Form 8.3 - ABBVIE INC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 10 February 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,237,685

0.22%

4,343,838

0.29%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,300,593

0.16%

775,929

0.05%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,997,200

0.14%

1,231,800

0.08%

 

 

 

 

TOTAL:

 

 

 

 

7,535,478

0.51%

6,351,567

0.43%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

25

94.6476 USD

Purchase

37

92.4100 USD

Purchase

73

94.2900 USD

Purchase

100

95.1600 USD

Purchase

100

93.6200 USD

Purchase

100

94.1100 USD

Purchase

100

94.8800 USD

Purchase

100

93.9500 USD

Purchase

106

94.8304 USD

Purchase

124

94.3916 USD

Purchase

200

94.5550 USD

Purchase

200

94.1675 USD

Purchase

300

94.5933 USD

Purchase

300

94.5666 USD

Purchase

300

94.4166 USD

Purchase

400

93.9950 USD

Purchase

400

93.9300 USD

Purchase

433

94.7131 USD

Purchase

500

94.2940 USD

Purchase

556

94.7688 USD

Purchase

800

94.1112 USD

Purchase

877

94.6143 USD

Purchase

933

94.8411 USD

Purchase

945

94.6264 USD

Purchase

1,000

93.8040 USD

Purchase

1,098

94.4071 USD

Purchase

1,200

94.5277 USD

Purchase

1,370

93.9985 USD

Purchase

1,600

94.6718 USD

Purchase

1,600

94.2150 USD

Purchase

1,700

94.3398 USD

Purchase

1,800

95.0230 USD

Purchase

1,800

94.4132 USD

Purchase

1,836

94.7228 USD

Purchase

2,173

94.5343 USD

Purchase

2,380

94.5342 USD

Purchase

2,500

93.9776 USD

Purchase

2,648

93.8779 USD

Purchase

3,338

94.5870 USD

Purchase

3,671

94.6915 USD

Purchase

4,074

94.6401 USD

Purchase

5,130

94.0000 USD

Purchase

5,688

93.2920 USD

Purchase

6,013

94.6945 USD

Purchase

6,032

93.9623 USD

Purchase

6,963

93.8360 USD

Purchase

6,978

94.7500 USD

Purchase

7,600

94.2278 USD

Purchase

9,800

93.9900 USD

Purchase

9,969

94.0614 USD

Purchase

10,964

94.5856 USD

Purchase

12,304

94.6728 USD

Purchase

12,456

94.9079 USD

Purchase

12,545

94.5171 USD

Purchase

13,500

94.5300 USD

Purchase

18,562

94.7499 USD

Purchase

21,100

94.4600 USD

Purchase

24,000

94.3317 USD

Purchase

26,844

94.0530 USD

Purchase

34,509

94.3782 USD

Purchase

43,359

94.2091 USD

Purchase

51,500

94.5058 USD

Purchase

140,930

94.6923 USD

Sale

3

94.4400 USD

Sale

5

94.4100 USD

Sale

6

93.8800 USD

Sale

50

93.6700 USD

Sale

62

94.7700 USD

Sale

85

92.2500 USD

Sale

100

92.4200 USD

Sale

100

93.9100 USD

Sale

100

93.9300 USD

Sale

100

93.9500 USD

Sale

100

94.0000 USD

Sale

100

94.0400 USD

Sale

100

94.1000 USD

Sale

100

94.1100 USD

Sale

100

94.3000 USD

Sale

100

94.3800 USD

Sale

100

94.4550 USD

Sale

100

94.4900 USD

Sale

100

94.5100 USD

Sale

100

94.6100 USD

Sale

100

94.8000 USD

Sale

100

94.8800 USD

Sale

100

94.9600 USD

Sale

100

95.1100 USD

Sale

100

95.1600 USD

Sale

102

94.0096 USD

Sale

106

94.5144 USD

Sale

120

94.6929 USD

Sale

124

94.3916 USD

Sale

137

93.7457 USD

Sale

144

94.4388 USD

Sale

155

94.3690 USD

Sale

160

94.1487 USD

Sale

182

94.9141 USD

Sale

199

94.6143 USD

Sale

200

94.7300 USD

Sale

200

94.3900 USD

Sale

200

94.5550 USD

Sale

200

94.5200 USD

Sale

200

94.2300 USD

Sale

200

94.0550 USD

Sale

200

94.5700 USD

Sale

201

94.3104 USD

Sale

219

94.8672 USD

Sale

239

94.4192 USD

Sale

247

93.9200 USD

Sale

254

93.9700 USD

Sale

282

94.6187 USD

Sale

300

94.2433 USD

Sale

300

94.5866 USD

Sale

300

93.8700 USD

Sale

300

94.6533 USD

Sale

300

93.9066 USD

Sale

301

94.2767 USD

Sale

301

94.3660 USD

Sale

301

94.4571 USD

Sale

335

94.5683 USD

Sale

343

93.9753 USD

Sale

353

93.9016 USD

Sale

400

94.6050 USD

Sale

400

94.2000 USD

Sale

400

94.4425 USD

Sale

458

94.3027 USD

Sale

500

94.0180 USD

Sale

500

94.3740 USD

Sale

549

94.4071 USD

Sale

556

94.7688 USD

Sale

559

94.3912 USD

Sale

645

94.5525 USD

Sale

800

93.9568 USD

Sale

812

93.9259 USD

Sale

900

94.4365 USD

Sale

1,279

94.7244 USD

Sale

1,400

94.3953 USD

Sale

1,412

94.5906 USD

Sale

1,450

94.4223 USD

Sale

1,495

94.0772 USD

Sale

1,503

94.6125 USD

Sale

1,623

94.1124 USD

Sale

2,000

94.2731 USD

Sale

2,100

94.8884 USD

Sale

2,200

93.9322 USD

Sale

2,279

94.9692 USD

Sale

2,500

93.9776 USD

Sale

2,661

94.7263 USD

Sale

3,000

94.9799 USD

Sale

3,484

94.7433 USD

Sale

3,506

94.0675 USD

Sale

4,100

94.3873 USD

Sale

4,852

94.2732 USD

Sale

5,238

93.2437 USD

Sale

5,584

94.5401 USD

Sale

6,000

94.6027 USD

Sale

8,095

94.6183 USD

Sale

8,872

94.9147 USD

Sale

9,800

94.4500 USD

Sale

9,900

93.9900 USD

Sale

10,306

94.6600 USD

Sale

11,400

94.9263 USD

Sale

11,872

94.5867 USD

Sale

13,000

94.3056 USD

Sale

13,500

94.5300 USD

Sale

17,008

94.7795 USD

Sale

18,500

94.3814 USD

Sale

21,100

94.4600 USD

Sale

24,590

94.7500 USD

Sale

36,900

94.3680 USD

Sale

40,000

94.6563 USD

Sale

41,208

94.5734 USD

Sale

54,774

94.6914 USD

Sale

69,800

94.5009 USD

Sale

98,515

94.0969 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

19,800

85 USD

American

21 Feb 2020

8.3435 USD

Call Option

Purchasing

21,600

85 USD

American

21 Feb 2020

10.4488 USD

Call Option

Purchasing

600

85 USD

American

20 Mar 2020

10.4000 USD

Call Option

Purchasing

100

87 USD

American

14 Feb 2020

8.7300 USD

Call Option

Purchasing

100

87 USD

American

21 Feb 2020

8.3800 USD

Call Option

Purchasing

400

90 USD

American

14 Feb 2020

5.2025 USD

Call Option

Purchasing

1,400

90 USD

American

21 Feb 2020

5.2385 USD

Call Option

Purchasing

1,000

90 USD

American

28 Feb 2020

5.4900 USD

Call Option

Purchasing

300

90 USD

American

20 Mar 2020

5.4733 USD

Call Option

Purchasing

200

91 USD

American

14 Feb 2020

4.1500 USD

Call Option

Purchasing

100

91 USD

American

6 Mar 2020

4.2500 USD

Call Option

Purchasing

100

92 USD

American

14 Feb 2020

3.2600 USD

Call Option

Purchasing

3,400

92 USD

American

14 Feb 2020

3.3900 USD

Call Option

Purchasing

100

92 USD

American

28 Feb 2020

3.5000 USD

Call Option

Purchasing

100

92 USD

American

6 Mar 2020

3.9000 USD

Call Option

Purchasing

400

93 USD

American

14 Feb 2020

2.4025 USD

Call Option

Purchasing

2,500

93 USD

American

14 Feb 2020

2.7952 USD

Call Option

Purchasing

400

93 USD

American

6 Mar 2020

3.1500 USD

Call Option

Purchasing

1,200

93 USD

American

6 Mar 2020

3.9916 USD

Call Option

Purchasing

300

93 USD

American

20 Mar 2020

3.9933 USD

Call Option

Purchasing

100

93 USD

American

15 May 2020

4.8000 USD

Call Option

Purchasing

2,700

94 USD

American

14 Feb 2020

1.3388 USD

Call Option

Purchasing

2,400

94 USD

American

14 Feb 2020

1.9595 USD

Call Option

Purchasing

100

94 USD

American

6 Mar 2020

3.1500 USD

Call Option

Purchasing

8,300

95 USD

American

14 Feb 2020

0.9993 USD

Call Option

Purchasing

1,000

95 USD

American

14 Feb 2020

1.1450 USD

Call Option

Purchasing

200

95 USD

American

28 Feb 2020

2.3100 USD

Call Option

Purchasing

1,000

95 USD

American

6 Mar 2020

1.9000 USD

Call Option

Purchasing

100

95 USD

American

13 Mar 2020

2.7500 USD

Call Option

Purchasing

100

95 USD

American

20 Mar 2020

2.2000 USD

Call Option

Purchasing

6,500

96 USD

American

14 Feb 2020

0.6456 USD

Call Option

Purchasing

800

96 USD

American

21 Feb 2020

0.9412 USD

Call Option

Purchasing

300

97 USD

American

14 Feb 2020

0.5433 USD

Call Option

Purchasing

200

97 USD

American

21 Feb 2020

1.0050 USD

Call Option

Purchasing

100

98 USD

American

21 Feb 2020

0.5500 USD

Call Option

Purchasing

3,000

98 USD

American

20 Mar 2020

1.7393 USD

Call Option

Purchasing

100

99 USD

American

14 Feb 2020

0.1400 USD

Call Option

Purchasing

700

100 USD

American

14 Feb 2020

0.1542 USD

Call Option

Purchasing

600

100 USD

American

21 Feb 2020

0.2233 USD

Call Option

Purchasing

7,600

100 USD

American

28 Feb 2020

0.4194 USD

Call Option

Purchasing

800

100 USD

American

6 Mar 2020

0.5550 USD

Call Option

Purchasing

10,200

100 USD

American

20 Mar 2020

0.7303 USD

Call Option

Purchasing

1,300

100 USD

American

15 May 2020

1.6007 USD

Call Option

Purchasing

500

105 USD

American

20 Mar 2020

0.2760 USD

Call Option

Purchasing

1,600

105 USD

American

15 May 2020

1.1800 USD

Call Option

Purchasing

100

105 USD

American

21 Aug 2020

2.2000 USD

Call Option

Purchasing

200

110 USD

American

20 Mar 2020

0.1200 USD

Call Option

Selling

300

78 USD

American

7 Feb 2020

13.7000 USD

Call Option

Selling

100

80 USD

American

15 Jan 2021

17.4400 USD

Call Option

Selling

19,800

86 USD

American

21 Feb 2020

7.4127 USD

Call Option

Selling

300

88 USD

American

20 Mar 2020

7.3500 USD

Call Option

Selling

100

89 USD

American

14 Feb 2020

3.7000 USD

Call Option

Selling

700

90 USD

American

20 Mar 2020

5.5300 USD

Call Option

Selling

3,300

90 USD

American

15 Jan 2021

9.8500 USD

Call Option

Selling

100

93 USD

American

20 Mar 2020

4.1600 USD

Call Option

Selling

400

94 USD

American

14 Feb 2020

0.9050 USD

Call Option

Selling

500

94 USD

American

21 Feb 2020

1.5000 USD

Call Option

Selling

200

94 USD

American

6 Mar 2020

2.4500 USD

Call Option

Selling

2,700

95 USD

American

14 Feb 2020

0.6555 USD

Call Option

Selling

3,500

95 USD

American

21 Feb 2020

1.1740 USD

Call Option

Selling

3,200

95 USD

American

20 Mar 2020

2.3687 USD

Call Option

Selling

800

96 USD

American

14 Feb 2020

0.2600 USD

Call Option

Selling

100

97 USD

American

14 Feb 2020

0.2900 USD

Call Option

Selling

300

97 USD

American

21 Feb 2020

0.5900 USD

Call Option

Selling

200

98 USD

American

21 Feb 2020

0.5900 USD

Call Option

Selling

700

100 USD

American

14 Feb 2020

0.0757 USD

Call Option

Selling

400

100 USD

American

21 Feb 2020

0.1950 USD

Call Option

Selling

400

100 USD

American

28 Feb 2020

0.1800 USD

Call Option

Selling

1,300

100 USD

American

20 Mar 2020

0.9192 USD

Call Option

Selling

200

105 USD

American

27 Mar 2020

0.2800 USD

Call Option

Selling

200

110 USD

American

21 Feb 2020

0.0300 USD

Call Option

Selling

1,400

110 USD

American

20 Mar 2020

0.0807 USD

Call Option

Selling

100

115 USD

American

20 Mar 2020

0.0500 USD

Call Option

Selling

2,200

120 USD

American

19 Jun 2020

0.1718 USD

Call Option

Selling

100

125 USD

American

21 Aug 2020

0.2300 USD

Call Option

Selling

1,100

130 USD

American

19 Jun 2020

0.0600 USD

Call Option

Selling

100

140 USD

American

19 Jun 2020

0.0200 USD

Put Option

Purchasing

1,900

78 USD

American

7 Feb 2020

0.0100 USD

Put Option

Purchasing

100

80 USD

American

20 Mar 2020

0.1900 USD

Put Option

Purchasing

100

83 USD

American

21 Feb 2020

0.0400 USD

Put Option

Purchasing

17,200

85 USD

American

20 Mar 2020

0.4261 USD

Put Option

Purchasing

100

88 USD

American

21 Feb 2020

0.1900 USD

Put Option

Purchasing

300

89 USD

American

14 Feb 2020

0.0900 USD

Put Option

Purchasing

1,000

89 USD

American

14 Feb 2020

0.1800 USD

Put Option

Purchasing

100

89 USD

American

21 Feb 2020

0.2000 USD

Put Option

Purchasing

1,000

90 USD

American

21 Feb 2020

0.2600 USD

Put Option

Purchasing

1,800

91 USD

American

14 Feb 2020

0.1300 USD

Put Option

Purchasing

200

91 USD

American

21 Feb 2020

0.3300 USD

Put Option

Purchasing

4,800

92 USD

American

14 Feb 2020

0.8800 USD

Put Option

Purchasing

100

94 USD

American

14 Feb 2020

1.2900 USD

Put Option

Purchasing

100

95 USD

American

7 Feb 2020

2.9800 USD

Put Option

Purchasing

21,900

95 USD

American

15 Jan 2021

10.4000 USD

Put Option

Selling

1,000

70 USD

American

21 Aug 2020

0.7400 USD

Put Option

Selling

800

74 USD

American

7 Feb 2020

0.1000 USD

Put Option

Selling

200

75 USD

American

15 May 2020

0.4000 USD

Put Option

Selling

700

76 USD

American

7 Feb 2020

0.0100 USD

Put Option

Selling

1,800

79 USD

American

7 Feb 2020

0.0100 USD

Put Option

Selling

100

80 USD

American

21 Feb 2020

0.0300 USD

Put Option

Selling

100

80 USD

American

20 Mar 2020

0.2000 USD

Put Option

Selling

1,600

80 USD

American

15 May 2020

0.8443 USD

Put Option

Selling

100

80 USD

American

19 Jun 2020

1.1000 USD

Put Option

Selling

100

83 USD

American

20 Mar 2020

0.3100 USD

Put Option

Selling

1,400

85 USD

American

14 Feb 2020

0.0278 USD

Put Option

Selling

200

85 USD

American

15 May 2020

1.5100 USD

Put Option

Selling

100

87 USD

American

21 Feb 2020

0.1400 USD

Put Option

Selling

100

88 USD

American

15 May 2020

2.3800 USD

Put Option

Selling

100

90 USD

American

14 Feb 2020

0.2400 USD

Put Option

Selling

17,200

90 USD

American

20 Mar 2020

1.1374 USD

Put Option

Selling

2,000

90 USD

American

15 May 2020

2.9000 USD

Put Option

Selling

21,900

90 USD

American

15 Jan 2021

7.9500 USD

Put Option

Selling

200

91 USD

American

21 Feb 2020

0.3700 USD

Put Option

Selling

800

91 USD

American

21 Feb 2020

0.4125 USD

Put Option

Selling

2,500

92 USD

American

13 Mar 2020

1.4700 USD

Put Option

Selling

500

93 USD

American

14 Feb 2020

1.2000 USD

Put Option

Selling

100

93 USD

American

21 Feb 2020

0.7300 USD

Put Option

Selling

1,100

94 USD

American

21 Feb 2020

1.1181 USD

Put Option

Selling

1,000

94 USD

American

13 Mar 2020

2.1800 USD

Put Option

Selling

900

95 USD

American

14 Feb 2020

1.1300 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

11 Feb 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

14,500

87.5000

American

Feb 21, 2020

Put Options

Written

1,100

94.0000

American

Feb 21, 2020

Call Options

Purchased

31,500

82.0000

American

Feb 21, 2020

Put Options

Written

9,300

88.0000

American

Feb 21, 2020

Call Options

Purchased

100

90.5000

American

Feb 14, 2020

Call Options

Purchased

23,500

100.0000

American

Mar 20, 2020

Put Options

Written

4,200

84.5000

American

Feb 21, 2020

Put Options

Written

101,800

60.0000

American

Jun 19, 2020

Call Options

Purchased

1,000

72.5000

American

Jan 15, 2021

Call Options

Purchased

400

93.0000

American

Mar 6, 2020

Call Options

Purchased

300

67.5000

American

Sep 18, 2020

Call Options

Purchased

3,100

87.5000

American

May 15, 2020

Put Options

Written

4,000

37.5000

American

Jan 21, 2022

Call Options

Purchased

100

99.0000

American

Feb 14, 2020

Put Options

Written

2,200

70.0000

American

May 15, 2020

Call Options

Purchased

1,300

96.0000

American

Feb 21, 2020

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Put Options

Written

100

80.0000

American

Mar 6, 2020

Call Options

Purchased

1,100

90.0000

American

Feb 14, 2020

Call Options

Purchased

100

94.5000

American

Feb 21, 2020

Put Options

Written

1,700

85.0000

American

Jun 19, 2020

Put Options

Written

700

82.5000

American

Jan 15, 2021

Call Options

Purchased

500

75.0000

American

May 15, 2020

Call Options

Purchased

6,800

94.5000

American

Feb 14, 2020

Call Options

Purchased

100

94.0000

American

Mar 6, 2020

Put Options

Written

10,100

80.0000

American

May 15, 2020

Put Options

Written

2,800

75.0000

American

Jun 19, 2020

Call Options

Purchased

1,100

90.0000

American

Mar 6, 2020

Put Options

Written

300

90.0000

American

Mar 6, 2020

Call Options

Written

-3,700

130.0000

American

Jan 15, 2021

Call Options

Written

-14,900

90.0000

American

Jun 19, 2020

Put Options

Purchased

-800

92.0000

American

Feb 21, 2020

Call Options

Written

-4,500

115.0000

American

Jan 21, 2022

Call Options

Written

-100

110.0000

American

Jan 21, 2022

Put Options

Purchased

-100

95.0000

American

May 15, 2020

Call Options

Written

-400

84.0000

American

Feb 14, 2020

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Put Options

Purchased

-48,100

85.0000

American

May 15, 2020

Call Options

Written

-100

82.5000

American

Jan 21, 2022

Call Options

Written

-1,500

110.0000

American

Mar 20, 2020

Call Options

Written

-400

84.5000

American

Feb 14, 2020

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options

Purchased

-2,800

50.0000

American

Jan 15, 2021

Put Options

Purchased

-100

75.0000

American

Feb 14, 2020

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Call Options

Written

-2,300

120.0000

American

Jan 15, 2021

Call Options

Written

-5,200

80.0000

American

Jan 21, 2022

Call Options

Written

-200

105.0000

American

Feb 21, 2020

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Call Options

Written

-400

105.0000

American

Jan 21, 2022

Call Options

Written

-50,200

86.0000

American

Feb 21, 2020

Put Options

Purchased

-22,000

82.5000

American

Feb 21, 2020

Call Options

Written

-1,200

91.0000

American

Feb 14, 2020

Put Options

Purchased

-51,600

75.0000

American

Feb 21, 2020

Call Options

Written

-100

70.0000

American

Feb 21, 2020

Put Options

Purchased

-100

50.0000

American

Jan 21, 2022

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options

Written

-500

85.0000

American

Mar 20, 2020

Put Options

Written

15,400

42.5000

American

Feb 21, 2020

Call Options

Purchased

100

87.0000

American

Mar 6, 2020

Call Options

Purchased

100

83.0000

American

Feb 28, 2020

Call Options

Purchased

1,300

83.5000

American

Feb 21, 2020

Call Options

Purchased

400

72.5000

American

May 15, 2020

Call Options

Purchased

200

97.0000

American

Feb 14, 2020

Put Options

Written

302,100

60.0000

American

Jan 15, 2021

Call Options

Purchased

4,500

85.5000

American

Feb 21, 2020

Put Options

Written

1,400

82.5000

American

Mar 20, 2020

Put Options

Written

1,000

94.0000

American

Mar 13, 2020

Call Options

Purchased

900

91.5000

American

Feb 21, 2020

Put Options

Written

900

82.5000

American

Sep 18, 2020

Call Options

Purchased

5,400

87.5000

American

Mar 20, 2020

Call Options

Purchased

1,000

92.5000

American

Feb 21, 2020

Call Options

Purchased

300

84.5000

American

Mar 6, 2020

Call Options

Purchased

200

91.0000

American

Feb 28, 2020

Put Options

Written

200

86.0000

American

Feb 21, 2020

Call Options

Purchased

12,800

95.0000

American

May 15, 2020

Call Options

Purchased

300

120.0000

American

Sep 18, 2020

Call Options

Purchased

1,300

72.5000

American

Jun 19, 2020

Call Options

Purchased

200

94.0000

American

Feb 28, 2020

Call Options

Purchased

100

91.0000

American

Mar 6, 2020

Call Options

Purchased

9,100

95.0000

American

Sep 18, 2020

Put Options

Written

1,000

93.0000

American

Feb 14, 2020

Call Options

Purchased

400

82.0000

American

Feb 14, 2020

Call Options

Purchased

900

85.0000

American

Aug 21, 2020

Put Options

Written

600

62.5000

American

Sep 18, 2020

Call Options

Purchased

84,300

85.0000

American

Feb 21, 2020

Call Options

Purchased

7,900

92.5000

American

May 15, 2020

Call Options

Purchased

400

88.0000

American

Mar 13, 2020

Put Options

Written

5,700

91.0000

American

Feb 21, 2020

Put Options

Written

4,000

57.5000

American

Jan 15, 2021

Call Options

Purchased

2,300

90.0000

American

Mar 20, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options

Purchased

300

95.0000

American

Feb 21, 2020

Call Options

Written

-100

125.0000

American

Aug 21, 2020

Call Options

Written

-100

90.0000

American

Mar 27, 2020

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Call Options

Written

-1,700

88.5000

American

Feb 14, 2020

Put Options

Purchased

-1,200

90.5000

American

Feb 14, 2020

Call Options

Written

-2,100

115.0000

American

Mar 20, 2020

Call Options

Written

-500

96.0000

American

Feb 14, 2020

Put Options

Purchased

-2,400

55.0000

American

Jan 15, 2021

Put Options

Purchased

-20,100

85.0000

American

Sep 18, 2020

Call Options

Written

-18,400

110.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

75.0000

American

Sep 18, 2020

Put Options

Purchased

-100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-1,000

88.5000

American

Feb 14, 2020

Put Options

Purchased

-4,900

80.0000

American

Mar 20, 2020

Put Options

Purchased

-30,000

62.5000

American

Jan 15, 2021

Put Options

Purchased

-3,700

91.5000

American

Feb 14, 2020

Put Options

Purchased

-400

95.0000

American

Sep 18, 2020

Call Options

Written

-2,500

86.0000

American

Feb 14, 2020

Call Options

Written

-13,500

83.0000

American

Feb 21, 2020

Call Options

Purchased

2,200

105.0000

American

Jun 19, 2020

Call Options

Purchased

300

90.5000

American

Feb 21, 2020

Call Options

Purchased

200

86.5000

American

Feb 21, 2020

Call Options

Purchased

100

77.5000

American

Jun 19, 2020

Put Options

Written

500

92.5000

American

Feb 14, 2020

Call Options

Purchased

100

93.5000

American

Feb 21, 2020

Call Options

Purchased

4,200

97.5000

American

Mar 20, 2020

Call Options

Purchased

2,100

95.0000

American

Mar 20, 2020

Call Options

Purchased

1,000

86.0000

American

Feb 28, 2020

Call Options

Purchased

2,900

97.5000

American

May 15, 2020

Call Options

Purchased

900

90.5000

American

Feb 28, 2020

Put Options

Written

6,800

75.0000

American

May 15, 2020

Put Options

Written

1,800

57.5000

American

Feb 21, 2020

Call Options

Purchased

700

88.0000

American

Feb 28, 2020

Call Options

Purchased

400

70.0000

American

Jun 19, 2020

Put Options

Written

100

84.0000

American

Feb 28, 2020

Put Options

Written

100

87.0000

American

Feb 21, 2020

Put Options

Written

500

95.0000

American

Mar 20, 2020

Put Options

Written

1,800

84.5000

American

Feb 14, 2020

Call Options

Purchased

1,500

88.0000

American

Feb 14, 2020

Put Options

Written

400

75.0000

American

Mar 20, 2020

Call Options

Purchased

900

94.0000

American

Feb 21, 2020

Put Options

Purchased

-300

85.0000

American

Feb 14, 2020

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-300

110.0000

American

Jun 19, 2020

Call Options

Written

-1,100

110.0000

American

Feb 21, 2020

Call Options

Written

-300

89.0000

American

Feb 21, 2020

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Put Options

Purchased

-120,000

85.0000

American

Feb 21, 2020

Call Options

Written

-100

140.0000

American

Jun 19, 2020

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Call Options

Written

-4,100

85.0000

American

May 15, 2020

Call Options

Written

-100

89.5000

American

Mar 6, 2020

Put Options

Purchased

-1,700

90.0000

American

Sep 18, 2020

Call Options

Written

-3,000

75.0000

American

Jan 15, 2021

Put Options

Purchased

-10,600

77.5000

American

Mar 20, 2020

Call Options

Written

-100

85.5000

American

Feb 14, 2020

Put Options

Purchased

-6,900

72.5000

American

Feb 21, 2020

Call Options

Written

-1,900

115.0000

American

Sep 18, 2020

Put Options

Purchased

-3,500

50.0000

American

Jun 19, 2020

Call Options

Written

-2,700

85.0000

American

Jun 19, 2020

Put Options

Purchased

-4,800

40.0000

American

Jan 21, 2022

Call Options

Written

-900

85.0000

American

Sep 18, 2020

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Call Options

Purchased

6,800

90.0000

American

Sep 18, 2020

Call Options

Purchased

2,500

82.5000

American

Feb 21, 2020

Put Options

Written

200

80.0000

American

Aug 21, 2020

Put Options

Written

11,900

91.0000

American

Feb 14, 2020

Call Options

Purchased

7,000

80.0000

American

May 15, 2020

Put Options

Written

6,400

77.5000

American

Jan 15, 2021

Put Options

Written

4,000

62.5000

American

Feb 21, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Put Options

Written

600

85.0000

American

May 15, 2020

Put Options

Written

200

37.5000

American

Jan 15, 2021

Call Options

Purchased

1,200

95.0000

American

Mar 6, 2020

Call Options

Purchased

200

87.5000

American

Feb 14, 2020

Call Options

Purchased

5,100

92.5000

American

Mar 20, 2020

Call Options

Purchased

1,300

92.5000

American

Sep 18, 2020

Call Options

Purchased

600

83.0000

American

Feb 14, 2020

Call Options

Purchased

500

90.0000

American

Mar 13, 2020

Put Options

Written

300

90.0000

American

Jun 19, 2020

Put Options

Written

177,700

80.0000

American

Jan 15, 2021

Put Options

Written

1,100

85.0000

American

Feb 28, 2020

Put Options

Written

600

70.0000

American

Mar 20, 2020

Put Options

Written

2,300

70.0000

American

Aug 21, 2020

Call Options

Purchased

1,900

97.0000

American

Feb 21, 2020

Put Options

Written

1,000

42.5000

American

Jan 21, 2022

Put Options

Written

37,300

57.5000

American

Jun 19, 2020

Put Options

Written

7,700

72.5000

American

Jun 19, 2020

Call Options

Purchased

5,800

87.5000

American

Feb 21, 2020

Call Options

Purchased

3,600

92.0000

American

Feb 14, 2020

Put Options

Written

2,900

80.0000

American

Jun 19, 2020

Call Options

Purchased

1,500

67.5000

American

Jan 15, 2021

Put Options

Written

400

81.5000

American

Mar 6, 2020

Call Options

Purchased

100

105.0000

American

Aug 21, 2020

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Call Options

Purchased

4,300

92.5000

American

Mar 6, 2020

Put Options

Written

900

94.5000

American

Feb 14, 2020

Put Options

Written

400

32.5000

American

Sep 18, 2020

Call Options

Purchased

5,400

90.0000

American

Aug 21, 2020

Call Options

Purchased

6,400

93.0000

American

Feb 21, 2020

Call Options

Purchased

3,900

87.5000

American

Jun 19, 2020

Call Options

Purchased

1,000

65.0000

American

Sep 18, 2020

Put Options

Written

156,100

65.0000

American

Jun 19, 2020

Call Options

Purchased

15,900

84.5000

American

Feb 21, 2020

Call Options

Purchased

400

75.0000

American

Jan 21, 2022

Put Options

Purchased

-200

92.5000

American

Sep 18, 2020

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options

Written

-18,200

92.5000

American

Feb 21, 2020

Put Options

Purchased

-1,100

67.5000

American

Sep 18, 2020

Put Options

Purchased

-2,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020

Call Options

Written

-7,900

100.0000

American

Jan 15, 2021

Call Options

Written

-51,100

92.5000

American

Jan 15, 2021

Put Options

Purchased

-1,200

72.5000

American

Sep 18, 2020

Put Options

Purchased

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-79,300

70.0000

American

Jan 15, 2021

Call Options

Written

-300

70.0000

American

Jan 21, 2022

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Call Options

Written

-2,200

88.0000

American

Mar 6, 2020

Call Options

Written

-200

110.0000

American

Sep 18, 2020

Put Options

Purchased

-200

87.5000

American

Sep 18, 2020

Put Options

Purchased

-5,300

90.0000

American

Feb 21, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Put Options

Written

24,800

90.0000

American

Mar 20, 2020

Put Options

Written

100

86.5000

American

Feb 14, 2020

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Call Options

Purchased

35,100

90.0000

American

Feb 21, 2020

Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020

Put Options

Written

12,600

70.0000

American

Feb 21, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Put Options

Written

3,000

90.0000

American

Feb 14, 2020

Call Options

Purchased

600

77.5000

American

Sep 18, 2020

Put Options

Written

100

77.5000

American

Sep 18, 2020

Put Options

Written

100

77.5000

American

May 15, 2020

Put Options

Written

300

65.0000

American

May 15, 2020

Put Options

Written

5,200

83.5000

American

Feb 14, 2020

Call Options

Purchased

13,900

75.0000

American

Sep 18, 2020

Put Options

Written

1,900

55.0000

American

Feb 21, 2020

Call Options

Purchased

100

93.0000

American

Feb 28, 2020

Put Options

Written

1,100

82.5000

American

Jun 19, 2020

Put Options

Written

700

83.5000

American

Feb 21, 2020

Put Options

Written

100

82.0000

American

Feb 28, 2020

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Put Options

Written

6,000

84.0000

American

Feb 14, 2020

Put Options

Written

400

67.5000

American

May 15, 2020

Call Options

Purchased

200

94.5000

American

Feb 28, 2020

Call Options

Purchased

12,500

90.0000

American

May 15, 2020

Put Options

Written

2,500

92.0000

American

Mar 13, 2020

Call Options

Purchased

100

91.5000

American

Feb 14, 2020

Call Options

Written

-3,300

130.0000

American

Jun 19, 2020

Call Options

Written

-100

81.5000

American

Feb 14, 2020

Put Options

Purchased

-4,700

35.0000

American

Jan 15, 2021

Call Options

Written

-200

105.0000

American

Mar 27, 2020

Put Options

Purchased

-600

89.0000

American

Feb 21, 2020

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Put Options

Purchased

-200

92.5000

American

Feb 21, 2020

Call Options

Written

-500

70.0000

American

Feb 28, 2020

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Call Options

Written

-2,600

85.0000

American

Feb 14, 2020

Put Options

Purchased

-100

60.0000

American

Feb 21, 2020

Put Options

Purchased

-100

94.0000

American

Feb 14, 2020

Put Options

Purchased

-1,000

82.5000

American

May 15, 2020

Call Options

Written

-14,000

87.0000

American

Feb 21, 2020

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Put Options

Purchased

-22,700

95.0000

American

Jan 15, 2021

Call Options

Written

-2,500

115.0000

American

Feb 21, 2020

Call Options

Written

-1,000

85.0000

American

Mar 6, 2020

Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021

Call Options

Written

-2,700

115.0000

American

Jun 19, 2020

Put Options

Purchased

-4,800

55.0000

American

May 15, 2020

Put Options

Purchased

-600

77.5000

American

Jan 15, 2021

Put Options

Purchased

-2,100

100.0000

American

Jan 15, 2021

Put Options

Written

2,000

90.0000

American

May 15, 2020

Put Options

Written

800

87.5000

American

Jan 15, 2021

Call Options

Purchased

100

125.0000

American

Jan 21, 2022

Put Options

Written

1,500

62.5000

American

May 15, 2020

Put Options

Written

300

35.0000

American

Sep 18, 2020

Put Options

Written

900

82.0000

American

Feb 21, 2020

Call Options

Purchased

100

75.0000

American

Feb 21, 2020

Call Options

Purchased

100

97.5000

American

Feb 21, 2020

Call Options

Purchased

4,600

95.0000

American

Feb 28, 2020

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Call Options

Purchased

2,500

94.0000

American

Feb 14, 2020

Put Options

Written

11,100

87.5000

American

May 15, 2020

Put Options

Written

2,000

57.5000

American

Sep 18, 2020

Put Options

Written

300

89.0000

American

Feb 14, 2020

Call Options

Purchased

7,500

93.5000

American

Feb 14, 2020

Call Options

Purchased

2,200

90.0000

American

Feb 28, 2020

Call Options

Purchased

1,300

81.0000

American

Feb 21, 2020

Call Options

Purchased

1,300

80.0000

American

Feb 21, 2020

Call Options

Purchased

400

84.5000

American

Mar 13, 2020

Call Options

Purchased

500

93.0000

American

Feb 14, 2020

Put Options

Written

1,400

55.0000

American

Jun 19, 2020

Call Options

Purchased

400

91.0000

American

Feb 21, 2020

Put Options

Written

30,100

70.0000

American

Jun 19, 2020

Put Options

Written

1,000

75.0000

American

Jan 15, 2021

Put Options

Written

400

50.0000

American

Feb 21, 2020

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Call Options

Written

-4,700

120.0000

American

Jan 21, 2022

Put Options

Purchased

-1,500

87.5000

American

Mar 20, 2020

Call Options

Written

-18,700

95.0000

American

Jun 19, 2020

Call Options

Written

-400

82.5000

American

Mar 6, 2020

Put Options

Purchased

-300

60.0000

American

Jan 21, 2022

Call Options

Written

-4,300

100.0000

American

Feb 14, 2020

Put Options

Purchased

-100

80.0000

American

Feb 14, 2020

Call Options

Written

-3,200

90.0000

American

Jan 15, 2021

Put Options

Purchased

-800

92.0000

American

Feb 14, 2020

Put Options

Purchased

-700

92.5000

American

Jun 19, 2020

Put Options

Purchased

-9,400

72.5000

American

Jan 15, 2021

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Put Options

Purchased

-2,300

83.0000

American

Feb 21, 2020

Put Options

Written

100

130.0000

American

Jun 19, 2020

Put Options

Written

13,100

84.0000

American

Feb 21, 2020

Put Options

Written

400

65.0000

American

Jan 15, 2021

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Put Options

Written

20,500

90.0000

American

Jan 15, 2021

Put Options

Written

12,600

85.0000

American

Feb 21, 2020

Call Options

Purchased

1,600

92.5000

American

Feb 14, 2020

Call Options

Purchased

1,400

92.0000

American

Feb 21, 2020

Call Options

Purchased

1,000

87.0000

American

Feb 14, 2020

Call Options

Purchased

300

55.0000

American

Jan 21, 2022

Call Options

Purchased

1,300

85.0000

American

Feb 28, 2020

Call Options

Purchased

700

100.0000

American

Feb 21, 2020

Call Options

Purchased

300

95.0000

American

Mar 13, 2020

Put Options

Written

3,500

67.5000

American

Feb 21, 2020

Call Options

Purchased

300

88.5000

American

Feb 21, 2020

Put Options

Written

900

77.5000

American

Jun 19, 2020

Call Options

Purchased

4,200

80.0000

American

Jun 19, 2020

Put Options

Written

3,500

87.5000

American

Jun 19, 2020

Call Options

Purchased

2,300

105.0000

American

May 15, 2020

Put Options

Written

14,500

67.5000

American

Jun 19, 2020

Put Options

Written

500

45.0000

American

Jan 15, 2021

Put Options

Written

1,100

65.0000

American

Sep 18, 2020

Call Options

Purchased

200

82.5000

American

Mar 20, 2020

Call Options

Purchased

200

89.5000

American

Feb 14, 2020

Put Options

Written

100

97.5000

American

Jan 21, 2022

Call Options

Purchased

200

86.5000

American

Feb 14, 2020

Call Options

Purchased

6,400

95.0000

American

Feb 14, 2020

Call Options

Purchased

1,300

105.0000

American

Sep 18, 2020

Call Options

Purchased

700

91.5000

American

Feb 28, 2020

Put Options

Written

500

45.0000

American

Jan 21, 2022

Call Options

Written

-2,700

105.0000

American

Mar 20, 2020

Put Options

Purchased

-100

75.0000

American

Jan 21, 2022

Call Options

Written

-1,900

95.0000

American

Aug 21, 2020

Call Options

Written

-13,500

82.5000

American

May 15, 2020

Call Options

Written

-500

94.0000

American

Mar 27, 2020

Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022

Put Options

Purchased

-1,600

90.0000

American

Feb 28, 2020

Call Options

Written

-9,500

100.0000

American

Jun 19, 2020

Put Options

Purchased

-400

87.0000

American

Feb 14, 2020

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Call Options

Written

-6,800

105.0000

American

Jan 15, 2021

Put Options

Written

15,200

80.0000

American

Feb 21, 2020

Call Options

Purchased

7,400

77.5000

American

Jan 15, 2021

Call Options

Purchased

13,900

85.0000

American

Jan 15, 2021

Call Options

Purchased

100

91.5000

American

Mar 6, 2020

Put Options

Written

1,100

67.5000

American

Jan 15, 2021

Put Options

Written

200

79.0000

American

Feb 14, 2020

Call Options

Purchased

7,200

100.0000

American

Feb 28, 2020

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Put Options

Written

100

82.0000

American

Feb 14, 2020

Call Options

Purchased

1,500

80.0000

American

Sep 18, 2020

Call Options

Purchased

1,400

100.0000

American

Mar 6, 2020

Call Options

Purchased

500

90.0000

American

Jan 21, 2022

Put Options

Written

4,500

83.0000

American

Feb 14, 2020

Put Options

Written

3,300

72.5000

American

May 15, 2020

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Put Options

Written

7,400

92.5000

American

Mar 20, 2020

Call Options

Purchased

6,600

100.0000

American

May 15, 2020

Put Options

Written

17,000

65.0000

American

Feb 21, 2020

Put Options

Written

400

85.0000

American

Jan 15, 2021

Call Options

Purchased

100

85.0000

American

Jan 21, 2022

Call Options

Purchased

1,500

82.5000

American

Jun 19, 2020

Call Options

Purchased

300

92.0000

American

Feb 28, 2020

Put Options

Purchased

-500

83.5000

American

Feb 28, 2020

Call Options

Written

-600

87.5000

American

Jan 15, 2021

Call Options

Written

-100

97.5000

American

Aug 21, 2020

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Call Options

Written

-2,200

120.0000

American

Jun 19, 2020

Call Options

Written

-3,200

140.0000

American

Jan 15, 2021

Call Options

Written

-9,900

84.0000

American

Feb 21, 2020

Call Options

Written

-4,500

100.0000

American

Sep 18, 2020

Put Options

Purchased

-200

86.0000

American

Feb 28, 2020

Call Options

Written

-500

87.5000

American

Jan 21, 2022

Put Options

Purchased

-18,000

85.0000

American

Mar 20, 2020

Put Options

Purchased

-3,600

81.0000

American

Feb 21, 2020

Put Options

Purchased

-250,000

85.0000

American

Jan 15, 2021

Call Options

Written

-200

93.5000

American

Mar 6, 2020

Call Options

Written

-1,200

80.0000

American

Jan 15, 2021

Call Options

Written

-2,700

82.5000

American

Jan 15, 2021

Call Options

Written

-3,500

110.0000

American

May 15, 2020

Put Options

Purchased

-500

85.5000

American

Feb 14, 2020

Call Options

Written

-1,500

88.0000

American

Feb 21, 2020

Call Options

Written

-5,500

95.0000

American

Jan 15, 2021

Put Options

Purchased

-16,100

77.5000

American

Feb 21, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 692003
Time of Receipt (offset from UTC): 20200211T115337+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC