FORM 8.3 - ABBVIE PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 11 February 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

3,223,167

0.22%

4,474,088

0.30%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,240,516

0.15%

704,700

0.05%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

2,058,000

0.14%

1,340,400

0.09%

 

 

 

 

(4)

TOTAL:

 

 

 

 

7,521,683

0.51%

6,519,188

0.44%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

13

96.1600 USD

Purchase

28

96.2425 USD

Purchase

55

96.0500 USD

Purchase

89

96.1211 USD

Purchase

100

96.7300 USD

Purchase

100

96.2600 USD

Purchase

128

95.0600 USD

Purchase

147

96.7100 USD

Purchase

200

96.7200 USD

Purchase

200

95.5150 USD

Purchase

204

96.5224 USD

Purchase

400

96.0156 USD

Purchase

470

95.9570 USD

Purchase

500

96.2110 USD

Purchase

600

96.0533 USD

Purchase

650

95.2404 USD

Purchase

700

95.1800 USD

Purchase

734

96.6079 USD

Purchase

777

96.0306 USD

Purchase

842

95.9605 USD

Purchase

1,000

95.9672 USD

Purchase

1,000

95.8465 USD

Purchase

1,102

96.0175 USD

Purchase

1,111

95.9502 USD

Purchase

1,238

95.8415 USD

Purchase

1,400

95.6544 USD

Purchase

1,600

95.9750 USD

Purchase

1,731

95.9630 USD

Purchase

2,093

96.0418 USD

Purchase

2,108

96.2196 USD

Purchase

2,627

95.9839 USD

Purchase

3,722

95.9808 USD

Purchase

3,994

96.0048 USD

Purchase

4,200

96.0221 USD

Purchase

4,700

95.8945 USD

Purchase

5,348

95.9551 USD

Purchase

5,906

95.9904 USD

Purchase

8,666

95.9548 USD

Purchase

9,300

95.8700 USD

Purchase

9,393

95.9699 USD

Purchase

12,700

96.3094 USD

Purchase

15,783

95.9212 USD

Purchase

15,872

96.5122 USD

Purchase

16,600

95.8849 USD

Purchase

19,374

95.2159 USD

Purchase

19,400

96.0440 USD

Purchase

21,766

96.0000 USD

Purchase

34,317

96.0817 USD

Purchase

35,746

96.0011 USD

Purchase

47,952

96.3149 USD

Purchase

56,370

96.0572 USD

Purchase

60,200

96.1129 USD

Purchase

79,506

95.9836 USD

Purchase

127,671

96.2124 USD

Sale

12

96.1300 USD

Sale

13

96.1600 USD

Sale

31

95.8900 USD

Sale

44

95.9400 USD

Sale

100

95.8300 USD

Sale

100

96.3800 USD

Sale

100

95.8500 USD

Sale

100

96.1900 USD

Sale

100

95.8000 USD

Sale

100

96.7100 USD

Sale

100

95.3800 USD

Sale

100

96.7500 USD

Sale

100

96.7300 USD

Sale

122

96.1672 USD

Sale

128

95.0600 USD

Sale

155

96.0500 USD

Sale

182

96.1028 USD

Sale

200

96.0050 USD

Sale

200

95.2900 USD

Sale

200

96.7200 USD

Sale

200

95.7725 USD

Sale

200

96.4800 USD

Sale

200

95.8400 USD

Sale

200

95.9000 USD

Sale

200

96.0850 USD

Sale

209

95.9600 USD

Sale

295

96.6857 USD

Sale

300

96.0450 USD

Sale

300

96.0483 USD

Sale

300

96.4700 USD

Sale

300

96.2066 USD

Sale

300

96.0800 USD

Sale

300

96.3950 USD

Sale

300

96.0766 USD

Sale

300

96.2300 USD

Sale

301

95.9265 USD

Sale

379

96.0783 USD

Sale

384

95.8751 USD

Sale

400

95.9475 USD

Sale

400

95.9975 USD

Sale

434

96.5229 USD

Sale

600

95.9383 USD

Sale

650

96.0184 USD

Sale

700

95.8907 USD

Sale

700

96.1128 USD

Sale

709

96.1180 USD

Sale

734

96.6079 USD

Sale

751

95.7123 USD

Sale

821

96.0992 USD

Sale

845

96.0172 USD

Sale

888

96.3617 USD

Sale

900

95.8733 USD

Sale

959

96.0959 USD

Sale

981

96.2469 USD

Sale

1,000

95.8465 USD

Sale

1,043

95.9326 USD

Sale

1,100

96.4038 USD

Sale

1,127

96.1650 USD

Sale

1,200

95.9916 USD

Sale

1,239

95.8752 USD

Sale

1,261

96.4545 USD

Sale

1,268

96.3116 USD

Sale

1,290

95.8879 USD

Sale

1,300

96.5623 USD

Sale

1,362

95.9937 USD

Sale

1,399

96.1461 USD

Sale

1,412

95.8723 USD

Sale

1,434

96.1157 USD

Sale

1,600

96.0293 USD

Sale

1,633

95.8906 USD

Sale

1,750

96.1623 USD

Sale

1,776

96.1572 USD

Sale

1,889

96.1149 USD

Sale

1,900

95.7278 USD

Sale

2,000

95.8722 USD

Sale

2,100

96.2730 USD

Sale

2,476

95.9661 USD

Sale

2,658

96.2510 USD

Sale

2,680

96.5060 USD

Sale

3,073

96.2092 USD

Sale

3,462

96.4680 USD

Sale

3,568

96.1591 USD

Sale

3,814

96.1261 USD

Sale

3,900

96.0176 USD

Sale

5,400

95.8838 USD

Sale

6,277

96.3438 USD

Sale

6,400

96.8542 USD

Sale

6,653

96.0000 USD

Sale

9,600

95.8700 USD

Sale

10,223

96.4408 USD

Sale

10,482

96.1474 USD

Sale

14,700

96.0323 USD

Sale

16,200

95.8885 USD

Sale

16,260

95.9902 USD

Sale

18,463

95.1821 USD

Sale

24,200

96.1164 USD

Sale

26,927

95.9826 USD

Sale

30,611

96.2988 USD

Sale

33,036

96.0042 USD

Sale

47,044

96.0431 USD

Sale

54,200

96.1327 USD

Sale

70,556

96.2968 USD

Sale

132,000

94.7500 USD

Sale

157,036

95.9818 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Long

4,330

96.0184 USD

SWAP

Long

6,822

96.3361 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option

 

 

relates

 

 

 

Call Option

Purchasing

300

82 USD

American

21 Feb 2020

13.2000 USD

Call Option

Purchasing

5,500

85 USD

American

21 Feb 2020

10.7527 USD

Call Option

Purchasing

300

85 USD

American

20 Mar 2020

12.5000 USD

Call Option

Purchasing

4,200

90 USD

American

21 Feb 2020

6.8440 USD

Call Option

Purchasing

200

91 USD

American

14 Feb 2020

5.8300 USD

Call Option

Purchasing

100

91 USD

American

21 Feb 2020

6.1100 USD

Call Option

Purchasing

1,100

92 USD

American

14 Feb 2020

4.5000 USD

Call Option

Purchasing

300

92 USD

American

14 Feb 2020

4.9600 USD

Call Option

Purchasing

500

93 USD

American

14 Feb 2020

3.5700 USD

Call Option

Purchasing

1,000

94 USD

American

14 Feb 2020

2.2700 USD

Call Option

Purchasing

100

95 USD

American

14 Feb 2020

1.7200 USD

Call Option

Purchasing

1,500

95 USD

American

21 Feb 2020

1.8900 USD

Call Option

Purchasing

100

95 USD

American

6 Mar 2020

2.7400 USD

Call Option

Purchasing

1,000

96 USD

American

14 Feb 2020

0.9000 USD

Call Option

Purchasing

1,000

96 USD

American

21 Feb 2020

1.3600 USD

Call Option

Purchasing

100

97 USD

American

14 Feb 2020

0.7900 USD

Call Option

Purchasing

5,500

98 USD

American

20 Mar 2020

2.5625 USD

Call Option

Purchasing

900

98 USD

American

15 May 2020

3.7700 USD

Call Option

Purchasing

100

100 USD

American

6 Mar 2020

0.9800 USD

Call Option

Purchasing

1,600

100 USD

American

20 Mar 2020

1.3556 USD

Call Option

Purchasing

1,600

100 USD

American

15 May 2020

2.7800 USD

Call Option

Purchasing

1,100

100 USD

American

19 Jun 2020

3.7609 USD

Call Option

Purchasing

300

100 USD

American

18 Sep 2020

4.2000 USD

Call Option

Purchasing

100

110 USD

American

18 Sep 2020

1.6900 USD

Call Option

Purchasing

1,100

120 USD

American

19 Jun 2020

0.2654 USD

Call Option

Selling

300

83 USD

American

21 Feb 2020

12.2200 USD

Call Option

Selling

5,000

86 USD

American

21 Feb 2020

9.6854 USD

Call Option

Selling

900

93 USD

American

21 Feb 2020

4.0200 USD

Call Option

Selling

1,000

94 USD

American

21 Feb 2020

2.5600 USD

Call Option

Selling

2,300

94 USD

American

6 Mar 2020

4.1300 USD

Call Option

Selling

3,200

94 USD

American

13 Mar 2020

4.3200 USD

Call Option

Selling

100

95 USD

American

14 Feb 2020

1.3500 USD

Call Option

Selling

1,600

95 USD

American

21 Feb 2020

2.1800 USD

Call Option

Selling

300

95 USD

American

15 May 2020

4.4600 USD

Call Option

Selling

5,400

96 USD

American

14 Feb 2020

1.0322 USD

Call Option

Selling

4,100

97 USD

American

14 Feb 2020

0.5746 USD

Call Option

Selling

10,300

98 USD

American

14 Feb 2020

0.3606 USD

Call Option

Selling

1,400

98 USD

American

21 Feb 2020

0.8114 USD

Call Option

Selling

1,300

99 USD

American

14 Feb 2020

0.2707 USD

Call Option

Selling

1,900

99 USD

American

21 Feb 2020

0.5584 USD

Call Option

Selling

7,300

100 USD

American

14 Feb 2020

0.1338 USD

Call Option

Selling

5,300

100 USD

American

21 Feb 2020

0.3358 USD

Call Option

Selling

400

100 USD

American

28 Feb 2020

0.5700 USD

Call Option

Selling

300

100 USD

American

13 Mar 2020

1.3033 USD

Call Option

Selling

5,000

101 USD

American

14 Feb 2020

0.1118 USD

Call Option

Selling

400

101 USD

American

21 Feb 2020

0.3100 USD

Call Option

Selling

100

102 USD

American

14 Feb 2020

0.0500 USD

Call Option

Selling

800

103 USD

American

21 Feb 2020

0.1075 USD

Call Option

Selling

600

105 USD

American

21 Feb 2020

0.0600 USD

Call Option

Selling

6,600

105 USD

American

28 Feb 2020

0.1277 USD

Call Option

Selling

2,300

105 USD

American

6 Mar 2020

0.2643 USD

Call Option

Selling

1,700

105 USD

American

20 Mar 2020

0.4729 USD

Call Option

Selling

500

110 USD

American

20 Mar 2020

0.1800 USD

Call Option

Selling

1,100

110 USD

American

19 Jun 2020

1.1263 USD

Call Option

Selling

3,600

115 USD

American

20 Mar 2020

0.0691 USD

Call Option

Selling

5,000

125 USD

American

21 Aug 2020

0.3000 USD

Put Option

Purchasing

100

85 USD

American

20 Mar 2020

0.3000 USD

Put Option

Purchasing

500

85 USD

American

19 Jun 2020

1.7400 USD

Put Option

Purchasing

1,900

88 USD

American

20 Mar 2020

0.4878 USD

Put Option

Purchasing

400

90 USD

American

20 Mar 2020

0.8600 USD

Put Option

Purchasing

100

93 USD

American

15 Jan 2021

8.6000 USD

Put Option

Purchasing

100

94 USD

American

21 Feb 2020

0.5500 USD

Put Option

Purchasing

34,400

95 USD

American

19 Jun 2020

4.7256 USD

Put Option

Purchasing

400

98 USD

American

15 May 2020

5.7400 USD

Put Option

Purchasing

1,000

110 USD

American

15 Jan 2021

20.3500 USD

Put Option

Selling

400

68 USD

American

15 May 2020

0.1200 USD

Put Option

Selling

100

73 USD

American

19 Jun 2020

0.4100 USD

Put Option

Selling

500

78 USD

American

19 Jun 2020

0.6900 USD

Put Option

Selling

1,100

80 USD

American

15 May 2020

0.7018 USD

Put Option

Selling

2,000

80 USD

American

21 Aug 2020

1.6700 USD

Put Option

Selling

500

83 USD

American

20 Mar 2020

0.2100 USD

Put Option

Selling

200

84 USD

American

21 Feb 2020

0.0300 USD

Put Option

Selling

1,200

85 USD

American

20 Mar 2020

0.3191 USD

Put Option

Selling

100

90 USD

American

21 Feb 2020

0.2100 USD

Put Option

Selling

500

90 USD

American

20 Mar 2020

1.0000 USD

Put Option

Selling

34,400

90 USD

American

21 Aug 2020

4.1630 USD

Put Option

Selling

100

93 USD

American

21 Feb 2020

0.3100 USD

Put Option

Selling

100

93 USD

American

20 Mar 2020

1.2400 USD

Put Option

Selling

200

94 USD

American

14 Feb 2020

0.2000 USD

Put Option

Selling

100

94 USD

American

21 Feb 2020

0.4400 USD

Put Option

Selling

100

95 USD

American

14 Feb 2020

0.6000 USD

Put Option

Selling

200

95 USD

American

21 Feb 2020

0.9600 USD

Put Option

Selling

400

96 USD

American

14 Feb 2020

1.0175 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

12 Feb 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Put Options

Written

101,800

60.0000

American

Jun 19, 2020
Call Options

Purchased

6,800

94.5000

American

Feb 14, 2020
Call Options

Purchased

500

75.0000

American

May 15, 2020
Put Options

Written

2,800

75.0000

American

Jun 19, 2020
Call Options

Purchased

31,800

82.0000

American

Feb 21, 2020
Call Options

Purchased

25,100

100.0000

American

Mar 20, 2020
Put Options

Written

700

82.5000

American

Jan 15, 2021
Call Options

Purchased

1,100

90.0000

American

Mar 6, 2020
Put Options

Written

9,300

88.0000

American

Feb 21, 2020
Call Options

Purchased

100

94.5000

American

Feb 21, 2020
Put Options

Written

14,500

87.5000

American

Feb 21, 2020
Call Options

Purchased

2,300

96.0000

American

Feb 21, 2020
Call Options

Purchased

1,100

90.0000

American

Feb 14, 2020
Put Options

Written

11,200

80.0000

American

May 15, 2020
Put Options

Written

4,200

84.5000

American

Feb 21, 2020
Put Options

Written

300

90.0000

American

Mar 6, 2020
Call Options

Purchased

100

90.5000

American

Feb 14, 2020
Put Options

Written

100

80.0000

American

Mar 6, 2020
Call Options

Purchased

400

93.0000

American

Mar 6, 2020
Call Options

Purchased

1,000

72.5000

American

Jan 15, 2021
Put Options

Written

1,100

94.0000

American

Feb 21, 2020
Call Options

Purchased

3,100

87.5000

American

May 15, 2020
Put Options

Written

2,200

70.0000

American

May 15, 2020
Put Options

Written

1,200

85.0000

American

Jun 19, 2020
Put Options

Written

4,000

37.5000

American

Jan 21, 2022
Call Options

Purchased

300

67.5000

American

Sep 18, 2020
Call Options

Purchased

100

72.5000

American

Sep 18, 2020
Call Options

Written

-3,700

130.0000

American

Jan 15, 2021
Call Options

Written

-400

105.0000

American

Jan 21, 2022
Call Options

Written

-800

105.0000

American

Feb 21, 2020
Put Options

Purchased

-48,100

85.0000

American

May 15, 2020
Put Options

Purchased

-600

105.0000

American

Jan 15, 2021
Put Options

Purchased

-100

95.0000

American

May 15, 2020
Put Options

Purchased

-51,600

75.0000

American

Feb 21, 2020
Call Options

Written

-100

110.0000

American

Jan 21, 2022
Call Options

Written

-900

135.0000

American

Jan 15, 2021
Call Options

Written

-4,500

115.0000

American

Jan 21, 2022
Call Options

Written

-400

84.5000

American

Feb 14, 2020
Put Options

Purchased

-100

50.0000

American

Jan 21, 2022
Call Options

Written

-200

85.0000

American

Mar 20, 2020
Call Options

Written

-2,000

110.0000

American

Mar 20, 2020
Call Options

Written

-400

101.0000

American

Feb 21, 2020
Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021
Call Options

Written

-1,900

99.0000

American

Feb 21, 2020
Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021
Call Options

Written

-100

82.5000

American

Jan 21, 2022
Call Options

Written

-5,200

80.0000

American

Jan 21, 2022
Call Options

Written

-55,200

86.0000

American

Feb 21, 2020
Call Options

Written

-100

70.0000

American

Feb 21, 2020
Put Options

Purchased

-600

55.0000

American

Sep 18, 2020
Put Options

Purchased

-800

92.0000

American

Feb 21, 2020
Call Options

Written

-2,300

120.0000

American

Jan 15, 2021
Call Options

Written

-14,900

90.0000

American

Jun 19, 2020
Put Options

Purchased

-100

75.0000

American

Feb 14, 2020
Put Options

Purchased

-2,800

50.0000

American

Jan 15, 2021
Put Options

Purchased

-22,000

82.5000

American

Feb 21, 2020
Call Options

Written

-400

84.0000

American

Feb 14, 2020
Call Options

Written

-1,000

91.0000

American

Feb 14, 2020
Call Options

Written

-2,300

105.0000

American

Mar 6, 2020
Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020
Call Options

Purchased

1,000

92.5000

American

Feb 21, 2020
Call Options

Purchased

400

88.0000

American

Mar 13, 2020
Call Options

Purchased

200

94.0000

American

Feb 28, 2020
Call Options

Purchased

4,500

85.5000

American

Feb 21, 2020
Put Options

Written

4,000

57.5000

American

Jan 15, 2021
Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020
Call Options

Purchased

400

72.5000

American

May 15, 2020
Put Options

Written

900

82.5000

American

Sep 18, 2020
Call Options

Purchased

200

91.0000

American

Feb 28, 2020
Put Options

Written

302,100

60.0000

American

Jan 15, 2021
Put Options

Written

600

62.5000

American

Sep 18, 2020
Call Options

Purchased

300

84.5000

American

Mar 6, 2020
Call Options

Purchased

100

91.0000

American

Mar 6, 2020
Call Options

Purchased

5,400

87.5000

American

Mar 20, 2020
Put Options

Written

1,900

82.5000

American

Mar 20, 2020
Call Options

Purchased

1,300

72.5000

American

Jun 19, 2020
Call Options

Purchased

1,300

83.5000

American

Feb 21, 2020
Call Options

Purchased

900

85.0000

American

Aug 21, 2020
Put Options

Written

200

86.0000

American

Feb 21, 2020
Call Options

Purchased

7,900

92.5000

American

May 15, 2020
Put Options

Written

1,000

93.0000

American

Feb 14, 2020
Call Options

Purchased

9,100

95.0000

American

Sep 18, 2020
Call Options

Purchased

400

82.0000

American

Feb 14, 2020
Put Options

Written

5,700

91.0000

American

Feb 21, 2020
Call Options

Purchased

2,300

90.0000

American

Mar 20, 2020
Put Options

Written

1,000

94.0000

American

Mar 13, 2020
Call Options

Purchased

300

120.0000

American

Sep 18, 2020
Call Options

Purchased

12,500

95.0000

American

May 15, 2020
Call Options

Purchased

200

95.0000

American

Feb 21, 2020
Call Options

Purchased

89,800

85.0000

American

Feb 21, 2020
Call Options

Purchased

900

91.5000

American

Feb 21, 2020
Call Options

Purchased

100

83.0000

American

Feb 28, 2020
Put Options

Written

15,400

42.5000

American

Feb 21, 2020
Call Options

Purchased

100

87.0000

American

Mar 6, 2020
Call Options

Written

-2,500

86.0000

American

Feb 14, 2020
Put Options

Purchased

-400

95.0000

American

Sep 18, 2020
Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021
Call Options

Written

-1,700

88.5000

American

Feb 14, 2020
Call Options

Written

-4,900

96.0000

American

Feb 14, 2020
Put Options

Purchased

-1,500

75.0000

American

Sep 18, 2020
Call Options

Written

-3,800

97.0000

American

Feb 14, 2020
Put Options

Purchased

-3,700

91.5000

American

Feb 14, 2020
Put Options

Purchased

-400

97.5000

American

May 15, 2020
Call Options

Written

-18,400

110.0000

American

Jan 15, 2021
Call Options

Written

-1,200

99.0000

American

Feb 14, 2020
Put Options

Purchased

-2,400

55.0000

American

Jan 15, 2021
Call Options

Written

-13,800

83.0000

American

Feb 21, 2020
Call Options

Written

-100

90.0000

American

Mar 27, 2020
Put Options

Purchased

-1,000

88.5000

American

Feb 14, 2020
Put Options

Purchased

-20,100

85.0000

American

Sep 18, 2020
Put Options

Purchased

-30,000

62.5000

American

Jan 15, 2021
Put Options

Purchased

-34,500

95.0000

American

Jun 19, 2020
Put Options

Purchased

-1,200

90.5000

American

Feb 14, 2020
Call Options

Written

-3,200

94.0000

American

Mar 13, 2020
Put Options

Purchased

-4,900

80.0000

American

Mar 20, 2020
Call Options

Written

-300

100.0000

American

Mar 13, 2020
Call Options

Written

-5,100

125.0000

American

Aug 21, 2020
Call Options

Written

-5,700

115.0000

American

Mar 20, 2020
Put Options

Written

500

92.5000

American

Feb 14, 2020
Call Options

Purchased

400

70.0000

American

Jun 19, 2020
Put Options

Written

400

75.0000

American

Mar 20, 2020
Call Options

Purchased

200

86.5000

American

Feb 21, 2020
Call Options

Purchased

3,800

97.5000

American

May 15, 2020
Put Options

Written

100

84.0000

American

Feb 28, 2020
Call Options

Purchased

2,100

95.0000

American

Mar 20, 2020
Call Options

Purchased

1,500

88.0000

American

Feb 14, 2020
Put Options

Written

100

87.0000

American

Feb 21, 2020
Put Options

Written

1,800

57.5000

American

Feb 21, 2020
Call Options

Purchased

1,000

86.0000

American

Feb 28, 2020
Call Options

Purchased

2,200

105.0000

American

Jun 19, 2020
Call Options

Purchased

100

93.5000

American

Feb 21, 2020
Call Options

Purchased

100

77.5000

American

Jun 19, 2020
Call Options

Purchased

700

88.0000

American

Feb 28, 2020
Call Options

Purchased

9,700

97.5000

American

Mar 20, 2020
Put Options

Written

1,800

84.5000

American

Feb 14, 2020
Call Options

Purchased

900

90.5000

American

Feb 28, 2020
Call Options

Purchased

300

90.5000

American

Feb 21, 2020
Put Options

Written

6,800

75.0000

American

May 15, 2020
Put Options

Written

500

95.0000

American

Mar 20, 2020
Put Options

Written

200

95.0000

American

Feb 21, 2020
Put Options

Written

34,400

90.0000

American

Aug 21, 2020
Call Options

Written

-10,300

98.0000

American

Feb 14, 2020
Call Options

Written

-100

94.0000

American

Feb 21, 2020
Call Options

Written

-1,900

97.5000

American

Jan 15, 2021
Call Options

Written

-100

100.0000

American

Jan 21, 2022
Call Options

Written

-100

140.0000

American

Jun 19, 2020
Call Options

Written

-3,000

75.0000

American

Jan 15, 2021
Put Options

Purchased

-3,500

50.0000

American

Jun 19, 2020
Call Options

Written

-300

89.0000

American

Feb 21, 2020
Call Options

Written

-1,100

110.0000

American

Feb 21, 2020
Put Options

Purchased

-4,800

40.0000

American

Jan 21, 2022
Put Options

Purchased

-10,600

77.5000

American

Mar 20, 2020
Put Options

Purchased

-120,000

85.0000

American

Feb 21, 2020
Call Options

Written

-100

89.5000

American

Mar 6, 2020
Put Options

Purchased

-300

85.0000

American

Feb 14, 2020
Call Options

Written

-100

85.5000

American

Feb 14, 2020
Call Options

Written

-900

85.0000

American

Sep 18, 2020
Put Options

Purchased

-6,900

72.5000

American

Feb 21, 2020
Call Options

Written

-1,900

115.0000

American

Sep 18, 2020
Call Options

Written

-4,100

85.0000

American

May 15, 2020
Put Options

Purchased

-600

42.5000

American

Sep 18, 2020
Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020
Put Options

Purchased

-1,700

90.0000

American

Sep 18, 2020
Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020
Call Options

Written

-1,400

110.0000

American

Jun 19, 2020
Put Options

Purchased

-2,600

110.0000

American

Jan 15, 2021
Call Options

Written

-2,700

85.0000

American

Jun 19, 2020
Put Options

Written

6,400

77.5000

American

Jan 15, 2021
Put Options

Written

156,100

65.0000

American

Jun 19, 2020
Call Options

Purchased

4,300

92.5000

American

Mar 6, 2020
Call Options

Purchased

1,900

97.0000

American

Feb 21, 2020
Put Options

Written

1,000

42.5000

American

Jan 21, 2022
Call Options

Purchased

200

87.5000

American

Feb 14, 2020
Put Options

Written

400

81.5000

American

Mar 6, 2020
Put Options

Written

400

96.0000

American

Feb 14, 2020
Call Options

Purchased

100

105.0000

American

Aug 21, 2020
Put Options

Written

177,700

80.0000

American

Jan 15, 2021
Call Options

Purchased

15,900

84.5000

American

Feb 21, 2020
Put Options

Written

7,800

72.5000

American

Jun 19, 2020
Put Options

Written

600

85.0000

American

May 15, 2020
Put Options

Written

11,900

91.0000

American

Feb 14, 2020
Call Options

Purchased

5,800

87.5000

American

Feb 21, 2020
Put Options

Written

2,900

80.0000

American

Jun 19, 2020
Call Options

Purchased

6,800

90.0000

American

Sep 18, 2020
Call Options

Purchased

6,400

93.0000

American

Feb 21, 2020
Call Options

Purchased

4,700

92.0000

American

Feb 14, 2020
Put Options

Written

2,300

70.0000

American

Aug 21, 2020
Put Options

Written

1,000

94.5000

American

Feb 14, 2020
Call Options

Purchased

1,000

65.0000

American

Sep 18, 2020
Put Options

Written

37,300

57.5000

American

Jun 19, 2020
Call Options

Purchased

1,300

95.0000

American

Mar 6, 2020
Put Options

Written

1,100

85.0000

American

Feb 28, 2020
Put Options

Written

600

70.0000

American

Mar 20, 2020
Call Options

Purchased

5,100

92.5000

American

Mar 20, 2020
Call Options

Purchased

1,500

67.5000

American

Jan 15, 2021
Put Options

Written

300

90.0000

American

Jun 19, 2020
Put Options

Written

4,000

62.5000

American

Feb 21, 2020
Put Options

Written

200

93.5000

American

Feb 14, 2020
Call Options

Purchased

5,400

90.0000

American

Aug 21, 2020
Call Options

Purchased

7,000

80.0000

American

May 15, 2020
Call Options

Purchased

3,900

87.5000

American

Jun 19, 2020
Call Options

Purchased

400

75.0000

American

Jan 21, 2022
Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021
Put Options

Written

2,200

80.0000

American

Aug 21, 2020
Call Options

Purchased

600

83.0000

American

Feb 14, 2020
Put Options

Written

400

32.5000

American

Sep 18, 2020
Call Options

Purchased

500

90.0000

American

Mar 13, 2020
Call Options

Purchased

2,500

82.5000

American

Feb 21, 2020
Put Options

Written

2,500

47.5000

American

Jan 21, 2022
Call Options

Purchased

1,300

92.5000

American

Sep 18, 2020
Put Options

Written

200

37.5000

American

Jan 15, 2021
Put Options

Purchased

-1,100

67.5000

American

Sep 18, 2020
Put Options

Purchased

-5,200

90.0000

American

Feb 21, 2020
Call Options

Written

-51,100

92.5000

American

Jan 15, 2021
Call Options

Written

-2,100

97.5000

American

Jun 19, 2020
Call Options

Written

-2,200

88.0000

American

Mar 6, 2020
Call Options

Written

-300

70.0000

American

Jan 21, 2022
Call Options

Written

-4,600

100.0000

American

Feb 21, 2020
Call Options

Written

-79,300

70.0000

American

Jan 15, 2021
Put Options

Purchased

-100

100.0000

American

Jan 21, 2022
Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020
Put Options

Purchased

-1,200

72.5000

American

Sep 18, 2020
Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020
Call Options

Written

-7,900

100.0000

American

Jan 15, 2021
Put Options

Purchased

-200

87.5000

American

Sep 18, 2020
Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020
Call Options

Written

-19,100

92.5000

American

Feb 21, 2020
Put Options

Purchased

-200

92.5000

American

Sep 18, 2020
Put Options

Purchased

-2,500

70.0000

American

Jan 15, 2021
Call Options

Written

-100

110.0000

American

Sep 18, 2020
Put Options

Written

28,300

62.5000

American

Jun 19, 2020
Call Options

Purchased

13,900

75.0000

American

Sep 18, 2020
Call Options

Purchased

400

91.5000

American

Feb 14, 2020
Put Options

Written

12,600

70.0000

American

Feb 21, 2020
Call Options

Purchased

12,500

90.0000

American

May 15, 2020
Call Options

Purchased

600

77.5000

American

Sep 18, 2020
Put Options

Written

300

65.0000

American

May 15, 2020
Put Options

Written

700

83.5000

American

Feb 21, 2020
Call Options

Purchased

500

82.5000

American

Sep 18, 2020
Put Options

Written

100

82.0000

American

Feb 28, 2020
Put Options

Written

5,200

83.5000

American

Feb 14, 2020
Put Options

Written

800

67.5000

American

May 15, 2020
Put Options

Written

6,000

84.0000

American

Feb 14, 2020
Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021
Put Options

Written

3,000

90.0000

American

Feb 14, 2020
Call Options

Purchased

200

94.5000

American

Feb 28, 2020
Call Options

Purchased

100

93.0000

American

Feb 28, 2020
Put Options

Written

100

77.5000

American

Sep 18, 2020
Put Options

Written

2,500

92.0000

American

Mar 13, 2020
Put Options

Written

1,100

82.5000

American

Jun 19, 2020
Call Options

Purchased

39,300

90.0000

American

Feb 21, 2020
Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020
Put Options

Written

1,900

55.0000

American

Feb 21, 2020
Put Options

Written

100

77.5000

American

May 15, 2020
Put Options

Written

100

86.5000

American

Feb 14, 2020
Put Options

Written

24,900

90.0000

American

Mar 20, 2020
Call Options

Written

-1,400

98.0000

American

Feb 21, 2020
Call Options

Written

-2,700

125.0000

American

Jan 15, 2021
Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021
Put Options

Purchased

-100

60.0000

American

Feb 21, 2020
Call Options

Written

-1,300

92.5000

American

Jun 19, 2020
Put Options

Purchased

-4,700

35.0000

American

Jan 15, 2021
Put Options

Purchased

-22,700

95.0000

American

Jan 15, 2021
Call Options

Written

-2,500

115.0000

American

Feb 21, 2020
Call Options

Written

-1,000

85.0000

American

Mar 6, 2020
Call Options

Written

-2,600

85.0000

American

Feb 14, 2020
Put Options

Purchased

-100

94.0000

American

Feb 14, 2020
Call Options

Written

-14,000

87.0000

American

Feb 21, 2020
Call Options

Written

-2,700

115.0000

American

Jun 19, 2020
Put Options

Purchased

-700

42.5000

American

Jan 15, 2021
Put Options

Purchased

-1,000

82.5000

American

May 15, 2020
Put Options

Purchased

-4,800

55.0000

American

May 15, 2020
Put Options

Purchased

-600

89.0000

American

Feb 21, 2020
Put Options

Purchased

-600

77.5000

American

Jan 15, 2021
Put Options

Purchased

-2,100

100.0000

American

Jan 15, 2021
Call Options

Written

-3,300

130.0000

American

Jun 19, 2020
Call Options

Written

-500

70.0000

American

Feb 28, 2020
Call Options

Written

-200

105.0000

American

Mar 27, 2020
Put Options

Purchased

-900

60.0000

American

Sep 18, 2020
Put Options

Purchased

-100

92.5000

American

Feb 21, 2020
Call Options

Written

-100

81.5000

American

Feb 14, 2020
Call Options

Purchased

2,200

90.0000

American

Feb 28, 2020
Call Options

Purchased

400

84.5000

American

Mar 13, 2020
Put Options

Written

300

35.0000

American

Sep 18, 2020
Call Options

Purchased

3,500

94.0000

American

Feb 14, 2020
Put Options

Written

90,000

50.0000

American

Jun 19, 2020
Call Options

Purchased

100

97.5000

American

Feb 21, 2020
Call Options

Purchased

100

75.0000

American

Feb 21, 2020
Call Options

Purchased

100

125.0000

American

Jan 21, 2022
Put Options

Written

400

50.0000

American

Feb 21, 2020
Put Options

Written

30,100

70.0000

American

Jun 19, 2020
Put Options

Written

2,000

90.0000

American

May 15, 2020
Put Options

Written

900

82.0000

American

Feb 21, 2020
Call Options

Purchased

500

91.0000

American

Feb 21, 2020
Put Options

Written

11,100

87.5000

American

May 15, 2020
Call Options

Purchased

4,600

95.0000

American

Feb 28, 2020
Call Options

Purchased

1,300

80.0000

American

Feb 21, 2020
Call Options

Purchased

7,500

93.5000

American

Feb 14, 2020
Put Options

Written

2,000

57.5000

American

Sep 18, 2020
Put Options

Written

1,500

62.5000

American

May 15, 2020
Call Options

Purchased

1,300

81.0000

American

Feb 21, 2020
Put Options

Written

1,400

55.0000

American

Jun 19, 2020
Put Options

Written

1,000

75.0000

American

Jan 15, 2021
Put Options

Written

300

89.0000

American

Feb 14, 2020
Call Options

Purchased

1,000

93.0000

American

Feb 14, 2020
Put Options

Written

800

87.5000

American

Jan 15, 2021
Put Options

Purchased

-300

60.0000

American

Jan 21, 2022
Put Options

Purchased

-100

92.5000

American

Jan 15, 2021
Put Options

Purchased

-100

80.0000

American

Feb 14, 2020
Call Options

Written

-4,700

120.0000

American

Jan 21, 2022
Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021
Put Options

Purchased

-2,300

83.0000

American

Feb 21, 2020
Call Options

Written

-18,700

95.0000

American

Jun 19, 2020
Put Options

Purchased

-9,400

72.5000

American

Jan 15, 2021
Call Options

Written

-400

82.5000

American

Mar 6, 2020
Call Options

Written

-11,600

100.0000

American

Feb 14, 2020
Call Options

Written

-3,200

90.0000

American

Jan 15, 2021
Put Options

Purchased

-3,400

87.5000

American

Mar 20, 2020
Put Options

Purchased

-800

92.0000

American

Feb 14, 2020
Call Options

Written

-2,100

115.0000

American

Jan 15, 2021
Put Options

Purchased

-700

92.5000

American

Jun 19, 2020
Put Options

Written

500

45.0000

American

Jan 21, 2022
Put Options

Written

100

97.5000

American

Jan 21, 2022
Put Options

Written

13,300

84.0000

American

Feb 21, 2020
Call Options

Purchased

2,300

105.0000

American

May 15, 2020
Call Options

Purchased

1,600

92.5000

American

Feb 14, 2020
Call Options

Purchased

1,300

85.0000

American

Feb 28, 2020
Call Options

Purchased

200

86.5000

American

Feb 14, 2020
Put Options

Written

3,500

87.5000

American

Jun 19, 2020
Put Options

Written

1,400

77.5000

American

Jun 19, 2020
Put Options

Written

275,000

70.0000

American

Jan 15, 2021
Put Options

Written

20,500

90.0000

American

Jan 15, 2021
Call Options

Purchased

1,000

87.0000

American

Feb 14, 2020
Call Options

Purchased

200

82.5000

American

Mar 20, 2020
Call Options

Purchased

700

91.5000

American

Feb 28, 2020
Call Options

Purchased

300

88.5000

American

Feb 21, 2020
Call Options

Purchased

4,200

80.0000

American

Jun 19, 2020
Call Options

Purchased

200

89.5000

American

Feb 14, 2020
Call Options

Purchased

6,400

95.0000

American

Feb 14, 2020
Put Options

Written

1,100

65.0000

American

Sep 18, 2020
Put Options

Written

400

65.0000

American

Jan 15, 2021
Call Options

Purchased

300

95.0000

American

Mar 13, 2020
Put Options

Written

14,500

67.5000

American

Jun 19, 2020
Put Options

Written

3,500

67.5000

American

Feb 21, 2020
Put Options

Written

500

45.0000

American

Jan 15, 2021
Call Options

Purchased

1,400

92.0000

American

Feb 21, 2020
Put Options

Written

12,600

85.0000

American

Feb 21, 2020
Call Options

Purchased

300

55.0000

American

Jan 21, 2022
Put Options

Written

100

130.0000

American

Jun 19, 2020
Call Options

Purchased

1,300

105.0000

American

Sep 18, 2020
Call Options

Written

-100

102.0000

American

Feb 14, 2020
Call Options

Written

-5,000

101.0000

American

Feb 14, 2020
Put Options

Purchased

-600

88.5000

American

Feb 21, 2020
Call Options

Written

-6,600

105.0000

American

Feb 28, 2020
Call Options

Written

-800

103.0000

American

Feb 21, 2020
Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022
Call Options

Written

-8,400

100.0000

American

Jun 19, 2020
Put Options

Purchased

-1,600

90.0000

American

Feb 28, 2020
Call Options

Written

-2,200

94.0000

American

Mar 6, 2020
Put Options

Purchased

-100

75.0000

American

Jan 21, 2022
Put Options

Purchased

-400

87.0000

American

Feb 14, 2020
Call Options

Written

-4,400

105.0000

American

Mar 20, 2020
Put Options

Purchased

-900

40.0000

American

Jun 19, 2020
Call Options

Written

-13,500

82.5000

American

May 15, 2020
Call Options

Written

-500

94.0000

American

Mar 27, 2020
Call Options

Written

-1,900

95.0000

American

Aug 21, 2020
Call Options

Written

-6,800

105.0000

American

Jan 15, 2021
Call Options

Purchased

8,200

100.0000

American

May 15, 2020
Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021
Call Options

Purchased

1,500

100.0000

American

Mar 6, 2020
Put Options

Written

1,100

67.5000

American

Jan 15, 2021
Put Options

Written

17,000

65.0000

American

Feb 21, 2020
Put Options

Written

400

85.0000

American

Jan 15, 2021
Put Options

Written

200

79.0000

American

Feb 14, 2020
Put Options

Written

3,300

72.5000

American

May 15, 2020
Call Options

Purchased

1,500

82.5000

American

Jun 19, 2020
Call Options

Purchased

1,500

80.0000

American

Sep 18, 2020
Put Options

Written

1,100

45.0000

American

Jun 19, 2020
Call Options

Purchased

13,900

85.0000

American

Jan 15, 2021
Put Options

Written

7,500

92.5000

American

Mar 20, 2020
Call Options

Purchased

7,400

77.5000

American

Jan 15, 2021
Call Options

Purchased

500

90.0000

American

Jan 21, 2022
Call Options

Purchased

300

92.0000

American

Feb 28, 2020
Call Options

Purchased

6,800

100.0000

American

Feb 28, 2020
Put Options

Written

100

82.0000

American

Feb 14, 2020
Call Options

Purchased

100

85.0000

American

Jan 21, 2022
Put Options

Written

15,200

80.0000

American

Feb 21, 2020
Put Options

Written

4,500

83.0000

American

Feb 14, 2020
Call Options

Purchased

100

91.5000

American

Mar 6, 2020
Call Options

Written

-500

87.5000

American

Jan 21, 2022
Put Options

Purchased

-250,000

85.0000

American

Jan 15, 2021
Put Options

Purchased

-16,100

77.5000

American

Feb 21, 2020
Call Options

Written

-9,900

84.0000

American

Feb 21, 2020
Call Options

Written

-100

97.5000

American

Aug 21, 2020
Put Options

Purchased

-500

47.5000

American

Sep 18, 2020
Call Options

Written

-1,100

120.0000

American

Jun 19, 2020
Put Options

Purchased

-200

86.0000

American

Feb 28, 2020
Call Options

Written

-1,500

88.0000

American

Feb 21, 2020
Call Options

Written

-3,500

110.0000

American

May 15, 2020
Put Options

Purchased

-16,900

85.0000

American

Mar 20, 2020
Call Options

Written

-4,200

100.0000

American

Sep 18, 2020
Put Options

Purchased

-3,600

81.0000

American

Feb 21, 2020
Put Options

Purchased

-500

83.5000

American

Feb 28, 2020
Call Options

Written

-2,700

82.5000

American

Jan 15, 2021
Call Options

Written

-200

93.5000

American

Mar 6, 2020
Call Options

Written

-600

87.5000

American

Jan 15, 2021
Put Options

Purchased

-500

85.5000

American

Feb 14, 2020
Call Options

Written

-1,200

80.0000

American

Jan 15, 2021
Call Options

Written

-3,200

140.0000

American

Jan 15, 2021
Call Options

Written

-5,500

95.0000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 692195
Time of Receipt (offset from UTC): 20200212T113151+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC