Form 8.3 - Abbvie Plc - Amendment

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Purchase

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 20 February 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:

ORD

 

 

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

3,131,980

0.21%

4,470,471

0.30%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,327,682

0.16%

560,929

0.04%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,003,500

0.14%

1,811,400

0.12%

 

 

 

 

TOTAL:

 

 

 

 

7,463,162

0.50%

6,842,800

0.46%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

10

93.9300 USD

Purchase

100

93.8400 USD

Purchase

100

94.2400 USD

Purchase

100

94.1000 USD

Purchase

100

94.0200 USD

Purchase

100

93.9600 USD

Purchase

100

93.9200 USD

Purchase

100

93.7500 USD

Purchase

101

94.1310 USD

Purchase

170

94.1629 USD

Purchase

190

93.9900 USD

Purchase

200

94.0650 USD

Purchase

200

94.1850 USD

Purchase

200

93.8000 USD

Purchase

200

94.0250 USD

Purchase

298

93.9043 USD

Purchase

346

93.6910 USD

Purchase

346

93.6521 USD

Purchase

426

93.7926 USD

Purchase

488

93.8293 USD

Purchase

656

93.9469 USD

Purchase

697

93.8304 USD

Purchase

698

93.8010 USD

Purchase

700

93.4664 USD

Purchase

700

93.3557 USD

Purchase

800

94.0137 USD

Purchase

800

98.0000 USD

Purchase

815

93.8779 USD

Purchase

895

93.4888 USD

Purchase

945

93.8245 USD

Purchase

1,000

94.1400 USD

Purchase

1,227

93.9916 USD

Purchase

1,284

93.8331 USD

Purchase

1,285

94.2100 USD

Purchase

1,417

93.9500 USD

Purchase

1,600

93.0453 USD

Purchase

1,606

93.8064 USD

Purchase

1,660

93.9280 USD

Purchase

1,750

93.7551 USD

Purchase

1,900

93.8585 USD

Purchase

2,081

93.8889 USD

Purchase

2,165

93.8223 USD

Purchase

2,193

93.8339 USD

Purchase

2,500

93.9164 USD

Purchase

2,500

93.7988 USD

Purchase

3,018

93.7464 USD

Purchase

3,063

93.9590 USD

Purchase

3,287

93.6598 USD

Purchase

3,553

93.5400 USD

Purchase

4,034

93.9030 USD

Purchase

4,369

93.8640 USD

Purchase

4,441

93.7669 USD

Purchase

4,605

93.9325 USD

Purchase

4,700

94.0776 USD

Purchase

5,200

93.5271 USD

Purchase

6,800

93.7207 USD

Purchase

7,300

93.6978 USD

Purchase

7,400

93.5515 USD

Purchase

8,545

93.8220 USD

Purchase

11,300

93.7085 USD

Purchase

12,792

93.8609 USD

Purchase

12,900

93.5699 USD

Purchase

16,823

93.6064 USD

Purchase

17,454

93.5636 USD

Purchase

20,500

93.2922 USD

Purchase

26,419

93.7502 USD

Purchase

47,478

94.2300 USD

Purchase

123,000

93.2820 USD

Purchase

123,833

94.1007 USD

Sale

10

93.9300 USD

Sale

20

93.8300 USD

Sale

53

93.5400 USD

Sale

67

93.9900 USD

Sale

71

94.1600 USD

Sale

95

93.1054 USD

Sale

100

94.1650 USD

Sale

100

93.7000 USD

Sale

100

93.6200 USD

Sale

100

93.6000 USD

Sale

100

93.5700 USD

Sale

200

93.8900 USD

Sale

200

94.0700 USD

Sale

206

94.3000 USD

Sale

275

93.8236 USD

Sale

300

93.1533 USD

Sale

300

93.6833 USD

Sale

300

94.1233 USD

Sale

340

93.7123 USD

Sale

346

93.6521 USD

Sale

400

93.6350 USD

Sale

446

93.6910 USD

Sale

500

93.7940 USD

Sale

528

93.8170 USD

Sale

543

93.8202 USD

Sale

584

93.8857 USD

Sale

700

93.7200 USD

Sale

700

93.4664 USD

Sale

740

93.7124 USD

Sale

742

93.7757 USD

Sale

755

93.9488 USD

Sale

885

93.7949 USD

Sale

1,087

93.6800 USD

Sale

1,100

93.7963 USD

Sale

1,141

93.8159 USD

Sale

1,200

93.9476 USD

Sale

1,285

94.2100 USD

Sale

1,402

93.9190 USD

Sale

1,700

94.1169 USD

Sale

1,700

93.8432 USD

Sale

1,900

93.8052 USD

Sale

1,997

93.8342 USD

Sale

2,400

93.6060 USD

Sale

2,575

93.6925 USD

Sale

3,200

93.7500 USD

Sale

3,200

93.6945 USD

Sale

3,446

93.2490 USD

Sale

3,556

93.6470 USD

Sale

4,400

93.4388 USD

Sale

5,810

94.0359 USD

Sale

6,200

93.7175 USD

Sale

6,300

93.7184 USD

Sale

6,700

93.5164 USD

Sale

8,802

94.2300 USD

Sale

8,900

93.7362 USD

Sale

9,267

93.8220 USD

Sale

9,577

93.7909 USD

Sale

14,300

93.5007 USD

Sale

14,637

93.9830 USD

Sale

25,467

93.9339 USD

Sale

27,440

93.9216 USD

Sale

42,509

93.7082 USD

Sale

45,214

94.1594 USD

Sale

90,106

94.0912 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction

Number of relevant securities

Price per

 

unit

SWAP Long

12,192

93.6785 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option
purchasing,

of

price

 

date

money
selling,

securities

 

 

 

paid/
varying etc

to which

 

 

 

received

option

 

 

 

relates

 

 

 

Call Option Purchasing

300

80 USD

American

15 Jan 2021

15.3000 USD
Call Option Purchasing

2,500

85 USD

American

18 Sep 2020

11.6000 USD
Call Option Purchasing

100

88 USD

American

20 Mar 2020

7.1400 USD
Call Option Purchasing

2,000

88 USD

American

15 May 2020

7.5000 USD
Call Option Purchasing

400

90 USD

American

15 May 2020

5.7300 USD
Call Option Purchasing

100

90 USD

American

15 Jan 2021

9.0000 USD
Call Option Purchasing

100

93 USD

American

21 Feb 2020

1.1900 USD
Call Option Purchasing

600

93 USD

American

15 Jan 2021

7.7800 USD
Call Option Purchasing

200

94 USD

American

21 Feb 2020

0.9700 USD
Call Option Purchasing

3,200

94 USD

American

28 Feb 2020

0.8556 USD
Call Option Purchasing

300

95 USD

American

21 Feb 2020

0.1200 USD
Call Option Purchasing

700

95 USD

American

28 Feb 2020

0.7600 USD
Call Option Purchasing

1,000

96 USD

American

21 Feb 2020

0.0400 USD
Call Option Purchasing

300

96 USD

American

28 Feb 2020

0.6200 USD
Call Option Selling

100

94 USD

American

21 Feb 2020

1.0500 USD
Call Option Selling

200

94 USD

American

3 Apr 2020

3.0500 USD
Call Option Selling

3,900

95 USD

American

28 Feb 2020

0.5505 USD
Call Option Selling

14,700

95 USD

American

19 Jun 2020

4.3030 USD
Call Option Selling

300

97 USD

American

28 Feb 2020

0.2900 USD
Call Option Selling

800

100 USD

American

28 Feb 2020

0.0600 USD
Call Option Selling

100

100 USD

American

13 Mar 2020

0.3500 USD
Put Option Purchasing

200

80 USD

American

19 Jun 2020

1.2200 USD
Put Option Purchasing

300

80 USD

American

15 Jan 2021

4.6000 USD
Put Option Purchasing

100

83 USD

American

15 May 2020

1.2200 USD
Put Option Purchasing

100

88 USD

American

28 Feb 2020

0.1100 USD
Put Option Purchasing

100

88 USD

American

20 Mar 2020

0.5200 USD
Put Option Purchasing

50,000

88 USD

American

15 Jan 2021

7.4200 USD
Put Option Purchasing

300,000

88 USD

American

15 Jan 2021

7.4241 USD
Put Option Purchasing

100

90 USD

American

6 Mar 2020

0.5300 USD
Put Option Purchasing

500

91 USD

American

21 Feb 2020

0.0800 USD
Put Option Purchasing

300

93 USD

American

28 Feb 2020

0.6300 USD
Put Option Purchasing

1,000

95 USD

American

13 Mar 2020

3.0700 USD
Put Option Purchasing

400

95 USD

American

20 Mar 2020

2.5800 USD
Put Option Selling

1,700

78 USD

American

18 Sep 2020

1.8900 USD
Put Option Selling

1,000

90 USD

American

13 Mar 2020

0.9200 USD
Put Option Selling

400

90 USD

American

20 Mar 2020

0.8050 USD
Put Option Selling

300

92 USD

American

28 Feb 2020

0.4000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

25 Feb 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

 

to which the option

 

 

 

or derivative

 

 

 

relates

 

 

Put Options

Written

101,800

60.0000

American

Jun 19, 2020

Put Options

Written

4,000

37.5000

American

Jan 21, 2022

Call Options

Purchased

1,000

72.5000

American

Jan 15, 2021

Put Options

Written

15,300

87.5000

American

Feb 21, 2020

Call Options

Purchased

300

67.5000

American

Sep 18, 2020

Call Options

Purchased

13,800

100.0000

American

Mar 20, 2020

Call Options

Purchased

5,100

87.5000

American

May 15, 2020

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Put Options

Written

4,200

84.5000

American

Feb 21, 2020

Put Options

Written

100

100.0000

American

Mar 13, 2020

Put Options

Written

1,200

85.0000

American

Jun 19, 2020

Put Options

Written

700

82.5000

American

Jan 15, 2021

Put Options

Written

2,200

70.0000

American

May 15, 2020

Call Options

Purchased

500

97.5000

American

Jan 21, 2022

Call Options

Purchased

500

75.0000

American

May 15, 2020

Call Options

Purchased

400

93.0000

American

Mar 6, 2020

Put Options

Written

11,400

80.0000

American

May 15, 2020

Put Options

Written

3,100

75.0000

American

Jun 19, 2020

Put Options

Written

9,300

88.0000

American

Feb 21, 2020

Call Options

Purchased

31,700

82.0000

American

Feb 21, 2020

Call Options

Purchased

7,000

96.0000

American

Feb 21, 2020

Put Options

Written

100

80.0000

American

Mar 6, 2020

Call Options

Purchased

3,100

115.0000

American

Sep 18, 2020

Call Options

Purchased

1,100

90.0000

American

Mar 6, 2020

Put Options

Written

300

90.0000

American

Mar 6, 2020

Put Options

Purchased

-100

50.0000

American

Jan 21, 2022

Call Options

Written

-4,500

115.0000

American

Jan 21, 2022

Call Options

Written

-100

70.0000

American

Feb 21, 2020

Call Options

Written

-8,300

105.0000

American

Mar 6, 2020

Call Options

Written

-100

85.0000

American

Mar 20, 2020

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options

Purchased

-2,800

50.0000

American

Jan 15, 2021

Put Options

Purchased

-48,100

85.0000

American

May 15, 2020

Put Options

Purchased

-51,600

75.0000

American

Feb 21, 2020

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Call Options

Written

-2,300

120.0000

American

Jan 15, 2021

Call Options

Written

-3,700

130.0000

American

Jan 15, 2021

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Call Options

Written

-5,100

105.0000

American

Feb 21, 2020

Put Options

Purchased

-100

89.5000

American

Mar 6, 2020

Call Options

Written

-100

82.5000

American

Jan 21, 2022

Call Options

Written

-14,900

90.0000

American

Jun 19, 2020

Call Options

Written

-17,300

110.0000

American

Mar 20, 2020

Put Options

Purchased

-22,000

82.5000

American

Feb 21, 2020

Call Options

Written

-5,200

80.0000

American

Jan 21, 2022

Call Options

Written

-100

110.0000

American

Jan 21, 2022

Put Options

Purchased

-100

95.0000

American

May 15, 2020

Call Options

Written

-400

105.0000

American

Jan 21, 2022

Call Options

Written

-400

101.0000

American

Feb 21, 2020

Call Options

Written

-500

98.0000

American

Feb 28, 2020

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Put Options

Purchased

-900

92.0000

American

Feb 21, 2020

Call Options

Written

-55,200

86.0000

American

Feb 21, 2020

Put Options

Purchased

-900

95.5000

American

Feb 28, 2020

Call Options

Written

-2,900

99.0000

American

Feb 21, 2020

Call Options

Purchased

7,900

92.5000

American

May 15, 2020

Call Options

Purchased

1,000

92.5000

American

Feb 21, 2020

Call Options

Purchased

89,600

85.0000

American

Feb 21, 2020

Call Options

Purchased

5,400

87.5000

American

Mar 20, 2020

Put Options

Written

4,000

57.5000

American

Jan 15, 2021

Put Options

Written

302,100

60.0000

American

Jan 15, 2021

Call Options

Purchased

1,300

72.5000

American

Jun 19, 2020

Call Options

Purchased

1,300

83.5000

American

Feb 21, 2020

Call Options

Purchased

300

120.0000

American

Sep 18, 2020

Call Options

Purchased

4,500

85.5000

American

Feb 21, 2020

Put Options

Written

900

82.5000

American

Sep 18, 2020

Call Options

Purchased

300

84.5000

American

Mar 6, 2020

Call Options

Purchased

100

83.0000

American

Feb 28, 2020

Call Options

Purchased

200

91.0000

American

Feb 28, 2020

Put Options

Written

1,900

82.5000

American

Mar 20, 2020

Put Options

Written

700

62.5000

American

Sep 18, 2020

Call Options

Purchased

2,000

90.0000

American

Mar 20, 2020

Call Options

Purchased

900

91.5000

American

Feb 21, 2020

Call Options

Purchased

100

91.0000

American

Mar 6, 2020

Call Options

Purchased

400

72.5000

American

May 15, 2020

Put Options

Written

5,100

91.0000

American

Feb 21, 2020

Call Options

Purchased

100

87.0000

American

Mar 6, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Put Options

Written

1,000

98.0000

American

Feb 21, 2020

Call Options

Purchased

9,100

95.0000

American

Sep 18, 2020

Put Options

Written

15,400

42.5000

American

Feb 21, 2020

Call Options

Purchased

1,900

94.0000

American

Feb 28, 2020

Put Options

Written

1,200

94.0000

American

Mar 13, 2020

Call Options

Purchased

900

85.0000

American

Aug 21, 2020

Put Options

Written

200

86.0000

American

Feb 21, 2020

Call Options

Purchased

12,700

95.0000

American

May 15, 2020

Call Options

Purchased

400

88.0000

American

Mar 13, 2020

Call Options

Written

-100

96.0000

American

Mar 13, 2020

Call Options

Written

-5,100

125.0000

American

Aug 21, 2020

Call Options

Written

-13,800

83.0000

American

Feb 21, 2020

Put Options

Purchased

-500

91.5000

American

Feb 21, 2020

Call Options

Written

-4,500

100.0000

American

Feb 28, 2020

Put Options

Purchased

-500

97.5000

American

May 15, 2020

Put Options

Purchased

-1,500

75.0000

American

Sep 18, 2020

Call Options

Written

-200

94.0000

American

Apr 3, 2020

Put Options

Purchased

-30,000

62.5000

American

Jan 15, 2021

Call Options

Written

-1,500

100.0000

American

Mar 13, 2020

Put Options

Purchased

-20,100

85.0000

American

Sep 18, 2020

Put Options

Purchased

-500

94.0000

American

Feb 21, 2020

Put Options

Purchased

-4,900

80.0000

American

Mar 20, 2020

Call Options

Written

-100

90.0000

American

Mar 27, 2020

Put Options

Purchased

-100

88.0000

American

Feb 28, 2020

Call Options

Written

-200

97.5000

American

Feb 21, 2020

Call Options

Written

-3,200

94.0000

American

Mar 13, 2020

Put Options

Purchased

-400

95.0000

American

Sep 18, 2020

Call Options

Written

-13,100

115.0000

American

Mar 20, 2020

Call Options

Written

-18,400

110.0000

American

Jan 15, 2021

Put Options

Purchased

-34,500

95.0000

American

Jun 19, 2020

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Put Options

Purchased

-2,400

55.0000

American

Jan 15, 2021

Put Options

Written

6,800

75.0000

American

May 15, 2020

Call Options

Purchased

10,900

97.5000

American

Mar 20, 2020

Call Options

Purchased

300

90.5000

American

Feb 21, 2020

Put Options

Written

300

91.5000

American

Feb 28, 2020

Put Options

Written

34,400

90.0000

American

Aug 21, 2020

Call Options

Purchased

400

70.0000

American

Jun 19, 2020

Call Options

Purchased

3,900

97.5000

American

May 15, 2020

Put Options

Written

100

84.0000

American

Feb 28, 2020

Call Options

Purchased

700

88.0000

American

Feb 28, 2020

Call Options

Purchased

3,200

95.0000

American

Mar 20, 2020

Call Options

Purchased

2,200

105.0000

American

Jun 19, 2020

Call Options

Purchased

900

90.5000

American

Feb 28, 2020

Put Options

Written

100

95.0000

American

Mar 20, 2020

Call Options

Purchased

1,000

86.0000

American

Feb 28, 2020

Call Options

Purchased

200

86.5000

American

Feb 21, 2020

Put Options

Written

1,800

57.5000

American

Feb 21, 2020

Call Options

Purchased

300

93.5000

American

Feb 21, 2020

Put Options

Written

400

75.0000

American

Mar 20, 2020

Call Options

Purchased

800

94.0000

American

Feb 21, 2020

Call Options

Purchased

100

77.5000

American

Jun 19, 2020

Put Options

Written

100

87.0000

American

Feb 21, 2020

Call Options

Written

-200

105.0000

American

Mar 13, 2020

Put Options

Purchased

-1,700

90.0000

American

Sep 18, 2020

Call Options

Written

-200

97.5000

American

Feb 28, 2020

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Put Options

Purchased

-1,000

97.5000

American

Feb 21, 2020

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Call Options

Written

-4,100

85.0000

American

May 15, 2020

Call Options

Written

-1,100

110.0000

American

Feb 21, 2020

Call Options

Written

-1,200

110.0000

American

Jun 19, 2020

Call Options

Written

-100

89.5000

American

Mar 6, 2020

Call Options

Written

-300

89.0000

American

Feb 21, 2020

Call Options

Written

-4,000

95.0000

American

Feb 21, 2020

Put Options

Purchased

-6,900

72.5000

American

Feb 21, 2020

Call Options

Written

-2,700

85.0000

American

Jun 19, 2020

Put Options

Purchased

-3,500

50.0000

American

Jun 19, 2020

Call Options

Written

-100

140.0000

American

Jun 19, 2020

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Put Options

Purchased

-2,600

110.0000

American

Jan 15, 2021

Put Options

Purchased

-4,800

40.0000

American

Jan 21, 2022

Put Options

Purchased

-120,000

85.0000

American

Feb 21, 2020

Call Options

Written

-3,000

75.0000

American

Jan 15, 2021

Put Options

Purchased

-10,600

77.5000

American

Mar 20, 2020

Call Options

Written

-500

93.5000

American

Feb 28, 2020

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Call Options

Purchased

6,800

90.0000

American

Sep 18, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Put Options

Written

2,300

70.0000

American

Aug 21, 2020

Call Options

Purchased

1,500

67.5000

American

Jan 15, 2021

Call Options

Purchased

1,500

95.0000

American

Mar 6, 2020

Put Options

Written

400

81.5000

American

Mar 6, 2020

Call Options

Purchased

15,900

84.5000

American

Feb 21, 2020

Call Options

Purchased

4,300

92.5000

American

Mar 6, 2020

Put Options

Written

6,400

77.5000

American

Jan 15, 2021

Call Options

Purchased

6,700

97.0000

American

Feb 21, 2020

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Put Options

Written

177,400

80.0000

American

Jan 15, 2021

Call Options

Purchased

1,300

92.5000

American

Sep 18, 2020

Put Options

Written

400

32.5000

American

Sep 18, 2020

Call Options

Purchased

1,000

65.0000

American

Sep 18, 2020

Call Options

Purchased

600

110.0000

American

Aug 21, 2020

Put Options

Written

600

70.0000

American

Mar 20, 2020

Put Options

Written

200

85.0000

American

May 15, 2020

Call Options

Purchased

6,800

80.0000

American

May 15, 2020

Call Options

Purchased

2,500

82.5000

American

Feb 21, 2020

Put Options

Written

2,200

80.0000

American

Aug 21, 2020

Put Options

Written

1,000

42.5000

American

Jan 21, 2022

Call Options

Purchased

100

105.0000

American

Aug 21, 2020

Put Options

Written

2,700

80.0000

American

Jun 19, 2020

Put Options

Written

156,100

65.0000

American

Jun 19, 2020

Put Options

Written

300

90.0000

American

Jun 19, 2020

Put Options

Written

37,300

57.5000

American

Jun 19, 2020

Call Options

Purchased

8,400

93.0000

American

Feb 21, 2020

Call Options

Purchased

5,100

90.0000

American

Aug 21, 2020

Put Options

Written

1,100

85.0000

American

Feb 28, 2020

Call Options

Purchased

500

90.0000

American

Mar 13, 2020

Call Options

Purchased

5,800

87.5000

American

Feb 21, 2020

Call Options

Purchased

4,800

92.5000

American

Mar 20, 2020

Put Options

Written

100

80.0000

American

Mar 13, 2020

Put Options

Written

7,800

72.5000

American

Jun 19, 2020

Call Options

Purchased

3,900

87.5000

American

Jun 19, 2020

Put Options

Written

200

37.5000

American

Jan 15, 2021

Put Options

Written

4,000

62.5000

American

Feb 21, 2020

Call Options

Purchased

400

75.0000

American

Jan 21, 2022

Put Options

Purchased

-5,500

90.0000

American

Feb 21, 2020

Call Options

Written

-50,500

92.5000

American

Jan 15, 2021

Put Options

Purchased

-100

100.0000

American

Jan 21, 2022

Put Options

Purchased

-2,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-350,000

87.5000

American

Jan 15, 2021

Put Options

Purchased

-4,000

97.0000

American

Feb 21, 2020

Call Options

Written

-7,700

100.0000

American

Jan 15, 2021

Call Options

Written

-600

97.5000

American

Mar 6, 2020

Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020

Call Options

Written

-10,800

100.0000

American

Feb 21, 2020

Put Options

Purchased

-1,100

67.5000

American

Sep 18, 2020

Call Options

Written

-100

97.0000

American

Mar 6, 2020

Put Options

Purchased

-1,700

96.0000

American

Feb 21, 2020

Call Options

Written

-76,800

70.0000

American

Jan 15, 2021

Call Options

Written

-600

97.0000

American

Feb 28, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Put Options

Purchased

-200

92.5000

American

Sep 18, 2020

Put Options

Purchased

-400

94.5000

American

Feb 21, 2020

Put Options

Purchased

-1,200

72.5000

American

Sep 18, 2020

Call Options

Written

-15,200

92.5000

American

Feb 21, 2020

Call Options

Written

-300

70.0000

American

Jan 21, 2022

Call Options

Written

-2,200

88.0000

American

Mar 6, 2020

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options

Written

-100

110.0000

American

Sep 18, 2020

Put Options

Purchased

-800

90.5000

American

Feb 28, 2020

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Call Options

Purchased

100

93.0000

American

Feb 28, 2020

Call Options

Purchased

13,900

75.0000

American

Sep 18, 2020

Put Options

Written

12,600

70.0000

American

Feb 21, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Put Options

Written

2,400

92.0000

American

Mar 13, 2020

Put Options

Written

1,900

55.0000

American

Feb 21, 2020

Call Options

Purchased

40,000

90.0000

American

Feb 21, 2020

Put Options

Written

24,100

90.0000

American

Mar 20, 2020

Put Options

Written

1,800

77.5000

American

Sep 18, 2020

Put Options

Written

700

83.5000

American

Feb 21, 2020

Call Options

Purchased

12,900

90.0000

American

May 15, 2020

Put Options

Written

1,100

82.5000

American

Jun 19, 2020

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Put Options

Written

100

82.0000

American

Feb 28, 2020

Call Options

Purchased

900

94.5000

American

Feb 28, 2020

Put Options

Written

800

67.5000

American

May 15, 2020

Put Options

Written

100

77.5000

American

May 15, 2020

Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020

Call Options

Purchased

600

77.5000

American

Sep 18, 2020

Put Options

Written

300

65.0000

American

May 15, 2020

Call Options

Written

-1,600

98.0000

American

Feb 21, 2020

Call Options

Written

-2,500

115.0000

American

Feb 21, 2020

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Put Options

Purchased

-2,100

100.0000

American

Jan 15, 2021

Call Options

Written

-14,000

87.0000

American

Feb 21, 2020

Call Options

Written

-1,000

85.0000

American

Mar 6, 2020

Call Options

Written

-2,700

115.0000

American

Jun 19, 2020

Put Options

Purchased

-4,700

35.0000

American

Jan 15, 2021

Put Options

Purchased

-100

60.0000

American

Feb 21, 2020

Put Options

Purchased

-300

92.5000

American

Feb 21, 2020

Call Options

Written

-200

102.0000

American

Feb 21, 2020

Call Options

Written

-1,200

105.0000

American

Mar 27, 2020

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Put Options

Purchased

-600

82.5000

American

May 15, 2020

Put Options

Purchased

-600

77.5000

American

Jan 15, 2021

Put Options

Purchased

-22,700

95.0000

American

Jan 15, 2021

Call Options

Written

-500

70.0000

American

Feb 28, 2020

Call Options

Written

-4,200

130.0000

American

Jun 19, 2020

Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021

Put Options

Purchased

-2,400

93.0000

American

Feb 28, 2020

Put Options

Purchased

-4,800

55.0000

American

May 15, 2020

Put Options

Purchased

-600

89.0000

American

Feb 21, 2020

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

100.0000

American

Sep 18, 2020

Put Options

Written

800

87.5000

American

Jan 15, 2021

Call Options

Purchased

2,200

90.0000

American

Feb 28, 2020

Put Options

Written

1,400

55.0000

American

Jun 19, 2020

Call Options

Purchased

100

75.0000

American

Feb 21, 2020

Put Options

Written

9,600

87.5000

American

May 15, 2020

Put Options

Written

2,000

57.5000

American

Sep 18, 2020

Call Options

Purchased

100

125.0000

American

Jan 21, 2022

Call Options

Purchased

1,300

81.0000

American

Feb 21, 2020

Put Options

Written

1,000

75.0000

American

Jan 15, 2021

Put Options

Written

900

82.0000

American

Feb 21, 2020

Put Options

Written

30,100

70.0000

American

Jun 19, 2020

Put Options

Written

1,500

62.5000

American

May 15, 2020

Call Options

Purchased

1,300

80.0000

American

Feb 21, 2020

Call Options

Purchased

400

84.5000

American

Mar 13, 2020

Put Options

Written

400

50.0000

American

Feb 21, 2020

Put Options

Written

300

35.0000

American

Sep 18, 2020

Call Options

Purchased

2,700

95.0000

American

Feb 28, 2020

Put Options

Written

100

92.5000

American

Mar 6, 2020

Put Options

Written

2,000

90.0000

American

May 15, 2020

Call Options

Purchased

500

91.0000

American

Feb 21, 2020

Call Options

Written

-1,600

90.0000

American

Jan 15, 2021

Put Options

Purchased

-300

60.0000

American

Jan 21, 2022

Put Options

Purchased

-1,800

83.0000

American

Feb 21, 2020

Call Options

Written

-400

82.5000

American

Mar 6, 2020

Put Options

Purchased

-500

93.5000

American

Feb 21, 2020

Put Options

Purchased

-700

92.5000

American

Jun 19, 2020

Call Options

Written

-4,700

120.0000

American

Jan 21, 2022

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Put Options

Purchased

-100,100

92.5000

American

Jan 15, 2021

Call Options

Written

-33,400

95.0000

American

Jun 19, 2020

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Put Options

Purchased

-2,400

87.5000

American

Mar 20, 2020

Put Options

Purchased

-9,400

72.5000

American

Jan 15, 2021

Call Options

Purchased

1,300

85.0000

American

Feb 28, 2020

Call Options

Purchased

4,200

80.0000

American

Jun 19, 2020

Call Options

Purchased

700

91.5000

American

Feb 28, 2020

Put Options

Written

500

45.0000

American

Jan 21, 2022

Call Options

Purchased

300

95.5000

American

Feb 28, 2020

Call Options

Purchased

200

82.5000

American

Mar 20, 2020

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Put Options

Written

500

45.0000

American

Jan 15, 2021

Call Options

Purchased

300

55.0000

American

Jan 21, 2022

Put Options

Written

14,500

67.5000

American

Jun 19, 2020

Put Options

Written

12,600

85.0000

American

Feb 21, 2020

Call Options

Purchased

1,400

105.0000

American

Sep 18, 2020

Put Options

Written

800

90.0000

American

Mar 13, 2020

Put Options

Written

100

97.5000

American

Jan 21, 2022

Put Options

Written

20,500

90.0000

American

Jan 15, 2021

Put Options

Written

8,400

87.5000

American

Jun 19, 2020

Put Options

Written

2,600

65.0000

American

Jan 15, 2021

Put Options

Written

1,500

77.5000

American

Jun 19, 2020

Put Options

Written

1,100

65.0000

American

Sep 18, 2020

Put Options

Written

13,300

84.0000

American

Feb 21, 2020

Call Options

Purchased

6,100

92.0000

American

Feb 21, 2020

Put Options

Written

3,500

67.5000

American

Feb 21, 2020

Call Options

Purchased

2,300

105.0000

American

May 15, 2020

Call Options

Purchased

500

96.0000

American

Feb 28, 2020

Put Options

Written

100

130.0000

American

Jun 19, 2020

Call Options

Purchased

300

88.5000

American

Feb 21, 2020

Call Options

Purchased

300

95.0000

American

Mar 13, 2020

Put Options

Written

800

87.5000

American

Sep 18, 2020

Call Options

Purchased

1,600

85.0000

American

Sep 18, 2020

Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022

Put Options

Purchased

-200

100.0000

American

Sep 18, 2020

Call Options

Written

-2,200

95.0000

American

Aug 21, 2020

Call Options

Written

-500

94.0000

American

Mar 27, 2020

Put Options

Purchased

-500

88.5000

American

Feb 21, 2020

Put Options

Purchased

-100

75.0000

American

Jan 21, 2022

Put Options

Purchased

-1,200

95.0000

American

Feb 21, 2020

Call Options

Written

-2,200

94.0000

American

Mar 6, 2020

Call Options

Written

-8,100

100.0000

American

Jun 19, 2020

Call Options

Written

-6,500

105.0000

American

Jan 15, 2021

Call Options

Written

-800

103.0000

American

Feb 21, 2020

Put Options

Purchased

-1,000

95.0000

American

Mar 13, 2020

Call Options

Written

-7,100

105.0000

American

Feb 28, 2020

Put Options

Purchased

-400

92.5000

American

Feb 28, 2020

Put Options

Purchased

-1,600

90.0000

American

Feb 28, 2020

Call Options

Written

-13,500

82.5000

American

May 15, 2020

Call Options

Written

-9,800

105.0000

American

Mar 20, 2020

Call Options

Written

-400

106.0000

American

Feb 21, 2020

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Put Options

Written

15,200

80.0000

American

Feb 21, 2020

Call Options

Purchased

8,700

100.0000

American

May 15, 2020

Call Options

Purchased

1,500

80.0000

American

Sep 18, 2020

Call Options

Purchased

1,300

82.5000

American

Jun 19, 2020

Call Options

Purchased

100

85.0000

American

Jan 21, 2022

Call Options

Purchased

13,900

85.0000

American

Jan 15, 2021

Put Options

Written

6,900

92.5000

American

Mar 20, 2020

Put Options

Written

3,300

72.5000

American

May 15, 2020

Call Options

Purchased

500

90.0000

American

Jan 21, 2022

Call Options

Purchased

300

92.0000

American

Feb 28, 2020

Put Options

Written

17,000

65.0000

American

Feb 21, 2020

Call Options

Purchased

900

100.0000

American

Mar 6, 2020

Put Options

Written

500

85.0000

American

Jan 15, 2021

Call Options

Purchased

200

95.0000

American

Mar 27, 2020

Call Options

Purchased

7,400

77.5000

American

Jan 15, 2021

Call Options

Purchased

100

91.5000

American

Mar 6, 2020

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Put Options

Written

1,100

67.5000

American

Jan 15, 2021

Call Options

Written

-3,200

140.0000

American

Jan 15, 2021

Put Options

Purchased

-500

83.5000

American

Feb 28, 2020

Put Options

Purchased

-3,600

81.0000

American

Feb 21, 2020

Put Options

Purchased

-250,000

85.0000

American

Jan 15, 2021

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Call Options

Written

-300

92.5000

American

Aug 21, 2020

Call Options

Written

-600

87.5000

American

Jan 15, 2021

Call Options

Written

-300

94.5000

American

Feb 21, 2020

Call Options

Written

-3,500

110.0000

American

May 15, 2020

Call Options

Written

-200

93.5000

American

Mar 6, 2020

Call Options

Written

-9,900

84.0000

American

Feb 21, 2020

Call Options

Written

-1,100

120.0000

American

Jun 19, 2020

Call Options

Written

-500

87.5000

American

Jan 21, 2022

Call Options

Written

-900

80.0000

American

Jan 15, 2021

Put Options

Purchased

-200

86.0000

American

Feb 28, 2020

Call Options

Written

-2,700

82.5000

American

Jan 15, 2021

Call Options

Written

-700

97.5000

American

Aug 21, 2020

Call Options

Written

-4,500

95.0000

American

Jan 15, 2021

Call Options

Written

-1,500

88.0000

American

Feb 21, 2020

Put Options

Purchased

-16,100

77.5000

American

Feb 21, 2020

Put Options

Purchased

-17,800

85.0000

American

Mar 20, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 692916
Time of Receipt (offset from UTC): 20200225T092949+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC