Form 8.3 - ALLERGAN PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 24 February 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,140,222

1.26%

3,525,430

1.07%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

3,347,027

1.02%

2,586,455

0.79%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

424,700

0.13%

200,600

0.06%

 

 

 

 

TOTAL:

 

 

 

 

7,911,949

2.40%

6,312,485

1.92%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

12

197.7800 USD

Purchase

14

198.2000 USD

Purchase

21

198.0559 USD

Purchase

48

197.7700 USD

Purchase

82

197.8373 USD

Purchase

97

197.9800 USD

Purchase

100

198.1200 USD

Purchase

100

198.2200 USD

Purchase

100

197.8000 USD

Purchase

136

198.1679 USD

Purchase

143

198.0639 USD

Purchase

198

197.5500 USD

Purchase

200

198.4450 USD

Purchase

1,150

198.1624 USD

Purchase

1,500

198.1373 USD

Purchase

1,700

198.0907 USD

Purchase

1,844

198.0837 USD

Purchase

2,300

198.1492 USD

Purchase

3,147

198.1071 USD

Purchase

4,500

197.9522 USD

Purchase

4,600

198.1365 USD

Purchase

5,500

197.9603 USD

Purchase

11,001

197.9224 USD

Purchase

17,147

198.1649 USD

Purchase

18,387

198.1482 USD

Purchase

25,543

198.1700 USD

Purchase

43,717

198.0024 USD

Sale

1

198.3350 USD

Sale

3

198.2666 USD

Sale

10

198.1860 USD

Sale

12

197.7800 USD

Sale

12

198.2000 USD

Sale

14

198.1000 USD

Sale

18

198.1705 USD

Sale

18

198.2122 USD

Sale

22

198.1540 USD

Sale

23

198.2186 USD

Sale

24

198.1227 USD

Sale

29

198.1472 USD

Sale

48

197.7700 USD

Sale

50

198.5200 USD

Sale

50

198.5100 USD

Sale

97

197.7300 USD

Sale

100

198.5500 USD

Sale

100

198.2900 USD

Sale

100

197.8000 USD

Sale

100

198.0100 USD

Sale

100

198.0500 USD

Sale

100

198.0900 USD

Sale

100

197.7600 USD

Sale

101

197.9100 USD

Sale

179

197.9146 USD

Sale

200

197.6750 USD

Sale

200

197.9850 USD

Sale

304

198.0675 USD

Sale

321

197.7295 USD

Sale

400

198.1975 USD

Sale

543

198.0213 USD

Sale

1,000

197.9800 USD

Sale

2,000

198.2156 USD

Sale

2,300

198.1566 USD

Sale

2,359

198.0259 USD

Sale

3,702

197.8879 USD

Sale

4,400

197.9556 USD

Sale

5,500

197.9603 USD

Sale

12,813

198.0578 USD

Sale

16,446

198.1655 USD

Sale

24,100

197.9863 USD

Sale

29,641

198.1700 USD

Sale

35,772

198.0732 USD

Sale

149,379

200.1500 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

700

198 USD

American

21 Feb 2020

1.6100 USD

Call Option

Purchasing

900

200 USD

American

21 Feb 2020

0.0100 USD

Call Option

Purchasing

200

203 USD

American

21 Feb 2020

0.0500 USD

Call Option

Purchasing

100

205 USD

American

21 Feb 2020

0.0100 USD

Call Option

Purchasing

200

208 USD

American

21 Feb 2020

0.2800 USD

Call Option

Purchasing

100

210 USD

American

21 Feb 2020

0.2000 USD

Call Option

Purchasing

100

210 USD

American

17 Apr 2020

0.5500 USD

Call Option

Purchasing

100

213 USD

American

21 Feb 2020

0.0400 USD

Call Option

Purchasing

100

215 USD

American

21 Feb 2020

TRANSFER

Call Option

Purchasing

2,400

220 USD

American

21 Feb 2020

0.0600 USD

Call Option

Selling

200

200 USD

American

15 May 2020

5.0000 USD

Call Option

Selling

2,300

200 USD

American

21 Aug 2020

6.4478 USD

Put Option

Purchasing

500

80 USD

American

21 Feb 2020

0.0100 USD

Put Option

Purchasing

900

90 USD

American

21 Feb 2020

0.0300 USD

Put Option

Purchasing

1,100

100 USD

American

21 Feb 2020

0.0100 USD

Put Option

Purchasing

400

110 USD

American

21 Feb 2020

0.0100 USD

Put Option

Purchasing

2,000

115 USD

American

21 Feb 2020

0.0100 USD

Put Option

Purchasing

3,200

120 USD

American

21 Feb 2020

0.1000 USD

Put Option

Purchasing

300

135 USD

American

21 Feb 2020

0.0100 USD

Put Option

Purchasing

54,100

140 USD

American

21 Feb 2020

0.2400 USD

Put Option

Purchasing

11,200

145 USD

American

21 Feb 2020

0.0100 USD

Put Option

Purchasing

50,500

150 USD

American

21 Feb 2020

0.0100 USD

Put Option

Purchasing

100

155 USD

American

15 Jan 2021

1.1900 USD

Put Option

Purchasing

14,400

160 USD

American

21 Feb 2020

0.0100 USD

Put Option

Purchasing

9,300

170 USD

American

21 Feb 2020

0.0300 USD

Put Option

Purchasing

100

175 USD

American

21 Feb 2020

0.0500 USD

Put Option

Purchasing

1,100

185 USD

American

21 Feb 2020

0.0300 USD

Put Option

Purchasing

3,000

188 USD

American

21 Feb 2020

0.0500 USD

Put Option

Purchasing

1,600

190 USD

American

21 Feb 2020

0.0500 USD

Put Option

Purchasing

1,000

203 USD

American

21 Feb 2020

3.2600 USD

Put Option

Selling

4,500

130 USD

American

21 Feb 2020

0.0100 USD

Put Option

Selling

100

145 USD

American

20 Mar 2020

0.1700 USD

Put Option

Selling

100

150 USD

American

20 Mar 2020

0.2100 USD

Put Option

Selling

1,500

155 USD

American

21 Feb 2020

0.0800 USD

Put Option

Selling

50,000

160 USD

American

21 Feb 2020

0.0100 USD

Put Option

Selling

300

165 USD

American

21 Feb 2020

0.1500 USD

Put Option

Selling

2,000

170 USD

American

20 Mar 2020

0.5955 USD

Put Option

Selling

9,800

180 USD

American

21 Feb 2020

0.0500 USD

Put Option

Selling

3,000

180 USD

American

17 Apr 2020

1.5000 USD

Put Option

Selling

300

195 USD

American

21 Aug 2020

6.5500 USD

Put Option

Selling

1,000

198 USD

American

21 Feb 2020

0.0300 USD

Put Option

Selling

100

198 USD

American

3 Apr 2020

4.0000 USD

Put Option

Selling

300

200 USD

American

20 Mar 2020

4.3000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

25 Feb 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

5,000

115.0000

American

Mar 20, 2020

Put Options

Written

2,300

100.0000

American

May 15, 2020

Put Options

Written

300

180.0000

American

Jan 21, 2022

Put Options

Written

2,500

170.0000

American

Mar 20, 2020

Call Options

Purchased

200

190.0000

American

Jan 21, 2022

Put Options

Written

700

95.0000

American

Jan 15, 2021

Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021

Call Options

Purchased

2,600

175.0000

American

Jan 15, 2021

Put Options

Written

700

100.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

165.0000

American

Jan 15, 2021

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Call Options

Written

-1,400

230.0000

American

Jun 19, 2020

Call Options

Written

-100

160.0000

American

Mar 20, 2020

Call Options

Written

-600

220.0000

American

May 15, 2020

Put Options

Purchased

-900

145.0000

American

Jan 15, 2021

Call Options

Written

-200

230.0000

American

Mar 20, 2020

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options

Written

66,500

140.0000

American

Mar 20, 2020

Put Options

Written

36,900

105.0000

American

Jan 15, 2021

Put Options

Written

1,200

190.0000

American

Mar 20, 2020

Put Options

Written

1,000

195.0000

American

Jan 15, 2021

Put Options

Written

12,000

160.0000

American

Jun 19, 2020

Call Options

Purchased

100

195.0000

American

Mar 20, 2020

Call Options

Purchased

200

202.5000

American

Feb 28, 2020

Put Options

Written

18,500

150.0000

American

May 15, 2020

Call Options

Written

-500

150.0000

American

Jan 15, 2021

Put Options

Purchased

-16,600

115.0000

American

Jan 15, 2021

Put Options

Purchased

-100

177.5000

American

Feb 28, 2020

Put Options

Purchased

-400

185.0000

American

Jan 21, 2022

Put Options

Purchased

-200

155.0000

American

Jan 15, 2021

Call Options

Written

-2,200

200.0000

American

Aug 21, 2020

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Call Options

Written

-42,400

165.0000

American

Jan 21, 2022

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Call Options

Purchased

200

210.0000

American

May 15, 2020

Call Options

Purchased

200

195.0000

American

May 15, 2020

Put Options

Written

5,100

145.0000

American

Mar 20, 2020

Call Options

Purchased

3,100

165.0000

American

Jan 15, 2021

Call Options

Purchased

500

190.0000

American

May 15, 2020

Call Options

Purchased

100

200.0000

American

Mar 6, 2020

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Put Options

Written

1,600

185.0000

American

May 15, 2020

Put Options

Written

500

175.0000

American

Mar 20, 2020

Put Options

Written

6,000

185.0000

American

Mar 20, 2020

Put Options

Written

3,000

180.0000

American

Apr 17, 2020

Put Options

Written

100

140.0000

American

Jan 21, 2022

Call Options

Purchased

42,400

175.0000

American

Jan 21, 2022

Call Options

Purchased

1,100

190.0000

American

Jun 19, 2020

Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020

Call Options

Written

-100

200.0000

American

Jan 21, 2022

Call Options

Written

-100

240.0000

American

Mar 20, 2020

Put Options

Purchased

-4,700

170.0000

American

Jan 15, 2021

Call Options

Written

-100

200.0000

American

Feb 28, 2020

Put Options

Purchased

-1,000

195.0000

American

May 15, 2020

Call Options

Written

-700

270.0000

American

Jan 15, 2021

Call Options

Written

-200

205.0000

American

Apr 3, 2020

Put Options

Written

1,500

170.0000

American

May 15, 2020

Put Options

Written

3,800

165.0000

American

Jun 19, 2020

Put Options

Written

100

197.5000

American

Apr 3, 2020

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Put Options

Written

600

190.0000

American

Jan 15, 2021

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Call Options

Purchased

800

160.0000

American

Jan 21, 2022

Put Options

Written

48,000

140.0000

American

Jun 19, 2020

Call Options

Purchased

10,500

200.0000

American

Mar 20, 2020

Call Options

Purchased

500

220.0000

American

Jan 21, 2022

Call Options

Purchased

2,000

180.0000

American

Jan 15, 2021

Call Options

Written

-100

150.0000

American

May 15, 2020

Put Options

Purchased

-100

180.0000

American

Mar 13, 2020

Call Options

Written

-200

220.0000

American

Jan 15, 2021

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-2,300

170.0000

American

Jun 19, 2020

Put Options

Written

14,300

160.0000

American

Mar 20, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Call Options

Purchased

1,300

180.0000

American

Jan 21, 2022

Put Options

Written

7,400

120.0000

American

Jun 19, 2020

Call Options

Purchased

600

200.0000

American

Jan 15, 2021

Call Options

Purchased

7,700

190.0000

American

Jan 15, 2021

Put Options

Written

7,000

140.0000

American

Jan 15, 2021

Call Options

Purchased

3,200

195.0000

American

Aug 21, 2020

Call Options

Written

-100

175.0000

American

May 15, 2020

Put Options

Purchased

-12,300

150.0000

American

Jan 15, 2021

Put Options

Purchased

-500

185.0000

American

Jun 19, 2020

Call Options

Written

-7,200

260.0000

American

Jan 15, 2021

Call Options

Written

-100

165.0000

American

Jun 19, 2020

Call Options

Written

-100

197.5000

American

Feb 28, 2020

Call Options

Written

-400

190.0000

American

Mar 20, 2020

Put Options

Purchased

-400

190.0000

American

Jun 19, 2020

Call Options

Purchased

100

210.0000

American

Jan 15, 2021

Put Options

Written

100

165.0000

American

May 15, 2020

Put Options

Written

3,300

165.0000

American

Mar 20, 2020

Put Options

Written

1,900

180.0000

American

Jun 19, 2020

Put Options

Written

400

200.0000

American

Mar 20, 2020

Put Options

Written

1,400

195.0000

American

Jun 19, 2020

Put Options

Written

6,000

180.0000

American

May 15, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Written

100

200.0000

American

May 15, 2020

Put Options

Written

4,400

180.0000

American

Mar 20, 2020

Call Options

Purchased

100

210.0000

American

Apr 17, 2020

Put Options

Purchased

-400

120.0000

American

Jan 15, 2021

Put Options

Purchased

-500

120.0000

American

Aug 21, 2020

Put Options

Purchased

-1,700

185.0000

American

Jan 15, 2021

Put Options

Purchased

-100

170.0000

American

Jan 21, 2022

Call Options

Written

-100

185.0000

American

Jun 19, 2020

Call Options

Written

-200

165.0000

American

Mar 20, 2020

Call Options

Written

-900

175.0000

American

Jun 19, 2020

Put Options

Purchased

-4,100

160.0000

American

Jan 15, 2021

Call Options

Written

-100

160.0000

American

Jun 19, 2020

Put Options

Purchased

-300

185.0000

American

Aug 21, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options

Purchased

1,500

220.0000

American

Mar 20, 2020

Put Options

Written

2,500

215.0000

American

Jan 15, 2021

Call Options

Purchased

8,200

185.0000

American

Aug 21, 2020

Put Options

Written

300

125.0000

American

Jun 19, 2020

Call Options

Purchased

700

200.0000

American

Jun 19, 2020

Call Options

Written

-400

180.0000

American

Mar 20, 2020

Put Options

Purchased

-700

160.0000

American

Feb 28, 2020

Call Options

Written

-200

180.0000

American

Jun 19, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Put Options

Purchased

-100

130.0000

American

Jan 15, 2021

Put Options

Purchased

-1,200

180.0000

American

Jan 15, 2021

Call Options

Written

-300

210.0000

American

Mar 6, 2020

Put Options

Purchased

-200

190.0000

American

Aug 21, 2020

Put Options

Purchased

-300

125.0000

American

Jan 15, 2021

Call Options

Written

-700

202.5000

American

Mar 6, 2020

Put Options

Purchased

-1,800

150.0000

American

Jan 21, 2022

Put Options

Written

2,300

195.0000

American

Aug 21, 2020

Put Options

Written

200

120.0000

American

May 15, 2020

Call Options

Purchased

11,300

195.0000

American

Jan 15, 2021

Put Options

Written

200

150.0000

American

Mar 20, 2020

Put Options

Written

14,600

195.0000

American

Mar 20, 2020

Call Options

Purchased

400

200.0000

American

May 15, 2020

Put Options

Written

3,000

105.0000

American

May 15, 2020

Call Options

Purchased

3,300

190.0000

American

Aug 21, 2020

Put Options

Purchased

-8,200

140.0000

American

Mar 20, 2020

Call Options

Written

-1,000

185.0000

American

May 15, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 692585
Time of Receipt (offset from UTC): 20200225T104608+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC