Form 8.3 - ALLERGAN PLC - Amendment

LONDON--()-- 

FORM 8.3 - Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 18 February 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,174,757

1.27%

3,417,325

1.04%

 

(2)

Derivatives (other than options):

4,154,627

1.27%

2,864,755

0.87%

 

(3)

Options and agreements to
purchase/sell:

557,900

0.17%

270,000

0.08%

 
TOTAL:

8,887,284

2.71%

6,552,080

2.00%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

1

198.0500 USD

Purchase

1

198.0400 USD

Purchase

9

197.8300 USD

Purchase

14

198.0750 USD

Purchase

16

198.4600 USD

Purchase

59

197.8985 USD

Purchase

76

197.8200 USD

Purchase

100

197.8400 USD

Purchase

100

197.8000 USD

Purchase

100

198.1300 USD

Purchase

100

197.9700 USD

Purchase

101

197.9389 USD

Purchase

102

197.9050 USD

Purchase

113

198.3200 USD

Purchase

200

197.9550 USD

Purchase

200

197.8975 USD

Purchase

200

197.9625 USD

Purchase

200

198.2200 USD

Purchase

214

197.9650 USD

Purchase

500

198.0860 USD

Purchase

500

198.1460 USD

Purchase

600

197.9741 USD

Purchase

800

198.3025 USD

Purchase

897

197.9324 USD

Purchase

900

198.0100 USD

Purchase

1,200

197.7733 USD

Purchase

1,294

197.9836 USD

Purchase

1,800

197.9569 USD

Purchase

1,968

197.8252 USD

Purchase

2,300

197.7893 USD

Purchase

2,592

197.8888 USD

Purchase

3,185

197.9905 USD

Purchase

6,567

197.9294 USD

Purchase

20,338

197.9978 USD

Purchase

40,240

198.0000 USD

Sale

2

198.0450 USD

Sale

4

198.0100 USD

Sale

16

198.4600 USD

Sale

31

198.1400 USD

Sale

80

197.8200 USD

Sale

100

198.1500 USD

Sale

100

198.0800 USD

Sale

100

197.9500 USD

Sale

100

198.1450 USD

Sale

100

197.9100 USD

Sale

100

198.3600 USD

Sale

100

197.7900 USD

Sale

100

197.7500 USD

Sale

102

197.9460 USD

Sale

125

198.0680 USD

Sale

128

197.7765 USD

Sale

168

198.0690 USD

Sale

200

197.8900 USD

Sale

200

197.6700 USD

Sale

200

197.9900 USD

Sale

250

197.8700 USD

Sale

268

197.8255 USD

Sale

274

197.8271 USD

Sale

300

197.9083 USD

Sale

300

197.8133 USD

Sale

305

197.8342 USD

Sale

309

197.8300 USD

Sale

343

197.8791 USD

Sale

346

197.9826 USD

Sale

358

197.9247 USD

Sale

400

197.9875 USD

Sale

464

197.8557 USD

Sale

486

197.8671 USD

Sale

600

197.7066 USD

Sale

600

197.8208 USD

Sale

614

197.6890 USD

Sale

909

198.3046 USD

Sale

1,100

197.9518 USD

Sale

1,100

198.0013 USD

Sale

1,700

197.8076 USD

Sale

1,963

198.0004 USD

Sale

2,200

197.9943 USD

Sale

2,300

197.8447 USD

Sale

2,874

198.0000 USD

Sale

4,714

197.9509 USD

Sale

11,440

197.9239 USD

Sale

14,347

198.0087 USD

Sale

36,111

197.9973 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

800

135 USD

American

10 Jun 2016

0.0700 USD

Call Option

Purchasing

100

145 USD

American

10 Jun 2016

0.1200 USD

Call Option

Purchasing

300

200 USD

American

14 Feb 2020

0.0500 USD

Call Option

Purchasing

1,000

203 USD

American

14 Feb 2020

0.1200 USD

Call Option

Purchasing

100

205 USD

American

14 Feb 2020

0.0100 USD

Call Option

Purchasing

500

210 USD

American

14 Feb 2020

0.0100 USD

Call Option

Purchasing

100

220 USD

American

21 Jan 2022

3.0200 USD

Call Option

Selling

400

198 USD

American

14 Feb 2020

0.6200 USD

Call Option

Selling

100

200 USD

American

21 Jan 2022

10.2500 USD

Put Option

Purchasing

100

195 USD

American

14 Feb 2020

0.0100 USD

Put Option

Purchasing

100

203 USD

American

14 Feb 2020

4.4400 USD

Put Option

Selling

2,300

100 USD

American

15 May 2020

0.0800 USD

Put Option

Selling

200

105 USD

American

15 May 2020

0.1000 USD

Put Option

Selling

1,000

155 USD

American

14 Feb 2020

0.0100 USD

Put Option

Selling

2,500

168 USD

American

14 Feb 2020

0.0100 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

20 Feb 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

2,300

100.0000

American

May 15, 2020

Put Options

Written

900

90.0000

American

Feb 21, 2020

Put Options

Written

700

95.0000

American

Jan 15, 2021

Put Options

Written

300

180.0000

American

Jan 21, 2022

Call Options

Purchased

200

190.0000

American

Jan 21, 2022

Put Options

Written

5,000

115.0000

American

Mar 20, 2020

Put Options

Written

700

100.0000

American

Jan 15, 2021

Put Options

Written

300

135.0000

American

Feb 21, 2020

Call Options

Purchased

2,600

175.0000

American

Jan 15, 2021

Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Put Options

Written

500

170.0000

American

Mar 20, 2020

Put Options

Purchased

-1,000

165.0000

American

Jan 15, 2021

Call Options

Written

-1,400

230.0000

American

Jun 19, 2020

Put Options

Purchased

-1,500

155.0000

American

Feb 21, 2020

Put Options

Purchased

-9,800

180.0000

American

Feb 21, 2020

Call Options

Written

-100

160.0000

American

Mar 20, 2020

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-900

145.0000

American

Jan 15, 2021

Call Options

Written

-200

230.0000

American

Mar 20, 2020

Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020

Call Options

Written

-600

220.0000

American

May 15, 2020

Put Options

Written

66,500

140.0000

American

Mar 20, 2020

Put Options

Written

12,000

160.0000

American

Jun 19, 2020

Call Options

Purchased

200

195.0000

American

Jun 19, 2020

Put Options

Written

18,500

150.0000

American

May 15, 2020

Call Options

Purchased

100

195.0000

American

Mar 20, 2020

Put Options

Written

100

175.0000

American

Feb 21, 2020

Call Options

Purchased

100

200.0000

American

Aug 21, 2020

Put Options

Written

1,000

195.0000

American

Jan 15, 2021

Put Options

Written

500

80.0000

American

Feb 21, 2020

Put Options

Written

36,900

105.0000

American

Jan 15, 2021

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options

Written

1,200

190.0000

American

Mar 20, 2020

Call Options

Written

-42,400

165.0000

American

Jan 21, 2022

Put Options

Purchased

-100

177.5000

American

Feb 28, 2020

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-400

185.0000

American

Jan 21, 2022

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-16,600

115.0000

American

Jan 15, 2021

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Call Options

Written

-500

150.0000

American

Jan 15, 2021

Put Options

Written

3,000

187.5000

American

Feb 21, 2020

Call Options

Purchased

200

195.0000

American

May 15, 2020

Put Options

Written

100

140.0000

American

Jan 21, 2022

Call Options

Purchased

1,100

190.0000

American

Jun 19, 2020

Call Options

Purchased

500

190.0000

American

May 15, 2020

Call Options

Purchased

42,400

175.0000

American

Jan 21, 2022

Put Options

Written

6,000

185.0000

American

Mar 20, 2020

Put Options

Written

400

110.0000

American

Feb 21, 2020

Call Options

Purchased

3,100

165.0000

American

Jan 15, 2021

Call Options

Purchased

200

210.0000

American

May 15, 2020

Put Options

Written

5,000

145.0000

American

Mar 20, 2020

Call Options

Purchased

100

200.0000

American

Mar 6, 2020

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Put Options

Written

1,600

185.0000

American

May 15, 2020

Call Options

Written

-700

270.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

195.0000

American

May 15, 2020

Call Options

Written

-100

200.0000

American

Jan 21, 2022

Call Options

Written

-100

240.0000

American

Mar 20, 2020

Call Options

Written

-200

205.0000

American

Apr 3, 2020

Put Options

Purchased

-4,700

170.0000

American

Jan 15, 2021

Call Options

Written

-100

200.0000

American

Feb 28, 2020

Call Options

Written

-2,400

220.0000

American

Feb 21, 2020

Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020

Put Options

Written

3,800

165.0000

American

Jun 19, 2020

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Purchased

800

160.0000

American

Jan 21, 2022

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Call Options

Purchased

2,000

180.0000

American

Jan 15, 2021

Put Options

Written

1,500

170.0000

American

May 15, 2020

Put Options

Written

600

190.0000

American

Jan 15, 2021

Call Options

Purchased

500

220.0000

American

Jan 21, 2022

Call Options

Purchased

10,500

200.0000

American

Mar 20, 2020

Put Options

Written

48,000

140.0000

American

Jun 19, 2020

Call Options

Written

-400

220.0000

American

Jan 15, 2021

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-100

180.0000

American

Mar 13, 2020

Call Options

Written

-100

215.0000

American

Feb 21, 2020

Call Options

Written

-200

207.5000

American

Feb 21, 2020

Call Options

Written

-100

150.0000

American

May 15, 2020

Put Options

Purchased

-2,300

170.0000

American

Jun 19, 2020

Put Options

Written

14,300

160.0000

American

Mar 20, 2020

Call Options

Purchased

1,500

180.0000

American

Jan 21, 2022

Call Options

Purchased

3,200

195.0000

American

Aug 21, 2020

Call Options

Purchased

600

200.0000

American

Jan 15, 2021

Put Options

Written

7,400

120.0000

American

Jun 19, 2020

Put Options

Written

3,200

120.0000

American

Feb 21, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Put Options

Written

54,100

140.0000

American

Feb 21, 2020

Call Options

Purchased

7,700

190.0000

American

Jan 15, 2021

Put Options

Written

7,000

140.0000

American

Jan 15, 2021

Put Options

Written

14,400

160.0000

American

Feb 21, 2020

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Call Options

Written

-7,200

260.0000

American

Jan 15, 2021

Call Options

Written

-100

165.0000

American

Jun 19, 2020

Put Options

Purchased

-400

190.0000

American

Jun 19, 2020

Call Options

Written

-100

175.0000

American

May 15, 2020

Call Options

Written

-100

197.5000

American

Feb 28, 2020

Put Options

Purchased

-12,300

150.0000

American

Jan 15, 2021

Put Options

Purchased

-500

185.0000

American

Jun 19, 2020

Call Options

Written

-400

190.0000

American

Mar 20, 2020

Put Options

Written

1,900

180.0000

American

Mar 20, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Written

100

200.0000

American

Mar 20, 2020

Put Options

Written

1,400

195.0000

American

Jun 19, 2020

Put Options

Written

900

180.0000

American

May 15, 2020

Put Options

Written

3,300

165.0000

American

Mar 20, 2020

Put Options

Written

100

200.0000

American

May 15, 2020

Put Options

Written

1,100

185.0000

American

Feb 21, 2020

Put Options

Written

100

165.0000

American

May 15, 2020

Call Options

Purchased

100

210.0000

American

Jan 15, 2021

Call Options

Written

-200

165.0000

American

Mar 20, 2020

Call Options

Written

-100

205.0000

American

Feb 21, 2020

Put Options

Purchased

-500

120.0000

American

Aug 21, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options

Written

-100

160.0000

American

Jun 19, 2020

Put Options

Purchased

-300

165.0000

American

Feb 21, 2020

Put Options

Purchased

-400

120.0000

American

Jan 15, 2021

Put Options

Purchased

-4,100

160.0000

American

Jan 15, 2021

Put Options

Purchased

-100

180.0000

American

Jun 19, 2020

Put Options

Purchased

-1,700

185.0000

American

Jan 15, 2021

Call Options

Written

-200

202.5000

American

Feb 21, 2020

Call Options

Written

-900

175.0000

American

Jun 19, 2020

Call Options

Written

-100

210.0000

American

Feb 21, 2020

Put Options

Purchased

-100

170.0000

American

Jan 21, 2022

Put Options

Purchased

-300

185.0000

American

Aug 21, 2020

Call Options

Written

-100

185.0000

American

Jun 19, 2020

Call Options

Purchased

1,500

220.0000

American

Mar 20, 2020

Call Options

Purchased

700

200.0000

American

Jun 19, 2020

Put Options

Written

2,500

215.0000

American

Jan 15, 2021

Put Options

Written

9,300

170.0000

American

Feb 21, 2020

Put Options

Written

300

125.0000

American

Jun 19, 2020

Call Options

Purchased

8,200

185.0000

American

Aug 21, 2020

Put Options

Written

1,600

190.0000

American

Feb 21, 2020

Call Options

Written

-300

210.0000

American

Mar 6, 2020

Call Options

Written

-200

180.0000

American

Jun 19, 2020

Put Options

Purchased

-300

125.0000

American

Jan 15, 2021

Call Options

Written

-700

197.5000

American

Feb 21, 2020

Call Options

Written

-700

202.5000

American

Mar 6, 2020

Put Options

Purchased

-1,200

180.0000

American

Jan 15, 2021

Put Options

Purchased

-1,800

150.0000

American

Jan 21, 2022

Call Options

Written

-100

185.0000

American

Mar 20, 2020

Put Options

Purchased

-100

130.0000

American

Jan 15, 2021

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Call Options

Written

-400

180.0000

American

Mar 20, 2020

Call Options

Written

-1,300

200.0000

American

Feb 21, 2020

Put Options

Purchased

-200

190.0000

American

Aug 21, 2020

Put Options

Purchased

-700

160.0000

American

Feb 28, 2020

Put Options

Written

100

150.0000

American

Mar 20, 2020

Put Options

Written

200

105.0000

American

May 15, 2020

Call Options

Purchased

11,300

195.0000

American

Jan 15, 2021

Put Options

Written

200

120.0000

American

May 15, 2020

Put Options

Written

50,500

150.0000

American

Feb 21, 2020

Put Options

Written

14,600

195.0000

American

Mar 20, 2020

Call Options

Purchased

3,300

190.0000

American

Aug 21, 2020

Put Options

Written

11,200

145.0000

American

Feb 21, 2020

Call Options

Purchased

400

200.0000

American

May 15, 2020

Put Options

Purchased

-8,200

140.0000

American

Mar 20, 2020

Call Options

Written

-1,000

185.0000

American

May 15, 2020

Put Options

Purchased

-4,500

130.0000

American

Feb 21, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Call Options

Written

-100

212.5000

American

Feb 21, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 692686
Time of Receipt (offset from UTC): 20200220T123019+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC