Form 8.3 - Allergan plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

  Name of person dealing (Note 1)

Barclays PLC.

  Company dealt in

ALLERGAN PLC

  Class of relevant security to which the 

ORD

  dealings being disclosed relate (Note 2)
  Date of dealing

20 February 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD    
  Long Short
  Number (%) Number (%)

(1)

Relevant securities        
 

4,174,096

1.27%

3,406,279

1.04%

           

(2)

Derivatives (other than options):        
 

4,285,027

1.30%

2,586,455

0.79%

           

(3)

Options and agreements to        
purchase/sell:

557,900

0.17%

269,700

0.08%

         
TOTAL:        
 

9,017,023

2.74%

6,262,434

1.90%

       

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

198.7300   USD

Purchase

4

197.6150   USD

Purchase

7

197.8857   USD

Purchase

100

197.6700   USD

Purchase

100

198.2400   USD

Purchase

100

198.3200   USD

Purchase

100

198.5100   USD

Purchase

100

198.6100   USD

Purchase

100

198.7700   USD

Purchase

117

198.2453   USD

Purchase

126

198.5242   USD

Purchase

143

198.4387   USD

Purchase

200

197.9550   USD

Purchase

200

198.6550   USD

Purchase

200

198.5400   USD

Purchase

200

198.3150   USD

Purchase

400

198.6125   USD

Purchase

400

198.1500   USD

Purchase

400

198.4000   USD

Purchase

402

198.4233   USD

Purchase

403

198.4913   USD

Purchase

550

198.5945   USD

Purchase

586

198.4338   USD

Purchase

615

198.5249   USD

Purchase

650

198.3930   USD

Purchase

662

198.4691   USD

Purchase

861

198.5023   USD

Purchase

900

198.2811   USD

Purchase

1,089

198.4143   USD

Purchase

1,200

198.2616   USD

Purchase

1,200

198.1291   USD

Purchase

1,202

198.2786   USD

Purchase

1,300

198.4076   USD

Purchase

1,300

198.5373   USD

Purchase

1,770

198.5837   USD

Purchase

1,786

198.2936   USD

Purchase

1,905

198.3516   USD

Purchase

2,300

198.5617   USD

Purchase

2,500

198.3408   USD

Purchase

2,900

198.5235   USD

Purchase

3,074

198.3982   USD

Purchase

3,338

198.0667   USD

Purchase

5,113

198.5585   USD

Purchase

6,011

198.4564   USD

Purchase

7,070

198.3902   USD

Purchase

7,600

198.5091   USD

Purchase

8,098

198.2668   USD

Purchase

8,827

198.7400   USD

Purchase

9,867

198.4575   USD

Purchase

14,079

198.4264   USD

Purchase

20,458

198.6370   USD

Sale

1

197.5100   USD

Sale

1

197.7000   USD

Sale

1

197.7700   USD

Sale

1

197.4800   USD

Sale

2

198.2300   USD

Sale

13

198.5800   USD

Sale

19

198.2878   USD

Sale

19

198.4200   USD

Sale

25

198.7000   USD

Sale

40

198.7100   USD

Sale

71

198.7250   USD

Sale

90

198.4166   USD

Sale

100

198.3700   USD

Sale

100

198.7300   USD

Sale

100

198.6100   USD

Sale

101

198.3907   USD

Sale

200

198.6475   USD

Sale

200

198.6550   USD

Sale

200

198.6050   USD

Sale

200

197.9650   USD

Sale

200

198.5100   USD

Sale

200

198.4950   USD

Sale

233

198.5254   USD

Sale

400

198.5200   USD

Sale

543

198.4866   USD

Sale

547

198.7400   USD

Sale

592

198.4848   USD

Sale

600

198.4641   USD

Sale

625

198.5160   USD

Sale

700

198.4600   USD

Sale

770

198.5854   USD

Sale

800

198.4662   USD

Sale

900

198.5351   USD

Sale

1,100

198.1236   USD

Sale

1,525

198.4356   USD

Sale

1,526

198.4251   USD

Sale

1,700

198.2882   USD

Sale

1,800

198.5447   USD

Sale

1,900

198.3080   USD

Sale

2,500

198.4355   USD

Sale

2,500

198.3408   USD

Sale

2,600

198.7065   USD

Sale

3,400

198.4441   USD

Sale

3,900

198.4539   USD

Sale

6,600

198.5237   USD

Sale

15,736

198.5963   USD

Sale

18,258

198.6848   USD

Sale

21,053

198.2633   USD

Sale

28,158

198.4264   USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

 

purchasing,

of

price

 

date

money

 

selling,

securities

 

 

 

paid/

 

varying etc

to which

 

 

 

received

 

 

option

 

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

100

185   USD

American

20 Mar 2020

12.5500   USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

21 Feb 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected  
If a connected EFM, state nature of connection  

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Put Options

  Written

300

135.0000  

American

Feb 21, 2020

Put Options

  Written

2,300

100.0000  

American

May 15, 2020

Put Options

  Written

1,100

100.0000  

American

Feb 21, 2020

Put Options

  Written

700

95.0000  

American

Jan 15, 2021

Call Options

  Purchased

2,600

175.0000  

American

Jan 15, 2021

Put Options

  Written

900

90.0000  

American

Feb 21, 2020

Put Options

  Written

500

170.0000  

American

Mar 20, 2020

Put Options

  Written

700

100.0000  

American

Jan 15, 2021

Call Options

  Purchased

9,100

185.0000  

American

Jan 15, 2021

Put Options

  Written

5,000

115.0000  

American

Mar 20, 2020

Put Options

  Written

300

180.0000  

American

Jan 21, 2022

Call Options

  Purchased

200

190.0000  

American

Jan 21, 2022

Call Options

  Written

-1,400

230.0000  

American

Jun 19, 2020

Put Options

  Purchased

-1,500

155.0000  

American

Feb 21, 2020

Put Options

  Purchased

-9,800

180.0000  

American

Feb 21, 2020

Call Options

  Written

-200

230.0000  

American

Mar 20, 2020

Call Options

  Written

-100

160.0000  

American

Mar 20, 2020

Put Options

  Purchased

-4,500

70.0000  

American

Jan 15, 2021

Put Options

  Purchased

-50,000

160.0000  

American

Feb 21, 2020

Call Options

  Written

-600

220.0000  

American

May 15, 2020

Put Options

  Purchased

-900

145.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,000

165.0000  

American

Jan 15, 2021

Put Options

  Written

100

175.0000  

American

Feb 21, 2020

Call Options

  Purchased

100

200.0000  

American

Aug 21, 2020

Put Options

  Written

500

80.0000  

American

Feb 21, 2020

Put Options

  Written

18,500

150.0000  

American

May 15, 2020

Call Options

  Purchased

3,400

170.0000  

American

Jan 15, 2021

Put Options

  Written

66,500

140.0000  

American

Mar 20, 2020

Put Options

  Written

12,000

160.0000  

American

Jun 19, 2020

Put Options

  Written

1,200

190.0000  

American

Mar 20, 2020

Put Options

  Written

36,900

105.0000  

American

Jan 15, 2021

Put Options

  Written

1,000

195.0000  

American

Jan 15, 2021

Call Options

  Purchased

200

195.0000  

American

Jun 19, 2020

Call Options

  Purchased

100

195.0000  

American

Mar 20, 2020

Call Options

  Written

-500

150.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

155.0000  

American

Jan 15, 2021

Put Options

  Purchased

-300

80.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,200

65.0000  

American

Jan 15, 2021

Call Options

  Written

-42,400

165.0000  

American

Jan 21, 2022

Put Options

  Purchased

-400

185.0000  

American

Jan 21, 2022

Put Options

  Purchased

-100

177.5000  

American

Feb 28, 2020

Put Options

  Purchased

-1,700

110.0000  

American

Jan 15, 2021

Put Options

  Purchased

-16,600

115.0000  

American

Jan 15, 2021

Put Options

  Written

100

140.0000  

American

Jan 21, 2022

Call Options

  Purchased

100

200.0000  

American

Mar 6, 2020

Call Options

  Purchased

42,400

175.0000  

American

Jan 21, 2022

Call Options

  Purchased

9,500

170.0000  

American

Jun 19, 2020

Put Options

  Written

5,000

145.0000  

American

Mar 20, 2020

Call Options

  Purchased

500

190.0000  

American

May 15, 2020

Call Options

  Purchased

1,100

190.0000  

American

Jun 19, 2020

Put Options

  Written

6,000

185.0000  

American

Mar 20, 2020

Call Options

  Purchased

200

210.0000  

American

May 15, 2020

Put Options

  Written

3,000

187.5000  

American

Feb 21, 2020

Put Options

  Written

1,600

185.0000  

American

May 15, 2020

Put Options

  Written

400

110.0000  

American

Feb 21, 2020

Call Options

  Purchased

200

195.0000  

American

May 15, 2020

Call Options

  Purchased

3,100

165.0000  

American

Jan 15, 2021

Call Options

  Written

-100

200.0000  

American

Jan 21, 2022

Put Options

  Purchased

-4,700

170.0000  

American

Jan 15, 2021

Call Options

  Written

-100

200.0000  

American

Feb 28, 2020

Call Options

  Written

-700

270.0000  

American

Jan 15, 2021

Put Options

  Purchased

-66,500

160.0000  

American

Mar 20, 2020

Call Options

  Written

-200

205.0000  

American

Apr 3, 2020

Put Options

  Purchased

-1,000

195.0000  

American

May 15, 2020

Call Options

  Written

-2,400

220.0000  

American

Feb 21, 2020

Call Options

  Written

-100

240.0000  

American

Mar 20, 2020

Put Options

  Written

600

190.0000  

American

Jan 15, 2021

Put Options

  Written

3,800

165.0000  

American

Jun 19, 2020

Call Options

  Purchased

500

220.0000  

American

Jan 21, 2022

Call Options

  Purchased

300

145.0000  

American

Jan 15, 2021

Call Options

  Purchased

800

160.0000  

American

Jan 21, 2022

Call Options

  Purchased

2,000

180.0000  

American

Jan 15, 2021

Put Options

  Written

1,500

170.0000  

American

May 15, 2020

Put Options

  Written

6,400

95.0000  

American

Jun 19, 2020

Put Options

  Written

48,000

140.0000  

American

Jun 19, 2020

Call Options

  Purchased

10,500

200.0000  

American

Mar 20, 2020

Call Options

  Written

-200

220.0000  

American

Jan 15, 2021

Call Options

  Written

-100

215.0000  

American

Feb 21, 2020

Call Options

  Written

-100

150.0000  

American

May 15, 2020

Put Options

  Purchased

-100

180.0000  

American

Mar 13, 2020

Put Options

  Purchased

-2,300

170.0000  

American

Jun 19, 2020

Put Options

  Purchased

-2,600

75.0000  

American

Jan 15, 2021

Call Options

  Written

-200

207.5000  

American

Feb 21, 2020

Put Options

  Written

14,400

160.0000  

American

Feb 21, 2020

Put Options

  Written

1,800

145.0000  

American

Jun 19, 2020

Put Options

  Written

14,300

160.0000  

American

Mar 20, 2020

Put Options

  Written

3,200

120.0000  

American

Feb 21, 2020

Put Options

  Written

7,400

120.0000  

American

Jun 19, 2020

Put Options

  Written

54,100

140.0000  

American

Feb 21, 2020

Put Options

  Written

2,000

115.0000  

American

Feb 21, 2020

Put Options

  Written

7,000

140.0000  

American

Jan 15, 2021

Call Options

  Purchased

600

200.0000  

American

Jan 15, 2021

Call Options

  Purchased

7,700

190.0000  

American

Jan 15, 2021

Call Options

  Purchased

3,200

195.0000  

American

Aug 21, 2020

Call Options

  Purchased

1,300

180.0000  

American

Jan 21, 2022

Call Options

  Written

-100

197.5000  

American

Feb 28, 2020

Put Options

  Purchased

-12,300

150.0000  

American

Jan 15, 2021

Call Options

  Written

-100

175.0000  

American

May 15, 2020

Call Options

  Written

-100

165.0000  

American

Jun 19, 2020

Put Options

  Purchased

-400

190.0000  

American

Jun 19, 2020

Put Options

  Purchased

-500

185.0000  

American

Jun 19, 2020

Call Options

  Written

-7,200

260.0000  

American

Jan 15, 2021

Call Options

  Written

-400

190.0000  

American

Mar 20, 2020

Put Options

  Written

1,900

180.0000  

American

Mar 20, 2020

Put Options

  Written

1,100

185.0000  

American

Feb 21, 2020

Put Options

  Written

1,400

195.0000  

American

Jun 19, 2020

Call Options

  Purchased

100

210.0000  

American

Jan 15, 2021

Put Options

  Written

100

200.0000  

American

May 15, 2020

Put Options

  Written

3,300

165.0000  

American

Mar 20, 2020

Put Options

  Written

100

165.0000  

American

May 15, 2020

Put Options

  Written

900

180.0000  

American

May 15, 2020

Put Options

  Written

100

200.0000  

American

Mar 20, 2020

Call Options

  Purchased

4,000

160.0000  

American

Jan 15, 2021

Call Options

  Written

-100

160.0000  

American

Jun 19, 2020

Put Options

  Purchased

-100

180.0000  

American

Jun 19, 2020

Put Options

  Purchased

-100

170.0000  

American

Jan 21, 2022

Put Options

  Purchased

-300

185.0000  

American

Aug 21, 2020

Call Options

  Written

-200

202.5000  

American

Feb 21, 2020

Call Options

  Written

-100

185.0000  

American

Jun 19, 2020

Put Options

  Purchased

-1,700

185.0000  

American

Jan 15, 2021

Put Options

  Purchased

-4,100

160.0000  

American

Jan 15, 2021

Put Options

  Purchased

-500

120.0000  

American

Aug 21, 2020

Call Options

  Written

-200

165.0000  

American

Mar 20, 2020

Put Options

  Purchased

-400

120.0000  

American

Jan 15, 2021

Call Options

  Written

-900

175.0000  

American

Jun 19, 2020

Call Options

  Written

-100

205.0000  

American

Feb 21, 2020

Put Options

  Purchased

-2,300

90.0000  

American

Jan 15, 2021

Put Options

  Purchased

-300

165.0000  

American

Feb 21, 2020

Call Options

  Written

-100

210.0000  

American

Feb 21, 2020

Put Options

  Written

9,300

170.0000  

American

Feb 21, 2020

Call Options

  Purchased

1,500

220.0000  

American

Mar 20, 2020

Put Options

  Written

1,600

190.0000  

American

Feb 21, 2020

Call Options

  Purchased

700

200.0000  

American

Jun 19, 2020

Call Options

  Purchased

8,200

185.0000  

American

Aug 21, 2020

Put Options

  Written

2,500

215.0000  

American

Jan 15, 2021

Put Options

  Written

300

125.0000  

American

Jun 19, 2020

Put Options

  Purchased

-100

130.0000  

American

Jan 15, 2021

Call Options

  Written

-200

180.0000  

American

Jun 19, 2020

Put Options

  Purchased

-200

190.0000  

American

Aug 21, 2020

Call Options

  Written

-700

202.5000  

American

Mar 6, 2020

Call Options

  Written

-1,300

200.0000  

American

Feb 21, 2020

Put Options

  Purchased

-300

125.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,800

150.0000  

American

Jan 21, 2022

Call Options

  Written

-400

180.0000  

American

Mar 20, 2020

Put Options

  Purchased

-1,200

180.0000  

American

Jan 15, 2021

Put Options

  Purchased

-700

160.0000  

American

Feb 28, 2020

Put Options

  Purchased

-100

175.0000  

American

Jan 15, 2021

Call Options

  Written

-700

197.5000  

American

Feb 21, 2020

Call Options

  Written

-300

210.0000  

American

Mar 6, 2020

Call Options

  Purchased

3,300

190.0000  

American

Aug 21, 2020

Put Options

  Written

50,500

150.0000  

American

Feb 21, 2020

Put Options

  Written

200

105.0000  

American

May 15, 2020

Call Options

  Purchased

11,300

195.0000  

American

Jan 15, 2021

Put Options

  Written

11,200

145.0000  

American

Feb 21, 2020

Put Options

  Written

14,600

195.0000  

American

Mar 20, 2020

Put Options

  Written

100

150.0000  

American

Mar 20, 2020

Call Options

  Purchased

600

200.0000  

American

May 15, 2020

Put Options

  Written

200

120.0000  

American

May 15, 2020

Call Options

  Written

-1,000

185.0000  

American

May 15, 2020

Call Options

  Written

-600

250.0000  

American

Jan 15, 2021

Put Options

  Purchased

-4,500

130.0000  

American

Feb 21, 2020

Call Options

  Written

-100

212.5000  

American

Feb 21, 2020

Put Options

  Purchased

-8,200

140.0000  

American

Mar 20, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 692774
Time of Receipt (offset from UTC): 20200221T095414+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC