Form 8.3 - ALLERGAN PLC - Amendment

LONDON--()-- 

FORM 8.3 - Amendment to Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 07 February 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,184,717

1.27%

3,423,106

1.04%

 

(2)

Derivatives (other than options):

3,347,027

1.02%

2,571,455

0.78%

 

(3)

Options and agreements to
purchase/sell:

553,400

0.17%

288,500

0.09%

 
TOTAL:

8,085,144

2.46%

6,283,061

1.91%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

40

196.0200 USD

Purchase

75

197.3400 USD

Purchase

87

197.2350 USD

Purchase

100

197.1300 USD

Purchase

100

196.5500 USD

Purchase

100

197.1500 USD

Purchase

100

197.2100 USD

Purchase

100

197.1100 USD

Purchase

100

197.3250 USD

Purchase

100

197.1000 USD

Purchase

200

196.0100 USD

Purchase

200

197.0450 USD

Purchase

200

197.0200 USD

Purchase

235

197.2500 USD

Purchase

250

194.2800 USD

Purchase

277

197.2083 USD

Purchase

319

196.9691 USD

Purchase

344

197.2233 USD

Purchase

451

196.5221 USD

Purchase

500

197.1760 USD

Purchase

943

196.9967 USD

Purchase

1,000

196.7905 USD

Purchase

1,100

196.9936 USD

Purchase

1,368

197.3315 USD

Purchase

1,482

196.8980 USD

Purchase

1,570

196.7558 USD

Purchase

1,747

196.7929 USD

Purchase

2,225

196.2292 USD

Purchase

2,450

196.9734 USD

Purchase

2,700

196.8850 USD

Purchase

2,700

196.8258 USD

Purchase

2,900

197.1214 USD

Purchase

3,150

196.7609 USD

Purchase

5,352

197.0019 USD

Purchase

5,375

196.9274 USD

Purchase

5,600

197.0853 USD

Purchase

6,394

197.0096 USD

Purchase

7,900

196.9391 USD

Purchase

7,900

196.9494 USD

Purchase

10,138

197.0488 USD

Purchase

11,028

196.9507 USD

Purchase

16,768

197.0500 USD

Purchase

26,076

197.0334 USD

Purchase

26,993

197.1539 USD

Purchase

78,069

196.8754 USD

Sale

2

197.4700 USD

Sale

2

197.1700 USD

Sale

5

196.9100 USD

Sale

29

196.9500 USD

Sale

49

196.9800 USD

Sale

53

197.1373 USD

Sale

75

197.3400 USD

Sale

75

196.9000 USD

Sale

98

197.1300 USD

Sale

98

196.2500 USD

Sale

100

196.1700 USD

Sale

100

196.1900 USD

Sale

100

197.3250 USD

Sale

100

197.5000 USD

Sale

112

197.4614 USD

Sale

130

197.1778 USD

Sale

150

197.4733 USD

Sale

175

197.3586 USD

Sale

200

190.0000 USD

Sale

200

197.0700 USD

Sale

200

197.3650 USD

Sale

206

197.0666 USD

Sale

240

196.0117 USD

Sale

248

196.8585 USD

Sale

298

196.2168 USD

Sale

300

196.2433 USD

Sale

300

196.2316 USD

Sale

300

195.6383 USD

Sale

317

197.1377 USD

Sale

594

197.1444 USD

Sale

835

197.1937 USD

Sale

1,026

196.2332 USD

Sale

1,600

196.9943 USD

Sale

2,219

197.1665 USD

Sale

2,369

197.0507 USD

Sale

2,400

197.0409 USD

Sale

2,800

196.8366 USD

Sale

2,915

197.1431 USD

Sale

3,348

196.7638 USD

Sale

3,600

196.7512 USD

Sale

3,858

197.0572 USD

Sale

4,030

197.1516 USD

Sale

5,400

197.0324 USD

Sale

5,659

197.0342 USD

Sale

11,617

197.0575 USD

Sale

13,739

196.8140 USD

Sale

21,335

196.9096 USD

Sale

22,943

197.0320 USD

Sale

30,576

197.0500 USD

Sale

36,682

196.8529 USD

Sale

65,909

197.0258 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

140 USD

American

15 Jan 2021

56.9200 USD

Call Option

Purchasing

300

180 USD

American

21 Feb 2020

16.8400 USD

Call Option

Purchasing

100

190 USD

American

21 Feb 2020

7.7500 USD

Call Option

Purchasing

100

190 USD

American

20 Mar 2020

7.7000 USD

Call Option

Purchasing

100

195 USD

American

14 Feb 2020

3.3500 USD

Call Option

Purchasing

100

198 USD

American

7 Feb 2020

0.3400 USD

Call Option

Purchasing

100

200 USD

American

14 Feb 2020

0.9300 USD

Call Option

Purchasing

6,100

200 USD

American

20 Mar 2020

2.2377 USD

Call Option

Purchasing

200

200 USD

American

15 Jan 2021

4.6000 USD

Call Option

Purchasing

800

205 USD

American

21 Feb 2020

0.3700 USD

Call Option

Purchasing

100

220 USD

American

15 Jan 2021

0.6000 USD

Call Option

Selling

100

165 USD

American

15 Jan 2021

33.0200 USD

Call Option

Selling

100

180 USD

American

20 Mar 2020

18.0500 USD

Call Option

Selling

200

195 USD

American

14 Feb 2020

3.3150 USD

Call Option

Selling

200

195 USD

American

21 Feb 2020

3.6300 USD

Call Option

Selling

200

195 USD

American

15 May 2020

5.6000 USD

Call Option

Selling

2,700

198 USD

American

14 Feb 2020

1.9222 USD

Call Option

Selling

900

198 USD

American

21 Feb 2020

1.9388 USD

Call Option

Selling

100

198 USD

American

28 Feb 2020

3.2000 USD

Call Option

Selling

2,700

200 USD

American

14 Feb 2020

0.9814 USD

Call Option

Selling

300

200 USD

American

20 Mar 2020

2.3800 USD

Call Option

Selling

300

203 USD

American

14 Feb 2020

0.6033 USD

Call Option

Selling

100

210 USD

American

21 Feb 2020

0.3000 USD

Call Option

Selling

100

213 USD

American

21 Feb 2020

0.1800 USD

Call Option

Selling

100

215 USD

American

21 Feb 2020

0.1500 USD

Call Option

Selling

400

220 USD

American

21 Feb 2020

0.0650 USD

Call Option

Selling

200

230 USD

American

20 Mar 2020

0.0500 USD

Call Option

Selling

1,100

230 USD

American

19 Jun 2020

0.0800 USD

Call Option

Selling

200

260 USD

American

15 Jan 2021

0.0500 USD

Put Option

Purchasing

1,700

125 USD

American

15 Jan 2021

0.0100 USD

Put Option

Purchasing

100

170 USD

American

15 Jan 2021

2.0700 USD

Put Option

Purchasing

300

175 USD

American

21 Feb 2020

0.3500 USD

Put Option

Selling

500

105 USD

American

15 Jan 2021

0.1200 USD

Put Option

Selling

200

180 USD

American

20 Mar 2020

1.4000 USD

Put Option

Selling

400

180 USD

American

15 May 2020

1.9000 USD

Put Option

Selling

3,000

188 USD

American

21 Feb 2020

0.8700 USD

Put Option

Selling

200

190 USD

American

21 Feb 2020

0.8800 USD

Put Option

Selling

500

190 USD

American

20 Mar 2020

2.0000 USD

Put Option

Selling

100

190 USD

American

15 Jan 2021

6.8200 USD

Put Option

Selling

100

195 USD

American

14 Feb 2020

1.9000 USD

Put Option

Selling

7,100

195 USD

American

20 Mar 2020

3.4021 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

12 Feb 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

200

190.0000

American

Jan 21, 2022

Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021

Put Options

Written

900

90.0000

American

Feb 21, 2020

Put Options

Written

700

95.0000

American

Jan 15, 2021

Call Options

Purchased

2,600

175.0000

American

Jan 15, 2021

Call Options

Purchased

1,300

100.0000

American

Jan 15, 2021

Put Options

Written

300

135.0000

American

Feb 21, 2020

Put Options

Written

5,000

115.0000

American

Mar 20, 2020

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Call Options

Purchased

3,500

190.0000

American

Feb 21, 2020

Put Options

Written

300

180.0000

American

Jan 21, 2022

Put Options

Written

500

185.0000

American

Jun 19, 2020

Put Options

Written

700

100.0000

American

Jan 15, 2021

Call Options

Written

-5,500

160.0000

American

Mar 20, 2020

Call Options

Written

-600

220.0000

American

May 15, 2020

Put Options

Purchased

-1,500

155.0000

American

Feb 21, 2020

Call Options

Written

-100

140.0000

American

Jan 21, 2022

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Put Options

Purchased

-9,800

180.0000

American

Feb 21, 2020

Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020

Call Options

Written

-200

230.0000

American

Mar 20, 2020

Call Options

Written

-2,600

200.0000

American

Feb 14, 2020

Call Options

Written

-1,100

230.0000

American

Jun 19, 2020

Put Options

Purchased

-1,000

165.0000

American

Jan 15, 2021

Call Options

Purchased

200

195.0000

American

Jun 19, 2020

Put Options

Written

200

175.0000

American

Feb 21, 2020

Call Options

Purchased

100

200.0000

American

Aug 21, 2020

Put Options

Written

66,500

140.0000

American

Mar 20, 2020

Put Options

Written

36,900

105.0000

American

Jan 15, 2021

Put Options

Written

18,500

150.0000

American

May 15, 2020

Put Options

Written

1,000

190.0000

American

Mar 20, 2020

Call Options

Purchased

100

195.0000

American

Mar 20, 2020

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options

Written

11,700

160.0000

American

Jun 19, 2020

Put Options

Written

500

80.0000

American

Feb 21, 2020

Call Options

Written

-2,700

150.0000

American

Jan 15, 2021

Put Options

Purchased

-100

177.5000

American

Feb 28, 2020

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Call Options

Written

-300

150.0000

American

Feb 21, 2020

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Call Options

Written

-42,400

165.0000

American

Jan 21, 2022

Put Options

Purchased

-16,600

115.0000

American

Jan 15, 2021

Call Options

Written

-800

185.0000

American

Feb 21, 2020

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Call Options

Written

-1,700

180.0000

American

Feb 21, 2020

Put Options

Purchased

-400

185.0000

American

Jan 21, 2022

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Call Options

Purchased

1,100

190.0000

American

Jun 19, 2020

Call Options

Purchased

3,200

165.0000

American

Jan 15, 2021

Put Options

Written

600

185.0000

American

May 15, 2020

Put Options

Written

400

110.0000

American

Feb 21, 2020

Put Options

Written

100

145.0000

American

Jan 15, 2021

Call Options

Purchased

42,400

175.0000

American

Jan 21, 2022

Put Options

Written

5,000

145.0000

American

Mar 20, 2020

Call Options

Purchased

500

190.0000

American

May 15, 2020

Call Options

Purchased

5,100

170.0000

American

Feb 21, 2020

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Put Options

Written

3,000

187.5000

American

Feb 21, 2020

Call Options

Purchased

100

200.0000

American

Mar 6, 2020

Put Options

Written

6,600

185.0000

American

Mar 20, 2020

Call Options

Purchased

300

195.0000

American

May 15, 2020

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Put Options

Purchased

-4,700

170.0000

American

Jan 15, 2021

Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020

Call Options

Written

-300

195.0000

American

Feb 21, 2020

Put Options

Purchased

-1,000

195.0000

American

May 15, 2020

Call Options

Written

-400

220.0000

American

Feb 21, 2020

Call Options

Written

-500

270.0000

American

Jan 15, 2021

Call Options

Written

-100

240.0000

American

Mar 20, 2020

Put Options

Written

3,800

165.0000

American

Jun 19, 2020

Put Options

Written

100

190.0000

American

Jan 15, 2021

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Call Options

Purchased

800

160.0000

American

Jan 21, 2022

Call Options

Purchased

10,300

200.0000

American

Mar 20, 2020

Put Options

Written

48,000

140.0000

American

Jun 19, 2020

Call Options

Purchased

400

220.0000

American

Jan 21, 2022

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Purchased

2,000

180.0000

American

Jan 15, 2021

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Call Options

Written

-2,000

130.0000

American

Feb 21, 2020

Call Options

Written

-300

202.5000

American

Feb 14, 2020

Call Options

Written

-2,000

150.0000

American

May 15, 2020

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Call Options

Written

-400

220.0000

American

Jan 15, 2021

Call Options

Written

-100

215.0000

American

Feb 21, 2020

Put Options

Purchased

-2,300

170.0000

American

Jun 19, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Call Options

Purchased

3,200

195.0000

American

Aug 21, 2020

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

54,100

140.0000

American

Feb 21, 2020

Put Options

Written

3,200

120.0000

American

Feb 21, 2020

Put Options

Written

14,400

160.0000

American

Feb 21, 2020

Put Options

Written

7,000

140.0000

American

Jan 15, 2021

Put Options

Written

14,300

160.0000

American

Mar 20, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Put Options

Written

100

195.0000

American

Feb 14, 2020

Call Options

Purchased

100

197.5000

American

Feb 7, 2020

Call Options

Purchased

1,500

180.0000

American

Jan 21, 2022

Call Options

Purchased

7,700

190.0000

American

Jan 15, 2021

Call Options

Purchased

600

200.0000

American

Jan 15, 2021

Call Options

Written

-100

165.0000

American

Jun 19, 2020

Call Options

Written

-100

175.0000

American

May 15, 2020

Call Options

Written

-100

197.5000

American

Feb 28, 2020

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Put Options

Purchased

-400

190.0000

American

Jun 19, 2020

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Call Options

Written

-2,200

260.0000

American

Jan 15, 2021

Call Options

Written

-400

190.0000

American

Mar 20, 2020

Put Options

Purchased

-12,300

150.0000

American

Jan 15, 2021

Put Options

Written

3,300

165.0000

American

Mar 20, 2020

Put Options

Written

900

180.0000

American

May 15, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Written

1,100

185.0000

American

Feb 21, 2020

Call Options

Purchased

100

120.0000

American

Jan 21, 2022

Put Options

Written

1,100

180.0000

American

Mar 20, 2020

Put Options

Written

100

165.0000

American

May 15, 2020

Call Options

Written

-200

190.0000

American

Feb 7, 2020

Put Options

Purchased

-400

120.0000

American

Jan 15, 2021

Put Options

Purchased

-500

120.0000

American

Aug 21, 2020

Call Options

Written

-100

185.0000

American

Jun 19, 2020

Call Options

Written

-100

160.0000

American

Jun 19, 2020

Put Options

Purchased

-100

180.0000

American

Jun 19, 2020

Call Options

Written

-100

210.0000

American

Feb 21, 2020

Put Options

Purchased

-1,700

185.0000

American

Jan 15, 2021

Put Options

Purchased

-300

165.0000

American

Feb 21, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options

Written

-2,400

165.0000

American

Mar 20, 2020

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Put Options

Purchased

-200

170.0000

American

Jan 21, 2022

Put Options

Purchased

-4,100

160.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

155.0000

American

Feb 14, 2020

Call Options

Written

-100

195.0000

American

Feb 14, 2020

Put Options

Purchased

-400

185.0000

American

Aug 21, 2020

Call Options

Written

-900

175.0000

American

Jun 19, 2020

Call Options

Purchased

700

200.0000

American

Jun 19, 2020

Put Options

Written

8,400

170.0000

American

Feb 21, 2020

Call Options

Purchased

1,700

220.0000

American

Mar 20, 2020

Call Options

Purchased

8,300

185.0000

American

Aug 21, 2020

Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020

Put Options

Written

600

190.0000

American

Feb 21, 2020

Put Options

Purchased

-200

190.0000

American

Aug 21, 2020

Call Options

Written

-1,100

200.0000

American

Feb 21, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Call Options

Written

-200

180.0000

American

Jun 19, 2020

Put Options

Purchased

-300

125.0000

American

Jan 15, 2021

Call Options

Written

-900

197.5000

American

Feb 21, 2020

Call Options

Written

-400

180.0000

American

Mar 20, 2020

Call Options

Written

-100

185.0000

American

Mar 20, 2020

Put Options

Purchased

-1,000

180.0000

American

Jan 15, 2021

Put Options

Purchased

-900

185.0000

American

Feb 7, 2020

Put Options

Purchased

-1,800

150.0000

American

Jan 21, 2022

Put Options

Purchased

-100

130.0000

American

Jan 15, 2021

Put Options

Purchased

-700

160.0000

American

Feb 28, 2020

Put Options

Written

50,500

150.0000

American

Feb 21, 2020

Put Options

Written

200

120.0000

American

May 15, 2020

Call Options

Purchased

200

192.5000

American

Feb 28, 2020

Put Options

Written

100

150.0000

American

Mar 20, 2020

Put Options

Written

11,200

145.0000

American

Feb 21, 2020

Call Options

Purchased

11,400

195.0000

American

Jan 15, 2021

Call Options

Purchased

4,100

190.0000

American

Aug 21, 2020

Put Options

Written

7,300

195.0000

American

Mar 20, 2020

Call Options

Purchased

1,100

200.0000

American

May 15, 2020

Call Options

Purchased

800

205.0000

American

Feb 21, 2020

Call Options

Written

-1,000

185.0000

American

May 15, 2020

Call Options

Written

-1,400

140.0000

American

Jan 15, 2021

Put Options

Purchased

-8,500

140.0000

American

Mar 20, 2020

Call Options

Written

-100

212.5000

American

Feb 21, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Put Options

Purchased

-4,500

130.0000

American

Feb 21, 2020

Call Options

Written

-2,700

197.5000

American

Feb 14, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 692029
Time of Receipt (offset from UTC): 20200212T085516+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC