Form 8.3 - ALLERGAN PLC - AMENDMENT

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Purchases

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 14 February 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,181,136

1.27%

3,458,641

1.05%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

3,920,627

1.19%

2,586,455

0.79%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

555,900

0.17%

275,300

0.08%

 

 

 

 

TOTAL:

 

 

 

 

8,657,663

2.64%

6,320,396

1.93%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

49

198.2000 USD

Purchase

100

202.5000 USD

Purchase

100

198.1400 USD

Purchase

100

198.0200 USD

Purchase

100

198.0500 USD

Purchase

100

198.5500 USD

Purchase

100

198.4500 USD

Purchase

100

198.4100 USD

Purchase

100

198.2622 USD

Purchase

107

198.2078 USD

Purchase

150

198.1733 USD

Purchase

151

198.2560 USD

Purchase

200

198.3750 USD

Purchase

200

198.3550 USD

Purchase

200

198.4000 USD

Purchase

200

198.1500 USD

Purchase

200

198.2400 USD

Purchase

221

198.4669 USD

Purchase

300

198.5525 USD

Purchase

300

198.1566 USD

Purchase

300

198.2933 USD

Purchase

314

198.4903 USD

Purchase

400

197.5000 USD

Purchase

400

198.1800 USD

Purchase

400

198.3087 USD

Purchase

765

198.3965 USD

Purchase

800

198.3562 USD

Purchase

800

198.4093 USD

Purchase

850

198.3150 USD

Purchase

890

198.3557 USD

Purchase

1,336

198.3230 USD

Purchase

1,388

198.4632 USD

Purchase

1,519

198.3816 USD

Purchase

2,543

198.3729 USD

Purchase

2,558

198.3825 USD

Purchase

2,802

198.3537 USD

Purchase

3,812

198.3108 USD

Purchase

4,570

198.4197 USD

Purchase

5,200

198.3232 USD

Purchase

6,407

198.2557 USD

Purchase

7,157

198.2815 USD

Purchase

7,730

198.4359 USD

Purchase

7,983

198.4027 USD

Purchase

8,200

198.4431 USD

Purchase

8,300

198.3788 USD

Purchase

11,093

198.3706 USD

Purchase

11,833

198.3561 USD

Purchase

16,600

198.4147 USD

Purchase

17,201

198.3200 USD

Purchase

19,593

198.4011 USD

Purchase

31,307

198.3650 USD

Sale

5

198.1640 USD

Sale

5

198.1680 USD

Sale

7

198.1242 USD

Sale

9

198.1433 USD

Sale

43

198.4900 USD

Sale

50

198.6600 USD

Sale

74

198.3027 USD

Sale

76

198.1200 USD

Sale

98

198.2300 USD

Sale

100

198.5350 USD

Sale

100

198.5500 USD

Sale

100

198.5900 USD

Sale

100

198.6050 USD

Sale

100

198.8100 USD

Sale

100

199.0200 USD

Sale

107

198.4510 USD

Sale

148

198.0264 USD

Sale

180

198.1900 USD

Sale

200

198.0800 USD

Sale

201

198.1051 USD

Sale

212

198.2285 USD

Sale

235

198.3680 USD

Sale

277

198.1300 USD

Sale

300

198.1566 USD

Sale

300

198.1500 USD

Sale

300

198.1633 USD

Sale

300

198.5525 USD

Sale

400

198.1225 USD

Sale

400

198.1650 USD

Sale

500

198.1330 USD

Sale

575

198.1117 USD

Sale

706

198.1563 USD

Sale

738

198.1390 USD

Sale

750

198.3253 USD

Sale

800

198.3221 USD

Sale

904

198.2929 USD

Sale

1,000

198.1580 USD

Sale

1,658

198.4617 USD

Sale

1,952

198.3755 USD

Sale

5,194

198.3200 USD

Sale

5,375

198.3927 USD

Sale

6,251

198.3160 USD

Sale

6,395

198.3235 USD

Sale

7,700

198.3833 USD

Sale

8,900

198.4441 USD

Sale

11,426

198.3457 USD

Sale

12,114

198.4094 USD

Sale

46,342

198.3452 USD

Sale

63,837

198.3860 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Short

5,000

198.3251 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

500

130 USD

American

21 Feb 2020

70.3000 USD

Call Option

Purchasing

400

198 USD

American

14 Feb 2020

0.6200 USD

Call Option

Purchasing

100

200 USD

American

14 Feb 2020

0.2600 USD

Call Option

Selling

400

200 USD

American

14 Feb 2020

0.0500 USD

Call Option

Selling

500

200 USD

American

15 May 2020

4.6500 USD

Call Option

Selling

200

205 USD

American

3 Apr 2020

1.7100 USD

Put Option

Purchasing

500

160 USD

American

19 Jun 2020

0.6100 USD

Put Option

Purchasing

200

180 USD

American

20 Mar 2020

0.9300 USD

Put Option

Purchasing

600

185 USD

American

20 Mar 2020

1.1000 USD

Put Option

Purchasing

100

195 USD

American

20 Mar 2020

2.2500 USD

Put Option

Selling

400

120 USD

American

19 Jun 2020

0.2000 USD

Put Option

Selling

300

125 USD

American

19 Jun 2020

0.2500 USD

Put Option

Selling

600

160 USD

American

19 Jun 2020

1.0000 USD

Put Option

Selling

200

190 USD

American

20 Mar 2020

1.8400 USD

Put Option

Selling

100

200 USD

American

20 Mar 2020

4.3400 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

19 Feb 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

2,600

175.0000

American

Jan 15, 2021

Put Options

Written

5,000

115.0000

American

Mar 20, 2020

Put Options

Written

500

170.0000

American

Mar 20, 2020

Put Options

Written

300

180.0000

American

Jan 21, 2022

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Put Options

Written

900

90.0000

American

Feb 21, 2020

Put Options

Written

700

100.0000

American

Jan 15, 2021

Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021

Put Options

Written

700

95.0000

American

Jan 15, 2021

Put Options

Written

300

135.0000

American

Feb 21, 2020

Call Options

Purchased

200

190.0000

American

Jan 21, 2022

Call Options

Written

-200

230.0000

American

Mar 20, 2020

Put Options

Purchased

-9,800

180.0000

American

Feb 21, 2020

Call Options

Written

-600

220.0000

American

May 15, 2020

Put Options

Purchased

-1,500

155.0000

American

Feb 21, 2020

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

165.0000

American

Jan 15, 2021

Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020

Call Options

Written

-1,400

230.0000

American

Jun 19, 2020

Call Options

Written

-100

160.0000

American

Mar 20, 2020

Call Options

Written

-300

200.0000

American

Feb 14, 2020

Put Options

Purchased

-900

145.0000

American

Jan 15, 2021

Put Options

Written

1,200

190.0000

American

Mar 20, 2020

Put Options

Written

100

175.0000

American

Feb 21, 2020

Put Options

Written

66,500

140.0000

American

Mar 20, 2020

Put Options

Written

12,000

160.0000

American

Jun 19, 2020

Put Options

Written

500

80.0000

American

Feb 21, 2020

Call Options

Purchased

200

195.0000

American

Jun 19, 2020

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Call Options

Purchased

100

200.0000

American

Aug 21, 2020

Put Options

Written

18,500

150.0000

American

May 15, 2020

Put Options

Written

1,000

195.0000

American

Jan 15, 2021

Call Options

Purchased

100

195.0000

American

Mar 20, 2020

Put Options

Written

36,900

105.0000

American

Jan 15, 2021

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-400

185.0000

American

Jan 21, 2022

Call Options

Written

-500

150.0000

American

Jan 15, 2021

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-100

177.5000

American

Feb 28, 2020

Call Options

Written

-42,400

165.0000

American

Jan 21, 2022

Put Options

Purchased

-16,600

115.0000

American

Jan 15, 2021

Call Options

Purchased

500

190.0000

American

May 15, 2020

Put Options

Written

3,000

187.5000

American

Feb 21, 2020

Call Options

Purchased

42,400

175.0000

American

Jan 21, 2022

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Put Options

Written

5,000

145.0000

American

Mar 20, 2020

Call Options

Purchased

200

210.0000

American

May 15, 2020

Put Options

Written

400

110.0000

American

Feb 21, 2020

Put Options

Written

100

140.0000

American

Jan 21, 2022

Call Options

Purchased

100

200.0000

American

Mar 6, 2020

Put Options

Written

1,600

185.0000

American

May 15, 2020

Call Options

Purchased

3,100

165.0000

American

Jan 15, 2021

Put Options

Written

6,000

185.0000

American

Mar 20, 2020

Call Options

Purchased

200

195.0000

American

May 15, 2020

Call Options

Purchased

1,100

190.0000

American

Jun 19, 2020

Call Options

Written

-2,400

220.0000

American

Feb 21, 2020

Put Options

Purchased

-1,000

195.0000

American

May 15, 2020

Call Options

Written

-100

200.0000

American

Feb 28, 2020

Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020

Put Options

Purchased

-4,700

170.0000

American

Jan 15, 2021

Call Options

Written

-100

205.0000

American

Feb 14, 2020

Call Options

Written

-200

205.0000

American

Apr 3, 2020

Call Options

Written

-100

240.0000

American

Mar 20, 2020

Call Options

Written

-700

270.0000

American

Jan 15, 2021

Put Options

Written

48,000

140.0000

American

Jun 19, 2020

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Call Options

Purchased

800

160.0000

American

Jan 21, 2022

Call Options

Purchased

2,000

180.0000

American

Jan 15, 2021

Call Options

Purchased

400

220.0000

American

Jan 21, 2022

Call Options

Purchased

10,500

200.0000

American

Mar 20, 2020

Put Options

Written

600

190.0000

American

Jan 15, 2021

Put Options

Written

3,800

165.0000

American

Jun 19, 2020

Put Options

Written

1,500

170.0000

American

May 15, 2020

Call Options

Written

-100

215.0000

American

Feb 21, 2020

Call Options

Written

-200

207.5000

American

Feb 21, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options

Written

-100

150.0000

American

May 15, 2020

Put Options

Purchased

-100

180.0000

American

Mar 13, 2020

Call Options

Written

-1,000

202.5000

American

Feb 14, 2020

Put Options

Purchased

-2,300

170.0000

American

Jun 19, 2020

Call Options

Written

-400

220.0000

American

Jan 15, 2021

Call Options

Purchased

7,700

190.0000

American

Jan 15, 2021

Put Options

Written

54,100

140.0000

American

Feb 21, 2020

Put Options

Written

14,400

160.0000

American

Feb 21, 2020

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Put Options

Written

7,000

140.0000

American

Jan 15, 2021

Put Options

Written

7,400

120.0000

American

Jun 19, 2020

Call Options

Purchased

1,500

180.0000

American

Jan 21, 2022

Call Options

Purchased

600

200.0000

American

Jan 15, 2021

Put Options

Written

100

202.5000

American

Feb 14, 2020

Put Options

Written

100

195.0000

American

Feb 14, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Call Options

Purchased

3,200

195.0000

American

Aug 21, 2020

Call Options

Purchased

400

197.5000

American

Feb 14, 2020

Put Options

Written

14,300

160.0000

American

Mar 20, 2020

Put Options

Written

3,200

120.0000

American

Feb 21, 2020

Put Options

Purchased

-500

185.0000

American

Jun 19, 2020

Call Options

Written

-7,200

260.0000

American

Jan 15, 2021

Call Options

Written

-100

165.0000

American

Jun 19, 2020

Call Options

Written

-400

190.0000

American

Mar 20, 2020

Put Options

Purchased

-12,300

150.0000

American

Jan 15, 2021

Put Options

Purchased

-400

190.0000

American

Jun 19, 2020

Call Options

Written

-100

175.0000

American

May 15, 2020

Call Options

Written

-100

197.5000

American

Feb 28, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Written

1,900

180.0000

American

Mar 20, 2020

Put Options

Written

100

165.0000

American

May 15, 2020

Put Options

Written

900

180.0000

American

May 15, 2020

Call Options

Purchased

100

210.0000

American

Jan 15, 2021

Put Options

Written

100

200.0000

American

Mar 20, 2020

Put Options

Written

3,300

165.0000

American

Mar 20, 2020

Put Options

Written

1,400

195.0000

American

Jun 19, 2020

Put Options

Written

1,100

185.0000

American

Feb 21, 2020

Put Options

Written

100

200.0000

American

May 15, 2020

Call Options

Written

-100

185.0000

American

Jun 19, 2020

Put Options

Purchased

-100

180.0000

American

Jun 19, 2020

Put Options

Purchased

-1,000

155.0000

American

Feb 14, 2020

Put Options

Purchased

-100

170.0000

American

Jan 21, 2022

Call Options

Written

-200

165.0000

American

Mar 20, 2020

Call Options

Written

-200

202.5000

American

Feb 21, 2020

Put Options

Purchased

-500

120.0000

American

Aug 21, 2020

Put Options

Purchased

-300

165.0000

American

Feb 21, 2020

Call Options

Written

-100

160.0000

American

Jun 19, 2020

Put Options

Purchased

-1,700

185.0000

American

Jan 15, 2021

Put Options

Purchased

-4,100

160.0000

American

Jan 15, 2021

Call Options

Written

-100

205.0000

American

Feb 21, 2020

Put Options

Purchased

-400

120.0000

American

Jan 15, 2021

Put Options

Purchased

-2,500

167.5000

American

Feb 14, 2020

Call Options

Written

-100

210.0000

American

Feb 21, 2020

Call Options

Written

-900

175.0000

American

Jun 19, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Put Options

Purchased

-300

185.0000

American

Aug 21, 2020

Call Options

Purchased

8,200

185.0000

American

Aug 21, 2020

Call Options

Purchased

1,500

220.0000

American

Mar 20, 2020

Put Options

Written

9,300

170.0000

American

Feb 21, 2020

Put Options

Written

1,600

190.0000

American

Feb 21, 2020

Put Options

Written

300

125.0000

American

Jun 19, 2020

Put Options

Written

2,500

215.0000

American

Jan 15, 2021

Call Options

Purchased

700

200.0000

American

Jun 19, 2020

Call Options

Written

-500

210.0000

American

Feb 14, 2020

Call Options

Written

-300

210.0000

American

Mar 6, 2020

Call Options

Written

-700

202.5000

American

Mar 6, 2020

Put Options

Purchased

-300

125.0000

American

Jan 15, 2021

Call Options

Written

-1,300

200.0000

American

Feb 21, 2020

Put Options

Purchased

-1,200

180.0000

American

Jan 15, 2021

Call Options

Written

-100

185.0000

American

Mar 20, 2020

Put Options

Purchased

-200

190.0000

American

Aug 21, 2020

Call Options

Written

-200

180.0000

American

Jun 19, 2020

Put Options

Purchased

-1,800

150.0000

American

Jan 21, 2022

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Put Options

Purchased

-100

130.0000

American

Jan 15, 2021

Call Options

Written

-400

180.0000

American

Mar 20, 2020

Put Options

Purchased

-700

160.0000

American

Feb 28, 2020

Call Options

Written

-700

197.5000

American

Feb 21, 2020

Put Options

Written

14,600

195.0000

American

Mar 20, 2020

Call Options

Purchased

11,300

195.0000

American

Jan 15, 2021

Put Options

Written

200

120.0000

American

May 15, 2020

Put Options

Written

100

150.0000

American

Mar 20, 2020

Call Options

Purchased

400

200.0000

American

May 15, 2020

Put Options

Written

50,500

150.0000

American

Feb 21, 2020

Call Options

Purchased

3,300

190.0000

American

Aug 21, 2020

Put Options

Written

11,200

145.0000

American

Feb 21, 2020

Put Options

Purchased

-8,200

140.0000

American

Mar 20, 2020

Call Options

Written

-1,000

185.0000

American

May 15, 2020

Put Options

Purchased

-4,500

130.0000

American

Feb 21, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Call Options

Written

-100

212.5000

American

Feb 21, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 692526
Time of Receipt (offset from UTC): 20200219T122622+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC