FORM 8.3 - ALLERGAN PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ALLERGAN PLC

Class of relevant security to which the

ORD

dealings being disclosed relate (Note 2)
Date of dealing

13 February 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,190,830

1.28%

3,462,687

1.05%

 

(2)

Derivatives (other than options):

3,682,027

1.12%

2,581,455

0.79%

 

(3)

Options and agreements to
purchase/sell:

555,800

0.17%

275,300

0.08%

 

 

 

 

 

TOTAL:

8,428,657

2.57%

6,319,442

1.93%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

5

200.6000 USD

Purchase

7

199.5300 USD

Purchase

13

200.9900 USD

Purchase

69

200.3200 USD

Purchase

93

199.1900 USD

Purchase

100

199.6100 USD

Purchase

100

199.4400 USD

Purchase

100

199.2000 USD

Purchase

100

200.6300 USD

Purchase

100

200.7500 USD

Purchase

100

200.5000 USD

Purchase

100

200.7800 USD

Purchase

100

200.2450 USD

Purchase

200

201.0450 USD

Purchase

200

200.3350 USD

Purchase

200

199.9250 USD

Purchase

200

200.8400 USD

Purchase

300

200.7866 USD

Purchase

301

200.8175 USD

Purchase

342

200.8326 USD

Purchase

399

200.6036 USD

Purchase

400

199.8687 USD

Purchase

500

200.4540 USD

Purchase

519

200.6783 USD

Purchase

597

200.5681 USD

Purchase

700

200.6757 USD

Purchase

812

199.9812 USD

Purchase

1,300

200.9746 USD

Purchase

1,341

200.4290 USD

Purchase

2,000

200.7255 USD

Purchase

3,248

200.5361 USD

Purchase

6,234

200.4153 USD

Purchase

8,167

199.8572 USD

Purchase

9,305

199.4880 USD

Purchase

21,775

199.2600 USD

Purchase

31,937

200.1264 USD

Sale

7

199.9400 USD

Sale

13

200.9900 USD

Sale

21

200.1200 USD

Sale

21

200.0333 USD

Sale

24

200.1129 USD

Sale

35

200.1480 USD

Sale

50

199.2800 USD

Sale

53

199.4800 USD

Sale

71

200.7115 USD

Sale

96

199.2700 USD

Sale

100

200.6100 USD

Sale

100

201.0100 USD

Sale

109

200.7092 USD

Sale

110

199.4609 USD

Sale

124

200.6098 USD

Sale

129

200.8840 USD

Sale

169

200.5998 USD

Sale

200

201.0000 USD

Sale

200

201.0450 USD

Sale

200

200.5950 USD

Sale

200

199.4350 USD

Sale

200

200.0150 USD

Sale

207

200.1075 USD

Sale

230

200.4486 USD

Sale

235

200.9351 USD

Sale

300

200.0366 USD

Sale

323

199.4846 USD

Sale

371

199.5166 USD

Sale

400

200.6000 USD

Sale

407

200.2000 USD

Sale

408

200.3553 USD

Sale

410

199.5073 USD

Sale

577

199.5927 USD

Sale

700

200.6757 USD

Sale

800

199.6175 USD

Sale

942

200.8108 USD

Sale

1,200

200.9716 USD

Sale

1,900

200.6994 USD

Sale

2,000

200.2178 USD

Sale

3,099

200.0947 USD

Sale

3,357

200.2965 USD

Sale

9,637

199.8951 USD

Sale

10,808

199.2628 USD

Sale

11,990

200.1551 USD

Sale

14,889

200.2400 USD

Sale

17,654

199.9453 USD

Sale

18,270

199.2600 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit
SWAP

Short

5,000

200.3340 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

option

 

 

 

 

relates

 

 

 

 

Call Option Purchasing

200

110 USD

American

15 Jan 2021

93.6500 USD

Call Option Purchasing

100

120 USD

American

15 Jan 2021

83.6500 USD

Call Option Purchasing

2,100

125 USD

American

15 Jan 2021

74.5000 USD

Call Option Purchasing

1,500

130 USD

American

21 Feb 2020

71.6500 USD

Call Option Purchasing

100

135 USD

American

15 Jan 2021

68.4500 USD

Call Option Purchasing

200

140 USD

American

21 Feb 2020

61.0500 USD

Call Option Purchasing

200

140 USD

American

19 Jun 2020

63.6000 USD

Call Option Purchasing

1,300

140 USD

American

15 Jan 2021

63.0000 USD

Call Option Purchasing

100

140 USD

American

21 Jan 2022

59.5000 USD

Call Option Purchasing

300

150 USD

American

21 Feb 2020

53.6500 USD

Call Option Purchasing

1,900

150 USD

American

15 May 2020

53.4500 USD

Call Option Purchasing

2,200

150 USD

American

15 Jan 2021

53.0000 USD

Call Option Purchasing

5,400

160 USD

American

20 Mar 2020

39.7000 USD

Call Option Purchasing

2,200

165 USD

American

20 Mar 2020

34.7000 USD

Call Option Purchasing

1,700

180 USD

American

21 Feb 2020

20.9500 USD

Call Option Purchasing

800

185 USD

American

21 Feb 2020

16.5500 USD

Call Option Purchasing

100

195 USD

American

14 Feb 2020

8.0000 USD

Call Option Purchasing

1,700

198 USD

American

14 Feb 2020

4.6000 USD

Call Option Purchasing

300

210 USD

American

20 Mar 2020

0.4800 USD

Call Option Purchasing

200

210 USD

American

15 May 2020

0.9000 USD

Call Option Selling

100

195 USD

American

15 May 2020

9.2000 USD

Call Option Selling

200

200 USD

American

15 May 2020

4.7000 USD

Call Option Selling

100

208 USD

American

21 Feb 2020

0.2000 USD

Call Option Selling

300

210 USD

American

6 Mar 2020

1.8300 USD

Put Option Purchasing

200

180 USD

American

15 Jan 2021

2.4000 USD

Put Option Purchasing

100

185 USD

American

21 Jan 2022

7.0600 USD

Put Option Selling

300

140 USD

American

20 Mar 2020

0.1600 USD

Put Option Selling

900

170 USD

American

21 Feb 2020

0.1444 USD

Put Option Selling

500

170 USD

American

20 Mar 2020

0.6000 USD

Put Option Selling

100

170 USD

American

21 Jan 2022

4.6500 USD

Put Option Selling

1,000

190 USD

American

21 Feb 2020

0.3800 USD

Put Option Selling

7,400

195 USD

American

20 Mar 2020

1.9735 USD

Put Option Selling

100

200 USD

American

15 May 2020

5.8000 USD

Put Option Selling

100

203 USD

American

14 Feb 2020

3.8500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

14 Feb 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

date

to which the option

 

 

or derivative

 

 

relates

 

 

Put Options Written

300

135.0000

American

Feb 21, 2020

Put Options Written

700

95.0000

American

Jan 15, 2021

Put Options Written

900

90.0000

American

Feb 21, 2020

Call Options Purchased

9,100

185.0000

American

Jan 15, 2021

Put Options Written

1,100

100.0000

American

Feb 21, 2020

Put Options Written

300

180.0000

American

Jan 21, 2022

Call Options Purchased

200

190.0000

American

Jan 21, 2022

Put Options Written

5,000

115.0000

American

Mar 20, 2020

Put Options Written

700

100.0000

American

Jan 15, 2021

Call Options Purchased

2,600

175.0000

American

Jan 15, 2021

Put Options Written

500

170.0000

American

Mar 20, 2020

Put Options Purchased

-900

145.0000

American

Jan 15, 2021

Call Options Written

-1,400

230.0000

American

Jun 19, 2020

Put Options Purchased

-1,000

165.0000

American

Jan 15, 2021

Call Options Written

-100

160.0000

American

Mar 20, 2020

Call Options Written

-200

230.0000

American

Mar 20, 2020

Put Options Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options Purchased

-9,800

180.0000

American

Feb 21, 2020

Put Options Purchased

-1,500

155.0000

American

Feb 21, 2020

Call Options Written

-600

220.0000

American

May 15, 2020

Put Options Purchased

-50,000

160.0000

American

Feb 21, 2020

Put Options Written

1,000

195.0000

American

Jan 15, 2021

Call Options Purchased

200

195.0000

American

Jun 19, 2020

Put Options Written

100

175.0000

American

Feb 21, 2020

Call Options Purchased

100

195.0000

American

Mar 20, 2020

Put Options Written

1,000

190.0000

American

Mar 20, 2020

Put Options Written

18,500

150.0000

American

May 15, 2020

Put Options Written

36,900

105.0000

American

Jan 15, 2021

Put Options Written

66,500

140.0000

American

Mar 20, 2020

Call Options Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options Written

500

80.0000

American

Feb 21, 2020

Put Options Written

11,900

160.0000

American

Jun 19, 2020

Call Options Purchased

100

200.0000

American

Aug 21, 2020

Call Options Written

-42,400

165.0000

American

Jan 21, 2022

Put Options Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options Purchased

-300

80.0000

American

Jan 15, 2021

Put Options Purchased

-16,600

115.0000

American

Jan 15, 2021

Put Options Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options Purchased

-100

155.0000

American

Jan 15, 2021

Call Options Written

-500

150.0000

American

Jan 15, 2021

Put Options Purchased

-100

177.5000

American

Feb 28, 2020

Put Options Purchased

-400

185.0000

American

Jan 21, 2022

Put Options Written

400

110.0000

American

Feb 21, 2020

Put Options Written

3,000

187.5000

American

Feb 21, 2020

Put Options Written

1,600

185.0000

American

May 15, 2020

Call Options Purchased

100

200.0000

American

Mar 6, 2020

Call Options Purchased

200

195.0000

American

May 15, 2020

Call Options Purchased

42,400

175.0000

American

Jan 21, 2022

Call Options Purchased

3,100

165.0000

American

Jan 15, 2021

Put Options Written

100

140.0000

American

Jan 21, 2022

Call Options Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options Purchased

1,100

190.0000

American

Jun 19, 2020

Put Options Written

6,600

185.0000

American

Mar 20, 2020

Call Options Purchased

500

190.0000

American

May 15, 2020

Put Options Written

5,000

145.0000

American

Mar 20, 2020

Call Options Purchased

200

210.0000

American

May 15, 2020

Put Options Purchased

-66,500

160.0000

American

Mar 20, 2020

Call Options Written

-100

205.0000

American

Feb 14, 2020

Put Options Purchased

-1,000

195.0000

American

May 15, 2020

Put Options Purchased

-4,700

170.0000

American

Jan 15, 2021

Call Options Written

-700

270.0000

American

Jan 15, 2021

Call Options Written

-2,400

220.0000

American

Feb 21, 2020

Call Options Written

-100

240.0000

American

Mar 20, 2020

Call Options Written

-100

200.0000

American

Feb 28, 2020

Call Options Purchased

2,000

180.0000

American

Jan 15, 2021

Call Options Purchased

400

220.0000

American

Jan 21, 2022

Call Options Purchased

300

145.0000

American

Jan 15, 2021

Put Options Written

1,500

170.0000

American

May 15, 2020

Call Options Purchased

800

160.0000

American

Jan 21, 2022

Call Options Purchased

10,500

200.0000

American

Mar 20, 2020

Put Options Written

600

190.0000

American

Jan 15, 2021

Put Options Written

6,400

95.0000

American

Jun 19, 2020

Put Options Written

48,000

140.0000

American

Jun 19, 2020

Put Options Written

3,800

165.0000

American

Jun 19, 2020

Call Options Written

-400

220.0000

American

Jan 15, 2021

Call Options Written

-100

150.0000

American

May 15, 2020

Call Options Written

-100

215.0000

American

Feb 21, 2020

Put Options Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options Purchased

-100

180.0000

American

Mar 13, 2020

Call Options Written

-500

130.0000

American

Feb 21, 2020

Call Options Written

-1,000

202.5000

American

Feb 14, 2020

Call Options Written

-200

207.5000

American

Feb 21, 2020

Put Options Purchased

-2,300

170.0000

American

Jun 19, 2020

Put Options Written

1,800

145.0000

American

Jun 19, 2020

Put Options Written

7,000

120.0000

American

Jun 19, 2020

Put Options Written

14,300

160.0000

American

Mar 20, 2020

Put Options Written

54,100

140.0000

American

Feb 21, 2020

Call Options Purchased

3,200

195.0000

American

Aug 21, 2020

Call Options Purchased

7,700

190.0000

American

Jan 15, 2021

Call Options Purchased

1,500

180.0000

American

Jan 21, 2022

Put Options Written

100

195.0000

American

Feb 14, 2020

Put Options Written

2,000

115.0000

American

Feb 21, 2020

Put Options Written

100

202.5000

American

Feb 14, 2020

Put Options Written

7,000

140.0000

American

Jan 15, 2021

Call Options Purchased

600

200.0000

American

Jan 15, 2021

Put Options Written

3,200

120.0000

American

Feb 21, 2020

Put Options Written

14,400

160.0000

American

Feb 21, 2020

Call Options Written

-100

175.0000

American

May 15, 2020

Call Options Written

-100

197.5000

American

Feb 28, 2020

Call Options Written

-100

165.0000

American

Jun 19, 2020

Put Options Purchased

-12,300

150.0000

American

Jan 15, 2021

Call Options Written

-400

190.0000

American

Mar 20, 2020

Call Options Written

-7,200

260.0000

American

Jan 15, 2021

Put Options Purchased

-400

190.0000

American

Jun 19, 2020

Put Options Purchased

-500

185.0000

American

Jun 19, 2020

Put Options Written

3,300

165.0000

American

Mar 20, 2020

Call Options Purchased

100

210.0000

American

Jan 15, 2021

Put Options Written

900

180.0000

American

May 15, 2020

Put Options Written

2,100

180.0000

American

Mar 20, 2020

Put Options Written

1,400

195.0000

American

Jun 19, 2020

Put Options Written

1,100

185.0000

American

Feb 21, 2020

Put Options Written

100

165.0000

American

May 15, 2020

Put Options Written

100

200.0000

American

May 15, 2020

Call Options Purchased

4,000

160.0000

American

Jan 15, 2021

Call Options Written

-100

160.0000

American

Jun 19, 2020

Call Options Written

-100

205.0000

American

Feb 21, 2020

Put Options Purchased

-1,000

155.0000

American

Feb 14, 2020

Put Options Purchased

-100

180.0000

American

Jun 19, 2020

Put Options Purchased

-2,300

90.0000

American

Jan 15, 2021

Put Options Purchased

-1,700

185.0000

American

Jan 15, 2021

Call Options Written

-100

210.0000

American

Feb 21, 2020

Put Options Purchased

-2,500

167.5000

American

Feb 14, 2020

Call Options Written

-900

175.0000

American

Jun 19, 2020

Call Options Written

-200

165.0000

American

Mar 20, 2020

Put Options Purchased

-300

185.0000

American

Aug 21, 2020

Put Options Purchased

-300

165.0000

American

Feb 21, 2020

Call Options Written

-100

185.0000

American

Jun 19, 2020

Call Options Written

-200

202.5000

American

Feb 21, 2020

Put Options Purchased

-100

170.0000

American

Jan 21, 2022

Put Options Purchased

-500

120.0000

American

Aug 21, 2020

Put Options Purchased

-4,100

160.0000

American

Jan 15, 2021

Put Options Purchased

-400

120.0000

American

Jan 15, 2021

Put Options Written

2,500

215.0000

American

Jan 15, 2021

Call Options Purchased

700

200.0000

American

Jun 19, 2020

Put Options Written

9,300

170.0000

American

Feb 21, 2020

Call Options Purchased

8,200

185.0000

American

Aug 21, 2020

Put Options Written

1,600

190.0000

American

Feb 21, 2020

Call Options Purchased

1,500

220.0000

American

Mar 20, 2020

Put Options Purchased

-700

160.0000

American

Feb 28, 2020

Call Options Written

-500

210.0000

American

Feb 14, 2020

Call Options Written

-1,300

200.0000

American

Feb 21, 2020

Put Options Purchased

-100

130.0000

American

Jan 15, 2021

Call Options Written

-200

180.0000

American

Jun 19, 2020

Put Options Purchased

-300

125.0000

American

Jan 15, 2021

Call Options Written

-700

197.5000

American

Feb 21, 2020

Call Options Written

-100

185.0000

American

Mar 20, 2020

Put Options Purchased

-100

175.0000

American

Jan 15, 2021

Put Options Purchased

-200

190.0000

American

Aug 21, 2020

Put Options Purchased

-1,200

180.0000

American

Jan 15, 2021

Put Options Purchased

-1,800

150.0000

American

Jan 21, 2022

Call Options Written

-700

202.5000

American

Mar 6, 2020

Call Options Written

-300

210.0000

American

Mar 6, 2020

Call Options Written

-400

180.0000

American

Mar 20, 2020

Call Options Purchased

11,300

195.0000

American

Jan 15, 2021

Put Options Written

11,200

145.0000

American

Feb 21, 2020

Call Options Purchased

3,300

190.0000

American

Aug 21, 2020

Call Options Purchased

900

200.0000

American

May 15, 2020

Put Options Written

50,500

150.0000

American

Feb 21, 2020

Put Options Written

100

150.0000

American

Mar 20, 2020

Put Options Written

14,700

195.0000

American

Mar 20, 2020

Put Options Written

200

120.0000

American

May 15, 2020

Call Options Written

-100

212.5000

American

Feb 21, 2020

Put Options Purchased

-4,500

130.0000

American

Feb 21, 2020

Call Options Written

-600

250.0000

American

Jan 15, 2021

Put Options Purchased

-8,200

140.0000

American

Mar 20, 2020

Call Options Written

-1,000

185.0000

American

May 15, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 692275
Time of Receipt (offset from UTC): 20200214T104209+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC