FORM 8.3 - ALLERGAN PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 11 February 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

4,186,552

1.28%

3,448,040

1.05%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

3,293,805

1.00%

2,523,233

0.77%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

564,000

0.17%

296,700

0.09%

 

 

 

 

(4)

TOTAL:

 

 

 

 

8,044,357

2.45%

6,267,973

1.91%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

1

200.7800 USD
Purchase

3

200.7950 USD
Purchase

100

200.0400 USD
Purchase

100

199.9300 USD
Purchase

100

200.9200 USD
Purchase

100

200.7900 USD
Purchase

100

200.8500 USD
Purchase

100

200.8450 USD
Purchase

100

200.8600 USD
Purchase

107

200.1250 USD
Purchase

116

200.8755 USD
Purchase

197

200.6326 USD
Purchase

200

200.6550 USD
Purchase

200

200.5900 USD
Purchase

200

200.9475 USD
Purchase

203

200.1490 USD
Purchase

254

200.6363 USD
Purchase

310

200.8464 USD
Purchase

500

200.8460 USD
Purchase

630

200.7638 USD
Purchase

700

200.8385 USD
Purchase

700

200.6071 USD
Purchase

800

200.6025 USD
Purchase

813

200.7431 USD
Purchase

821

200.8121 USD
Purchase

1,080

200.8529 USD
Purchase

1,100

200.8879 USD
Purchase

1,180

200.8681 USD
Purchase

1,339

200.7121 USD
Purchase

2,235

200.8498 USD
Purchase

2,853

200.8441 USD
Purchase

3,104

200.7584 USD
Purchase

3,450

199.9942 USD
Purchase

3,603

200.8428 USD
Purchase

4,000

200.8222 USD
Purchase

4,500

200.6426 USD
Purchase

4,787

200.8837 USD
Purchase

5,500

200.6623 USD
Purchase

7,878

200.8469 USD
Purchase

8,724

200.9900 USD
Purchase

9,191

200.8658 USD
Purchase

9,780

200.8125 USD
Purchase

11,569

200.9100 USD
Purchase

16,636

200.8443 USD
Purchase

30,000

200.8305 USD
Purchase

32,422

200.7232 USD
Purchase

39,602

200.8701 USD
Purchase

102,527

200.8312 USD
Sale

3

200.7950 USD
Sale

3

200.8800 USD
Sale

9

200.8933 USD
Sale

10

201.1630 USD
Sale

15

200.8620 USD
Sale

24

200.8100 USD
Sale

33

200.8209 USD
Sale

50

200.7600 USD
Sale

100

200.6100 USD
Sale

100

200.8000 USD
Sale

131

200.6062 USD
Sale

163

200.8220 USD
Sale

171

200.7555 USD
Sale

200

200.4175 USD
Sale

200

200.9475 USD
Sale

200

200.6350 USD
Sale

200

200.6275 USD
Sale

200

200.8350 USD
Sale

200

200.7100 USD
Sale

257

200.6955 USD
Sale

400

200.8500 USD
Sale

400

200.8600 USD
Sale

400

200.9087 USD
Sale

400

200.7575 USD
Sale

550

200.7918 USD
Sale

700

200.6889 USD
Sale

700

200.7521 USD
Sale

701

200.7083 USD
Sale

750

200.0120 USD
Sale

800

200.7425 USD
Sale

800

200.7018 USD
Sale

800

200.7281 USD
Sale

801

200.6701 USD
Sale

1,000

200.7710 USD
Sale

1,090

200.7189 USD
Sale

1,306

200.7105 USD
Sale

1,344

200.8441 USD
Sale

1,766

200.7621 USD
Sale

1,937

200.7107 USD
Sale

2,412

200.9900 USD
Sale

3,011

200.7790 USD
Sale

3,135

200.9972 USD
Sale

3,176

200.6682 USD
Sale

3,200

200.0000 USD
Sale

3,313

200.7519 USD
Sale

3,400

200.8652 USD
Sale

4,200

200.6239 USD
Sale

5,300

200.6636 USD
Sale

5,391

200.8776 USD
Sale

6,779

200.9132 USD
Sale

7,223

200.8131 USD
Sale

7,878

200.8469 USD
Sale

7,878

200.8470 USD
Sale

9,054

200.9948 USD
Sale

13,015

200.8513 USD
Sale

13,191

200.7407 USD
Sale

15,933

200.7275 USD
Sale

22,951

200.8762 USD
Sale

155,912

200.8337 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Short

5,000

200.7605 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received

 

 

option

 

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

500

193 USD

American

21 Feb 2020

8.3000 USD

Call Option

Purchasing

100

195 USD

American

21 Feb 2020

5.8000 USD

Call Option

Purchasing

300

198 USD

American

21 Feb 2020

3.8800 USD

Call Option

Purchasing

2,800

200 USD

American

14 Feb 2020

1.7900 USD

Call Option

Selling

200

205 USD

American

14 Feb 2020

0.2100 USD

Call Option

Selling

700

205 USD

American

21 Feb 2020

0.3257 USD

Call Option

Selling

100

208 USD

American

21 Feb 2020

0.1500 USD

Call Option

Selling

2,000

220 USD

American

21 Feb 2020

0.0200 USD

Put Option

Selling

100

150 USD

American

19 Jun 2020

0.6000 USD

Put Option

Selling

1,500

170 USD

American

15 May 2020

1.0700 USD

Put Option

Selling

1,000

185 USD

American

15 May 2020

1.8300 USD

Put Option

Selling

100

185 USD

American

21 Aug 2020

2.6500 USD

Put Option

Selling

500

190 USD

American

15 Jan 2021

5.8500 USD

Put Option

Selling

1,400

195 USD

American

19 Jun 2020

4.3500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 12 Feb 2020
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option

 

 

or derivative

 

 

relates

Put Options

Written

1,100

100.0000

American Feb 21, 2020

Put Options

Written

700

95.0000

American Jan 15, 2021

Put Options

Written

300

180.0000

American Jan 21, 2022

Put Options

Written

900

90.0000

American Feb 21, 2020

Call Options

Purchased

200

190.0000

American Jan 21, 2022

Call Options

Purchased

2,300

190.0000

American Feb 21, 2020

Put Options

Written

5,000

115.0000

American Mar 20, 2020

Call Options

Purchased

2,600

175.0000

American Jan 15, 2021

Call Options

Purchased

1,300

100.0000

American Jan 15, 2021

Put Options

Written

700

100.0000

American Jan 15, 2021

Put Options

Written

500

185.0000

American Jun 19, 2020

Put Options

Written

300

135.0000

American Feb 21, 2020

Call Options

Purchased

9,100

185.0000

American Jan 15, 2021

Put Options

Purchased

-9,800

180.0000

American Feb 21, 2020

Put Options

Purchased

-900

145.0000

American Jan 15, 2021

Call Options

Written

-200

230.0000

American Mar 20, 2020

Call Options

Written

-600

220.0000

American May 15, 2020

Put Options

Purchased

-1,000

165.0000

American Jan 15, 2021

Call Options

Written

-2,100

125.0000

American Jan 15, 2021

Put Options

Purchased

-4,500

70.0000

American Jan 15, 2021

Call Options

Written

-5,500

160.0000

American Mar 20, 2020

Put Options

Purchased

-50,000

160.0000

American Feb 21, 2020

Call Options

Written

-100

140.0000

American Jan 21, 2022

Put Options

Purchased

-1,500

155.0000

American Feb 21, 2020

Call Options

Written

-1,400

230.0000

American Jun 19, 2020

Call Options

Purchased

200

195.0000

American Jun 19, 2020

Put Options

Written

18,500

150.0000

American May 15, 2020

Put Options

Written

11,900

160.0000

American Jun 19, 2020

Put Options

Written

1,000

190.0000

American Mar 20, 2020

Put Options

Written

1,000

195.0000

American Jan 15, 2021

Put Options

Written

66,500

140.0000

American Mar 20, 2020

Call Options

Purchased

3,400

170.0000

American Jan 15, 2021

Put Options

Written

36,900

105.0000

American Jan 15, 2021

Put Options

Written

500

80.0000

American Feb 21, 2020

Call Options

Purchased

100

200.0000

American Aug 21, 2020

Call Options

Purchased

100

195.0000

American Mar 20, 2020

Put Options

Written

100

175.0000

American Feb 21, 2020

Put Options

Purchased

-1,700

110.0000

American Jan 15, 2021

Put Options

Purchased

-100

155.0000

American Jan 15, 2021

Put Options

Purchased

-100

177.5000

American Feb 28, 2020

Put Options

Purchased

-300

185.0000

American Jan 21, 2022

Put Options

Purchased

-1,200

65.0000

American Jan 15, 2021

Call Options

Written

-2,700

150.0000

American Jan 15, 2021

Call Options

Written

-42,400

165.0000

American Jan 21, 2022

Call Options

Written

-800

185.0000

American Feb 21, 2020

Put Options

Purchased

-16,600

115.0000

American Jan 15, 2021

Call Options

Written

-1,700

180.0000

American Feb 21, 2020

Put Options

Purchased

-300

80.0000

American Jan 15, 2021

Call Options

Written

-300

150.0000

American Feb 21, 2020

Call Options

Purchased

9,500

170.0000

American Jun 19, 2020

Call Options

Purchased

42,400

175.0000

American Jan 21, 2022

Put Options

Written

1,600

185.0000

American May 15, 2020

Call Options

Purchased

1,100

190.0000

American Jun 19, 2020

Put Options

Written

6,600

185.0000

American Mar 20, 2020

Call Options

Purchased

3,200

165.0000

American Jan 15, 2021

Call Options

Purchased

100

200.0000

American Mar 6, 2020

Call Options

Purchased

5,100

170.0000

American Feb 21, 2020

Call Options

Purchased

3,700

200.0000

American Feb 14, 2020

Call Options

Purchased

500

190.0000

American May 15, 2020

Put Options

Written

400

110.0000

American Feb 21, 2020

Put Options

Written

5,000

145.0000

American Mar 20, 2020

Call Options

Purchased

300

195.0000

American May 15, 2020

Put Options

Written

3,000

187.5000

American Feb 21, 2020

Call Options

Written

-100

200.0000

American Feb 28, 2020

Call Options

Written

-200

140.0000

American Feb 21, 2020

Put Options

Purchased

-4,700

170.0000

American Jan 15, 2021

Put Options

Purchased

-66,500

160.0000

American Mar 20, 2020

Call Options

Written

-2,400

220.0000

American Feb 21, 2020

Call Options

Written

-100

240.0000

American Mar 20, 2020

Call Options

Written

-300

210.0000

American Mar 20, 2020

Put Options

Purchased

-1,000

195.0000

American May 15, 2020

Call Options

Written

-700

270.0000

American Jan 15, 2021

Call Options

Purchased

400

220.0000

American Jan 21, 2022

Call Options

Purchased

2,000

180.0000

American Jan 15, 2021

Call Options

Purchased

300

145.0000

American Jan 15, 2021

Put Options

Written

3,800

165.0000

American Jun 19, 2020

Put Options

Written

6,400

95.0000

American Jun 19, 2020

Put Options

Written

48,000

140.0000

American Jun 19, 2020

Put Options

Written

600

190.0000

American Jan 15, 2021

Call Options

Purchased

10,500

200.0000

American Mar 20, 2020

Call Options

Purchased

800

160.0000

American Jan 21, 2022

Call Options

Purchased

100

165.0000

American Feb 21, 2020

Call Options

Purchased

300

205.0000

American Feb 14, 2020

Put Options

Written

1,500

170.0000

American May 15, 2020

Call Options

Written

-1,000

202.5000

American Feb 14, 2020

Call Options

Written

-100

135.0000

American Jan 15, 2021

Call Options

Written

-2,000

150.0000

American May 15, 2020

Call Options

Written

-100

207.5000

American Feb 21, 2020

Call Options

Written

-2,000

130.0000

American Feb 21, 2020

Put Options

Purchased

-2,600

75.0000

American Jan 15, 2021

Call Options

Written

-400

220.0000

American Jan 15, 2021

Call Options

Written

-100

215.0000

American Feb 21, 2020

Put Options

Purchased

-100

180.0000

American Mar 13, 2020

Put Options

Purchased

-2,300

170.0000

American Jun 19, 2020

Put Options

Written

7,000

140.0000

American Jan 15, 2021

Put Options

Written

54,100

140.0000

American Feb 21, 2020

Put Options

Written

7,000

120.0000

American Jun 19, 2020

Put Options

Written

14,400

160.0000

American Feb 21, 2020

Call Options

Purchased

600

200.0000

American Jan 15, 2021

Put Options

Written

3,200

120.0000

American Feb 21, 2020

Put Options

Written

2,000

115.0000

American Feb 21, 2020

Put Options

Written

100

195.0000

American Feb 14, 2020

Call Options

Purchased

500

192.5000

American Feb 21, 2020

Call Options

Purchased

3,200

195.0000

American Aug 21, 2020

Put Options

Written

14,300

160.0000

American Mar 20, 2020

Call Options

Purchased

1,500

180.0000

American Jan 21, 2022

Call Options

Purchased

7,700

190.0000

American Jan 15, 2021

Put Options

Written

1,800

145.0000

American Jun 19, 2020

Call Options

Written

-200

140.0000

American Jun 19, 2020

Call Options

Written

-7,200

260.0000

American Jan 15, 2021

Call Options

Written

-100

175.0000

American May 15, 2020

Put Options

Purchased

-12,300

150.0000

American Jan 15, 2021

Call Options

Written

-100

165.0000

American Jun 19, 2020

Call Options

Written

-400

190.0000

American Mar 20, 2020

Put Options

Purchased

-400

190.0000

American Jun 19, 2020

Call Options

Written

-100

120.0000

American Jan 15, 2021

Call Options

Written

-100

197.5000

American Feb 28, 2020

Put Options

Written

1,100

180.0000

American Mar 20, 2020

Put Options

Written

1,100

185.0000

American Feb 21, 2020

Call Options

Purchased

100

120.0000

American Jan 21, 2022

Put Options

Written

100

165.0000

American May 15, 2020

Call Options

Purchased

4,000

160.0000

American Jan 15, 2021

Put Options

Written

1,400

195.0000

American Jun 19, 2020

Put Options

Written

3,300

165.0000

American Mar 20, 2020

Put Options

Written

900

180.0000

American May 15, 2020

Put Options

Purchased

-100

180.0000

American Jun 19, 2020

Put Options

Purchased

-200

170.0000

American Jan 21, 2022

Call Options

Written

-100

185.0000

American Jun 19, 2020

Call Options

Written

-2,400

165.0000

American Mar 20, 2020

Call Options

Written

-100

195.0000

American Feb 14, 2020

Put Options

Purchased

-1,700

185.0000

American Jan 15, 2021

Call Options

Written

-200

110.0000

American Jan 15, 2021

Put Options

Purchased

-4,100

160.0000

American Jan 15, 2021

Put Options

Purchased

-300

165.0000

American Feb 21, 2020

Put Options

Purchased

-1,000

155.0000

American Feb 14, 2020

Call Options

Written

-100

210.0000

American Feb 21, 2020

Put Options

Purchased

-300

185.0000

American Aug 21, 2020

Call Options

Written

-100

202.5000

American Feb 21, 2020

Put Options

Purchased

-500

120.0000

American Aug 21, 2020

Call Options

Written

-900

175.0000

American Jun 19, 2020

Call Options

Written

-100

160.0000

American Jun 19, 2020

Put Options

Purchased

-400

120.0000

American Jan 15, 2021

Put Options

Purchased

-2,300

90.0000

American Jan 15, 2021

Put Options

Purchased

-2,500

167.5000

American Feb 14, 2020

Call Options

Purchased

3,800

175.0000

American Feb 21, 2020

Call Options

Purchased

8,300

185.0000

American Aug 21, 2020

Call Options

Purchased

1,500

220.0000

American Mar 20, 2020

Put Options

Written

2,500

215.0000

American Jan 15, 2021

Put Options

Written

600

190.0000

American Feb 21, 2020

Call Options

Purchased

300

195.0000

American Feb 21, 2020

Put Options

Written

8,400

170.0000

American Feb 21, 2020

Call Options

Purchased

700

200.0000

American Jun 19, 2020

Put Options

Purchased

-200

190.0000

American Aug 21, 2020

Call Options

Written

-400

180.0000

American Mar 20, 2020

Put Options

Purchased

-700

160.0000

American Feb 28, 2020

Call Options

Written

-200

180.0000

American Jun 19, 2020

Call Options

Written

-100

185.0000

American Mar 20, 2020

Put Options

Purchased

-100

130.0000

American Jan 15, 2021

Put Options

Purchased

-300

125.0000

American Jan 15, 2021

Call Options

Written

-700

197.5000

American Feb 21, 2020

Call Options

Written

-500

210.0000

American Feb 14, 2020

Call Options

Written

-700

202.5000

American Mar 6, 2020

Put Options

Purchased

-1,800

150.0000

American Jan 21, 2022

Put Options

Purchased

-100

175.0000

American Jan 15, 2021

Put Options

Purchased

-1,000

180.0000

American Jan 15, 2021

Call Options

Written

-1,300

200.0000

American Feb 21, 2020

Call Options

Purchased

100

205.0000

American Feb 21, 2020

Put Options

Written

11,200

145.0000

American Feb 21, 2020

Call Options

Purchased

4,000

190.0000

American Aug 21, 2020

Call Options

Purchased

11,400

195.0000

American Jan 15, 2021

Put Options

Written

50,500

150.0000

American Feb 21, 2020

Put Options

Written

100

150.0000

American Mar 20, 2020

Put Options

Written

7,300

195.0000

American Mar 20, 2020

Call Options

Purchased

200

192.5000

American Feb 28, 2020

Put Options

Written

200

120.0000

American May 15, 2020

Call Options

Purchased

1,100

200.0000

American May 15, 2020

Call Options

Written

-1,700

197.5000

American Feb 14, 2020

Call Options

Written

-600

250.0000

American Jan 15, 2021

Put Options

Purchased

-4,500

130.0000

American Feb 21, 2020

Call Options

Written

-100

212.5000

American Feb 21, 2020

Put Options

Purchased

-8,500

140.0000

American Mar 20, 2020

Call Options

Written

-1,000

185.0000

American May 15, 2020

Call Options

Written

-1,400

140.0000

American Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 692036
Time of Receipt (offset from UTC): 20200212T112822+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC