Form 8.3 - ABBVIE INC - AMENDMENT

LONDON--()-- 

Ap19

FORM 8.3 Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ABBVIE INC

Class of relevant security to which the

ORD

dealings being disclosed relate (Note 2)
Date of dealing

12 February 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

3,032,402

0.21%

4,496,561

0.30%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,311,745

0.16%

1,000,629

0.07%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,070,700

0.14%

1,452,700

0.10%

 

 

 

 

TOTAL:

 

 

 

 

7,414,847

0.50%

6,949,890

0.47%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

4

96.3100 USD

Purchase

6

96.7950 USD

Purchase

100

96.6700 USD

Purchase

100

96.6100 USD

Purchase

100

97.0000 USD

Purchase

111

95.7730 USD

Purchase

127

96.5600 USD

Purchase

200

95.9750 USD

Purchase

200

97.6712 USD

Purchase

200

96.7600 USD

Purchase

200

96.4750 USD

Purchase

201

96.7104 USD

Purchase

202

97.0949 USD

Purchase

242

96.8000 USD

Purchase

275

95.7827 USD

Purchase

300

95.9250 USD

Purchase

305

97.0900 USD

Purchase

342

97.0780 USD

Purchase

344

96.0401 USD

Purchase

395

97.0951 USD

Purchase

400

96.7000 USD

Purchase

400

95.9117 USD

Purchase

488

96.7400 USD

Purchase

500

97.7270 USD

Purchase

500

97.1000 USD

Purchase

524

97.7700 USD

Purchase

586

96.7548 USD

Purchase

613

96.3473 USD

Purchase

623

97.1015 USD

Purchase

700

95.8128 USD

Purchase

700

96.9600 USD

Purchase

700

96.9300 USD

Purchase

700

96.9900 USD

Purchase

797

96.0305 USD

Purchase

900

97.3688 USD

Purchase

1,000

96.7330 USD

Purchase

1,037

95.8351 USD

Purchase

1,116

97.7111 USD

Purchase

1,199

96.6861 USD

Purchase

1,200

96.2875 USD

Purchase

1,298

97.3874 USD

Purchase

1,361

97.4192 USD

Purchase

1,562

96.3876 USD

Purchase

1,680

96.4257 USD

Purchase

1,784

96.7885 USD

Purchase

1,796

96.5587 USD

Purchase

1,800

96.1919 USD

Purchase

2,045

97.3342 USD

Purchase

2,400

96.6966 USD

Purchase

3,300

97.6458 USD

Purchase

3,694

96.5000 USD

Purchase

5,800

97.5800 USD

Purchase

5,900

97.0714 USD

Purchase

6,300

96.9025 USD

Purchase

6,486

96.7115 USD

Purchase

7,300

97.1867 USD

Purchase

7,935

96.8477 USD

Purchase

8,238

96.8384 USD

Purchase

9,849

97.3558 USD

Purchase

12,500

96.8851 USD

Purchase

12,606

97.3572 USD

Purchase

19,198

97.7900 USD

Purchase

21,007

96.6906 USD

Purchase

29,200

97.0006 USD

Purchase

43,000

96.4465 USD

Purchase

50,747

97.1714 USD

Purchase

165,522

97.4041 USD

Purchase

226,432

97.7703 USD

Sale

4

96.3100 USD

Sale

6

96.7950 USD

Sale

27

96.5600 USD

Sale

38

97.7773 USD

Sale

100

97.8100 USD

Sale

100

97.7800 USD

Sale

100

96.1400 USD

Sale

100

95.9100 USD

Sale

100

97.6250 USD

Sale

100

97.7000 USD

Sale

100

97.7400 USD

Sale

100

97.0700 USD

Sale

100

95.9134 USD

Sale

100

96.9700 USD

Sale

100

96.5700 USD

Sale

100

96.7200 USD

Sale

100

97.7600 USD

Sale

101

97.1977 USD

Sale

145

96.3631 USD

Sale

153

97.0992 USD

Sale

174

97.0600 USD

Sale

182

97.6396 USD

Sale

200

97.7225 USD

Sale

200

97.5900 USD

Sale

200

97.3450 USD

Sale

200

97.2950 USD

Sale

200

97.0200 USD

Sale

200

96.5450 USD

Sale

200

96.2450 USD

Sale

200

95.9117 USD

Sale

200

97.8050 USD

Sale

200

97.7750 USD

Sale

242

96.8000 USD

Sale

244

96.4436 USD

Sale

246

97.1500 USD

Sale

250

96.5620 USD

Sale

263

97.7614 USD

Sale

300

96.5250 USD

Sale

300

97.5533 USD

Sale

300

97.6400 USD

Sale

343

96.8566 USD

Sale

373

97.0324 USD

Sale

374

96.4450 USD

Sale

376

96.5678 USD

Sale

389

97.4493 USD

Sale

400

97.7687 USD

Sale

400

96.5550 USD

Sale

495

97.7402 USD

Sale

500

97.4320 USD

Sale

524

97.7700 USD

Sale

573

97.2106 USD

Sale

600

97.7062 USD

Sale

763

97.2644 USD

Sale

800

96.4500 USD

Sale

810

96.9900 USD

Sale

813

96.5914 USD

Sale

912

95.9400 USD

Sale

954

97.7309 USD

Sale

974

97.3242 USD

Sale

1,022

96.4472 USD

Sale

1,035

97.4591 USD

Sale

1,104

97.4738 USD

Sale

1,206

97.1998 USD

Sale

1,361

97.4192 USD

Sale

1,429

97.2574 USD

Sale

1,500

97.6783 USD

Sale

1,580

97.4001 USD

Sale

1,800

97.1725 USD

Sale

1,967

97.2667 USD

Sale

2,800

96.5144 USD

Sale

2,800

97.1349 USD

Sale

2,900

97.1227 USD

Sale

3,100

97.6280 USD

Sale

3,451

97.6312 USD

Sale

3,665

97.1983 USD

Sale

3,859

97.0112 USD

Sale

5,502

96.9128 USD

Sale

5,800

96.5344 USD

Sale

5,800

97.5800 USD

Sale

6,486

96.7115 USD

Sale

7,100

97.2470 USD

Sale

7,400

97.6827 USD

Sale

7,631

96.8733 USD

Sale

8,000

97.2411 USD

Sale

8,600

110.0000 USD

Sale

8,753

96.8530 USD

Sale

9,040

96.1978 USD

Sale

13,393

97.3203 USD

Sale

15,300

96.8652 USD

Sale

25,928

96.9789 USD

Sale

26,364

97.7900 USD

Sale

26,400

96.9396 USD

Sale

44,781

96.8387 USD

Sale

67,525

97.0602 USD

Sale

90,239

97.7281 USD

Sale

224,979

97.7789 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

 

purchasing,

of

price

 

date

money

 

selling,

securities

 

 

 

paid/

 

varying etc

to which

 

 

 

received

 

 

option

 

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

100

90 USD

American

14 Feb 2020

7.1200 USD

Call Option

Purchasing

700

90 USD

American

21 Feb 2020

7.0000 USD

Call Option

Purchasing

2,800

93 USD

American

21 Feb 2020

3.7128 USD

Call Option

Purchasing

4,400

93 USD

American

21 Feb 2020

4.5238 USD

Call Option

Purchasing

100

94 USD

American

14 Feb 2020

2.9100 USD

Call Option

Purchasing

100

95 USD

American

14 Feb 2020

3.2500 USD

Call Option

Purchasing

300

95 USD

American

21 Feb 2020

2.9400 USD

Call Option

Purchasing

1,000

95 USD

American

15 Jan 2021

9.0000 USD

Call Option

Purchasing

2,500

96 USD

American

14 Feb 2020

1.5088 USD

Call Option

Purchasing

1,300

96 USD

American

21 Feb 2020

1.6969 USD

Call Option

Purchasing

1,900

97 USD

American

14 Feb 2020

0.6536 USD

Call Option

Purchasing

200

97 USD

American

21 Feb 2020

1.0800 USD

Call Option

Purchasing

500

100 USD

American

14 Feb 2020

0.0600 USD

Call Option

Purchasing

200

100 USD

American

21 Feb 2020

0.3200 USD

Call Option

Purchasing

500

100 USD

American

20 Mar 2020

1.7600 USD

Call Option

Purchasing

5,200

100 USD

American

18 Sep 2020

4.9957 USD

Call Option

Purchasing

200

110 USD

American

19 Jun 2020

0.9900 USD

Call Option

Purchasing

600

110 USD

American

21 Aug 2020

1.5200 USD

Call Option

Purchasing

5,000

115 USD

American

18 Sep 2020

1.1200 USD

Call Option

Selling

200

83 USD

American

19 Jun 2020

15.8600 USD

Call Option

Selling

300

91 USD

American

14 Feb 2020

5.3100 USD

Call Option

Selling

900

93 USD

American

21 Feb 2020

4.0500 USD

Call Option

Selling

400

95 USD

American

21 Feb 2020

2.6000 USD

Call Option

Selling

1,000

95 USD

American

20 Mar 2020

3.7830 USD

Call Option

Selling

100

95 USD

American

15 May 2020

5.0500 USD

Call Option

Selling

1,000

97 USD

American

14 Feb 2020

0.7430 USD

Call Option

Selling

500

98 USD

American

14 Feb 2020

0.4180 USD

Call Option

Selling

200

98 USD

American

21 Feb 2020

0.8800 USD

Call Option

Selling

600

98 USD

American

21 Aug 2020

5.2300 USD

Call Option

Selling

800

99 USD

American

14 Feb 2020

0.1337 USD

Call Option

Selling

300

99 USD

American

21 Feb 2020

0.6900 USD

Call Option

Selling

500

102 USD

American

14 Feb 2020

0.0600 USD

Call Option

Selling

200

102 USD

American

21 Feb 2020

0.2100 USD

Call Option

Selling

600

105 USD

American

14 Feb 2020

0.0400 USD

Call Option

Selling

4,300

105 USD

American

21 Feb 2020

0.0576 USD

Call Option

Selling

6,000

105 USD

American

6 Mar 2020

0.2798 USD

Call Option

Selling

600

105 USD

American

20 Mar 2020

0.5483 USD

Call Option

Selling

1,000

105 USD

American

27 Mar 2020

0.5110 USD

Call Option

Selling

400

106 USD

American

21 Feb 2020

0.0400 USD

Call Option

Selling

900

110 USD

American

20 Mar 2020

0.1622 USD

Call Option

Selling

5,300

115 USD

American

20 Mar 2020

0.0677 USD

Put Option

Purchasing

1,000

85 USD

American

20 Mar 2020

0.2000 USD

Put Option

Purchasing

200

90 USD

American

13 Mar 2020

0.8500 USD

Put Option

Purchasing

1,000

93 USD

American

21 Feb 2020

0.1900 USD

Put Option

Purchasing

100

93 USD

American

20 Mar 2020

1.2700 USD

Put Option

Purchasing

100,000

93 USD

American

15 Jan 2021

8.5000 USD

Put Option

Purchasing

500

94 USD

American

14 Feb 2020

0.0300 USD

Put Option

Purchasing

1,800

95 USD

American

21 Feb 2020

0.6122 USD

Put Option

Purchasing

2,100

97 USD

American

21 Feb 2020

1.5076 USD

Put Option

Purchasing

1,000

98 USD

American

21 Feb 2020

1.5200 USD

Put Option

Selling

2,200

65 USD

American

15 Jan 2021

1.3000 USD

Put Option

Selling

100

78 USD

American

19 Jun 2020

0.6400 USD

Put Option

Selling

500

83 USD

American

21 Feb 2020

0.0300 USD

Put Option

Selling

1,100

88 USD

American

20 Mar 2020

0.3609 USD

Put Option

Selling

1,000

88 USD

American

18 Sep 2020

3.8500 USD

Put Option

Selling

200

94 USD

American

13 Mar 2020

1.7900 USD

Put Option

Selling

300

96 USD

American

21 Feb 2020

1.0700 USD

Put Option

Selling

100

97 USD

American

14 Feb 2020

0.4500 USD

Put Option

Selling

1,000

98 USD

American

21 Feb 2020

1.8300 USD

Put Option

Selling

100

100 USD

American

13 Mar 2020

4.5000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

17 Feb 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or

Number of

Exercise

Type

Expiry

 

purchased

relevant securities

price

 

date

 

 

to which the option

 

 

 

 

 

or derivative

 

 

 

 

 

relates

 

 

 

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Call Options

Purchased

31,800

82.0000

American

Feb 21, 2020

Put Options

Written

11,200

80.0000

American

May 15, 2020

Call Options

Purchased

400

93.0000

American

Mar 6, 2020

Put Options

Written

2,800

75.0000

American

Jun 19, 2020

Call Options

Purchased

1,100

90.0000

American

Mar 6, 2020

Put Options

Written

100

100.0000

American

Mar 13, 2020

Put Options

Written

101,800

60.0000

American

Jun 19, 2020

Call Options

Purchased

6,900

94.5000

American

Feb 14, 2020

Put Options

Written

700

82.5000

American

Jan 15, 2021

Put Options

Written

100

80.0000

American

Mar 6, 2020

Put Options

Written

2,200

70.0000

American

May 15, 2020

Call Options

Purchased

500

75.0000

American

May 15, 2020

Call Options

Purchased

300

67.5000

American

Sep 18, 2020

Put Options

Written

300

90.0000

American

Mar 6, 2020

Call Options

Purchased

100

90.5000

American

Feb 14, 2020

Call Options

Purchased

1,200

90.0000

American

Feb 14, 2020

Call Options

Purchased

3,100

115.0000

American

Sep 18, 2020

Call Options

Purchased

3,100

87.5000

American

May 15, 2020

Put Options

Written

14,500

87.5000

American

Feb 21, 2020

Put Options

Written

1,200

85.0000

American

Jun 19, 2020

Put Options

Written

9,300

88.0000

American

Feb 21, 2020

Put Options

Written

4,200

84.5000

American

Feb 21, 2020

Call Options

Purchased

3,600

96.0000

American

Feb 21, 2020

Call Options

Purchased

25,600

100.0000

American

Mar 20, 2020

Call Options

Purchased

1,000

72.5000

American

Jan 15, 2021

Put Options

Written

1,100

94.0000

American

Feb 21, 2020

Put Options

Written

4,000

37.5000

American

Jan 21, 2022

Call Options

Written

-100

82.5000

American

Jan 21, 2022

Put Options

Purchased

-800

92.0000

American

Feb 21, 2020

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options

Written

-8,300

105.0000

American

Mar 6, 2020

Call Options

Written

-2,900

110.0000

American

Mar 20, 2020

Call Options

Written

-5,100

105.0000

American

Feb 21, 2020

Call Options

Written

-3,700

130.0000

American

Jan 15, 2021

Call Options

Written

-100

70.0000

American

Feb 21, 2020

Call Options

Written

-200

85.0000

American

Mar 20, 2020

Call Options

Written

-100

110.0000

American

Jan 21, 2022

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options

Purchased

-2,800

50.0000

American

Jan 15, 2021

Put Options

Purchased

-51,600

75.0000

American

Feb 21, 2020

Call Options

Written

-55,200

86.0000

American

Feb 21, 2020

Put Options

Purchased

-48,100

85.0000

American

May 15, 2020

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Call Options

Written

-14,900

90.0000

American

Jun 19, 2020

Call Options

Written

-400

101.0000

American

Feb 21, 2020

Call Options

Written

-1,300

91.0000

American

Feb 14, 2020

Put Options

Purchased

-100

75.0000

American

Feb 14, 2020

Call Options

Written

-400

105.0000

American

Jan 21, 2022

Call Options

Written

-400

84.5000

American

Feb 14, 2020

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Call Options

Written

-2,300

120.0000

American

Jan 15, 2021

Put Options

Purchased

-100

50.0000

American

Jan 21, 2022

Call Options

Written

-400

84.0000

American

Feb 14, 2020

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Call Options

Written

-2,200

99.0000

American

Feb 21, 2020

Call Options

Written

-4,500

115.0000

American

Jan 21, 2022

Call Options

Written

-5,200

80.0000

American

Jan 21, 2022

Put Options

Purchased

-100

95.0000

American

May 15, 2020

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Put Options

Purchased

-22,000

82.5000

American

Feb 21, 2020

Put Options

Written

302,100

60.0000

American

Jan 15, 2021

Call Options

Purchased

9,100

95.0000

American

Sep 18, 2020

Call Options

Purchased

2,300

90.0000

American

Mar 20, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Put Options

Written

1,900

82.5000

American

Mar 20, 2020

Call Options

Purchased

1,300

72.5000

American

Jun 19, 2020

Call Options

Purchased

500

95.0000

American

Feb 21, 2020

Call Options

Purchased

200

94.0000

American

Feb 28, 2020

Call Options

Purchased

200

91.0000

American

Feb 28, 2020

Put Options

Written

5,700

91.0000

American

Feb 21, 2020

Call Options

Purchased

400

72.5000

American

May 15, 2020

Put Options

Written

1,200

94.0000

American

Mar 13, 2020

Put Options

Written

1,000

93.0000

American

Feb 14, 2020

Call Options

Purchased

300

84.5000

American

Mar 6, 2020

Call Options

Purchased

100

83.0000

American

Feb 28, 2020

Put Options

Written

15,400

42.5000

American

Feb 21, 2020

Put Options

Written

4,000

57.5000

American

Jan 15, 2021

Call Options

Purchased

1,000

92.5000

American

Feb 21, 2020

Put Options

Written

600

62.5000

American

Sep 18, 2020

Call Options

Purchased

100

87.0000

American

Mar 6, 2020

Call Options

Purchased

89,800

85.0000

American

Feb 21, 2020

Call Options

Purchased

4,500

85.5000

American

Feb 21, 2020

Put Options

Written

1,000

98.0000

American

Feb 21, 2020

Call Options

Purchased

900

91.5000

American

Feb 21, 2020

Call Options

Purchased

400

88.0000

American

Mar 13, 2020

Put Options

Written

200

86.0000

American

Feb 21, 2020

Call Options

Purchased

100

91.0000

American

Mar 6, 2020

Call Options

Purchased

7,900

92.5000

American

May 15, 2020

Call Options

Purchased

900

85.0000

American

Aug 21, 2020

Call Options

Purchased

400

82.0000

American

Feb 14, 2020

Call Options

Purchased

300

120.0000

American

Sep 18, 2020

Call Options

Purchased

1,300

83.5000

American

Feb 21, 2020

Call Options

Purchased

12,400

95.0000

American

May 15, 2020

Put Options

Written

900

82.5000

American

Sep 18, 2020

Call Options

Purchased

5,400

87.5000

American

Mar 20, 2020

Call Options

Written

-2,000

99.0000

American

Feb 14, 2020

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Call Options

Written

-2,400

96.0000

American

Feb 14, 2020

Call Options

Written

-2,500

86.0000

American

Feb 14, 2020

Call Options

Written

-13,800

83.0000

American

Feb 21, 2020

Call Options

Written

-1,700

88.5000

American

Feb 14, 2020

Call Options

Written

-2,900

97.0000

American

Feb 14, 2020

Call Options

Written

-18,400

110.0000

American

Jan 15, 2021

Put Options

Purchased

-4,900

80.0000

American

Mar 20, 2020

Call Options

Written

-100

90.0000

American

Mar 27, 2020

Put Options

Purchased

-400

97.5000

American

May 15, 2020

Put Options

Purchased

-1,500

75.0000

American

Sep 18, 2020

Call Options

Written

-5,100

125.0000

American

Aug 21, 2020

Put Options

Purchased

-1,200

90.5000

American

Feb 14, 2020

Put Options

Purchased

-30,000

62.5000

American

Jan 15, 2021

Call Options

Written

-300

100.0000

American

Mar 13, 2020

Call Options

Written

-3,200

94.0000

American

Mar 13, 2020

Call Options

Written

-11,000

115.0000

American

Mar 20, 2020

Put Options

Purchased

-34,500

95.0000

American

Jun 19, 2020

Put Options

Purchased

-400

95.0000

American

Sep 18, 2020

Put Options

Purchased

-1,000

88.5000

American

Feb 14, 2020

Put Options

Purchased

-2,400

55.0000

American

Jan 15, 2021

Call Options

Written

-100

97.5000

American

Feb 21, 2020

Put Options

Purchased

-20,100

85.0000

American

Sep 18, 2020

Put Options

Purchased

-3,700

91.5000

American

Feb 14, 2020

Call Options

Purchased

3,800

97.5000

American

May 15, 2020

Put Options

Written

1,800

84.5000

American

Feb 14, 2020

Put Options

Written

100

84.0000

American

Feb 28, 2020

Call Options

Purchased

2,200

105.0000

American

Jun 19, 2020

Put Options

Written

500

92.5000

American

Feb 14, 2020

Call Options

Purchased

200

86.5000

American

Feb 21, 2020

Put Options

Written

100

97.0000

American

Feb 14, 2020

Call Options

Purchased

100

77.5000

American

Jun 19, 2020

Call Options

Purchased

700

88.0000

American

Feb 28, 2020

Call Options

Purchased

400

70.0000

American

Jun 19, 2020

Call Options

Purchased

1,100

95.0000

American

Mar 20, 2020

Call Options

Purchased

300

90.5000

American

Feb 21, 2020

Put Options

Written

6,800

75.0000

American

May 15, 2020

Call Options

Purchased

900

90.5000

American

Feb 28, 2020

Call Options

Purchased

100

93.5000

American

Feb 21, 2020

Put Options

Written

500

95.0000

American

Mar 20, 2020

Put Options

Written

100

87.0000

American

Feb 21, 2020

Put Options

Written

1,800

57.5000

American

Feb 21, 2020

Call Options

Purchased

1,500

88.0000

American

Feb 14, 2020

Put Options

Written

400

75.0000

American

Mar 20, 2020

Put Options

Written

34,400

90.0000

American

Aug 21, 2020

Call Options

Purchased

9,700

97.5000

American

Mar 20, 2020

Call Options

Purchased

1,000

86.0000

American

Feb 28, 2020

Call Options

Written

-3,000

75.0000

American

Jan 15, 2021

Put Options

Purchased

-6,900

72.5000

American

Feb 21, 2020

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-100

89.5000

American

Mar 6, 2020

Call Options

Written

-300

89.0000

American

Feb 21, 2020

Put Options

Purchased

-300

85.0000

American

Feb 14, 2020

Put Options

Purchased

-3,500

50.0000

American

Jun 19, 2020

Put Options

Purchased

-1,000

97.5000

American

Feb 21, 2020

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Put Options

Purchased

-1,700

90.0000

American

Sep 18, 2020

Put Options

Purchased

-2,600

110.0000

American

Jan 15, 2021

Put Options

Purchased

-10,600

77.5000

American

Mar 20, 2020

Call Options

Written

-100

94.0000

American

Feb 21, 2020

Call Options

Written

-1,100

110.0000

American

Feb 21, 2020

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Call Options

Written

-100

140.0000

American

Jun 19, 2020

Call Options

Written

-100

85.5000

American

Feb 14, 2020

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Call Options

Written

-10,800

98.0000

American

Feb 14, 2020

Call Options

Written

-900

85.0000

American

Sep 18, 2020

Call Options

Written

-1,200

110.0000

American

Jun 19, 2020

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Put Options

Purchased

-120,000

85.0000

American

Feb 21, 2020

Call Options

Written

-2,700

85.0000

American

Jun 19, 2020

Call Options

Written

-4,100

85.0000

American

May 15, 2020

Put Options

Purchased

-4,800

40.0000

American

Jan 21, 2022

Put Options

Written

6,400

77.5000

American

Jan 15, 2021

Call Options

Purchased

5,400

90.0000

American

Aug 21, 2020

Call Options

Purchased

5,100

92.5000

American

Mar 20, 2020

Put Options

Written

600

70.0000

American

Mar 20, 2020

Call Options

Purchased

4,700

92.0000

American

Feb 14, 2020

Put Options

Written

177,700

80.0000

American

Jan 15, 2021

Call Options

Purchased

1,500

67.5000

American

Jan 15, 2021

Call Options

Purchased

1,300

95.0000

American

Mar 6, 2020

Put Options

Written

1,000

42.5000

American

Jan 21, 2022

Call Options

Purchased

2,500

82.5000

American

Feb 21, 2020

Call Options

Purchased

500

90.0000

American

Mar 13, 2020

Put Options

Written

156,100

65.0000

American

Jun 19, 2020

Put Options

Written

2,300

70.0000

American

Aug 21, 2020

Call Options

Purchased

600

110.0000

American

Aug 21, 2020

Call Options

Purchased

15,900

84.5000

American

Feb 21, 2020

Call Options

Purchased

200

87.5000

American

Feb 14, 2020

Put Options

Written

1,000

94.5000

American

Feb 14, 2020

Call Options

Purchased

400

75.0000

American

Jan 21, 2022

Call Options

Purchased

3,900

87.5000

American

Jun 19, 2020

Call Options

Purchased

600

83.0000

American

Feb 14, 2020

Put Options

Written

400

81.5000

American

Mar 6, 2020

Put Options

Written

37,300

57.5000

American

Jun 19, 2020

Put Options

Written

11,900

91.0000

American

Feb 14, 2020

Put Options

Written

7,800

72.5000

American

Jun 19, 2020

Put Options

Written

4,000

62.5000

American

Feb 21, 2020

Put Options

Written

200

37.5000

American

Jan 15, 2021

Call Options

Purchased

8,300

93.0000

American

Feb 21, 2020

Call Options

Purchased

2,100

97.0000

American

Feb 21, 2020

Call Options

Purchased

1,300

92.5000

American

Sep 18, 2020

Call Options

Purchased

7,000

80.0000

American

May 15, 2020

Call Options

Purchased

4,300

92.5000

American

Mar 6, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Put Options

Written

400

32.5000

American

Sep 18, 2020

Put Options

Written

400

96.0000

American

Feb 14, 2020

Put Options

Written

1,100

85.0000

American

Feb 28, 2020

Put Options

Written

300

90.0000

American

Jun 19, 2020

Put Options

Written

2,900

80.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

65.0000

American

Sep 18, 2020

Call Options

Purchased

100

105.0000

American

Aug 21, 2020

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Put Options

Written

2,200

80.0000

American

Aug 21, 2020

Put Options

Written

300

96.0000

American

Feb 21, 2020

Call Options

Purchased

6,800

90.0000

American

Sep 18, 2020

Call Options

Purchased

5,800

87.5000

American

Feb 21, 2020

Put Options

Written

600

85.0000

American

May 15, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options

Written

-51,100

92.5000

American

Jan 15, 2021

Put Options

Purchased

-2,100

97.0000

American

Feb 21, 2020

Put Options

Purchased

-2,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-5,200

90.0000

American

Feb 21, 2020

Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020

Call Options

Written

-4,400

100.0000

American

Feb 21, 2020

Call Options

Written

-100

110.0000

American

Sep 18, 2020

Put Options

Purchased

-100

100.0000

American

Jan 21, 2022

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Put Options

Purchased

-1,100

67.5000

American

Sep 18, 2020

Call Options

Written

-79,300

70.0000

American

Jan 15, 2021

Call Options

Written

-300

70.0000

American

Jan 21, 2022

Put Options

Purchased

-200

92.5000

American

Sep 18, 2020

Put Options

Purchased

-1,200

72.5000

American

Sep 18, 2020

Call Options

Written

-14,700

92.5000

American

Feb 21, 2020

Call Options

Written

-7,900

100.0000

American

Jan 15, 2021

Call Options

Written

-2,200

88.0000

American

Mar 6, 2020

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Put Options

Written

1,100

82.5000

American

Jun 19, 2020

Put Options

Written

300

65.0000

American

May 15, 2020

Put Options

Written

100

77.5000

American

Sep 18, 2020

Put Options

Written

2,500

92.0000

American

Mar 13, 2020

Call Options

Purchased

600

77.5000

American

Sep 18, 2020

Call Options

Purchased

400

91.5000

American

Feb 14, 2020

Call Options

Purchased

13,900

75.0000

American

Sep 18, 2020

Put Options

Written

6,000

84.0000

American

Feb 14, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Call Options

Purchased

100

93.0000

American

Feb 28, 2020

Call Options

Purchased

40,000

90.0000

American

Feb 21, 2020

Put Options

Written

12,600

70.0000

American

Feb 21, 2020

Put Options

Written

100

82.0000

American

Feb 28, 2020

Put Options

Written

100

77.5000

American

May 15, 2020

Put Options

Written

5,200

83.5000

American

Feb 14, 2020

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Put Options

Written

24,900

90.0000

American

Mar 20, 2020

Call Options

Purchased

12,500

90.0000

American

May 15, 2020

Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020

Put Options

Written

3,000

90.0000

American

Feb 14, 2020

Put Options

Written

100

86.5000

American

Feb 14, 2020

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Put Options

Written

1,900

55.0000

American

Feb 21, 2020

Put Options

Written

700

83.5000

American

Feb 21, 2020

Put Options

Written

800

67.5000

American

May 15, 2020

Call Options

Purchased

200

94.5000

American

Feb 28, 2020

Put Options

Purchased

-600

89.0000

American

Feb 21, 2020

Call Options

Written

-2,600

85.0000

American

Feb 14, 2020

Call Options

Written

-2,700

115.0000

American

Jun 19, 2020

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Call Options

Written

-1,000

85.0000

American

Mar 6, 2020

Put Options

Purchased

-1,100

92.5000

American

Feb 21, 2020

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Put Options

Purchased

-100

60.0000

American

Feb 21, 2020

Call Options

Written

-1,400

98.0000

American

Feb 21, 2020

Put Options

Purchased

-4,800

55.0000

American

May 15, 2020

Put Options

Purchased

-1,000

82.5000

American

May 15, 2020

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Call Options

Written

-500

70.0000

American

Feb 28, 2020

Put Options

Purchased

-4,700

35.0000

American

Jan 15, 2021

Call Options

Written

-14,000

87.0000

American

Feb 21, 2020

Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021

Put Options

Purchased

-2,100

100.0000

American

Jan 15, 2021

Put Options

Purchased

-100

94.0000

American

Feb 14, 2020

Call Options

Written

-1,200

105.0000

American

Mar 27, 2020

Call Options

Written

-100

81.5000

American

Feb 14, 2020

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Call Options

Written

-2,500

115.0000

American

Feb 21, 2020

Call Options

Written

-3,300

130.0000

American

Jun 19, 2020

Call Options

Written

-200

102.0000

American

Feb 21, 2020

Put Options

Purchased

-600

77.5000

American

Jan 15, 2021

Put Options

Purchased

-22,700

95.0000

American

Jan 15, 2021

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Call Options

Purchased

2,200

90.0000

American

Feb 28, 2020

Put Options

Written

800

87.5000

American

Jan 15, 2021

Put Options

Written

300

35.0000

American

Sep 18, 2020

Call Options

Purchased

100

125.0000

American

Jan 21, 2022

Call Options

Purchased

1,300

81.0000

American

Feb 21, 2020

Put Options

Written

2,000

57.5000

American

Sep 18, 2020

Put Options

Written

1,000

75.0000

American

Jan 15, 2021

Call Options

Purchased

400

84.5000

American

Mar 13, 2020

Call Options

Purchased

7,500

93.5000

American

Feb 14, 2020

Put Options

Written

400

50.0000

American

Feb 21, 2020

Put Options

Written

11,100

87.5000

American

May 15, 2020

Call Options

Purchased

4,600

95.0000

American

Feb 28, 2020

Call Options

Purchased

500

91.0000

American

Feb 21, 2020

Put Options

Written

2,000

90.0000

American

May 15, 2020

Call Options

Purchased

1,000

100.0000

American

Sep 18, 2020

Put Options

Written

1,500

62.5000

American

May 15, 2020

Put Options

Written

900

82.0000

American

Feb 21, 2020

Put Options

Written

300

89.0000

American

Feb 14, 2020

Call Options

Purchased

1,300

80.0000

American

Feb 21, 2020

Call Options

Purchased

100

75.0000

American

Feb 21, 2020

Call Options

Purchased

3,600

94.0000

American

Feb 14, 2020

Put Options

Written

1,400

55.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

93.0000

American

Feb 14, 2020

Put Options

Written

30,100

70.0000

American

Jun 19, 2020

Call Options

Written

-400

82.5000

American

Mar 6, 2020

Put Options

Purchased

-700

92.5000

American

Jun 19, 2020

Call Options

Written

-11,100

100.0000

American

Feb 14, 2020

Put Options

Purchased

-9,400

72.5000

American

Jan 15, 2021

Put Options

Purchased

-100,100

92.5000

American

Jan 15, 2021

Put Options

Purchased

-2,300

87.5000

American

Mar 20, 2020

Call Options

Written

-3,200

90.0000

American

Jan 15, 2021

Call Options

Written

-4,700

120.0000

American

Jan 21, 2022

Put Options

Purchased

-100

80.0000

American

Feb 14, 2020

Put Options

Purchased

-1,800

83.0000

American

Feb 21, 2020

Put Options

Purchased

-300

93.5000

American

Feb 14, 2020

Call Options

Written

-18,700

95.0000

American

Jun 19, 2020

Put Options

Purchased

-300

60.0000

American

Jan 21, 2022

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Call Options

Written

-600

105.0000

American

Feb 14, 2020

Put Options

Purchased

-800

92.0000

American

Feb 14, 2020

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Call Options

Purchased

300

55.0000

American

Jan 21, 2022

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Put Options

Written

2,600

65.0000

American

Jan 15, 2021

Call Options

Purchased

300

88.5000

American

Feb 21, 2020

Call Options

Purchased

6,400

95.0000

American

Feb 14, 2020

Put Options

Written

3,500

87.5000

American

Jun 19, 2020

Call Options

Purchased

700

91.5000

American

Feb 28, 2020

Put Options

Written

14,500

67.5000

American

Jun 19, 2020

Put Options

Written

500

45.0000

American

Jan 21, 2022

Call Options

Purchased

200

82.5000

American

Mar 20, 2020

Put Options

Written

13,300

84.0000

American

Feb 21, 2020

Call Options

Purchased

2,300

105.0000

American

May 15, 2020

Call Options

Purchased

1,400

92.0000

American

Feb 21, 2020

Call Options

Purchased

1,000

87.0000

American

Feb 14, 2020

Put Options

Written

500

45.0000

American

Jan 15, 2021

Call Options

Purchased

4,200

80.0000

American

Jun 19, 2020

Put Options

Written

1,500

77.5000

American

Jun 19, 2020

Put Options

Written

1,100

65.0000

American

Sep 18, 2020

Put Options

Written

100

97.5000

American

Jan 21, 2022

Call Options

Purchased

1,300

85.0000

American

Feb 28, 2020

Call Options

Purchased

200

86.5000

American

Feb 14, 2020

Call Options

Purchased

200

89.5000

American

Feb 14, 2020

Call Options

Purchased

1,300

105.0000

American

Sep 18, 2020

Put Options

Written

100

130.0000

American

Jun 19, 2020

Put Options

Written

12,600

85.0000

American

Feb 21, 2020

Put Options

Written

800

87.5000

American

Sep 18, 2020

Call Options

Purchased

300

95.0000

American

Mar 13, 2020

Call Options

Purchased

1,600

92.5000

American

Feb 14, 2020

Put Options

Written

20,500

90.0000

American

Jan 15, 2021

Put Options

Written

3,500

67.5000

American

Feb 21, 2020

Call Options

Written

-8,400

100.0000

American

Jun 19, 2020

Call Options

Written

-2,200

94.0000

American

Mar 6, 2020

Call Options

Written

-800

103.0000

American

Feb 21, 2020

Call Options

Written

-6,800

105.0000

American

Jan 15, 2021

Call Options

Written

-600

102.0000

American

Feb 14, 2020

Call Options

Written

-6,600

105.0000

American

Feb 28, 2020

Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022

Put Options

Purchased

-1,600

95.0000

American

Feb 21, 2020

Call Options

Written

-5,000

105.0000

American

Mar 20, 2020

Put Options

Purchased

-600

88.5000

American

Feb 21, 2020

Call Options

Written

-1,900

95.0000

American

Aug 21, 2020

Put Options

Purchased

-400

87.0000

American

Feb 14, 2020

Call Options

Written

-13,500

82.5000

American

May 15, 2020

Call Options

Written

-400

106.0000

American

Feb 21, 2020

Call Options

Written

-500

94.0000

American

Mar 27, 2020

Put Options

Purchased

-1,600

90.0000

American

Feb 28, 2020

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Call Options

Written

-5,000

101.0000

American

Feb 14, 2020

Put Options

Purchased

-100

75.0000

American

Jan 21, 2022

Put Options

Written

400

85.0000

American

Jan 15, 2021

Put Options

Written

200

79.0000

American

Feb 14, 2020

Put Options

Written

15,200

80.0000

American

Feb 21, 2020

Put Options

Written

4,500

83.0000

American

Feb 14, 2020

Put Options

Written

100

82.0000

American

Feb 14, 2020

Call Options

Purchased

8,200

100.0000

American

May 15, 2020

Call Options

Purchased

7,400

77.5000

American

Jan 15, 2021

Call Options

Purchased

6,800

100.0000

American

Feb 28, 2020

Call Options

Purchased

300

92.0000

American

Feb 28, 2020

Call Options

Purchased

13,900

85.0000

American

Jan 15, 2021

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Put Options

Written

17,000

65.0000

American

Feb 21, 2020

Call Options

Purchased

100

85.0000

American

Jan 21, 2022

Call Options

Purchased

1,500

80.0000

American

Sep 18, 2020

Put Options

Written

1,100

67.5000

American

Jan 15, 2021

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Call Options

Purchased

500

90.0000

American

Jan 21, 2022

Put Options

Written

7,400

92.5000

American

Mar 20, 2020

Call Options

Purchased

1,500

100.0000

American

Mar 6, 2020

Call Options

Purchased

1,300

82.5000

American

Jun 19, 2020

Call Options

Purchased

100

91.5000

American

Mar 6, 2020

Put Options

Written

3,300

72.5000

American

May 15, 2020

Put Options

Purchased

-200

86.0000

American

Feb 28, 2020

Call Options

Written

-600

87.5000

American

Jan 15, 2021

Call Options

Written

-9,900

84.0000

American

Feb 21, 2020

Call Options

Written

-700

97.5000

American

Aug 21, 2020

Put Options

Purchased

-250,000

85.0000

American

Jan 15, 2021

Call Options

Written

-500

87.5000

American

Jan 21, 2022

Put Options

Purchased

-500

85.5000

American

Feb 14, 2020

Call Options

Written

-1,500

88.0000

American

Feb 21, 2020

Call Options

Written

-4,500

95.0000

American

Jan 15, 2021

Call Options

Written

-200

93.5000

American

Mar 6, 2020

Call Options

Written

-3,500

110.0000

American

May 15, 2020

Put Options

Purchased

-200

90.0000

American

Mar 13, 2020

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Put Options

Purchased

-17,900

85.0000

American

Mar 20, 2020

Call Options

Written

-1,100

120.0000

American

Jun 19, 2020

Put Options

Purchased

-3,600

81.0000

American

Feb 21, 2020

Put Options

Purchased

-500

83.5000

American

Feb 28, 2020

Call Options

Written

-1,200

80.0000

American

Jan 15, 2021

Call Options

Written

-300

94.5000

American

Feb 21, 2020

Call Options

Written

-3,200

140.0000

American

Jan 15, 2021

Call Options

Written

-2,700

82.5000

American

Jan 15, 2021

Put Options

Purchased

-16,100

77.5000

American

Feb 21, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 692392
Time of Receipt (offset from UTC): 20200217T091724+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC