call Options

  Purchased

2,900

95.0000  

American

Mar 20, 2020

Call Options

  Purchased

700

88.0000  

American

Feb 28, 2020

Call Options

  Purchased

400

70.0000  

American

Jun 19, 2020

Call Options

  Purchased

200

86.5000  

American

Feb 21, 2020

Put Options

  Written

100

84.0000  

American

Feb 28, 2020

Call Options

  Purchased

3,800

97.5000  

American

May 15, 2020

Call Options

  Purchased

2,200

105.0000  

American

Jun 19, 2020

Put Options

  Written

1,800

57.5000  

American

Feb 21, 2020

Put Options

  Written

400

75.0000  

American

Mar 20, 2020

Put Options

  Written

6,800

75.0000  

American

May 15, 2020

Call Options

  Purchased

1,000

86.0000  

American

Feb 28, 2020

Put Options

  Written

100

87.0000  

American

Feb 21, 2020

Call Options

  Purchased

300

94.0000  

American

Feb 21, 2020

Put Options

  Written

34,400

90.0000  

American

Aug 21, 2020

Call Options

  Purchased

300

90.5000  

American

Feb 21, 2020

Call Options

  Purchased

900

90.5000  

American

Feb 28, 2020

Call Options

  Purchased

10,900

97.5000  

American

Mar 20, 2020

Put Options

  Written

500

95.0000  

American

Mar 20, 2020

Call Options

  Purchased

100

93.5000  

American

Feb 21, 2020

Call Options

  Written

-900

85.0000  

American

Sep 18, 2020

Call Options

  Written

-4,400

95.0000  

American

Feb 21, 2020

Put Options

  Purchased

-6,900

72.5000  

American

Feb 21, 2020

Put Options

  Purchased

-120,000

85.0000  

American

Feb 21, 2020

Put Options

  Purchased

-3,500

50.0000  

American

Jun 19, 2020

Call Options

  Written

-1,100

110.0000  

American

Feb 21, 2020

Call Options

  Written

-1,900

97.5000  

American

Jan 15, 2021

Call Options

  Written

-100

140.0000  

American

Jun 19, 2020

Call Options

  Written

-200

97.5000  

American

Feb 28, 2020

Put Options

  Purchased

-600

42.5000  

American

Sep 18, 2020

Put Options

  Purchased

-1,000

97.5000  

American

Feb 21, 2020

Call Options

  Written

-300

89.0000  

American

Feb 21, 2020

Put Options

  Purchased

-2,600

110.0000  

American

Jan 15, 2021

Put Options

  Purchased

-4,800

40.0000  

American

Jan 21, 2022

Put Options

  Purchased

-2,000

45.0000  

American

Sep 18, 2020

Call Options

  Written

-4,100

85.0000  

American

May 15, 2020

Call Options

  Written

-100

100.0000  

American

Jan 21, 2022

Call Options

  Written

-2,700

85.0000  

American

Jun 19, 2020

Call Options

  Written

-100

89.5000  

American

Mar 6, 2020

Call Options

  Written

-200

105.0000  

American

Mar 13, 2020

Put Options

  Purchased

-1,300

50.0000  

American

Sep 18, 2020

Put Options

  Purchased

-1,700

90.0000  

American

Sep 18, 2020

Put Options

  Purchased

-10,600

77.5000  

American

Mar 20, 2020

Call Options

  Written

-1,200

110.0000  

American

Jun 19, 2020

Call Options

  Written

-3,000

75.0000  

American

Jan 15, 2021

Put Options

  Written

156,100

65.0000  

American

Jun 19, 2020

Call Options

  Purchased

6,800

80.0000  

American

May 15, 2020

Put Options

  Written

4,000

62.5000  

American

Feb 21, 2020

Call Options

  Purchased

600

110.0000  

American

Aug 21, 2020

Call Options

  Purchased

6,400

97.0000  

American

Feb 21, 2020

Call Options

  Purchased

2,500

82.5000  

American

Feb 21, 2020

Put Options

  Written

1,100

85.0000  

American

Feb 28, 2020

Put Options

  Written

100

80.0000  

American

Mar 13, 2020

Put Options

  Written

300

90.0000  

American

Jun 19, 2020

Call Options

  Purchased

15,900

84.5000  

American

Feb 21, 2020

Call Options

  Purchased

8,300

93.0000  

American

Feb 21, 2020

Put Options

  Written

2,900

80.0000  

American

Jun 19, 2020

Call Options

  Purchased

1,000

65.0000  

American

Sep 18, 2020

Call Options

  Purchased

500

90.0000  

American

Mar 13, 2020

Call Options

  Purchased

4,300

92.5000  

American

Mar 6, 2020

Put Options

  Written

177,700

80.0000  

American

Jan 15, 2021

Put Options

  Written

2,300

70.0000  

American

Aug 21, 2020

Call Options

  Purchased

1,500

67.5000  

American

Jan 15, 2021

Call Options

  Purchased

1,500

95.0000  

American

Mar 6, 2020

Put Options

  Written

200

37.5000  

American

Jan 15, 2021

Call Options

  Purchased

3,900

87.5000  

American

Jun 19, 2020

Put Options

  Written

6,400

77.5000  

American

Jan 15, 2021

Call Options

  Purchased

5,100

90.0000  

American

Aug 21, 2020

Call Options

  Purchased

400

75.0000  

American

Jan 21, 2022

Call Options

  Purchased

100

105.0000  

American

Aug 21, 2020

Put Options

  Written

37,300

57.5000  

American

Jun 19, 2020

Put Options

  Written

400

32.5000  

American

Sep 18, 2020

Call Options

  Purchased

1,300

92.5000  

American

Sep 18, 2020

Put Options

  Written

600

70.0000  

American

Mar 20, 2020

Call Options

  Purchased

5,800

87.5000  

American

Feb 21, 2020

Call Options

  Purchased

3,200

55.0000  

American

Jan 15, 2021

Call Options

  Purchased

5,100

92.5000  

American

Mar 20, 2020

Put Options

  Written

2,200

80.0000  

American

Aug 21, 2020

Put Options

  Written

400

81.5000  

American

Mar 6, 2020

Put Options

  Written

7,800

72.5000  

American

Jun 19, 2020

Call Options

  Purchased

6,800

90.0000  

American

Sep 18, 2020

Put Options

  Written

2,500

47.5000  

American

Jan 21, 2022

Put Options

  Written

1,000

42.5000  

American

Jan 21, 2022

Put Options

  Written

200

85.0000  

American

May 15, 2020

Put Options

  Purchased

-2,500

70.0000  

American

Jan 15, 2021

Put Options

  Purchased

-5,000

42.5000  

American

Jun 19, 2020

Call Options

  Written

-51,100

92.5000  

American

Jan 15, 2021

Call Options

  Written

-100

97.0000  

American

Mar 6, 2020

Put Options

  Purchased

-100

100.0000  

American

Jan 21, 2022

Call Options

  Written

-2,200

88.0000  

American

Mar 6, 2020

Put Options

  Purchased

-1,500

105.0000  

American

Jun 19, 2020

Call Options

  Written

-79,300

70.0000  

American

Jan 15, 2021

Call Options

  Written

-600

97.5000  

American

Mar 6, 2020

Call Options

  Written

-10,800

100.0000  

American

Feb 21, 2020

Call Options

  Written

-2,100

97.5000  

American

Jun 19, 2020

Put Options

  Purchased

-4,000

97.0000  

American

Feb 21, 2020

Call Options

  Written

-7,700

100.0000  

American

Jan 15, 2021

Call Options

  Written

-100

110.0000  

American

Sep 18, 2020

Put Options

  Purchased

-1,100

67.5000  

American

Sep 18, 2020

Put Options

  Purchased

-1,200

72.5000  

American

Sep 18, 2020

Call Options

  Written

-200

97.0000  

American

Feb 28, 2020

Call Options

  Written

-300

70.0000  

American

Jan 21, 2022

Put Options

  Purchased

-1,700

96.0000  

American

Feb 21, 2020

Put Options

  Purchased

-200

92.5000  

American

Sep 18, 2020

Put Options

  Purchased

-5,500

90.0000  

American

Feb 21, 2020

Put Options

  Purchased

-2,200

40.0000  

American

Sep 18, 2020

Call Options

  Written

-15,200

92.5000  

American

Feb 21, 2020

Call Options

  Purchased

40,000

90.0000  

American

Feb 21, 2020

Put Options

  Written

1,900

55.0000  

American

Feb 21, 2020

Put Options

  Written

23,700

90.0000  

American

Mar 20, 2020

Put Options

  Written

12,600

70.0000  

American

Feb 21, 2020

Put Options

  Written

100

77.5000  

American

May 15, 2020

Put Options

  Written

100

77.5000  

American

Sep 18, 2020

Call Options

  Purchased

600

77.5000  

American

Sep 18, 2020

Put Options

  Written

28,300

62.5000  

American

Jun 19, 2020

Put Options

  Written

700

83.5000  

American

Feb 21, 2020

Call Options

  Purchased

12,500

90.0000  

American

May 15, 2020

Call Options

  Purchased

1,100

60.0000  

American

Jan 15, 2021

Put Options

  Written

1,100

82.5000  

American

Jun 19, 2020

Call Options

  Purchased

7,400

87.5000  

American

Sep 18, 2020

Put Options

  Written

2,400

92.0000  

American

Mar 13, 2020

Put Options

  Written

100

82.0000  

American

Feb 28, 2020

Call Options

  Purchased

500

82.5000  

American

Sep 18, 2020

Put Options

  Written

300

65.0000  

American

May 15, 2020

Call Options

  Purchased

100

93.0000  

American

Feb 28, 2020

Call Options

  Purchased

13,900

75.0000  

American

Sep 18, 2020

Put Options

  Written

800

67.5000  

American

May 15, 2020

Call Options

  Purchased

200

94.5000  

American

Feb 28, 2020

Put Options

  Purchased

-600

77.5000  

American

Jan 15, 2021

Put Options

  Purchased

-600

89.0000  

American

Feb 21, 2020

Call Options

  Written

-500

70.0000  

American

Feb 28, 2020

Call Options

  Written

-1,300

92.5000  

American

Jun 19, 2020

Call Options

  Written

-1,600

98.0000  

American

Feb 21, 2020

Call Options

  Written

-2,700

125.0000  

American

Jan 15, 2021

Put Options

  Purchased

-22,700

95.0000  

American

Jan 15, 2021

Put Options

  Purchased

-900

60.0000  

American

Sep 18, 2020

Put Options

  Purchased

-2,100

100.0000  

American

Jan 15, 2021

Call Options

  Written

-2,700

115.0000  

American

Jun 19, 2020

Call Options

  Written

-14,000

87.0000  

American

Feb 21, 2020

Call Options

  Written

-1,200

105.0000  

American

Mar 27, 2020

Put Options

  Purchased

-900

92.5000  

American

Feb 21, 2020

Put Options

  Purchased

-4,700

35.0000  

American

Jan 15, 2021

Put Options

  Purchased

-70,000

67.5000  

American

Jan 15, 2021

Call Options

  Written

-1,000

85.0000  

American

Mar 6, 2020

Put Options

  Purchased

-4,800

55.0000  

American

May 15, 2020

Put Options

  Purchased

-500

82.5000  

American

May 15, 2020

Call Options

  Written

-200

102.0000  

American

Feb 21, 2020

Call Options

  Written

-2,500

115.0000  

American

Feb 21, 2020

Put Options

  Purchased

-700

42.5000  

American

Jan 15, 2021

Put Options

  Purchased

-2,400

93.0000  

American

Feb 28, 2020

Put Options

  Purchased

-100

60.0000  

American

Feb 21, 2020

Call Options

  Written

-4,200

130.0000  

American

Jun 19, 2020

Call Options

  Purchased

1,000

100.0000  

American

Sep 18, 2020

Call Options

  Purchased

100

125.0000  

American

Jan 21, 2022

Put Options

  Written

100

92.5000  

American

Mar 6, 2020

Put Options

  Written

300

35.0000  

American

Sep 18, 2020

Put Options

  Written

90,000

50.0000  

American

Jun 19, 2020

Call Options

  Purchased

2,200

90.0000  

American

Feb 28, 2020

Call Options

  Purchased

1,300

81.0000  

American

Feb 21, 2020

Call Options

  Purchased

500

91.0000  

American

Feb 21, 2020

Put Options

  Written

9,600

87.5000  

American

May 15, 2020

Put Options

  Written

30,100

70.0000  

American

Jun 19, 2020

Put Options

  Written

900

82.0000  

American

Feb 21, 2020

Call Options

  Purchased

400

84.5000  

American

Mar 13, 2020

Call Options

  Purchased

4,600

95.0000  

American

Feb 28, 2020

Put Options

  Written

2,000

90.0000  

American

May 15, 2020

Put Options

  Written

1,400

55.0000  

American

Jun 19, 2020

Call Options

  Purchased

1,300

80.0000  

American

Feb 21, 2020

Put Options

  Written

400

50.0000  

American

Feb 21, 2020

Put Options

  Written

2,000

57.5000  

American

Sep 18, 2020

Put Options

  Written

1,500

62.5000  

American

May 15, 2020

Put Options

  Written

1,000

75.0000  

American

Jan 15, 2021

Call Options

  Purchased

100

75.0000  

American

Feb 21, 2020

Put Options

  Written

800

87.5000  

American

Jan 15, 2021

Call Options

  Written

-1,700

90.0000  

American

Jan 15, 2021

Call Options

  Written

-2,100

115.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,800

83.0000  

American

Feb 21, 2020

Put Options

  Purchased

-9,400

72.5000  

American

Jan 15, 2021

Call Options

  Written

-18,700

95.0000  

American

Jun 19, 2020

Put Options

  Purchased

-100,100

92.5000  

American

Jan 15, 2021

Put Options

  Purchased

-1,900

40.0000  

American

Jan 15, 2021

Call Options

  Written

-4,700

120.0000  

American

Jan 21, 2022

Put Options

  Purchased

-2,400

87.5000  

American

Mar 20, 2020

Put Options

  Purchased

-300

60.0000  

American

Jan 21, 2022

Call Options

  Written

-400

82.5000  

American

Mar 6, 2020

Put Options

  Purchased

-500

93.5000  

American

Feb 21, 2020

Put Options

  Purchased

-700

92.5000  

American

Jun 19, 2020

Put Options

  Written

14,500

67.5000  

American

Jun 19, 2020

Put Options

  Written

1,500

77.5000  

American

Jun 19, 2020

Call Options

  Purchased

300

95.0000  

American

Mar 13, 2020

Call Options

  Purchased

1,300

85.0000  

American

Feb 28, 2020

Put Options

  Written

500

45.0000  

American

Jan 21, 2022

Put Options

  Written

275,000

70.0000  

American

Jan 15, 2021

Call Options

  Purchased

1,400

105.0000  

American

Sep 18, 2020

Put Options

  Written

13,300

84.0000  

American

Feb 21, 2020

Call Options

  Purchased

300

55.0000  

American

Jan 21, 2022

Call Options

  Purchased

700

91.5000  

American

Feb 28, 2020

Call Options

  Purchased

500

96.0000  

American

Feb 28, 2020

Call Options

  Purchased

6,100

92.0000  

American

Feb 21, 2020

Put Options

  Written

100

130.0000  

American

Jun 19, 2020

Put Options

  Written

12,600

85.0000  

American

Feb 21, 2020

Call Options

  Purchased

2,300

105.0000  

American

May 15, 2020

Put Options

  Written

500

45.0000  

American

Jan 15, 2021

Put Options

  Written

100

97.5000  

American

Jan 21, 2022

Put Options

  Written

3,500

67.5000  

American

Feb 21, 2020

Put Options

  Written

800

87.5000  

American

Sep 18, 2020

Put Options

  Written

3,500

87.5000  

American

Jun 19, 2020

Put Options

  Written

1,100

65.0000  

American

Sep 18, 2020

Call Options

  Purchased

300

88.5000  

American

Feb 21, 2020

Call Options

  Purchased

200

82.5000  

American

Mar 20, 2020

Put Options

  Written

20,500

90.0000  

American

Jan 15, 2021

Call Options

  Purchased

4,200

80.0000  

American

Jun 19, 2020

Put Options

  Written

2,600

65.0000  

American

Jan 15, 2021

Call Options

  Written

-2,200

94.0000  

American

Mar 6, 2020

Put Options

  Purchased

-100

92.5000  

American

Feb 28, 2020

Put Options

  Purchased

-900

40.0000  

American

Jun 19, 2020

Put Options

  Purchased

-1,600

90.0000  

American

Feb 28, 2020

Call Options

  Written

-7,100

105.0000  

American

Feb 28, 2020

Put Options

  Purchased

-500

88.5000  

American

Feb 21, 2020

Call Options

  Written

-800

103.0000  

American

Feb 21, 2020

Call Options

  Written

-13,500

82.5000  

American

May 15, 2020

Put Options

  Purchased

-100

75.0000  

American

Jan 21, 2022

Call Options

  Written

-400

106.0000  

American

Feb 21, 2020

Put Options

  Purchased

-1,600

95.0000  

American

Feb 21, 2020

Put Options

  Purchased

-200

100.0000  

American

Sep 18, 2020

Call Options

  Written

-2,200

95.0000  

American

Aug 21, 2020

Call Options

  Written

-500

94.0000  

American

Mar 27, 2020

Put Options

  Purchased

-1,000

115.0000  

American

Jan 21, 2022

Call Options

  Written

-7,900

100.0000  

American

Jun 19, 2020

Call Options

  Written

-6,500

105.0000  

American

Jan 15, 2021

Call Options

  Written

-9,300

105.0000  

American

Mar 20, 2020

Put Options

  Written

7,000

92.5000  

American

Mar 20, 2020

Put Options

  Written

1,100

45.0000  

American

Jun 19, 2020

Call Options

  Purchased

900

100.0000  

American

Mar 6, 2020

Call Options

  Purchased

13,900

85.0000  

American

Jan 15, 2021

Call Options

  Purchased

100

85.0000  

American

Jan 21, 2022

Call Options

  Purchased

8,700

100.0000  

American

May 15, 2020

Call Options

  Purchased

500

90.0000  

American

Jan 21, 2022

Put Options

  Written

3,300

72.5000  

American

May 15, 2020

Put Options

  Written

17,000

65.0000  

American

Feb 21, 2020

Call Options

  Purchased

300

92.0000  

American

Feb 28, 2020

Call Options

  Purchased

100

91.5000  

American

Mar 6, 2020

Put Options

  Written

400

85.0000  

American

Jan 15, 2021

Put Options

  Written

1,100

67.5000  

American

Jan 15, 2021

Call Options

  Purchased

7,400

77.5000  

American

Jan 15, 2021

Call Options

  Purchased

1,700

57.5000  

American

Jan 15, 2021

Call Options

  Purchased

1,500

80.0000  

American

Sep 18, 2020

Call Options

  Purchased

1,300

82.5000  

American

Jun 19, 2020

Put Options

  Written

15,200

80.0000  

American

Feb 21, 2020

Call Options

  Purchased

200

95.0000  

American

Mar 27, 2020

Put Options

  Purchased

-200

86.0000  

American

Feb 28, 2020

Put Options

  Purchased

-17,800

85.0000  

American

Mar 20, 2020

Call Options

  Written

-1,200

80.0000  

American

Jan 15, 2021

Call Options

  Written

-200

93.5000  

American

Mar 6, 2020

Call Options

  Written

-1,500

88.0000  

American

Feb 21, 2020

Call Options

  Written

-2,700

82.5000  

American

Jan 15, 2021

Call Options

  Written

-300

92.5000  

American

Aug 21, 2020

Call Options

  Written

-500

87.5000  

American

Jan 21, 2022

Call Options

  Written

-700

97.5000  

American

Aug 21, 2020

Put Options

  Purchased

-3,600

81.0000  

American

Feb 21, 2020

Call Options

  Written

-600

87.5000  

American

Jan 15, 2021

Call Options

  Written

-9,900

84.0000  

American

Feb 21, 2020

Put Options

  Purchased

-16,100

77.5000  

American

Feb 21, 2020

Call Options

  Written

-3,200

140.0000  

American

Jan 15, 2021

Put Options

  Purchased

-250,000

85.0000  

American

Jan 15, 2021

Call Options

  Written

-200

94.5000  

American

Feb 21, 2020

Call Options

  Written

-1,100

120.0000  

American

Jun 19, 2020

Put Options

  Purchased

-500

47.5000  

American

Sep 18, 2020

Put Options

  Purchased

-500

83.5000  

American

Feb 28, 2020

Call Options

  Written

-3,500

110.0000  

American

May 15, 2020

Call Options

  Written

-4,500

95.0000  

American

Jan 15, 2021

Put Options

  Purchased

-200

90.0000  

American

Mar 13, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 692926
Time of Receipt (offset from UTC): 20200225T120755+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC