FORM 8.3 - ABBVIE INC - Amendment

LONDON--()-- 

FORM 8.3 - Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 19 February 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

2,999,138

0.20%

4,507,963

0.30%

 

(2)

Derivatives (other than options):

2,323,313

0.16%

560,929

0.04%

 

(3)

Options and agreements to
purchase/sell:

1,997,400

0.14%

1,447,300

0.10%

 
TOTAL:

7,319,851

0.49%

6,516,192

0.44%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

100

93.2100 USD

Purchase

100

94.3100 USD

Purchase

100

94.3700 USD

Purchase

100

94.3800 USD

Purchase

100

94.4050 USD

Purchase

153

94.1743 USD

Purchase

200

94.4100 USD

Purchase

200

94.3150 USD

Purchase

200

93.9850 USD

Purchase

200

93.8092 USD

Purchase

300

94.3033 USD

Purchase

400

93.9175 USD

Purchase

468

93.9751 USD

Purchase

500

93.9060 USD

Purchase

500

93.7880 USD

Purchase

600

93.8916 USD

Purchase

600

94.3975 USD

Purchase

700

94.2992 USD

Purchase

732

93.9494 USD

Purchase

875

93.7300 USD

Purchase

900

94.1033 USD

Purchase

900

94.0627 USD

Purchase

957

94.0214 USD

Purchase

1,000

93.7630 USD

Purchase

1,000

93.5000 USD

Purchase

1,016

93.6503 USD

Purchase

1,200

94.2866 USD

Purchase

1,200

93.8266 USD

Purchase

1,200

94.3096 USD

Purchase

1,431

94.0530 USD

Purchase

1,511

93.9251 USD

Purchase

1,916

93.9207 USD

Purchase

2,012

94.1171 USD

Purchase

2,029

93.9631 USD

Purchase

2,165

94.0177 USD

Purchase

2,900

94.1059 USD

Purchase

3,229

94.1350 USD

Purchase

3,300

93.8995 USD

Purchase

3,400

94.3500 USD

Purchase

4,135

93.6973 USD

Purchase

4,455

93.8280 USD

Purchase

6,200

93.9427 USD

Purchase

6,272

94.2011 USD

Purchase

8,200

93.9156 USD

Purchase

11,000

94.2500 USD

Purchase

11,124

94.2513 USD

Purchase

15,593

94.0447 USD

Purchase

19,869

94.0316 USD

Purchase

20,000

93.9092 USD

Purchase

36,443

94.1400 USD

Purchase

59,345

94.0749 USD

Purchase

63,745

93.8367 USD

Purchase

109,581

94.3235 USD

Sale

3

93.7900 USD

Sale

6

93.8250 USD

Sale

19

94.1500 USD

Sale

37

93.7100 USD

Sale

94

94.2600 USD

Sale

100

93.4200 USD

Sale

100

94.2700 USD

Sale

100

94.2800 USD

Sale

100

94.6800 USD

Sale

108

94.4100 USD

Sale

124

94.3729 USD

Sale

161

93.8804 USD

Sale

165

94.0618 USD

Sale

186

93.5646 USD

Sale

200

94.5000 USD

Sale

200

94.3750 USD

Sale

200

94.3200 USD

Sale

260

93.4680 USD

Sale

270

93.6448 USD

Sale

300

94.3133 USD

Sale

300

94.0966 USD

Sale

324

94.3491 USD

Sale

400

94.3025 USD

Sale

400

94.0850 USD

Sale

400

93.9550 USD

Sale

400

94.0450 USD

Sale

400

93.3225 USD

Sale

400

93.7683 USD

Sale

449

94.3022 USD

Sale

474

94.4015 USD

Sale

493

93.7450 USD

Sale

494

93.9313 USD

Sale

499

94.4282 USD

Sale

500

93.5180 USD

Sale

500

93.9850 USD

Sale

600

93.7425 USD

Sale

609

93.7354 USD

Sale

704

93.5664 USD

Sale

875

93.7300 USD

Sale

881

93.8253 USD

Sale

973

93.7215 USD

Sale

1,000

93.5000 USD

Sale

1,000

93.7630 USD

Sale

1,054

94.1565 USD

Sale

1,195

93.7884 USD

Sale

1,373

93.7184 USD

Sale

1,700

93.8782 USD

Sale

2,012

94.1171 USD

Sale

2,029

93.9631 USD

Sale

2,051

94.3465 USD

Sale

2,311

94.1666 USD

Sale

2,316

93.8130 USD

Sale

2,506

94.0703 USD

Sale

2,900

93.9606 USD

Sale

2,900

94.1059 USD

Sale

2,931

94.2336 USD

Sale

3,400

94.3500 USD

Sale

3,500

94.3610 USD

Sale

3,992

93.8266 USD

Sale

4,300

93.7675 USD

Sale

4,382

94.3041 USD

Sale

4,922

93.7868 USD

Sale

5,200

94.1239 USD

Sale

6,500

93.8097 USD

Sale

6,709

94.3636 USD

Sale

7,000

93.9883 USD

Sale

7,500

93.8034 USD

Sale

8,400

93.8089 USD

Sale

11,153

94.2489 USD

Sale

14,902

94.3693 USD

Sale

16,747

93.8631 USD

Sale

16,783

93.7717 USD

Sale

21,423

94.2777 USD

Sale

22,000

94.2500 USD

Sale

23,250

93.8614 USD

Sale

34,502

94.1400 USD

Sale

42,165

94.1363 USD

Sale

43,343

94.3917 USD

Sale

71,690

94.0736 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

500

94 USD

American

21 Feb 2020

0.6920 USD

Call Option

Purchasing

100

94 USD

American

21 Feb 2020

1.3700 USD

Call Option

Purchasing

400

95 USD

American

21 Feb 2020

0.2900 USD

Call Option

Purchasing

2,000

95 USD

American

28 Feb 2020

0.9500 USD

Call Option

Purchasing

300

95 USD

American

20 Mar 2020

2.0900 USD

Call Option

Purchasing

2,500

96 USD

American

21 Feb 2020

0.1140 USD

Call Option

Purchasing

300

97 USD

American

21 Feb 2020

0.0400 USD

Call Option

Purchasing

100

98 USD

American

15 May 2020

1.6600 USD

Call Option

Selling

300

93 USD

American

20 Mar 2020

3.4700 USD

Call Option

Selling

1,500

94 USD

American

28 Feb 2020

1.4433 USD

Call Option

Selling

500

94 USD

American

28 Feb 2020

1.7500 USD

Call Option

Selling

300

95 USD

American

21 Feb 2020

0.2600 USD

Call Option

Selling

100

95 USD

American

21 Feb 2020

0.3900 USD

Call Option

Selling

100

97 USD

American

28 Feb 2020

0.3400 USD

Call Option

Selling

200

99 USD

American

21 Feb 2020

0.0100 USD

Call Option

Selling

2,500

100 USD

American

28 Feb 2020

0.1292 USD

Call Option

Selling

200

100 USD

American

19 Jun 2020

2.2900 USD

Call Option

Selling

500

105 USD

American

20 Mar 2020

0.1900 USD

Call Option

Selling

6,100

110 USD

American

20 Mar 2020

0.0800 USD

Put Option

Purchasing

800

91 USD

American

28 Feb 2020

0.2750 USD

Put Option

Purchasing

400

92 USD

American

21 Feb 2020

0.0900 USD

Put Option

Purchasing

100

93 USD

American

20 Mar 2020

1.4700 USD

Put Option

Purchasing

1,600

94 USD

American

21 Feb 2020

0.5200 USD

Put Option

Purchasing

400

95 USD

American

21 Feb 2020

1.0200 USD

Put Option

Selling

100

85 USD

American

15 Jan 2021

6.0500 USD

Put Option

Selling

100

88 USD

American

20 Mar 2020

0.4500 USD

Put Option

Selling

4,900

88 USD

American

19 Jun 2020

2.7571 USD

Put Option

Selling

600

93 USD

American

21 Feb 2020

0.2100 USD

Put Option

Selling

400

95 USD

American

21 Feb 2020

1.3700 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

25 Feb 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

1,100

90.0000

American

Mar 6, 2020

Put Options

Written

11,400

80.0000

American

May 15, 2020

Call Options

Purchased

400

93.0000

American

Mar 6, 2020

Put Options

Written

1,200

85.0000

American

Jun 19, 2020

Call Options

Purchased

500

75.0000

American

May 15, 2020

Call Options

Purchased

300

67.5000

American

Sep 18, 2020

Call Options

Purchased

31,700

82.0000

American

Feb 21, 2020

Put Options

Written

2,200

70.0000

American

May 15, 2020

Put Options

Written

100

100.0000

American

Mar 13, 2020

Put Options

Written

101,800

60.0000

American

Jun 19, 2020

Put Options

Written

4,200

84.5000

American

Feb 21, 2020

Call Options

Purchased

6,000

96.0000

American

Feb 21, 2020

Put Options

Written

15,300

87.5000

American

Feb 21, 2020

Put Options

Written

9,300

88.0000

American

Feb 21, 2020

Put Options

Written

300

90.0000

American

Mar 6, 2020

Put Options

Written

4,000

37.5000

American

Jan 21, 2022

Put Options

Written

3,100

75.0000

American

Jun 19, 2020

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Put Options

Written

100

80.0000

American

Mar 6, 2020

Call Options

Purchased

3,100

87.5000

American

May 15, 2020

Call Options

Purchased

500

97.5000

American

Jan 21, 2022

Call Options

Purchased

13,800

100.0000

American

Mar 20, 2020

Put Options

Written

700

82.5000

American

Jan 15, 2021

Call Options

Purchased

3,100

115.0000

American

Sep 18, 2020

Call Options

Purchased

1,000

72.5000

American

Jan 15, 2021

Call Options

Written

-100

85.0000

American

Mar 20, 2020

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Call Options

Written

-55,200

86.0000

American

Feb 21, 2020

Call Options

Written

-100

82.5000

American

Jan 21, 2022

Put Options

Purchased

-2,800

50.0000

American

Jan 15, 2021

Call Options

Written

-2,900

99.0000

American

Feb 21, 2020

Call Options

Written

-5,100

105.0000

American

Feb 21, 2020

Call Options

Written

-8,300

105.0000

American

Mar 6, 2020

Put Options

Purchased

-900

92.0000

American

Feb 21, 2020

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Put Options

Purchased

-900

95.5000

American

Feb 28, 2020

Call Options

Written

-14,900

90.0000

American

Jun 19, 2020

Call Options

Written

-5,200

80.0000

American

Jan 21, 2022

Put Options

Purchased

-100

50.0000

American

Jan 21, 2022

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Put Options

Purchased

-22,000

82.5000

American

Feb 21, 2020

Call Options

Written

-400

105.0000

American

Jan 21, 2022

Call Options

Written

-400

101.0000

American

Feb 21, 2020

Call Options

Written

-17,300

110.0000

American

Mar 20, 2020

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options

Written

-4,500

115.0000

American

Jan 21, 2022

Put Options

Purchased

-48,100

85.0000

American

May 15, 2020

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Call Options

Written

-2,300

120.0000

American

Jan 15, 2021

Call Options

Written

-100

70.0000

American

Feb 21, 2020

Call Options

Written

-500

98.0000

American

Feb 28, 2020

Put Options

Purchased

-51,600

75.0000

American

Feb 21, 2020

Put Options

Purchased

-100

95.0000

American

May 15, 2020

Call Options

Written

-100

110.0000

American

Jan 21, 2022

Call Options

Written

-3,700

130.0000

American

Jan 15, 2021

Put Options

Written

5,600

91.0000

American

Feb 21, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options

Purchased

200

91.0000

American

Feb 28, 2020

Call Options

Purchased

89,600

85.0000

American

Feb 21, 2020

Put Options

Written

900

82.5000

American

Sep 18, 2020

Put Options

Written

700

62.5000

American

Sep 18, 2020

Call Options

Purchased

400

88.0000

American

Mar 13, 2020

Call Options

Purchased

100

91.0000

American

Mar 6, 2020

Call Options

Purchased

100

83.0000

American

Feb 28, 2020

Call Options

Purchased

900

85.0000

American

Aug 21, 2020

Call Options

Purchased

400

72.5000

American

May 15, 2020

Call Options

Purchased

900

91.5000

American

Feb 21, 2020

Call Options

Purchased

100

87.0000

American

Mar 6, 2020

Call Options

Purchased

9,100

95.0000

American

Sep 18, 2020

Put Options

Written

1,900

82.5000

American

Mar 20, 2020

Call Options

Purchased

2,000

90.0000

American

Mar 20, 2020

Call Options

Purchased

7,900

92.5000

American

May 15, 2020

Call Options

Purchased

4,500

85.5000

American

Feb 21, 2020

Call Options

Purchased

300

84.5000

American

Mar 6, 2020

Put Options

Written

200

86.0000

American

Feb 21, 2020

Call Options

Purchased

300

120.0000

American

Sep 18, 2020

Put Options

Written

15,400

42.5000

American

Feb 21, 2020

Call Options

Purchased

5,300

87.5000

American

Mar 20, 2020

Put Options

Written

1,200

94.0000

American

Mar 13, 2020

Put Options

Written

1,000

98.0000

American

Feb 21, 2020

Call Options

Purchased

12,700

95.0000

American

May 15, 2020

Call Options

Purchased

1,300

83.5000

American

Feb 21, 2020

Put Options

Written

302,100

60.0000

American

Jan 15, 2021

Put Options

Written

4,000

57.5000

American

Jan 15, 2021

Call Options

Purchased

1,300

72.5000

American

Jun 19, 2020

Call Options

Purchased

1,000

92.5000

American

Feb 21, 2020

Put Options

Purchased

-500

97.5000

American

May 15, 2020

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Call Options

Written

-13,800

83.0000

American

Feb 21, 2020

Call Options

Written

-200

97.5000

American

Feb 21, 2020

Put Options

Purchased

-2,400

55.0000

American

Jan 15, 2021

Call Options

Written

-100

90.0000

American

Mar 27, 2020

Call Options

Written

-5,100

125.0000

American

Aug 21, 2020

Put Options

Purchased

-4,900

80.0000

American

Mar 20, 2020

Put Options

Purchased

-30,000

62.5000

American

Jan 15, 2021

Put Options

Purchased

-500

94.0000

American

Feb 21, 2020

Call Options

Written

-13,100

115.0000

American

Mar 20, 2020

Put Options

Purchased

-500

91.5000

American

Feb 21, 2020

Put Options

Purchased

-34,500

95.0000

American

Jun 19, 2020

Put Options

Purchased

-400

95.0000

American

Sep 18, 2020

Put Options

Purchased

-20,100

85.0000

American

Sep 18, 2020

Call Options

Written

-1,400

100.0000

American

Mar 13, 2020

Call Options

Written

-18,400

110.0000

American

Jan 15, 2021

Call Options

Written

-3,200

94.0000

American

Mar 13, 2020

Call Options

Written

-100

96.0000

American

Mar 13, 2020

Call Options

Written

-3,700

100.0000

American

Feb 28, 2020

Put Options

Purchased

-1,500

75.0000

American

Sep 18, 2020

Put Options

Written

6,800

75.0000

American

May 15, 2020

Put Options

Written

100

84.0000

American

Feb 28, 2020

Call Options

Purchased

400

70.0000

American

Jun 19, 2020

Call Options

Purchased

3,200

95.0000

American

Mar 20, 2020

Put Options

Written

1,800

57.5000

American

Feb 21, 2020

Call Options

Purchased

700

88.0000

American

Feb 28, 2020

Call Options

Purchased

200

93.5000

American

Feb 21, 2020

Call Options

Purchased

1,000

86.0000

American

Feb 28, 2020

Call Options

Purchased

900

90.5000

American

Feb 28, 2020

Put Options

Written

400

75.0000

American

Mar 20, 2020

Call Options

Purchased

200

86.5000

American

Feb 21, 2020

Call Options

Purchased

100

77.5000

American

Jun 19, 2020

Put Options

Written

34,400

90.0000

American

Aug 21, 2020

Put Options

Written

100

87.0000

American

Feb 21, 2020

Call Options

Purchased

3,900

97.5000

American

May 15, 2020

Put Options

Written

500

95.0000

American

Mar 20, 2020

Call Options

Purchased

300

90.5000

American

Feb 21, 2020

Call Options

Purchased

10,900

97.5000

American

Mar 20, 2020

Call Options

Purchased

800

94.0000

American

Feb 21, 2020

Call Options

Purchased

2,200

105.0000

American

Jun 19, 2020

Call Options

Written

-100

89.5000

American

Mar 6, 2020

Call Options

Written

-1,100

110.0000

American

Feb 21, 2020

Put Options

Purchased

-10,600

77.5000

American

Mar 20, 2020

Put Options

Purchased

-120,000

85.0000

American

Feb 21, 2020

Call Options

Written

-100

140.0000

American

Jun 19, 2020

Call Options

Written

-1,200

110.0000

American

Jun 19, 2020

Put Options

Purchased

-1,700

90.0000

American

Sep 18, 2020

Call Options

Written

-3,000

75.0000

American

Jan 15, 2021

Put Options

Purchased

-3,500

50.0000

American

Jun 19, 2020

Put Options

Purchased

-4,800

40.0000

American

Jan 21, 2022

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Call Options

Written

-4,100

85.0000

American

May 15, 2020

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-200

105.0000

American

Mar 13, 2020

Put Options

Purchased

-1,000

97.5000

American

Feb 21, 2020

Put Options

Purchased

-2,600

110.0000

American

Jan 15, 2021

Call Options

Written

-4,300

95.0000

American

Feb 21, 2020

Call Options

Written

-900

85.0000

American

Sep 18, 2020

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Call Options

Written

-2,700

85.0000

American

Jun 19, 2020

Call Options

Written

-300

89.0000

American

Feb 21, 2020

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Call Options

Written

-200

97.5000

American

Feb 28, 2020

Put Options

Purchased

-6,900

72.5000

American

Feb 21, 2020

Call Options

Written

-500

93.5000

American

Feb 28, 2020

Put Options

Written

156,100

65.0000

American

Jun 19, 2020

Call Options

Purchased

5,800

87.5000

American

Feb 21, 2020

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Put Options

Written

1,100

85.0000

American

Feb 28, 2020

Put Options

Written

200

85.0000

American

May 15, 2020

Put Options

Written

4,000

62.5000

American

Feb 21, 2020

Call Options

Purchased

100

105.0000

American

Aug 21, 2020

Put Options

Written

177,700

80.0000

American

Jan 15, 2021

Put Options

Written

600

70.0000

American

Mar 20, 2020

Put Options

Written

400

81.5000

American

Mar 6, 2020

Call Options

Purchased

15,900

84.5000

American

Feb 21, 2020

Put Options

Written

6,400

77.5000

American

Jan 15, 2021

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Put Options

Written

400

32.5000

American

Sep 18, 2020

Put Options

Written

37,300

57.5000

American

Jun 19, 2020

Put Options

Written

7,800

72.5000

American

Jun 19, 2020

Call Options

Purchased

3,900

87.5000

American

Jun 19, 2020

Call Options

Purchased

500

90.0000

American

Mar 13, 2020

Call Options

Purchased

5,100

90.0000

American

Aug 21, 2020

Call Options

Purchased

1,300

92.5000

American

Sep 18, 2020

Call Options

Purchased

6,800

90.0000

American

Sep 18, 2020

Call Options

Purchased

1,500

95.0000

American

Mar 6, 2020

Call Options

Purchased

1,000

65.0000

American

Sep 18, 2020

Put Options

Written

1,000

42.5000

American

Jan 21, 2022

Call Options

Purchased

4,800

92.5000

American

Mar 20, 2020

Call Options

Purchased

400

75.0000

American

Jan 21, 2022

Put Options

Written

2,900

80.0000

American

Jun 19, 2020

Call Options

Purchased

2,500

82.5000

American

Feb 21, 2020

Call Options

Purchased

6,800

80.0000

American

May 15, 2020

Call Options

Purchased

8,300

93.0000

American

Feb 21, 2020

Call Options

Purchased

6,700

97.0000

American

Feb 21, 2020

Put Options

Written

200

37.5000

American

Jan 15, 2021

Put Options

Written

100

80.0000

American

Mar 13, 2020

Call Options

Purchased

4,300

92.5000

American

Mar 6, 2020

Put Options

Written

2,300

70.0000

American

Aug 21, 2020

Put Options

Written

2,200

80.0000

American

Aug 21, 2020

Call Options

Purchased

1,500

67.5000

American

Jan 15, 2021

Call Options

Purchased

600

110.0000

American

Aug 21, 2020

Put Options

Written

300

90.0000

American

Jun 19, 2020

Put Options

Purchased

-5,500

90.0000

American

Feb 21, 2020

Call Options

Written

-100

110.0000

American

Sep 18, 2020

Call Options

Written

-300

70.0000

American

Jan 21, 2022

Call Options

Written

-600

97.5000

American

Mar 6, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Put Options

Purchased

-2,500

70.0000

American

Jan 15, 2021

Call Options

Written

-7,700

100.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020

Put Options

Purchased

-1,700

96.0000

American

Feb 21, 2020

Call Options

Written

-51,100

92.5000

American

Jan 15, 2021

Put Options

Purchased

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-2,200

88.0000

American

Mar 6, 2020

Call Options

Written

-76,800

70.0000

American

Jan 15, 2021

Call Options

Written

-15,200

92.5000

American

Feb 21, 2020

Put Options

Purchased

-1,200

72.5000

American

Sep 18, 2020

Put Options

Purchased

-4,000

97.0000

American

Feb 21, 2020

Put Options

Purchased

-400

94.5000

American

Feb 21, 2020

Call Options

Written

-100

97.0000

American

Mar 6, 2020

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Put Options

Purchased

-1,100

67.5000

American

Sep 18, 2020

Call Options

Written

-10,800

100.0000

American

Feb 21, 2020

Put Options

Purchased

-200

92.5000

American

Sep 18, 2020

Call Options

Written

-300

97.0000

American

Feb 28, 2020

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Put Options

Purchased

-800

90.5000

American

Feb 28, 2020

Call Options

Purchased

600

77.5000

American

Sep 18, 2020

Put Options

Written

100

77.5000

American

May 15, 2020

Call Options

Purchased

100

93.0000

American

Feb 28, 2020

Call Options

Purchased

200

94.5000

American

Feb 28, 2020

Put Options

Written

12,600

70.0000

American

Feb 21, 2020

Put Options

Written

100

77.5000

American

Sep 18, 2020

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Call Options

Purchased

40,000

90.0000

American

Feb 21, 2020

Put Options

Written

300

65.0000

American

May 15, 2020

Put Options

Written

23,700

90.0000

American

Mar 20, 2020

Call Options

Purchased

12,500

90.0000

American

May 15, 2020

Put Options

Written

1,100

82.5000

American

Jun 19, 2020

Call Options

Purchased

13,900

75.0000

American

Sep 18, 2020

Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020

Put Options

Written

2,400

92.0000

American

Mar 13, 2020

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Put Options

Written

100

82.0000

American

Feb 28, 2020

Put Options

Written

800

67.5000

American

May 15, 2020

Put Options

Written

1,900

55.0000

American

Feb 21, 2020

Put Options

Written

700

83.5000

American

Feb 21, 2020

Put Options

Purchased

-600

89.0000

American

Feb 21, 2020

Call Options

Written

-14,000

87.0000

American

Feb 21, 2020

Put Options

Purchased

-500

82.5000

American

May 15, 2020

Put Options

Purchased

-600

77.5000

American

Jan 15, 2021

Call Options

Written

-1,600

98.0000

American

Feb 21, 2020

Put Options

Purchased

-100

60.0000

American

Feb 21, 2020

Put Options

Purchased

-300

92.5000

American

Feb 21, 2020

Call Options

Written

-500

70.0000

American

Feb 28, 2020

Put Options

Purchased

-4,800

55.0000

American

May 15, 2020

Put Options

Purchased

-22,700

95.0000

American

Jan 15, 2021

Call Options

Written

-1,200

105.0000

American

Mar 27, 2020

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Put Options

Purchased

-2,400

93.0000

American

Feb 28, 2020

Call Options

Written

-200

102.0000

American

Feb 21, 2020

Call Options

Written

-1,000

85.0000

American

Mar 6, 2020

Put Options

Purchased

-4,700

35.0000

American

Jan 15, 2021

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Call Options

Written

-2,700

115.0000

American

Jun 19, 2020

Put Options

Purchased

-2,100

100.0000

American

Jan 15, 2021

Call Options

Written

-2,500

115.0000

American

Feb 21, 2020

Call Options

Written

-4,200

130.0000

American

Jun 19, 2020

Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021

Call Options

Purchased

1,000

100.0000

American

Sep 18, 2020

Put Options

Written

800

87.5000

American

Jan 15, 2021

Call Options

Purchased

100

75.0000

American

Feb 21, 2020

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Put Options

Written

300

35.0000

American

Sep 18, 2020

Call Options

Purchased

500

91.0000

American

Feb 21, 2020

Put Options

Written

400

50.0000

American

Feb 21, 2020

Call Options

Purchased

100

125.0000

American

Jan 21, 2022

Put Options

Written

1,500

62.5000

American

May 15, 2020

Put Options

Written

900

82.0000

American

Feb 21, 2020

Call Options

Purchased

6,600

95.0000

American

Feb 28, 2020

Put Options

Written

1,000

75.0000

American

Jan 15, 2021

Call Options

Purchased

1,300

80.0000

American

Feb 21, 2020

Put Options

Written

100

92.5000

American

Mar 6, 2020

Call Options

Purchased

2,200

90.0000

American

Feb 28, 2020

Put Options

Written

2,000

90.0000

American

May 15, 2020

Call Options

Purchased

400

84.5000

American

Mar 13, 2020

Put Options

Written

30,100

70.0000

American

Jun 19, 2020

Put Options

Written

2,000

57.5000

American

Sep 18, 2020

Put Options

Written

1,400

55.0000

American

Jun 19, 2020

Put Options

Written

9,600

87.5000

American

May 15, 2020

Call Options

Purchased

1,300

81.0000

American

Feb 21, 2020

Call Options

Written

-400

82.5000

American

Mar 6, 2020

Call Options

Written

-1,300

94.0000

American

Feb 28, 2020

Put Options

Purchased

-2,300

87.5000

American

Mar 20, 2020

Put Options

Purchased

-500

93.5000

American

Feb 21, 2020

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Call Options

Written

-4,700

120.0000

American

Jan 21, 2022

Call Options

Written

-18,700

95.0000

American

Jun 19, 2020

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Put Options

Purchased

-100,100

92.5000

American

Jan 15, 2021

Put Options

Purchased

-700

92.5000

American

Jun 19, 2020

Put Options

Purchased

-300

60.0000

American

Jan 21, 2022

Put Options

Purchased

-1,800

83.0000

American

Feb 21, 2020

Put Options

Purchased

-9,400

72.5000

American

Jan 15, 2021

Call Options

Written

-1,700

90.0000

American

Jan 15, 2021

Put Options

Written

2,600

65.0000

American

Jan 15, 2021

Call Options

Purchased

2,300

105.0000

American

May 15, 2020

Call Options

Purchased

1,400

105.0000

American

Sep 18, 2020

Put Options

Written

13,300

84.0000

American

Feb 21, 2020

Put Options

Written

8,400

87.5000

American

Jun 19, 2020

Call Options

Purchased

700

91.5000

American

Feb 28, 2020

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Put Options

Written

20,500

90.0000

American

Jan 15, 2021

Put Options

Written

1,500

77.5000

American

Jun 19, 2020

Call Options

Purchased

300

55.0000

American

Jan 21, 2022

Call Options

Purchased

200

82.5000

American

Mar 20, 2020

Call Options

Purchased

6,100

92.0000

American

Feb 21, 2020

Put Options

Written

100

130.0000

American

Jun 19, 2020

Put Options

Written

3,500

67.5000

American

Feb 21, 2020

Put Options

Written

800

87.5000

American

Sep 18, 2020

Call Options

Purchased

500

96.0000

American

Feb 28, 2020

Put Options

Written

500

45.0000

American

Jan 21, 2022

Call Options

Purchased

300

88.5000

American

Feb 21, 2020

Call Options

Purchased

1,300

85.0000

American

Feb 28, 2020

Call Options

Purchased

4,200

80.0000

American

Jun 19, 2020

Call Options

Purchased

300

95.0000

American

Mar 13, 2020

Put Options

Written

1,100

65.0000

American

Sep 18, 2020

Put Options

Written

12,600

85.0000

American

Feb 21, 2020

Put Options

Written

14,500

67.5000

American

Jun 19, 2020

Put Options

Written

100

97.5000

American

Jan 21, 2022

Put Options

Written

500

45.0000

American

Jan 15, 2021

Call Options

Written

-9,800

105.0000

American

Mar 20, 2020

Call Options

Written

-7,100

105.0000

American

Feb 28, 2020

Call Options

Written

-13,500

82.5000

American

May 15, 2020

Call Options

Written

-2,200

95.0000

American

Aug 21, 2020

Call Options

Written

-500

94.0000

American

Mar 27, 2020

Call Options

Written

-2,200

94.0000

American

Mar 6, 2020

Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022

Call Options

Written

-6,500

105.0000

American

Jan 15, 2021

Call Options

Written

-8,100

100.0000

American

Jun 19, 2020

Call Options

Written

-400

106.0000

American

Feb 21, 2020

Put Options

Purchased

-1,200

95.0000

American

Feb 21, 2020

Put Options

Purchased

-1,600

90.0000

American

Feb 28, 2020

Put Options

Purchased

-100

75.0000

American

Jan 21, 2022

Put Options

Purchased

-500

88.5000

American

Feb 21, 2020

Call Options

Written

-800

103.0000

American

Feb 21, 2020

Put Options

Purchased

-100

92.5000

American

Feb 28, 2020

Put Options

Purchased

-200

100.0000

American

Sep 18, 2020

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Call Options

Purchased

100

85.0000

American

Jan 21, 2022

Call Options

Purchased

1,300

82.5000

American

Jun 19, 2020

Call Options

Purchased

8,700

100.0000

American

May 15, 2020

Put Options

Written

1,100

67.5000

American

Jan 15, 2021

Put Options

Written

17,000

65.0000

American

Feb 21, 2020

Put Options

Written

6,900

92.5000

American

Mar 20, 2020

Call Options

Purchased

300

92.0000

American

Feb 28, 2020

Call Options

Purchased

13,900

85.0000

American

Jan 15, 2021

Put Options

Written

3,300

72.5000

American

May 15, 2020

Call Options

Purchased

500

90.0000

American

Jan 21, 2022

Call Options

Purchased

200

95.0000

American

Mar 27, 2020

Call Options

Purchased

7,400

77.5000

American

Jan 15, 2021

Call Options

Purchased

900

100.0000

American

Mar 6, 2020

Put Options

Written

15,200

80.0000

American

Feb 21, 2020

Put Options

Written

500

85.0000

American

Jan 15, 2021

Call Options

Purchased

100

91.5000

American

Mar 6, 2020

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options

Purchased

1,500

80.0000

American

Sep 18, 2020

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Call Options

Written

-1,100

120.0000

American

Jun 19, 2020

Call Options

Written

-3,200

140.0000

American

Jan 15, 2021

Call Options

Written

-300

92.5000

American

Aug 21, 2020

Put Options

Purchased

-17,800

85.0000

American

Mar 20, 2020

Call Options

Written

-500

87.5000

American

Jan 21, 2022

Call Options

Written

-9,900

84.0000

American

Feb 21, 2020

Put Options

Purchased

-200

86.0000

American

Feb 28, 2020

Put Options

Purchased

-500

83.5000

American

Feb 28, 2020

Call Options

Written

-3,500

110.0000

American

May 15, 2020

Call Options

Written

-200

93.5000

American

Mar 6, 2020

Call Options

Written

-2,700

82.5000

American

Jan 15, 2021

Put Options

Purchased

-200

90.0000

American

Mar 13, 2020

Put Options

Purchased

-250,000

85.0000

American

Jan 15, 2021

Call Options

Written

-300

94.5000

American

Feb 21, 2020

Call Options

Written

-1,500

88.0000

American

Feb 21, 2020

Call Options

Written

-600

87.5000

American

Jan 15, 2021

Call Options

Written

-1,200

80.0000

American

Jan 15, 2021

Call Options

Written

-4,500

95.0000

American

Jan 15, 2021

Put Options

Purchased

-16,100

77.5000

American

Feb 21, 2020

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Call Options

Written

-700

97.5000

American

Aug 21, 2020

Put Options

Purchased

-3,600

81.0000

American

Feb 21, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 692918
Time of Receipt (offset from UTC): 20200225T093909+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC