Form 8.3 - ALLERGAN PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 12 February 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,201,928

1.28%

3,431,258

1.05%

 

(2)

Derivatives (other than options):

3,682,027

1.12%

2,576,455

0.78%

 

(3)

Options and agreements to
purchase/sell:

545,900

0.17%

297,400

0.09%

 
TOTAL:

8,429,855

2.57%

6,305,113

1.92%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

6

201.2700 USD

Purchase

12

201.4900 USD

Purchase

15

201.2000 USD

Purchase

54

201.5950 USD

Purchase

94

202.2000 USD

Purchase

99

201.6006 USD

Purchase

100

120.0000 USD

Purchase

100

165.0000 USD

Purchase

100

202.1650 USD

Purchase

100

201.6100 USD

Purchase

100

201.4350 USD

Purchase

102

201.5312 USD

Purchase

112

201.2224 USD

Purchase

135

202.1400 USD

Purchase

179

201.3550 USD

Purchase

200

201.6000 USD

Purchase

200

201.2400 USD

Purchase

200

201.8225 USD

Purchase

200

202.0200 USD

Purchase

200

201.7000 USD

Purchase

300

195.0000 USD

Purchase

323

201.3282 USD

Purchase

400

201.5600 USD

Purchase

500

201.4850 USD

Purchase

500

201.3720 USD

Purchase

600

201.5775 USD

Purchase

694

201.3349 USD

Purchase

700

192.5000 USD

Purchase

1,200

201.5133 USD

Purchase

1,300

100.0000 USD

Purchase

1,500

201.5310 USD

Purchase

1,735

201.6217 USD

Purchase

2,300

190.0000 USD

Purchase

2,721

201.6919 USD

Purchase

2,800

201.3250 USD

Purchase

2,806

201.7663 USD

Purchase

3,800

175.0000 USD

Purchase

4,600

200.0000 USD

Purchase

5,100

170.0000 USD

Purchase

10,631

202.1000 USD

Purchase

16,406

202.0755 USD

Purchase

45,808

201.6418 USD

Purchase

51,675

202.0325 USD

Sale

6

201.2700 USD

Sale

12

201.4900 USD

Sale

46

201.5200 USD

Sale

48

201.0452 USD

Sale

100

201.0900 USD

Sale

100

201.4800 USD

Sale

100

201.5900 USD

Sale

100

201.4350 USD

Sale

100

201.4300 USD

Sale

100

201.3600 USD

Sale

140

201.4650 USD

Sale

200

201.0600 USD

Sale

200

200.8500 USD

Sale

200

202.0600 USD

Sale

210

201.3942 USD

Sale

349

201.5699 USD

Sale

362

201.2592 USD

Sale

458

202.0934 USD

Sale

497

202.1230 USD

Sale

525

201.4309 USD

Sale

532

202.1281 USD

Sale

600

201.8341 USD

Sale

795

202.1135 USD

Sale

807

202.1003 USD

Sale

1,000

201.3560 USD

Sale

1,200

201.5133 USD

Sale

1,206

201.5497 USD

Sale

1,287

202.1254 USD

Sale

1,500

201.6340 USD

Sale

1,789

202.0920 USD

Sale

2,133

202.1080 USD

Sale

2,396

201.8412 USD

Sale

3,507

201.4504 USD

Sale

3,523

202.1313 USD

Sale

3,976

201.6628 USD

Sale

5,602

202.0935 USD

Sale

6,460

201.4699 USD

Sale

10,622

201.4579 USD

Sale

15,349

201.4725 USD

Sale

19,049

202.1000 USD

Sale

42,533

201.9740 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

140 USD

American

15 Jan 2021

60.7500 USD

Call Option

Purchasing

900

200 USD

American

14 Feb 2020

1.2266 USD

Call Option

Purchasing

100

210 USD

American

15 Jan 2021

3.7700 USD

Call Option

Selling

1,300

100 USD

American

15 Jan 2021

98.5000 USD

Call Option

Selling

100

120 USD

American

21 Jan 2022

78.5000 USD

Call Option

Selling

100

165 USD

American

21 Feb 2020

33.5000 USD

Call Option

Selling

100

165 USD

American

15 Jan 2021

36.2500 USD

Call Option

Selling

5,100

170 USD

American

21 Feb 2020

30.5000 USD

Call Option

Selling

3,800

175 USD

American

21 Feb 2020

24.5000 USD

Call Option

Selling

100

185 USD

American

21 Aug 2020

18.5000 USD

Call Option

Selling

2,300

190 USD

American

21 Feb 2020

11.0000 USD

Call Option

Selling

700

190 USD

American

21 Aug 2020

14.8500 USD

Call Option

Selling

500

193 USD

American

21 Feb 2020

6.3000 USD

Call Option

Selling

200

193 USD

American

28 Feb 2020

6.5000 USD

Call Option

Selling

300

195 USD

American

21 Feb 2020

6.9000 USD

Call Option

Selling

100

195 USD

American

15 Jan 2021

11.9700 USD

Call Option

Selling

4,600

200 USD

American

14 Feb 2020

1.0200 USD

Call Option

Selling

100

203 USD

American

21 Feb 2020

1.1000 USD

Call Option

Selling

400

205 USD

American

14 Feb 2020

0.0600 USD

Call Option

Selling

200

205 USD

American

21 Feb 2020

0.3100 USD

Put Option

Purchasing

1,000

185 USD

American

19 Jun 2020

1.8700 USD

Put Option

Selling

100

140 USD

American

21 Jan 2022

1.8800 USD

Put Option

Selling

1,000

180 USD

American

20 Mar 2020

0.8700 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

13 Feb 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021

Call Options

Purchased

2,600

175.0000

American

Jan 15, 2021

Put Options

Written

900

90.0000

American

Feb 21, 2020

Put Options

Written

700

95.0000

American

Jan 15, 2021

Put Options

Written

5,000

115.0000

American

Mar 20, 2020

Put Options

Written

300

135.0000

American

Feb 21, 2020

Put Options

Written

300

180.0000

American

Jan 21, 2022

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Put Options

Written

700

100.0000

American

Jan 15, 2021

Call Options

Purchased

200

190.0000

American

Jan 21, 2022

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

155.0000

American

Feb 21, 2020

Call Options

Written

-5,500

160.0000

American

Mar 20, 2020

Put Options

Purchased

-9,800

180.0000

American

Feb 21, 2020

Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020

Put Options

Purchased

-900

145.0000

American

Jan 15, 2021

Call Options

Written

-1,400

230.0000

American

Jun 19, 2020

Call Options

Written

-200

230.0000

American

Mar 20, 2020

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Call Options

Written

-600

220.0000

American

May 15, 2020

Call Options

Written

-100

140.0000

American

Jan 21, 2022

Put Options

Purchased

-1,000

165.0000

American

Jan 15, 2021

Put Options

Written

1,000

195.0000

American

Jan 15, 2021

Call Options

Purchased

100

200.0000

American

Aug 21, 2020

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options

Written

66,500

140.0000

American

Mar 20, 2020

Put Options

Written

1,000

190.0000

American

Mar 20, 2020

Put Options

Written

36,900

105.0000

American

Jan 15, 2021

Call Options

Purchased

200

195.0000

American

Jun 19, 2020

Put Options

Written

100

175.0000

American

Feb 21, 2020

Call Options

Purchased

100

195.0000

American

Mar 20, 2020

Put Options

Written

18,500

150.0000

American

May 15, 2020

Put Options

Written

500

80.0000

American

Feb 21, 2020

Put Options

Written

11,900

160.0000

American

Jun 19, 2020

Put Options

Purchased

-100

177.5000

American

Feb 28, 2020

Put Options

Purchased

-300

185.0000

American

Jan 21, 2022

Call Options

Written

-1,700

180.0000

American

Feb 21, 2020

Put Options

Purchased

-16,600

115.0000

American

Jan 15, 2021

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Call Options

Written

-300

150.0000

American

Feb 21, 2020

Call Options

Written

-800

185.0000

American

Feb 21, 2020

Call Options

Written

-2,700

150.0000

American

Jan 15, 2021

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Call Options

Written

-42,400

165.0000

American

Jan 21, 2022

Call Options

Purchased

3,100

165.0000

American

Jan 15, 2021

Call Options

Purchased

1,100

190.0000

American

Jun 19, 2020

Put Options

Written

5,000

145.0000

American

Mar 20, 2020

Put Options

Written

3,000

187.5000

American

Feb 21, 2020

Call Options

Purchased

100

200.0000

American

Mar 6, 2020

Call Options

Purchased

42,400

175.0000

American

Jan 21, 2022

Put Options

Written

100

140.0000

American

Jan 21, 2022

Put Options

Written

1,600

185.0000

American

May 15, 2020

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Put Options

Written

6,600

185.0000

American

Mar 20, 2020

Call Options

Purchased

500

190.0000

American

May 15, 2020

Put Options

Written

400

110.0000

American

Feb 21, 2020

Call Options

Purchased

300

195.0000

American

May 15, 2020

Call Options

Written

-2,400

220.0000

American

Feb 21, 2020

Put Options

Purchased

-1,000

195.0000

American

May 15, 2020

Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020

Call Options

Written

-100

205.0000

American

Feb 14, 2020

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Call Options

Written

-100

200.0000

American

Feb 28, 2020

Put Options

Purchased

-4,700

170.0000

American

Jan 15, 2021

Call Options

Written

-100

240.0000

American

Mar 20, 2020

Call Options

Written

-300

210.0000

American

Mar 20, 2020

Call Options

Written

-700

270.0000

American

Jan 15, 2021

Call Options

Purchased

400

220.0000

American

Jan 21, 2022

Put Options

Written

48,000

140.0000

American

Jun 19, 2020

Call Options

Purchased

2,000

180.0000

American

Jan 15, 2021

Call Options

Purchased

10,500

200.0000

American

Mar 20, 2020

Put Options

Written

1,500

170.0000

American

May 15, 2020

Put Options

Written

3,800

165.0000

American

Jun 19, 2020

Call Options

Purchased

800

160.0000

American

Jan 21, 2022

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Put Options

Written

600

190.0000

American

Jan 15, 2021

Call Options

Written

-100

207.5000

American

Feb 21, 2020

Call Options

Written

-2,000

150.0000

American

May 15, 2020

Call Options

Written

-2,000

130.0000

American

Feb 21, 2020

Call Options

Written

-1,000

202.5000

American

Feb 14, 2020

Call Options

Written

-400

220.0000

American

Jan 15, 2021

Put Options

Purchased

-2,300

170.0000

American

Jun 19, 2020

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Call Options

Written

-100

215.0000

American

Feb 21, 2020

Put Options

Purchased

-100

180.0000

American

Mar 13, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

100

195.0000

American

Feb 14, 2020

Put Options

Written

54,100

140.0000

American

Feb 21, 2020

Call Options

Purchased

600

200.0000

American

Jan 15, 2021

Put Options

Written

7,000

140.0000

American

Jan 15, 2021

Put Options

Written

14,300

160.0000

American

Mar 20, 2020

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Put Options

Written

14,400

160.0000

American

Feb 21, 2020

Put Options

Written

3,200

120.0000

American

Feb 21, 2020

Call Options

Purchased

3,200

195.0000

American

Aug 21, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Call Options

Purchased

1,500

180.0000

American

Jan 21, 2022

Call Options

Purchased

7,700

190.0000

American

Jan 15, 2021

Put Options

Purchased

-400

190.0000

American

Jun 19, 2020

Call Options

Written

-100

175.0000

American

May 15, 2020

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Call Options

Written

-100

197.5000

American

Feb 28, 2020

Put Options

Purchased

-500

185.0000

American

Jun 19, 2020

Put Options

Purchased

-12,300

150.0000

American

Jan 15, 2021

Call Options

Written

-400

190.0000

American

Mar 20, 2020

Call Options

Written

-7,200

260.0000

American

Jan 15, 2021

Call Options

Written

-100

165.0000

American

Jun 19, 2020

Put Options

Written

100

165.0000

American

May 15, 2020

Put Options

Written

2,100

180.0000

American

Mar 20, 2020

Put Options

Written

3,300

165.0000

American

Mar 20, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Written

1,400

195.0000

American

Jun 19, 2020

Put Options

Written

1,100

185.0000

American

Feb 21, 2020

Put Options

Written

900

180.0000

American

May 15, 2020

Call Options

Purchased

100

210.0000

American

Jan 15, 2021

Call Options

Written

-100

195.0000

American

Feb 14, 2020

Put Options

Purchased

-200

170.0000

American

Jan 21, 2022

Call Options

Written

-900

175.0000

American

Jun 19, 2020

Call Options

Written

-100

160.0000

American

Jun 19, 2020

Call Options

Written

-2,400

165.0000

American

Mar 20, 2020

Call Options

Written

-100

210.0000

American

Feb 21, 2020

Put Options

Purchased

-100

180.0000

American

Jun 19, 2020

Put Options

Purchased

-1,000

155.0000

American

Feb 14, 2020

Put Options

Purchased

-400

120.0000

American

Jan 15, 2021

Put Options

Purchased

-500

120.0000

American

Aug 21, 2020

Put Options

Purchased

-2,500

167.5000

American

Feb 14, 2020

Put Options

Purchased

-300

185.0000

American

Aug 21, 2020

Call Options

Written

-100

185.0000

American

Jun 19, 2020

Call Options

Written

-100

205.0000

American

Feb 21, 2020

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Call Options

Written

-200

202.5000

American

Feb 21, 2020

Put Options

Purchased

-4,100

160.0000

American

Jan 15, 2021

Put Options

Purchased

-300

165.0000

American

Feb 21, 2020

Put Options

Purchased

-1,700

185.0000

American

Jan 15, 2021

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Put Options

Written

2,500

215.0000

American

Jan 15, 2021

Call Options

Purchased

8,200

185.0000

American

Aug 21, 2020

Put Options

Written

600

190.0000

American

Feb 21, 2020

Put Options

Written

8,400

170.0000

American

Feb 21, 2020

Call Options

Purchased

1,500

220.0000

American

Mar 20, 2020

Call Options

Purchased

700

200.0000

American

Jun 19, 2020

Call Options

Written

-1,300

200.0000

American

Feb 21, 2020

Put Options

Purchased

-1,000

180.0000

American

Jan 15, 2021

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Put Options

Purchased

-1,800

150.0000

American

Jan 21, 2022

Put Options

Purchased

-100

130.0000

American

Jan 15, 2021

Put Options

Purchased

-300

125.0000

American

Jan 15, 2021

Put Options

Purchased

-700

160.0000

American

Feb 28, 2020

Call Options

Written

-100

185.0000

American

Mar 20, 2020

Call Options

Written

-500

210.0000

American

Feb 14, 2020

Call Options

Written

-700

197.5000

American

Feb 21, 2020

Put Options

Purchased

-200

190.0000

American

Aug 21, 2020

Call Options

Written

-200

180.0000

American

Jun 19, 2020

Call Options

Written

-700

202.5000

American

Mar 6, 2020

Call Options

Written

-400

180.0000

American

Mar 20, 2020

Put Options

Written

200

120.0000

American

May 15, 2020

Put Options

Written

11,200

145.0000

American

Feb 21, 2020

Put Options

Written

100

150.0000

American

Mar 20, 2020

Call Options

Purchased

3,300

190.0000

American

Aug 21, 2020

Put Options

Written

7,300

195.0000

American

Mar 20, 2020

Call Options

Purchased

1,100

200.0000

American

May 15, 2020

Call Options

Purchased

11,300

195.0000

American

Jan 15, 2021

Put Options

Written

50,500

150.0000

American

Feb 21, 2020

Put Options

Purchased

-8,500

140.0000

American

Mar 20, 2020

Call Options

Written

-1,300

140.0000

American

Jan 15, 2021

Put Options

Purchased

-4,500

130.0000

American

Feb 21, 2020

Call Options

Written

-100

212.5000

American

Feb 21, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Call Options

Written

-1,700

197.5000

American

Feb 14, 2020

Call Options

Written

-1,000

185.0000

American

May 15, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 692089
Time of Receipt (offset from UTC): 20200213T112730+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC