FORM 8.3 - ALLERGAN PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ALLERGAN PLC

Class of relevant security to which the

ORD

dealings being disclosed relate (Note 2)
Date of dealing

21 February 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,157,977

1.26%

3,376,369

1.03%

 

(2)

Derivatives (other than options):

3,347,027

1.02%

2,586,455

0.79%

 

(3)

Options and agreements to
purchase/sell:

573,700

0.17%

270,200

0.08%

 
TOTAL:

8,078,704

2.46%

6,233,024

1.89%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

7

198.5900 USD

Purchase

7

199.6550 USD

Purchase

48

199.5133 USD

Purchase

56

199.5371 USD

Purchase

64

200.2800 USD

Purchase

64

199.5446 USD

Purchase

80

199.5550 USD

Purchase

80

199.7800 USD

Purchase

100

198.8300 USD

Purchase

100

199.8800 USD

Purchase

100

198.7500 USD

Purchase

103

199.7197 USD

Purchase

186

199.8511 USD

Purchase

200

199.4687 USD

Purchase

200

199.4950 USD

Purchase

303

198.1500 USD

Purchase

400

199.2650 USD

Purchase

400

199.6187 USD

Purchase

863

199.4112 USD

Purchase

900

199.6811 USD

Purchase

929

199.6678 USD

Purchase

997

199.6515 USD

Purchase

1,023

199.9398 USD

Purchase

1,077

199.5117 USD

Purchase

1,642

199.6282 USD

Purchase

2,085

198.6102 USD

Purchase

2,180

200.0942 USD

Purchase

2,550

199.5335 USD

Purchase

3,627

199.1398 USD

Purchase

5,192

200.0905 USD

Purchase

5,602

199.4868 USD

Purchase

7,403

199.3817 USD

Purchase

8,800

199.1408 USD

Purchase

9,432

200.1493 USD

Purchase

10,000

199.0418 USD

Purchase

10,200

199.4818 USD

Purchase

11,000

199.3625 USD

Purchase

36,699

199.6794 USD

Purchase

37,751

200.1500 USD

Sale

6

198.1500 USD

Sale

7

199.6550 USD

Sale

47

199.4100 USD

Sale

57

199.5800 USD

Sale

80

200.3050 USD

Sale

93

199.4000 USD

Sale

100

199.6400 USD

Sale

100

198.6550 USD

Sale

100

199.6250 USD

Sale

100

199.6600 USD

Sale

100

199.6100 USD

Sale

104

199.6392 USD

Sale

115

199.6947 USD

Sale

130

198.6600 USD

Sale

145

199.4356 USD

Sale

186

199.8511 USD

Sale

200

198.7250 USD

Sale

200

198.6300 USD

Sale

200

198.6000 USD

Sale

200

200.2750 USD

Sale

200

200.2900 USD

Sale

200

199.8900 USD

Sale

200

199.8400 USD

Sale

200

199.6300 USD

Sale

222

199.5868 USD

Sale

300

198.6033 USD

Sale

302

199.8102 USD

Sale

368

199.7346 USD

Sale

369

199.5871 USD

Sale

385

198.6021 USD

Sale

400

200.1975 USD

Sale

403

199.3266 USD

Sale

500

199.6851 USD

Sale

500

199.6200 USD

Sale

500

200.2260 USD

Sale

600

199.5687 USD

Sale

678

199.5598 USD

Sale

700

199.5900 USD

Sale

714

199.7908 USD

Sale

737

199.8285 USD

Sale

800

198.6025 USD

Sale

800

199.9390 USD

Sale

822

199.6952 USD

Sale

863

199.6538 USD

Sale

894

199.9256 USD

Sale

1,000

199.4330 USD

Sale

1,207

199.6233 USD

Sale

2,000

200.1090 USD

Sale

2,085

198.6102 USD

Sale

2,582

199.1553 USD

Sale

2,700

199.6987 USD

Sale

2,800

199.6516 USD

Sale

3,000

199.6210 USD

Sale

3,739

199.7775 USD

Sale

5,192

200.0905 USD

Sale

6,500

198.9167 USD

Sale

8,515

199.4577 USD

Sale

9,700

199.0285 USD

Sale

10,000

199.3555 USD

Sale

10,600

199.4870 USD

Sale

11,287

200.1500 USD

Sale

19,755

199.7623 USD

Sale

23,698

199.4336 USD

Sale

36,690

200.1402 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit
SWAP

Long

226,000

200.1500 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

date

money

selling,

securities

 

 

paid/

varying etc

to which

 

 

received

option

 

 

 

relates

 

 

 

Call Option Purchasing

400

200 USD

American

21 Feb 2020

0.0500 USD

Call Option Purchasing

200

203 USD

American

28 Feb 2020

0.2500 USD

Call Option Selling

200

195 USD

American

19 Jun 2020

9.0000 USD

Put Option Purchasing

1,000

198 USD

American

21 Feb 2020

0.0100 USD

Put Option Selling

2,800

105 USD

American

15 May 2020

0.0800 USD

Put Option Selling

500

175 USD

American

20 Mar 2020

0.8100 USD

Put Option Selling

2,500

180 USD

American

20 Mar 2020

0.9000 USD

Put Option Selling

5,100

180 USD

American

15 May 2020

1.8500 USD

Put Option Selling

2,000

180 USD

American

19 Jun 2020

2.2250 USD

Put Option Selling

2,000

195 USD

American

21 Aug 2020

5.6500 USD

Put Option Selling

1,000

203 USD

American

21 Feb 2020

3.2600 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

24 Feb 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

date

to which the option

 

 

or derivative

 

 

relates

 

 

Put Options Written

700

100.0000

American

Jan 15, 2021

Put Options Written

300

180.0000

American

Jan 21, 2022

Put Options Written

700

95.0000

American

Jan 15, 2021

Call Options Purchased

2,600

175.0000

American

Jan 15, 2021

Put Options Written

5,000

115.0000

American

Mar 20, 2020

Put Options Written

2,300

100.0000

American

May 15, 2020

Put Options Written

900

90.0000

American

Feb 21, 2020

Put Options Written

300

135.0000

American

Feb 21, 2020

Put Options Written

1,100

100.0000

American

Feb 21, 2020

Put Options Written

500

170.0000

American

Mar 20, 2020

Call Options Purchased

200

190.0000

American

Jan 21, 2022

Call Options Purchased

9,100

185.0000

American

Jan 15, 2021

Call Options Written

-600

220.0000

American

May 15, 2020

Call Options Written

-200

230.0000

American

Mar 20, 2020

Put Options Purchased

-1,000

165.0000

American

Jan 15, 2021

Put Options Purchased

-1,000

197.5000

American

Feb 21, 2020

Put Options Purchased

-9,800

180.0000

American

Feb 21, 2020

Call Options Written

-100

160.0000

American

Mar 20, 2020

Put Options Purchased

-50,000

160.0000

American

Feb 21, 2020

Put Options Purchased

-900

145.0000

American

Jan 15, 2021

Put Options Purchased

-1,500

155.0000

American

Feb 21, 2020

Put Options Purchased

-4,500

70.0000

American

Jan 15, 2021

Call Options Written

-1,400

230.0000

American

Jun 19, 2020

Call Options Purchased

100

195.0000

American

Mar 20, 2020

Put Options Written

1,000

202.5000

American

Feb 21, 2020

Put Options Written

12,000

160.0000

American

Jun 19, 2020

Put Options Written

36,900

105.0000

American

Jan 15, 2021

Put Options Written

1,200

190.0000

American

Mar 20, 2020

Put Options Written

100

175.0000

American

Feb 21, 2020

Call Options Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options Written

1,000

195.0000

American

Jan 15, 2021

Put Options Written

66,500

140.0000

American

Mar 20, 2020

Call Options Purchased

200

202.5000

American

Feb 28, 2020

Call Options Purchased

100

200.0000

American

Aug 21, 2020

Put Options Written

18,500

150.0000

American

May 15, 2020

Put Options Written

500

80.0000

American

Feb 21, 2020

Put Options Purchased

-100

177.5000

American

Feb 28, 2020

Put Options Purchased

-300

80.0000

American

Jan 15, 2021

Put Options Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options Purchased

-100

155.0000

American

Jan 15, 2021

Call Options Written

-42,400

165.0000

American

Jan 21, 2022

Put Options Purchased

-400

185.0000

American

Jan 21, 2022

Call Options Written

-500

150.0000

American

Jan 15, 2021

Put Options Purchased

-16,600

115.0000

American

Jan 15, 2021

Put Options Purchased

-1,700

110.0000

American

Jan 15, 2021

Call Options Purchased

500

190.0000

American

May 15, 2020

Put Options Written

3,000

187.5000

American

Feb 21, 2020

Put Options Written

1,600

185.0000

American

May 15, 2020

Call Options Purchased

200

195.0000

American

May 15, 2020

Call Options Purchased

42,400

175.0000

American

Jan 21, 2022

Put Options Written

6,000

185.0000

American

Mar 20, 2020

Put Options Written

100

140.0000

American

Jan 21, 2022

Put Options Written

400

110.0000

American

Feb 21, 2020

Put Options Written

500

175.0000

American

Mar 20, 2020

Put Options Written

5,000

145.0000

American

Mar 20, 2020

Call Options Purchased

200

210.0000

American

May 15, 2020

Call Options Purchased

3,100

165.0000

American

Jan 15, 2021

Call Options Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options Purchased

1,100

190.0000

American

Jun 19, 2020

Call Options Purchased

100

200.0000

American

Mar 6, 2020

Call Options Written

-100

200.0000

American

Feb 28, 2020

Call Options Written

-200

205.0000

American

Apr 3, 2020

Put Options Purchased

-1,000

195.0000

American

May 15, 2020

Put Options Purchased

-66,500

160.0000

American

Mar 20, 2020

Call Options Written

-100

200.0000

American

Jan 21, 2022

Call Options Written

-700

270.0000

American

Jan 15, 2021

Call Options Written

-2,400

220.0000

American

Feb 21, 2020

Put Options Purchased

-4,700

170.0000

American

Jan 15, 2021

Call Options Written

-100

240.0000

American

Mar 20, 2020

Call Options Purchased

500

220.0000

American

Jan 21, 2022

Put Options Written

48,000

140.0000

American

Jun 19, 2020

Put Options Written

600

190.0000

American

Jan 15, 2021

Call Options Purchased

300

145.0000

American

Jan 15, 2021

Put Options Written

1,500

170.0000

American

May 15, 2020

Call Options Purchased

800

160.0000

American

Jan 21, 2022

Put Options Written

6,400

95.0000

American

Jun 19, 2020

Put Options Written

3,800

165.0000

American

Jun 19, 2020

Call Options Purchased

10,500

200.0000

American

Mar 20, 2020

Call Options Purchased

2,000

180.0000

American

Jan 15, 2021

Put Options Purchased

-2,300

170.0000

American

Jun 19, 2020

Call Options Written

-200

207.5000

American

Feb 21, 2020

Put Options Purchased

-100

180.0000

American

Mar 13, 2020

Put Options Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options Written

-200

220.0000

American

Jan 15, 2021

Call Options Written

-100

150.0000

American

May 15, 2020

Call Options Written

-100

215.0000

American

Feb 21, 2020

Put Options Written

54,100

140.0000

American

Feb 21, 2020

Put Options Written

1,800

145.0000

American

Jun 19, 2020

Put Options Written

7,400

120.0000

American

Jun 19, 2020

Call Options Purchased

3,200

195.0000

American

Aug 21, 2020

Put Options Written

2,000

115.0000

American

Feb 21, 2020

Put Options Written

3,200

120.0000

American

Feb 21, 2020

Put Options Written

14,400

160.0000

American

Feb 21, 2020

Call Options Purchased

7,700

190.0000

American

Jan 15, 2021

Call Options Purchased

1,300

180.0000

American

Jan 21, 2022

Put Options Written

14,300

160.0000

American

Mar 20, 2020

Call Options Purchased

600

200.0000

American

Jan 15, 2021

Put Options Written

7,000

140.0000

American

Jan 15, 2021

Call Options Written

-7,200

260.0000

American

Jan 15, 2021

Call Options Written

-100

197.5000

American

Feb 28, 2020

Put Options Purchased

-400

190.0000

American

Jun 19, 2020

Put Options Purchased

-12,300

150.0000

American

Jan 15, 2021

Put Options Purchased

-500

185.0000

American

Jun 19, 2020

Call Options Written

-100

165.0000

American

Jun 19, 2020

Call Options Written

-100

175.0000

American

May 15, 2020

Call Options Written

-400

190.0000

American

Mar 20, 2020

Put Options Written

3,300

165.0000

American

Mar 20, 2020

Put Options Written

1,400

195.0000

American

Jun 19, 2020

Put Options Written

100

200.0000

American

May 15, 2020

Put Options Written

100

200.0000

American

Mar 20, 2020

Put Options Written

6,000

180.0000

American

May 15, 2020

Put Options Written

1,900

180.0000

American

Jun 19, 2020

Put Options Written

100

165.0000

American

May 15, 2020

Call Options Purchased

100

210.0000

American

Jan 15, 2021

Put Options Written

4,400

180.0000

American

Mar 20, 2020

Put Options Written

1,100

185.0000

American

Feb 21, 2020

Call Options Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options Purchased

-100

170.0000

American

Jan 21, 2022

Put Options Purchased

-4,100

160.0000

American

Jan 15, 2021

Call Options Written

-100

160.0000

American

Jun 19, 2020

Put Options Purchased

-400

120.0000

American

Jan 15, 2021

Call Options Written

-100

185.0000

American

Jun 19, 2020

Put Options Purchased

-300

165.0000

American

Feb 21, 2020

Put Options Purchased

-300

185.0000

American

Aug 21, 2020

Call Options Written

-900

175.0000

American

Jun 19, 2020

Put Options Purchased

-500

120.0000

American

Aug 21, 2020

Put Options Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options Written

-100

210.0000

American

Feb 21, 2020

Call Options Written

-200

165.0000

American

Mar 20, 2020

Call Options Written

-200

202.5000

American

Feb 21, 2020

Call Options Written

-100

205.0000

American

Feb 21, 2020

Put Options Purchased

-1,700

185.0000

American

Jan 15, 2021

Put Options Written

300

125.0000

American

Jun 19, 2020

Call Options Purchased

700

200.0000

American

Jun 19, 2020

Call Options Purchased

8,200

185.0000

American

Aug 21, 2020

Put Options Written

9,300

170.0000

American

Feb 21, 2020

Put Options Written

2,500

215.0000

American

Jan 15, 2021

Put Options Written

1,600

190.0000

American

Feb 21, 2020

Call Options Purchased

1,500

220.0000

American

Mar 20, 2020

Put Options Purchased

-1,800

150.0000

American

Jan 21, 2022

Put Options Purchased

-700

160.0000

American

Feb 28, 2020

Put Options Purchased

-1,200

180.0000

American

Jan 15, 2021

Call Options Written

-400

180.0000

American

Mar 20, 2020

Call Options Written

-700

197.5000

American

Feb 21, 2020

Call Options Written

-300

210.0000

American

Mar 6, 2020

Put Options Purchased

-100

130.0000

American

Jan 15, 2021

Call Options Written

-200

180.0000

American

Jun 19, 2020

Put Options Purchased

-300

125.0000

American

Jan 15, 2021

Put Options Purchased

-200

190.0000

American

Aug 21, 2020

Call Options Written

-700

202.5000

American

Mar 6, 2020

Call Options Written

-900

200.0000

American

Feb 21, 2020

Put Options Purchased

-100

175.0000

American

Jan 15, 2021

Put Options Written

200

120.0000

American

May 15, 2020

Call Options Purchased

3,300

190.0000

American

Aug 21, 2020

Put Options Written

100

150.0000

American

Mar 20, 2020

Call Options Purchased

11,300

195.0000

American

Jan 15, 2021

Put Options Written

3,000

105.0000

American

May 15, 2020

Put Options Written

11,200

145.0000

American

Feb 21, 2020

Put Options Written

50,500

150.0000

American

Feb 21, 2020

Call Options Purchased

600

200.0000

American

May 15, 2020

Put Options Written

2,000

195.0000

American

Aug 21, 2020

Put Options Written

14,600

195.0000

American

Mar 20, 2020

Call Options Written

-600

250.0000

American

Jan 15, 2021

Call Options Written

-1,000

185.0000

American

May 15, 2020

Call Options Written

-100

212.5000

American

Feb 21, 2020

Put Options Purchased

-4,500

130.0000

American

Feb 21, 2020

Put Options Purchased

-8,200

140.0000

American

Mar 20, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 692887
Time of Receipt (offset from UTC): 20200224T120358+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC