Form 8.3 - Allergan plc

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ALLERGAN PLC

Class of relevant security to which the

ORD

dealings being disclosed relate (Note 2)
Date of dealing

19 February 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

4,173,735

1.27%

3,419,548

1.04%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

4,519,027

1.38%

2,864,755

0.87%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

557,900

0.17%

269,800

0.08%

 

 

 

 

TOTAL:

 

 

 

 

9,250,662

2.82%

6,554,103

2.00%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

3

198.3600 USD

Purchase

5

198.7880 USD

Purchase

21

198.8776 USD

Purchase

60

198.7400 USD

Purchase

100

198.3200 USD

Purchase

100

198.3100 USD

Purchase

100

198.3800 USD

Purchase

200

198.9500 USD

Purchase

304

198.5458 USD

Purchase

398

198.3574 USD

Purchase

400

198.2200 USD

Purchase

418

198.5791 USD

Purchase

426

198.7636 USD

Purchase

474

198.3722 USD

Purchase

622

198.7452 USD

Purchase

766

198.3732 USD

Purchase

795

198.4678 USD

Purchase

803

198.4575 USD

Purchase

892

198.5644 USD

Purchase

1,010

198.5429 USD

Purchase

1,047

198.6102 USD

Purchase

1,119

198.7503 USD

Purchase

1,200

198.1531 USD

Purchase

1,262

198.7758 USD

Purchase

1,791

198.6385 USD

Purchase

1,792

198.3939 USD

Purchase

2,600

198.3594 USD

Purchase

2,617

198.3318 USD

Purchase

2,780

198.5343 USD

Purchase

3,300

198.3218 USD

Purchase

4,239

198.4287 USD

Purchase

4,811

198.6104 USD

Purchase

4,938

198.4145 USD

Purchase

5,111

198.4151 USD

Purchase

5,495

198.4415 USD

Purchase

5,661

198.7415 USD

Purchase

7,410

198.8100 USD

Purchase

27,929

198.5305 USD

Sale

3

198.3600 USD

Sale

19

198.9500 USD

Sale

100

197.9050 USD

Sale

100

198.6400 USD

Sale

100

197.8900 USD

Sale

100

198.5050 USD

Sale

100

198.7500 USD

Sale

100

198.4000 USD

Sale

100

198.8121 USD

Sale

100

198.8500 USD

Sale

102

198.1900 USD

Sale

108

198.2646 USD

Sale

150

198.7900 USD

Sale

179

198.8400 USD

Sale

197

198.4148 USD

Sale

200

198.9300 USD

Sale

300

198.3766 USD

Sale

344

198.9458 USD

Sale

350

198.8285 USD

Sale

400

198.1975 USD

Sale

426

198.7636 USD

Sale

500

197.9600 USD

Sale

622

198.7452 USD

Sale

700

198.2910 USD

Sale

1,300

198.7515 USD

Sale

2,209

198.3665 USD

Sale

2,500

198.5432 USD

Sale

3,100

198.3165 USD

Sale

4,899

198.4107 USD

Sale

5,672

198.5087 USD

Sale

6,180

198.5716 USD

Sale

6,903

198.8100 USD

Sale

13,161

198.5594 USD

Sale

14,414

198.6738 USD

Sale

27,411

198.4158 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

200

200 USD

American

15 May 2020

4.2000 USD

Call Option

Purchasing

200

220 USD

American

15 Jan 2021

1.1200 USD

Call Option

Selling

200

180 USD

American

21 Jan 2022

23.1200 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

20 Feb 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Put Options

  Written

2,300

100.0000  

American

May 15, 2020

Put Options

  Written

300

135.0000  

American

Feb 21, 2020

Put Options

  Written

700

100.0000  

American

Jan 15, 2021

Put Options

  Written

1,100

100.0000  

American

Feb 21, 2020

Call Options

  Purchased

9,100

185.0000  

American

Jan 15, 2021

Put Options

  Written

900

90.0000  

American

Feb 21, 2020

Call Options

  Purchased

2,600

175.0000  

American

Jan 15, 2021

Put Options

  Written

700

95.0000  

American

Jan 15, 2021

Put Options

  Written

500

170.0000  

American

Mar 20, 2020

Put Options

  Written

300

180.0000  

American

Jan 21, 2022

Put Options

  Written

5,000

115.0000  

American

Mar 20, 2020

Call Options

  Purchased

200

190.0000  

American

Jan 21, 2022

Put Options

  Purchased

-4,500

70.0000  

American

Jan 15, 2021

Call Options

  Written

-600

220.0000  

American

May 15, 2020

Call Options

  Written

-1,400

230.0000  

American

Jun 19, 2020

Put Options

  Purchased

-9,800

180.0000  

American

Feb 21, 2020

Put Options

  Purchased

-900

145.0000  

American

Jan 15, 2021

Call Options

  Written

-100

160.0000  

American

Mar 20, 2020

Put Options

  Purchased

-1,500

155.0000  

American

Feb 21, 2020

Call Options

  Written

-200

230.0000  

American

Mar 20, 2020

Put Options

  Purchased

-1,000

165.0000  

American

Jan 15, 2021

Put Options

  Purchased

-50,000

160.0000  

American

Feb 21, 2020

Put Options

  Written

66,500

140.0000  

American

Mar 20, 2020

Put Options

  Written

500

80.0000  

American

Feb 21, 2020

Put Options

  Written

18,500

150.0000  

American

May 15, 2020

Call Options

  Purchased

100

200.0000  

American

Aug 21, 2020

Call Options

  Purchased

3,400

170.0000  

American

Jan 15, 2021

Call Options

  Purchased

100

195.0000  

American

Mar 20, 2020

Put Options

  Written

12,000

160.0000  

American

Jun 19, 2020

Put Options

  Written

1,200

190.0000  

American

Mar 20, 2020

Put Options

  Written

100

175.0000  

American

Feb 21, 2020

Call Options

  Purchased

200

195.0000  

American

Jun 19, 2020

Put Options

  Written

36,900

105.0000  

American

Jan 15, 2021

Put Options

  Written

1,000

195.0000  

American

Jan 15, 2021

Call Options

  Written

-500

150.0000  

American

Jan 15, 2021

Call Options

  Written

-42,400

165.0000  

American

Jan 21, 2022

Put Options

  Purchased

-100

177.5000  

American

Feb 28, 2020

Put Options

  Purchased

-100

155.0000  

American

Jan 15, 2021

Put Options

  Purchased

-16,600

115.0000  

American

Jan 15, 2021

Put Options

  Purchased

-300

80.0000  

American

Jan 15, 2021

Put Options

  Purchased

-400

185.0000  

American

Jan 21, 2022

Put Options

  Purchased

-1,200

65.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,700

110.0000  

American

Jan 15, 2021

Call Options

  Purchased

200

195.0000  

American

May 15, 2020

Call Options

  Purchased

9,500

170.0000  

American

Jun 19, 2020

Put Options

  Written

6,000

185.0000  

American

Mar 20, 2020

Call Options

  Purchased

200

210.0000  

American

May 15, 2020

Put Options

  Written

3,000

187.5000  

American

Feb 21, 2020

Call Options

  Purchased

1,100

190.0000  

American

Jun 19, 2020

Call Options

  Purchased

42,400

175.0000  

American

Jan 21, 2022

Call Options

  Purchased

500

190.0000  

American

May 15, 2020

Put Options

  Written

1,600

185.0000  

American

May 15, 2020

Call Options

  Purchased

100

200.0000  

American

Mar 6, 2020

Put Options

  Written

400

110.0000  

American

Feb 21, 2020

Put Options

  Written

100

140.0000  

American

Jan 21, 2022

Put Options

  Written

5,000

145.0000  

American

Mar 20, 2020

Call Options

  Purchased

3,100

165.0000  

American

Jan 15, 2021

Call Options

  Written

-100

200.0000  

American

Feb 28, 2020

Call Options

  Written

-700

270.0000  

American

Jan 15, 2021

Put Options

  Purchased

-66,500

160.0000  

American

Mar 20, 2020

Call Options

  Written

-100

200.0000  

American

Jan 21, 2022

Call Options

  Written

-100

240.0000  

American

Mar 20, 2020

Put Options

  Purchased

-1,000

195.0000  

American

May 15, 2020

Put Options

  Purchased

-4,700

170.0000  

American

Jan 15, 2021

Call Options

  Written

-200

205.0000  

American

Apr 3, 2020

Call Options

  Written

-2,400

220.0000  

American

Feb 21, 2020

Call Options

  Purchased

300

145.0000  

American

Jan 15, 2021

Put Options

  Written

6,400

95.0000  

American

Jun 19, 2020

Call Options

  Purchased

800

160.0000  

American

Jan 21, 2022

Put Options

  Written

3,800

165.0000  

American

Jun 19, 2020

Call Options

  Purchased

10,500

200.0000  

American

Mar 20, 2020

Put Options

  Written

1,500

170.0000  

American

May 15, 2020

Call Options

  Purchased

500

220.0000  

American

Jan 21, 2022

Put Options

  Written

48,000

140.0000  

American

Jun 19, 2020

Put Options

  Written

600

190.0000  

American

Jan 15, 2021

Call Options

  Purchased

2,000

180.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

180.0000  

American

Mar 13, 2020

Call Options

  Written

-200

220.0000  

American

Jan 15, 2021

Put Options

  Purchased

-2,600

75.0000  

American

Jan 15, 2021

Call Options

  Written

-100

215.0000  

American

Feb 21, 2020

Put Options

  Purchased

-2,300

170.0000  

American

Jun 19, 2020

Call Options

  Written

-100

150.0000  

American

May 15, 2020

Call Options

  Written

-200

207.5000  

American

Feb 21, 2020

Put Options

  Written

7,400

120.0000  

American

Jun 19, 2020

Call Options

  Purchased

3,200

195.0000  

American

Aug 21, 2020

Put Options

  Written

14,300

160.0000  

American

Mar 20, 2020

Put Options

  Written

7,000

140.0000  

American

Jan 15, 2021

Put Options

  Written

14,400

160.0000  

American

Feb 21, 2020

Put Options

  Written

54,100

140.0000  

American

Feb 21, 2020

Call Options

  Purchased

7,700

190.0000  

American

Jan 15, 2021

Put Options

  Written

1,800

145.0000  

American

Jun 19, 2020

Put Options

  Written

2,000

115.0000  

American

Feb 21, 2020

Call Options

  Purchased

1,300

180.0000  

American

Jan 21, 2022

Call Options

  Purchased

600

200.0000  

American

Jan 15, 2021

Put Options

  Written

3,200

120.0000  

American

Feb 21, 2020

Put Options

  Purchased

-400

190.0000  

American

Jun 19, 2020

Call Options

  Written

-400

190.0000  

American

Mar 20, 2020

Call Options

  Written

-100

165.0000  

American

Jun 19, 2020

Put Options

  Purchased

-12,300

150.0000  

American

Jan 15, 2021

Call Options

  Written

-100

197.5000  

American

Feb 28, 2020

Call Options

  Written

-7,200

260.0000  

American

Jan 15, 2021

Put Options

  Purchased

-500

185.0000  

American

Jun 19, 2020

Call Options

  Written

-100

175.0000  

American

May 15, 2020

Call Options

  Purchased

4,000

160.0000  

American

Jan 15, 2021

Put Options

  Written

100

165.0000  

American

May 15, 2020

Put Options

  Written

1,900

180.0000  

American

Mar 20, 2020

Put Options

  Written

100

200.0000  

American

Mar 20, 2020

Call Options

  Purchased

100

210.0000  

American

Jan 15, 2021

Put Options

  Written

3,300

165.0000  

American

Mar 20, 2020

Put Options

  Written

1,100

185.0000  

American

Feb 21, 2020

Put Options

  Written

1,400

195.0000  

American

Jun 19, 2020

Put Options

  Written

100

200.0000  

American

May 15, 2020

Put Options

  Written

900

180.0000  

American

May 15, 2020

Call Options

  Written

-100

205.0000  

American

Feb 21, 2020

Put Options

  Purchased

-100

180.0000  

American

Jun 19, 2020

Put Options

  Purchased

-300

165.0000  

American

Feb 21, 2020

Call Options

  Written

-900

175.0000  

American

Jun 19, 2020

Call Options

  Written

-100

210.0000  

American

Feb 21, 2020

Put Options

  Purchased

-2,300

90.0000  

American

Jan 15, 2021

Put Options

  Purchased

-500

120.0000  

American

Aug 21, 2020

Put Options

  Purchased

-4,100

160.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,700

185.0000  

American

Jan 15, 2021

Put Options

  Purchased

-400

120.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

170.0000  

American

Jan 21, 2022

Call Options

  Written

-200

165.0000  

American

Mar 20, 2020

Put Options

  Purchased

-300

185.0000  

American

Aug 21, 2020

Call Options

  Written

-100

185.0000  

American

Jun 19, 2020

Call Options

  Written

-100

160.0000  

American

Jun 19, 2020

Call Options

  Written

-200

202.5000  

American

Feb 21, 2020

Call Options

  Purchased

8,200

185.0000  

American

Aug 21, 2020

Put Options

  Written

300

125.0000  

American

Jun 19, 2020

Call Options

  Purchased

700

200.0000  

American

Jun 19, 2020

Call Options

  Purchased

1,500

220.0000  

American

Mar 20, 2020

Put Options

  Written

2,500

215.0000  

American

Jan 15, 2021

Put Options

  Written

9,300

170.0000  

American

Feb 21, 2020

Put Options

  Written

1,600

190.0000  

American

Feb 21, 2020

Put Options

  Purchased

-200

190.0000  

American

Aug 21, 2020

Put Options

  Purchased

-100

130.0000  

American

Jan 15, 2021

Put Options

  Purchased

-300

125.0000  

American

Jan 15, 2021

Call Options

  Written

-700

197.5000  

American

Feb 21, 2020

Call Options

  Written

-100

185.0000  

American

Mar 20, 2020

Put Options

  Purchased

-100

175.0000  

American

Jan 15, 2021

Call Options

  Written

-200

180.0000  

American

Jun 19, 2020

Put Options

  Purchased

-700

160.0000  

American

Feb 28, 2020

Call Options

  Written

-400

180.0000  

American

Mar 20, 2020

Call Options

  Written

-1,300

200.0000  

American

Feb 21, 2020

Call Options

  Written

-700

202.5000  

American

Mar 6, 2020

Put Options

  Purchased

-1,200

180.0000  

American

Jan 15, 2021

Call Options

  Written

-300

210.0000  

American

Mar 6, 2020

Put Options

  Purchased

-1,800

150.0000  

American

Jan 21, 2022

Put Options

  Written

50,500

150.0000  

American

Feb 21, 2020

Put Options

  Written

14,600

195.0000  

American

Mar 20, 2020

Put Options

  Written

11,200

145.0000  

American

Feb 21, 2020

Put Options

  Written

200

105.0000  

American

May 15, 2020

Put Options

  Written

100

150.0000  

American

Mar 20, 2020

Call Options

  Purchased

11,300

195.0000  

American

Jan 15, 2021

Call Options

  Purchased

600

200.0000  

American

May 15, 2020

Put Options

  Written

200

120.0000  

American

May 15, 2020

Call Options

  Purchased

3,300

190.0000  

American

Aug 21, 2020

Put Options

  Purchased

-8,200

140.0000  

American

Mar 20, 2020

Call Options

  Written

-600

250.0000  

American

Jan 15, 2021

Put Options

  Purchased

-4,500

130.0000  

American

Feb 21, 2020

Call Options

  Written

-100

212.5000  

American

Feb 21, 2020

Call Options

  Written

-1,000

185.0000  

American

May 15, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 692658
Time of Receipt (offset from UTC): 20200220T095940+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC