Form 8.3 - ABBVIE INC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 24 February 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,042,044

0.21%

4,107,203

0.28%

 

(2)

Derivatives (other than options):

2,210,772

0.15%

560,929

0.04%

 

(3)

Options and agreements to
purchase/sell:

1,675,400

0.11%

1,479,500

0.10%

 
TOTAL:

6,928,216

0.47%

6,147,632

0.42%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

4

93.2000 USD

Purchase

10

92.7900 USD

Purchase

14

93.3864 USD

Purchase

15

92.9933 USD

Purchase

23

92.8595 USD

Purchase

30

93.1500 USD

Purchase

30

92.7350 USD

Purchase

68

93.3498 USD

Purchase

75

93.3060 USD

Purchase

80

93.3575 USD

Purchase

100

93.1800 USD

Purchase

100

93.4600 USD

Purchase

100

92.6700 USD

Purchase

100

93.2500 USD

Purchase

100

92.5850 USD

Purchase

103

93.0637 USD

Purchase

200

92.9500 USD

Purchase

200

92.9308 USD

Purchase

200

92.7275 USD

Purchase

293

93.1900 USD

Purchase

300

93.2633 USD

Purchase

300

93.3433 USD

Purchase

300

93.3400 USD

Purchase

300

93.2566 USD

Purchase

311

92.6575 USD

Purchase

311

92.6967 USD

Purchase

320

92.7932 USD

Purchase

400

93.2625 USD

Purchase

400

93.0563 USD

Purchase

405

93.3765 USD

Purchase

458

93.1896 USD

Purchase

536

92.8622 USD

Purchase

641

92.9079 USD

Purchase

700

93.2821 USD

Purchase

700

92.9599 USD

Purchase

712

93.3161 USD

Purchase

720

93.0916 USD

Purchase

789

93.1983 USD

Purchase

800

93.2512 USD

Purchase

900

93.3022 USD

Purchase

1,000

92.7288 USD

Purchase

1,200

93.0235 USD

Purchase

1,226

93.2455 USD

Purchase

1,300

93.3726 USD

Purchase

1,383

93.3148 USD

Purchase

1,400

93.0867 USD

Purchase

1,800

92.8847 USD

Purchase

2,352

92.8543 USD

Purchase

2,996

92.6616 USD

Purchase

3,253

93.1433 USD

Purchase

3,300

92.8800 USD

Purchase

3,814

93.5438 USD

Purchase

3,965

92.8296 USD

Purchase

4,100

93.0278 USD

Purchase

4,580

92.5000 USD

Purchase

6,400

92.7888 USD

Purchase

6,788

93.3375 USD

Purchase

10,481

93.1350 USD

Purchase

10,501

92.9542 USD

Purchase

13,862

92.5998 USD

Purchase

15,316

92.6999 USD

Purchase

17,600

93.2200 USD

Purchase

24,200

92.9725 USD

Purchase

25,000

93.0229 USD

Purchase

38,600

93.0185 USD

Purchase

51,317

93.0720 USD

Purchase

64,100

93.0228 USD

Purchase

78,995

93.1313 USD

Purchase

199,679

93.0918 USD

Purchase

222,144

93.1400 USD

Sale

1

93.2700 USD

Sale

3

93.4466 USD

Sale

10

93.2900 USD

Sale

12

92.8850 USD

Sale

12

93.1650 USD

Sale

28

93.0200 USD

Sale

30

93.1500 USD

Sale

46

93.1469 USD

Sale

56

93.1700 USD

Sale

60

92.7350 USD

Sale

81

93.1471 USD

Sale

96

92.8200 USD

Sale

100

92.7600 USD

Sale

100

92.6300 USD

Sale

100

93.3500 USD

Sale

100

93.2100 USD

Sale

100

93.5400 USD

Sale

103

92.9855 USD

Sale

104

93.0410 USD

Sale

122

92.7141 USD

Sale

128

93.0434 USD

Sale

156

93.1246 USD

Sale

200

92.6050 USD

Sale

200

93.5200 USD

Sale

200

93.5500 USD

Sale

200

93.1750 USD

Sale

200

92.7450 USD

Sale

200

93.0500 USD

Sale

200

92.9250 USD

Sale

200

92.8750 USD

Sale

201

93.1394 USD

Sale

277

92.7651 USD

Sale

300

93.5266 USD

Sale

300

93.5650 USD

Sale

300

93.3400 USD

Sale

300

92.7283 USD

Sale

311

92.6575 USD

Sale

331

93.1532 USD

Sale

400

92.8950 USD

Sale

400

92.8887 USD

Sale

400

93.5700 USD

Sale

400

92.7775 USD

Sale

407

93.5247 USD

Sale

427

92.9392 USD

Sale

500

93.3925 USD

Sale

513

93.4567 USD

Sale

600

93.3291 USD

Sale

685

93.2294 USD

Sale

686

92.5950 USD

Sale

700

92.9414 USD

Sale

700

93.1150 USD

Sale

700

93.0864 USD

Sale

704

93.2440 USD

Sale

733

92.6138 USD

Sale

734

92.6400 USD

Sale

772

92.9050 USD

Sale

798

92.6108 USD

Sale

842

92.6339 USD

Sale

900

93.1300 USD

Sale

1,000

92.8710 USD

Sale

1,023

93.1393 USD

Sale

1,033

92.7306 USD

Sale

1,100

93.0593 USD

Sale

1,100

93.1090 USD

Sale

1,172

92.9965 USD

Sale

1,300

92.8746 USD

Sale

1,300

93.2731 USD

Sale

1,300

93.3726 USD

Sale

1,395

92.7862 USD

Sale

1,500

93.0000 USD

Sale

1,726

92.6126 USD

Sale

1,907

93.5438 USD

Sale

1,974

92.6066 USD

Sale

1,991

92.8929 USD

Sale

2,080

92.8163 USD

Sale

2,116

93.1701 USD

Sale

3,290

92.9580 USD

Sale

3,400

92.8800 USD

Sale

4,200

93.0199 USD

Sale

6,000

92.7822 USD

Sale

6,081

92.9235 USD

Sale

6,269

92.5828 USD

Sale

7,500

93.3355 USD

Sale

7,988

93.2103 USD

Sale

8,689

93.2712 USD

Sale

8,858

93.1433 USD

Sale

15,950

93.1558 USD

Sale

17,411

93.2106 USD

Sale

27,700

93.0680 USD

Sale

37,600

92.9542 USD

Sale

39,813

93.1115 USD

Sale

53,902

93.1126 USD

Sale

57,365

93.0018 USD

Sale

62,800

93.0221 USD

Sale

65,710

93.0889 USD

Sale

66,422

93.1400 USD

Sale

75,430

93.1329 USD

Sale

80,246

92.9574 USD

Sale

117,618

93.1381 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

70 USD

American

21 Feb 2020

24.2000 USD

Call Option

Purchasing

100

75 USD

American

15 Jan 2021

19.5000 USD

Call Option

Purchasing

100

78 USD

American

15 Jan 2021

17.5000 USD

Call Option

Purchasing

1,500

80 USD

American

15 Jan 2021

15.9233 USD

Call Option

Purchasing

13,800

83 USD

American

21 Feb 2020

11.4500 USD

Call Option

Purchasing

9,900

84 USD

American

21 Feb 2020

10.9200 USD

Call Option

Purchasing

600

85 USD

American

15 Jan 2021

11.7700 USD

Call Option

Purchasing

54,700

86 USD

American

21 Feb 2020

9.0000 USD

Call Option

Purchasing

14,000

87 USD

American

21 Feb 2020

7.9000 USD

Call Option

Purchasing

1,500

88 USD

American

21 Feb 2020

7.1000 USD

Call Option

Purchasing

300

89 USD

American

21 Feb 2020

6.0000 USD

Call Option

Purchasing

14,900

93 USD

American

21 Feb 2020

2.3700 USD

Call Option

Purchasing

300

94 USD

American

20 Mar 2020

2.1500 USD

Call Option

Purchasing

100

95 USD

American

21 Feb 2020

0.1000 USD

Call Option

Purchasing

100

95 USD

American

28 Feb 2020

0.1000 USD

Call Option

Purchasing

100

95 USD

American

13 Mar 2020

1.8300 USD

Call Option

Purchasing

500

96 USD

American

20 Mar 2020

1.5400 USD

Call Option

Purchasing

1,600

98 USD

American

21 Feb 2020

0.0100 USD

Call Option

Purchasing

200

98 USD

American

21 Feb 2020

0.0300 USD

Call Option

Purchasing

15,000

98 USD

American

15 May 2020

2.4533 USD

Call Option

Purchasing

2,900

99 USD

American

21 Feb 2020

0.0200 USD

Call Option

Purchasing

10,800

100 USD

American

21 Feb 2020

0.0100 USD

Call Option

Purchasing

400

100 USD

American

28 Feb 2020

0.0325 USD

Call Option

Purchasing

500

100 USD

American

20 Mar 2020

0.5100 USD

Call Option

Purchasing

600

100 USD

American

15 May 2020

1.7483 USD

Call Option

Purchasing

400

101 USD

American

21 Feb 2020

0.0400 USD

Call Option

Purchasing

200

102 USD

American

21 Feb 2020

0.0300 USD

Call Option

Purchasing

800

103 USD

American

21 Feb 2020

0.0300 USD

Call Option

Purchasing

5,100

105 USD

American

21 Feb 2020

0.0100 USD

Call Option

Purchasing

100

105 USD

American

15 May 2020

0.6500 USD

Call Option

Purchasing

400

106 USD

American

21 Feb 2020

0.0500 USD

Call Option

Purchasing

1,100

110 USD

American

21 Feb 2020

0.0100 USD

Call Option

Purchasing

2,500

115 USD

American

21 Feb 2020

0.0200 USD

Call Option

Selling

100

75 USD

American

21 Feb 2020

20.0000 USD

Call Option

Selling

1,300

80 USD

American

21 Feb 2020

14.9000 USD

Call Option

Selling

1,300

81 USD

American

21 Feb 2020

13.6000 USD

Call Option

Selling

31,700

82 USD

American

21 Feb 2020

11.9700 USD

Call Option

Selling

2,500

83 USD

American

21 Feb 2020

12.6500 USD

Call Option

Selling

1,000

83 USD

American

21 Jan 2022

15.9200 USD

Call Option

Selling

1,300

84 USD

American

21 Feb 2020

11.3500 USD

Call Option

Selling

89,600

85 USD

American

21 Feb 2020

10.4000 USD

Call Option

Selling

15,900

85 USD

American

21 Feb 2020

10.8500 USD

Call Option

Selling

100

85 USD

American

15 May 2020

9.7100 USD

Call Option

Selling

4,500

86 USD

American

21 Feb 2020

9.4400 USD

Call Option

Selling

200

87 USD

American

21 Feb 2020

8.9000 USD

Call Option

Selling

5,800

88 USD

American

21 Feb 2020

7.5000 USD

Call Option

Selling

300

89 USD

American

21 Feb 2020

6.2500 USD

Call Option

Selling

40,800

90 USD

American

21 Feb 2020

5.0000 USD

Call Option

Selling

500

91 USD

American

21 Feb 2020

4.0000 USD

Call Option

Selling

300

91 USD

American

21 Feb 2020

4.3500 USD

Call Option

Selling

6,000

92 USD

American

21 Feb 2020

2.9900 USD

Call Option

Selling

900

92 USD

American

21 Feb 2020

3.5500 USD

Call Option

Selling

100

92 USD

American

6 Mar 2020

2.7400 USD

Call Option

Selling

8,300

93 USD

American

21 Feb 2020

2.0100 USD

Call Option

Selling

1,000

93 USD

American

21 Feb 2020

2.3700 USD

Call Option

Selling

200

93 USD

American

28 Feb 2020

1.6500 USD

Call Option

Selling

100

93 USD

American

6 Mar 2020

2.2100 USD

Call Option

Selling

1,200

94 USD

American

21 Feb 2020

1.0600 USD

Call Option

Selling

400

94 USD

American

21 Feb 2020

1.5400 USD

Call Option

Selling

1,400

94 USD

American

28 Feb 2020

1.0771 USD

Call Option

Selling

300

94 USD

American

28 Feb 2020

1.4000 USD

Call Option

Selling

400

94 USD

American

6 Mar 2020

1.5425 USD

Call Option

Selling

100

94 USD

American

6 Mar 2020

2.0300 USD

Call Option

Selling

500

94 USD

American

13 Mar 2020

2.3800 USD

Call Option

Selling

100

94 USD

American

27 Mar 2020

2.9300 USD

Call Option

Selling

1,100

95 USD

American

21 Feb 2020

0.6400 USD

Call Option

Selling

6,100

95 USD

American

28 Feb 2020

0.7742 USD

Call Option

Selling

700

95 USD

American

28 Feb 2020

0.9471 USD

Call Option

Selling

8,500

95 USD

American

6 Mar 2020

1.3835 USD

Call Option

Selling

300

95 USD

American

13 Mar 2020

1.7833 USD

Call Option

Selling

100

95 USD

American

20 Mar 2020

1.6000 USD

Call Option

Selling

500

95 USD

American

27 Mar 2020

2.5400 USD

Call Option

Selling

14,800

96 USD

American

21 Feb 2020

0.0200 USD

Call Option

Selling

400

96 USD

American

28 Feb 2020

0.5000 USD

Call Option

Selling

200

96 USD

American

28 Feb 2020

0.6600 USD

Call Option

Selling

400

96 USD

American

6 Mar 2020

0.9000 USD

Call Option

Selling

600

96 USD

American

13 Mar 2020

1.2850 USD

Call Option

Selling

7,200

97 USD

American

21 Feb 2020

0.0100 USD

Call Option

Selling

4,800

97 USD

American

28 Feb 2020

0.3414 USD

Call Option

Selling

4,800

97 USD

American

6 Mar 2020

0.6595 USD

Call Option

Selling

600

97 USD

American

6 Mar 2020

1.0000 USD

Call Option

Selling

400

97 USD

American

13 Mar 2020

1.2500 USD

Call Option

Selling

2,200

98 USD

American

28 Feb 2020

0.2331 USD

Call Option

Selling

400

98 USD

American

28 Feb 2020

0.2500 USD

Call Option

Selling

100

98 USD

American

6 Mar 2020

0.5800 USD

Call Option

Selling

400

99 USD

American

28 Feb 2020

0.1600 USD

Call Option

Selling

100

99 USD

American

6 Mar 2020

0.3600 USD

Call Option

Selling

100

100 USD

American

28 Feb 2020

0.0600 USD

Call Option

Selling

300

100 USD

American

6 Mar 2020

0.2833 USD

Call Option

Selling

300

100 USD

American

13 Mar 2020

0.4766 USD

Call Option

Selling

8,600

100 USD

American

20 Mar 2020

0.7402 USD

Call Option

Selling

1,500

100 USD

American

27 Mar 2020

0.9020 USD

Call Option

Selling

2,500

100 USD

American

3 Apr 2020

1.0500 USD

Call Option

Selling

100

102 USD

American

6 Mar 2020

0.1600 USD

Call Option

Selling

500

105 USD

American

6 Mar 2020

0.0800 USD

Call Option

Selling

2,000

105 USD

American

20 Mar 2020

0.2800 USD

Call Option

Selling

1,900

110 USD

American

20 Mar 2020

0.0915 USD

Call Option

Selling

1,200

110 USD

American

15 May 2020

0.4750 USD

Call Option

Selling

1,500

140 USD

American

15 Jan 2021

0.4000 USD

Put Option

Purchasing

15,400

43 USD

American

21 Feb 2020

0.0500 USD

Put Option

Purchasing

400

50 USD

American

21 Feb 2020

0.0400 USD

Put Option

Purchasing

1,000

50 USD

American

21 Jan 2022

1.7000 USD

Put Option

Purchasing

1,900

55 USD

American

21 Feb 2020

0.0100 USD

Put Option

Purchasing

1,800

58 USD

American

21 Feb 2020

0.0800 USD

Put Option

Purchasing

4,000

63 USD

American

21 Feb 2020

0.0300 USD

Put Option

Purchasing

17,000

65 USD

American

21 Feb 2020

0.0200 USD

Put Option

Purchasing

3,500

68 USD

American

21 Feb 2020

0.0100 USD

Put Option

Purchasing

12,600

70 USD

American

21 Feb 2020

0.0100 USD

Put Option

Purchasing

200

73 USD

American

15 Jan 2021

3.0500 USD

Put Option

Purchasing

15,200

80 USD

American

21 Feb 2020

0.0100 USD

Put Option

Purchasing

1,000

80 USD

American

15 May 2020

1.1100 USD

Put Option

Purchasing

900

82 USD

American

21 Feb 2020

0.0100 USD

Put Option

Purchasing

5,200

83 USD

American

20 Mar 2020

0.2928 USD

Put Option

Purchasing

14,000

84 USD

American

21 Feb 2020

0.0300 USD

Put Option

Purchasing

16,800

85 USD

American

21 Feb 2020

0.0100 USD

Put Option

Purchasing

1,500

85 USD

American

20 Mar 2020

0.5340 USD

Put Option

Purchasing

500

85 USD

American

15 May 2020

3.2800 USD

Put Option

Purchasing

200

86 USD

American

21 Feb 2020

0.0300 USD

Put Option

Purchasing

100

87 USD

American

21 Feb 2020

0.0400 USD

Put Option

Purchasing

100

87 USD

American

28 Feb 2020

0.0900 USD

Put Option

Purchasing

24,600

88 USD

American

21 Feb 2020

0.0100 USD

Put Option

Purchasing

1,600

88 USD

American

3 Apr 2020

1.3700 USD

Put Option

Purchasing

100

88 USD

American

18 Sep 2020

4.7000 USD

Put Option

Purchasing

800

89 USD

American

28 Feb 2020

0.3400 USD

Put Option

Purchasing

2,000

90 USD

American

28 Feb 2020

0.4100 USD

Put Option

Purchasing

700

90 USD

American

28 Feb 2020

0.4200 USD

Put Option

Purchasing

1,300

90 USD

American

20 Mar 2020

1.4723 USD

Put Option

Purchasing

100

90 USD

American

15 Jan 2021

9.0000 USD

Put Option

Purchasing

5,100

91 USD

American

21 Feb 2020

0.0200 USD

Put Option

Purchasing

100

92 USD

American

20 Mar 2020

2.5000 USD

Put Option

Purchasing

200

93 USD

American

21 Jan 2022

15.5000 USD

Put Option

Purchasing

200

98 USD

American

21 Feb 2020

2.0200 USD

Put Option

Selling

100

60 USD

American

21 Feb 2020

0.0400 USD

Put Option

Selling

6,900

73 USD

American

21 Feb 2020

0.0200 USD

Put Option

Selling

51,600

75 USD

American

21 Feb 2020

0.0200 USD

Put Option

Selling

700

75 USD

American

15 Jan 2021

3.7000 USD

Put Option

Selling

16,100

78 USD

American

21 Feb 2020

0.0100 USD

Put Option

Selling

500

80 USD

American

15 May 2020

2.5500 USD

Put Option

Selling

3,600

81 USD

American

21 Feb 2020

0.0600 USD

Put Option

Selling

22,000

83 USD

American

21 Feb 2020

0.0100 USD

Put Option

Selling

1,800

83 USD

American

21 Feb 2020

0.0300 USD

Put Option

Selling

120,000

85 USD

American

21 Feb 2020

0.0100 USD

Put Option

Selling

500

89 USD

American

21 Feb 2020

0.0400 USD

Put Option

Selling

600

89 USD

American

21 Feb 2020

0.0700 USD

Put Option

Selling

5,500

90 USD

American

21 Feb 2020

0.0100 USD

Put Option

Selling

200

90 USD

American

6 Mar 2020

0.8500 USD

Put Option

Selling

100

91 USD

American

6 Mar 2020

1.2800 USD

Put Option

Selling

500

92 USD

American

21 Feb 2020

0.0300 USD

Put Option

Selling

900

92 USD

American

21 Feb 2020

0.0400 USD

Put Option

Selling

300

93 USD

American

21 Feb 2020

0.0300 USD

Put Option

Selling

100

93 USD

American

6 Mar 2020

2.2900 USD

Put Option

Selling

100

93 USD

American

13 Mar 2020

2.5000 USD

Put Option

Selling

500

94 USD

American

21 Feb 2020

0.0100 USD

Put Option

Selling

500

94 USD

American

21 Feb 2020

0.0300 USD

Put Option

Selling

400

95 USD

American

21 Feb 2020

0.0400 USD

Put Option

Selling

900

95 USD

American

21 Feb 2020

0.0500 USD

Put Option

Selling

1,700

96 USD

American

21 Feb 2020

1.1000 USD

Put Option

Selling

1,000

98 USD

American

21 Feb 2020

2.9100 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

25 Feb 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

1,000

72.5000

American

Jan 15, 2021

Call Options

Purchased

3,100

115.0000

American

Sep 18, 2020

Put Options

Written

700

82.5000

American

Jan 15, 2021

Put Options

Written

101,800

60.0000

American

Jun 19, 2020

Call Options

Purchased

300

67.5000

American

Sep 18, 2020

Call Options

Purchased

5,100

87.5000

American

May 15, 2020

Put Options

Written

2,200

70.0000

American

May 15, 2020

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Put Options

Written

100

100.0000

American

Mar 13, 2020

Put Options

Written

3,100

75.0000

American

Jun 19, 2020

Put Options

Written

500

90.0000

American

Mar 6, 2020

Put Options

Written

10,900

80.0000

American

May 15, 2020

Call Options

Purchased

500

75.0000

American

May 15, 2020

Put Options

Written

100

80.0000

American

Mar 6, 2020

Call Options

Purchased

1,100

90.0000

American

Mar 6, 2020

Call Options

Purchased

11,600

100.0000

American

Mar 20, 2020

Call Options

Purchased

400

93.0000

American

Mar 6, 2020

Put Options

Written

1,200

85.0000

American

Jun 19, 2020

Call Options

Purchased

500

97.5000

American

Jan 21, 2022

Put Options

Written

4,000

37.5000

American

Jan 21, 2022

Call Options

Written

-100

85.0000

American

Mar 20, 2020

Call Options

Written

-1,100

82.5000

American

Jan 21, 2022

Call Options

Written

-8,800

105.0000

American

Mar 6, 2020

Put Options

Purchased

-1,100

50.0000

American

Jan 21, 2022

Call Options

Written

-1,400

135.0000

American

Jan 15, 2021

Call Options

Written

-15,000

90.0000

American

Jun 19, 2020

Call Options

Written

-5,200

80.0000

American

Jan 21, 2022

Put Options

Purchased

-48,100

85.0000

American

May 15, 2020

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Put Options

Purchased

-900

95.5000

American

Feb 28, 2020

Put Options

Purchased

-100

95.0000

American

May 15, 2020

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Call Options

Written

-19,200

110.0000

American

Mar 20, 2020

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Call Options

Written

-4,500

115.0000

American

Jan 21, 2022

Call Options

Written

-2,300

120.0000

American

Jan 15, 2021

Call Options

Written

-900

98.0000

American

Feb 28, 2020

Call Options

Written

-3,700

130.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Call Options

Written

-100

110.0000

American

Jan 21, 2022

Put Options

Purchased

-100

89.5000

American

Mar 6, 2020

Put Options

Purchased

-100

87.0000

American

Feb 28, 2020

Call Options

Written

-400

105.0000

American

Jan 21, 2022

Put Options

Purchased

-2,800

50.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options

Written

-200

95.0000

American

Mar 27, 2020

Put Options

Written

900

82.5000

American

Sep 18, 2020

Put Options

Written

4,000

57.5000

American

Jan 15, 2021

Call Options

Purchased

100

87.0000

American

Mar 6, 2020

Put Options

Written

100

94.5000

American

Apr 3, 2020

Call Options

Purchased

13,800

95.0000

American

May 15, 2020

Call Options

Purchased

1,300

72.5000

American

Jun 19, 2020

Call Options

Purchased

700

94.0000

American

Feb 28, 2020

Put Options

Written

302,100

60.0000

American

Jan 15, 2021

Call Options

Purchased

100

83.0000

American

Feb 28, 2020

Put Options

Written

100

92.5000

American

May 15, 2020

Call Options

Purchased

300

84.5000

American

Mar 6, 2020

Call Options

Purchased

5,500

87.5000

American

Mar 20, 2020

Call Options

Purchased

900

85.0000

American

Aug 21, 2020

Call Options

Purchased

400

88.0000

American

Mar 13, 2020

Put Options

Written

700

62.5000

American

Sep 18, 2020

Call Options

Purchased

9,100

95.0000

American

Sep 18, 2020

Call Options

Purchased

7,900

92.5000

American

May 15, 2020

Call Options

Purchased

3,500

90.0000

American

Mar 20, 2020

Call Options

Purchased

300

120.0000

American

Sep 18, 2020

Call Options

Purchased

400

72.5000

American

May 15, 2020

Call Options

Purchased

100

91.0000

American

Mar 6, 2020

Put Options

Written

1,200

94.0000

American

Mar 13, 2020

Call Options

Purchased

200

91.0000

American

Feb 28, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options

Written

-100

102.0000

American

Mar 6, 2020

Put Options

Purchased

-4,900

80.0000

American

Mar 20, 2020

Put Options

Purchased

-2,000

89.5000

American

Feb 28, 2020

Put Options

Purchased

-20,100

85.0000

American

Sep 18, 2020

Put Options

Purchased

-500

97.5000

American

May 15, 2020

Put Options

Purchased

-600

89.0000

American

Feb 28, 2020

Put Options

Purchased

-400

95.0000

American

Sep 18, 2020

Put Options

Purchased

-100

89.5000

American

Apr 3, 2020

Put Options

Purchased

-100

88.0000

American

Feb 28, 2020

Put Options

Purchased

-2,400

55.0000

American

Jan 15, 2021

Call Options

Written

-18,400

110.0000

American

Jan 15, 2021

Put Options

Purchased

-34,500

95.0000

American

Jun 19, 2020

Call Options

Written

-200

94.0000

American

Apr 3, 2020

Call Options

Written

-1,500

100.0000

American

Mar 27, 2020

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Call Options

Written

-13,100

115.0000

American

Mar 20, 2020

Put Options

Purchased

-30,000

62.5000

American

Jan 15, 2021

Call Options

Written

-5,100

125.0000

American

Aug 21, 2020

Call Options

Written

-100

90.0000

American

Mar 27, 2020

Call Options

Written

-3,700

94.0000

American

Mar 13, 2020

Call Options

Written

-700

96.0000

American

Mar 13, 2020

Put Options

Purchased

-1,500

75.0000

American

Sep 18, 2020

Call Options

Written

-1,800

100.0000

American

Mar 13, 2020

Put Options

Written

100

84.0000

American

Feb 28, 2020

Call Options

Purchased

1,000

86.0000

American

Feb 28, 2020

Call Options

Purchased

2,200

105.0000

American

Jun 19, 2020

Put Options

Written

100

95.0000

American

Mar 20, 2020

Call Options

Purchased

900

90.5000

American

Feb 28, 2020

Call Options

Purchased

300

97.5000

American

Sep 18, 2020

Put Options

Written

300

91.5000

American

Feb 28, 2020

Call Options

Purchased

400

70.0000

American

Jun 19, 2020

Call Options

Purchased

5,500

95.0000

American

Mar 20, 2020

Put Options

Written

34,400

90.0000

American

Aug 21, 2020

Call Options

Purchased

21,500

97.5000

American

May 15, 2020

Call Options

Purchased

11,400

97.5000

American

Mar 20, 2020

Call Options

Purchased

700

88.0000

American

Feb 28, 2020

Put Options

Written

400

75.0000

American

Mar 20, 2020

Call Options

Purchased

100

77.5000

American

Jun 19, 2020

Put Options

Written

6,800

75.0000

American

May 15, 2020

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Call Options

Written

-2,700

85.0000

American

Jun 19, 2020

Put Options

Purchased

-3,500

50.0000

American

Jun 19, 2020

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Call Options

Written

-100

89.5000

American

Mar 6, 2020

Call Options

Written

-800

93.5000

American

Feb 28, 2020

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-2,800

75.0000

American

Jan 15, 2021

Call Options

Written

-100

140.0000

American

Jun 19, 2020

Put Options

Purchased

-1,700

90.0000

American

Sep 18, 2020

Put Options

Purchased

-2,600

110.0000

American

Jan 15, 2021

Call Options

Written

-5,300

95.0000

American

Mar 6, 2020

Call Options

Written

-2,500

100.0000

American

Apr 3, 2020

Put Options

Purchased

-4,800

40.0000

American

Jan 21, 2022

Put Options

Purchased

-10,600

77.5000

American

Mar 20, 2020

Call Options

Written

-200

105.0000

American

Mar 13, 2020

Call Options

Written

-2,400

97.5000

American

Feb 28, 2020

Call Options

Written

-3,700

85.0000

American

May 15, 2020

Call Options

Written

-1,200

110.0000

American

Jun 19, 2020

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Put Options

Written

37,300

57.5000

American

Jun 19, 2020

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Call Options

Purchased

500

90.0000

American

Mar 13, 2020

Put Options

Written

177,400

80.0000

American

Jan 15, 2021

Put Options

Written

6,400

77.5000

American

Jan 15, 2021

Call Options

Purchased

6,800

90.0000

American

Sep 18, 2020

Put Options

Written

2,300

70.0000

American

Aug 21, 2020

Call Options

Purchased

1,500

67.5000

American

Jan 15, 2021

Call Options

Purchased

300

94.0000

American

Mar 20, 2020

Put Options

Written

300

90.0000

American

Jun 19, 2020

Put Options

Written

156,100

65.0000

American

Jun 19, 2020

Put Options

Written

1,000

42.5000

American

Jan 21, 2022

Call Options

Purchased

600

110.0000

American

Aug 21, 2020

Call Options

Purchased

3,900

87.5000

American

Jun 19, 2020

Put Options

Written

2,200

80.0000

American

Aug 21, 2020

Put Options

Written

100

93.0000

American

Mar 6, 2020

Put Options

Written

400

81.5000

American

Mar 6, 2020

Put Options

Written

2,700

80.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

65.0000

American

Sep 18, 2020

Put Options

Written

400

32.5000

American

Sep 18, 2020

Put Options

Written

200

37.5000

American

Jan 15, 2021

Call Options

Purchased

6,800

80.0000

American

May 15, 2020

Call Options

Purchased

4,900

92.5000

American

Mar 20, 2020

Put Options

Written

1,100

85.0000

American

Feb 28, 2020

Call Options

Purchased

5,100

90.0000

American

Aug 21, 2020

Call Options

Purchased

4,200

92.5000

American

Mar 6, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Call Options

Purchased

400

75.0000

American

Jan 21, 2022

Put Options

Written

600

70.0000

American

Mar 20, 2020

Call Options

Purchased

100

105.0000

American

Aug 21, 2020

Put Options

Written

100

80.0000

American

Mar 13, 2020

Put Options

Written

7,800

72.5000

American

Jun 19, 2020

Call Options

Purchased

1,300

92.5000

American

Sep 18, 2020

Call Options

Written

-100

110.0000

American

Sep 18, 2020

Call Options

Written

-50,500

92.5000

American

Jan 15, 2021

Put Options

Purchased

-1,100

67.5000

American

Sep 18, 2020

Call Options

Written

-76,800

70.0000

American

Jan 15, 2021

Call Options

Written

-300

70.0000

American

Jan 21, 2022

Put Options

Purchased

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Call Options

Written

-1,700

97.5000

American

Mar 6, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options

Written

-7,700

100.0000

American

Jan 15, 2021

Put Options

Purchased

-800

90.5000

American

Feb 28, 2020

Put Options

Purchased

-1,200

72.5000

American

Sep 18, 2020

Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020

Put Options

Purchased

-200

92.5000

American

Sep 18, 2020

Call Options

Written

-2,200

88.0000

American

Mar 6, 2020

Call Options

Written

-400

97.0000

American

Mar 13, 2020

Put Options

Purchased

-2,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-350,000

87.5000

American

Jan 15, 2021

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options

Written

-5,400

97.0000

American

Mar 6, 2020

Call Options

Written

-8,500

97.0000

American

Feb 28, 2020

Put Options

Written

1,800

77.5000

American

Sep 18, 2020

Put Options

Written

1,100

82.5000

American

Jun 19, 2020

Put Options

Written

2,400

92.0000

American

Mar 13, 2020

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020

Call Options

Purchased

2,400

94.5000

American

Feb 28, 2020

Put Options

Written

100

93.0000

American

Mar 13, 2020

Call Options

Purchased

12,900

90.0000

American

May 15, 2020

Call Options

Purchased

700

80.0000

American

Jan 15, 2021

Put Options

Written

22,100

90.0000

American

Mar 20, 2020

Call Options

Purchased

13,900

75.0000

American

Sep 18, 2020

Call Options

Purchased

600

77.5000

American

Sep 18, 2020

Put Options

Written

100

77.5000

American

May 15, 2020

Put Options

Written

300

65.0000

American

May 15, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Put Options

Written

800

67.5000

American

May 15, 2020

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Put Options

Written

100

82.0000

American

Feb 28, 2020

Put Options

Purchased

-2,400

93.0000

American

Feb 28, 2020

Put Options

Purchased

-4,700

35.0000

American

Jan 15, 2021

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Call Options

Written

-2,800

115.0000

American

Jun 19, 2020

Call Options

Written

-400

99.0000

American

Feb 28, 2020

Call Options

Written

-1,000

85.0000

American

Mar 6, 2020

Call Options

Written

-5,200

130.0000

American

Jun 19, 2020

Put Options

Purchased

-4,800

55.0000

American

May 15, 2020

Put Options

Purchased

-600

77.5000

American

Jan 15, 2021

Call Options

Written

-100

93.0000

American

Feb 28, 2020

Call Options

Written

-500

70.0000

American

Feb 28, 2020

Put Options

Purchased

-22,700

95.0000

American

Jan 15, 2021

Put Options

Purchased

-3,300

82.5000

American

Mar 20, 2020

Put Options

Purchased

-2,100

100.0000

American

Jan 15, 2021

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Put Options

Purchased

-600

82.5000

American

May 15, 2020

Call Options

Written

-1,200

105.0000

American

Mar 27, 2020

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Put Options

Written

9,600

87.5000

American

May 15, 2020

Put Options

Written

30,100

70.0000

American

Jun 19, 2020

Put Options

Written

1,400

55.0000

American

Jun 19, 2020

Call Options

Purchased

400

84.5000

American

Mar 13, 2020

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Call Options

Purchased

500

96.0000

American

Mar 20, 2020

Put Options

Written

2,000

57.5000

American

Sep 18, 2020

Call Options

Purchased

3,500

95.0000

American

Feb 28, 2020

Put Options

Written

2,700

90.0000

American

May 15, 2020

Put Options

Written

1,700

75.0000

American

Jan 15, 2021

Put Options

Written

1,500

62.5000

American

May 15, 2020

Call Options

Purchased

2,200

90.0000

American

Feb 28, 2020

Put Options

Written

800

87.5000

American

Jan 15, 2021

Put Options

Written

300

35.0000

American

Sep 18, 2020

Put Options

Written

100

92.5000

American

Mar 6, 2020

Call Options

Purchased

1,000

100.0000

American

Sep 18, 2020

Call Options

Purchased

100

125.0000

American

Jan 21, 2022

Put Options

Purchased

-100

94.0000

American

Mar 6, 2020

Call Options

Written

-1,600

90.0000

American

Jan 15, 2021

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Call Options

Written

-4,700

120.0000

American

Jan 21, 2022

Put Options

Purchased

-9,600

72.5000

American

Jan 15, 2021

Put Options

Purchased

-100,100

92.5000

American

Jan 15, 2021

Put Options

Purchased

-300

60.0000

American

Jan 21, 2022

Put Options

Purchased

-2,400

87.5000

American

Mar 20, 2020

Call Options

Written

-600

96.5000

American

Mar 6, 2020

Put Options

Purchased

-700

92.5000

American

Jun 19, 2020

Put Options

Purchased

-100

92.0000

American

Mar 20, 2020

Call Options

Written

-400

82.5000

American

Mar 6, 2020

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Call Options

Written

-100

92.0000

American

Mar 6, 2020

Put Options

Purchased

-1,600

88.0000

American

Apr 3, 2020

Call Options

Written

-33,400

95.0000

American

Jun 19, 2020

Put Options

Written

14,500

67.5000

American

Jun 19, 2020

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Put Options

Written

700

87.5000

American

Sep 18, 2020

Put Options

Written

8,400

87.5000

American

Jun 19, 2020

Call Options

Purchased

1,600

85.0000

American

Sep 18, 2020

Put Options

Written

100

97.5000

American

Jan 21, 2022

Put Options

Written

100

130.0000

American

Jun 19, 2020

Call Options

Purchased

4,000

96.0000

American

Feb 28, 2020

Call Options

Purchased

2,500

95.5000

American

Feb 28, 2020

Call Options

Purchased

1,300

85.0000

American

Feb 28, 2020

Call Options

Purchased

4,200

80.0000

American

Jun 19, 2020

Put Options

Written

400

93.5000

American

Feb 28, 2020

Put Options

Written

2,600

65.0000

American

Jan 15, 2021

Call Options

Purchased

1,400

105.0000

American

Sep 18, 2020

Call Options

Purchased

3,400

105.0000

American

May 15, 2020

Put Options

Written

800

90.0000

American

Mar 13, 2020

Call Options

Purchased

300

55.0000

American

Jan 21, 2022

Call Options

Purchased

700

91.5000

American

Feb 28, 2020

Put Options

Written

20,400

90.0000

American

Jan 15, 2021

Put Options

Written

500

45.0000

American

Jan 15, 2021

Put Options

Written

1,500

77.5000

American

Jun 19, 2020

Put Options

Written

1,100

65.0000

American

Sep 18, 2020

Put Options

Written

500

45.0000

American

Jan 21, 2022

Call Options

Purchased

200

82.5000

American

Mar 20, 2020

Call Options

Purchased

100

95.0000

American

Mar 13, 2020

Put Options

Written

100

91.0000

American

Mar 6, 2020

Put Options

Purchased

-2,600

90.0000

American

Feb 28, 2020

Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022

Call Options

Written

-500

94.0000

American

Mar 27, 2020

Call Options

Written

-2,600

94.0000

American

Mar 6, 2020

Call Options

Written

-11,800

105.0000

American

Mar 20, 2020

Call Options

Written

-100

93.5000

American

Mar 27, 2020

Put Options

Purchased

-1,600

92.5000

American

Feb 28, 2020

Call Options

Written

-2,200

95.0000

American

Aug 21, 2020

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Call Options

Written

-6,500

105.0000

American

Jan 15, 2021

Call Options

Written

-8,300

100.0000

American

Jun 19, 2020

Put Options

Purchased

-100

75.0000

American

Jan 21, 2022

Put Options

Purchased

-1,000

95.0000

American

Mar 13, 2020

Put Options

Purchased

-200

100.0000

American

Sep 18, 2020

Call Options

Written

-7,100

105.0000

American

Feb 28, 2020

Call Options

Written

-13,500

82.5000

American

May 15, 2020

Call Options

Purchased

500

90.0000

American

Jan 21, 2022

Call Options

Purchased

100

91.5000

American

Mar 6, 2020

Call Options

Purchased

14,500

85.0000

American

Jan 15, 2021

Call Options

Purchased

9,900

100.0000

American

May 15, 2020

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options

Purchased

4,300

100.0000

American

Feb 28, 2020

Put Options

Written

500

85.0000

American

Jan 15, 2021

Call Options

Purchased

100

85.0000

American

Jan 21, 2022

Call Options

Purchased

7,500

77.5000

American

Jan 15, 2021

Put Options

Written

1,100

67.5000

American

Jan 15, 2021

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Put Options

Written

3,300

72.5000

American

May 15, 2020

Call Options

Purchased

600

100.0000

American

Mar 6, 2020

Call Options

Purchased

1,300

82.5000

American

Jun 19, 2020

Put Options

Written

7,600

92.5000

American

Mar 20, 2020

Call Options

Purchased

1,500

80.0000

American

Sep 18, 2020

Call Options

Purchased

300

92.0000

American

Feb 28, 2020

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Put Options

Purchased

-500

83.5000

American

Feb 28, 2020

Call Options

Written

-700

97.5000

American

Aug 21, 2020

Call Options

Written

-1,100

120.0000

American

Jun 19, 2020

Call Options

Written

-2,600

82.5000

American

Jan 15, 2021

Call Options

Written

-600

92.5000

American

Aug 21, 2020

Call Options

Written

-100

98.5000

American

Mar 6, 2020

Call Options

Written

-300

93.5000

American

Mar 6, 2020

Put Options

Purchased

-200

86.0000

American

Feb 28, 2020

Call Options

Written

-4,700

110.0000

American

May 15, 2020

Put Options

Purchased

-250,000

85.0000

American

Jan 15, 2021

Call Options

Written

-400

96.0000

American

Mar 6, 2020

Call Options

Written

-4,500

95.0000

American

Jan 15, 2021

Put Options

Purchased

-19,300

85.0000

American

Mar 20, 2020

Put Options

Purchased

-200

92.5000

American

Jan 21, 2022

Call Options

Written

-600

87.5000

American

Jan 15, 2021

Call Options

Written

-4,700

140.0000

American

Jan 15, 2021

Call Options

Written

-500

87.5000

American

Jan 21, 2022

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 692587
Time of Receipt (offset from UTC): 20200225T105941+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC