Form 8.3 - ALLERGAN PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 10 February 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,183,628

1.27%

3,425,360

1.04%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

3,347,027

1.02%

2,571,455

0.78%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

557,100

0.17%

295,100

0.09%

 

 

 

 

TOTAL:

 

 

 

 

8,087,755

2.46%

6,291,915

1.92%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

5

199.6900 USD

Purchase

9

200.0300 USD

Purchase

29

199.9406 USD

Purchase

37

199.2300 USD

Purchase

43

200.0337 USD

Purchase

100

199.4900 USD

Purchase

100

199.5100 USD

Purchase

128

200.0230 USD

Purchase

169

199.9444 USD

Purchase

200

197.4200 USD

Purchase

200

199.3250 USD

Purchase

200

199.5025 USD

Purchase

233

199.8887 USD

Purchase

236

199.9816 USD

Purchase

236

199.2544 USD

Purchase

287

199.9619 USD

Purchase

362

199.7954 USD

Purchase

400

198.6825 USD

Purchase

400

199.3075 USD

Purchase

468

199.4882 USD

Purchase

500

199.1940 USD

Purchase

600

199.0933 USD

Purchase

601

199.7636 USD

Purchase

621

198.8142 USD

Purchase

650

199.3115 USD

Purchase

793

199.7048 USD

Purchase

901

199.6500 USD

Purchase

964

198.9699 USD

Purchase

1,175

199.5697 USD

Purchase

1,406

199.5269 USD

Purchase

1,410

199.3287 USD

Purchase

1,700

198.7167 USD

Purchase

2,156

199.4326 USD

Purchase

2,557

199.3828 USD

Purchase

2,994

199.5368 USD

Purchase

3,362

199.6794 USD

Purchase

3,955

199.4503 USD

Purchase

4,600

199.4716 USD

Purchase

4,629

199.4739 USD

Purchase

5,458

198.7444 USD

Purchase

5,887

199.3456 USD

Purchase

6,185

199.4798 USD

Purchase

7,200

199.5418 USD

Purchase

7,407

199.3258 USD

Purchase

7,839

199.2294 USD

Purchase

8,559

199.4191 USD

Purchase

9,710

199.4391 USD

Purchase

10,400

199.5562 USD

Purchase

30,748

199.6278 USD

Purchase

44,537

199.5925 USD

Sale

4

199.4300 USD

Sale

6

198.7800 USD

Sale

6

198.7533 USD

Sale

10

198.8160 USD

Sale

12

198.7900 USD

Sale

16

198.8050 USD

Sale

20

198.7430 USD

Sale

28

199.0700 USD

Sale

78

199.0207 USD

Sale

88

199.8393 USD

Sale

100

198.8650 USD

Sale

100

200.0500 USD

Sale

100

200.2100 USD

Sale

100

199.5647 USD

Sale

199

199.1100 USD

Sale

200

199.5025 USD

Sale

200

199.4850 USD

Sale

200

199.7200 USD

Sale

236

199.4305 USD

Sale

300

199.0066 USD

Sale

400

198.6825 USD

Sale

400

199.7712 USD

Sale

400

199.5370 USD

Sale

600

197.1200 USD

Sale

621

198.8142 USD

Sale

800

199.4412 USD

Sale

1,000

199.3250 USD

Sale

1,400

198.8918 USD

Sale

1,432

199.3578 USD

Sale

2,939

199.8757 USD

Sale

3,201

199.4669 USD

Sale

3,610

199.6500 USD

Sale

3,800

199.3200 USD

Sale

6,400

199.5544 USD

Sale

7,800

199.6416 USD

Sale

33,570

199.5056 USD

Sale

35,100

199.3340 USD

Sale

79,070

199.5326 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

700

195 USD

American

21 Feb 2020

4.3628 USD

Call Option

Purchasing

100

195 USD

American

20 Mar 2020

5.9500 USD

Call Option

Purchasing

1,100

198 USD

American

14 Feb 2020

2.7790 USD

Call Option

Purchasing

4,100

200 USD

American

14 Feb 2020

0.9151 USD

Call Option

Purchasing

200

200 USD

American

20 Mar 2020

2.8000 USD

Call Option

Purchasing

500

205 USD

American

14 Feb 2020

0.4500 USD

Call Option

Purchasing

200

210 USD

American

20 Mar 2020

0.5000 USD

Call Option

Selling

1,200

190 USD

American

21 Feb 2020

10.6000 USD

Call Option

Selling

100

190 USD

American

21 Aug 2020

12.4000 USD

Call Option

Selling

200

195 USD

American

21 Feb 2020

4.0000 USD

Call Option

Selling

100

195 USD

American

20 Mar 2020

6.6000 USD

Call Option

Selling

100

198 USD

American

14 Feb 2020

2.9100 USD

Call Option

Selling

100

198 USD

American

21 Feb 2020

2.3200 USD

Call Option

Selling

600

200 USD

American

14 Feb 2020

1.1366 USD

Call Option

Selling

200

200 USD

American

21 Feb 2020

1.9500 USD

Call Option

Selling

100

200 USD

American

28 Feb 2020

3.0500 USD

Call Option

Selling

700

203 USD

American

14 Feb 2020

0.8514 USD

Call Option

Selling

100

203 USD

American

21 Feb 2020

0.7000 USD

Call Option

Selling

700

203 USD

American

6 Mar 2020

1.6428 USD

Call Option

Selling

500

210 USD

American

14 Feb 2020

0.0600 USD

Call Option

Selling

500

210 USD

American

20 Mar 2020

0.4500 USD

Call Option

Selling

200

220 USD

American

20 Mar 2020

0.2000 USD

Call Option

Selling

300

230 USD

American

19 Jun 2020

0.1300 USD

Call Option

Selling

5,000

260 USD

American

15 Jan 2021

0.1500 USD

Call Option

Selling

200

270 USD

American

15 Jan 2021

0.0900 USD

Put Option

Purchasing

1,000

145 USD

American

15 Jan 2021

0.9210 USD

Put Option

Purchasing

2,500

168 USD

American

14 Feb 2020

0.0100 USD

Put Option

Purchasing

100

175 USD

American

21 Feb 2020

0.2000 USD

Put Option

Purchasing

100

180 USD

American

13 Mar 2020

0.0500 USD

Put Option

Selling

200

160 USD

American

19 Jun 2020

0.9000 USD

Put Option

Selling

100

185 USD

American

21 Jan 2022

8.4000 USD

Put Option

Selling

1,000

195 USD

American

15 Jan 2021

7.9210 USD

Put Option

Selling

2,500

215 USD

American

15 Jan 2021

20.2000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

11 Feb 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

5,000

115.0000

American

Mar 20, 2020

Put Options

Written

300

180.0000

American

Jan 21, 2022

Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021

Call Options

Purchased

2,600

175.0000

American

Jan 15, 2021

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Call Options

Purchased

200

190.0000

American

Jan 21, 2022

Call Options

Purchased

2,300

190.0000

American

Feb 21, 2020

Put Options

Written

500

185.0000

American

Jun 19, 2020

Call Options

Purchased

1,300

100.0000

American

Jan 15, 2021

Put Options

Written

700

100.0000

American

Jan 15, 2021

Put Options

Written

300

135.0000

American

Feb 21, 2020

Put Options

Written

900

90.0000

American

Feb 21, 2020

Put Options

Written

700

95.0000

American

Jan 15, 2021

Call Options

Written

-1,400

230.0000

American

Jun 19, 2020

Put Options

Purchased

-1,000

165.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

155.0000

American

Feb 21, 2020

Call Options

Written

-100

140.0000

American

Jan 21, 2022

Put Options

Purchased

-9,800

180.0000

American

Feb 21, 2020

Call Options

Written

-600

220.0000

American

May 15, 2020

Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-900

145.0000

American

Jan 15, 2021

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Call Options

Written

-200

230.0000

American

Mar 20, 2020

Call Options

Written

-5,500

160.0000

American

Mar 20, 2020

Put Options

Written

18,500

150.0000

American

May 15, 2020

Put Options

Written

1,000

190.0000

American

Mar 20, 2020

Put Options

Written

1,000

195.0000

American

Jan 15, 2021

Call Options

Purchased

200

195.0000

American

Jun 19, 2020

Call Options

Purchased

100

195.0000

American

Mar 20, 2020

Put Options

Written

66,500

140.0000

American

Mar 20, 2020

Put Options

Written

500

80.0000

American

Feb 21, 2020

Call Options

Purchased

100

200.0000

American

Aug 21, 2020

Put Options

Written

11,900

160.0000

American

Jun 19, 2020

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options

Written

100

175.0000

American

Feb 21, 2020

Put Options

Written

36,900

105.0000

American

Jan 15, 2021

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-300

185.0000

American

Jan 21, 2022

Call Options

Written

-2,700

150.0000

American

Jan 15, 2021

Call Options

Written

-800

185.0000

American

Feb 21, 2020

Put Options

Purchased

-16,600

115.0000

American

Jan 15, 2021

Call Options

Written

-42,400

165.0000

American

Jan 21, 2022

Put Options

Purchased

-100

177.5000

American

Feb 28, 2020

Call Options

Written

-300

150.0000

American

Feb 21, 2020

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Call Options

Written

-1,700

180.0000

American

Feb 21, 2020

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Call Options

Purchased

3,200

165.0000

American

Jan 15, 2021

Call Options

Purchased

100

200.0000

American

Mar 6, 2020

Call Options

Purchased

900

200.0000

American

Feb 14, 2020

Put Options

Written

600

185.0000

American

May 15, 2020

Put Options

Written

3,000

187.5000

American

Feb 21, 2020

Call Options

Purchased

500

190.0000

American

May 15, 2020

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options

Purchased

1,100

190.0000

American

Jun 19, 2020

Call Options

Purchased

5,100

170.0000

American

Feb 21, 2020

Call Options

Purchased

42,400

175.0000

American

Jan 21, 2022

Put Options

Written

6,600

185.0000

American

Mar 20, 2020

Put Options

Written

5,000

145.0000

American

Mar 20, 2020

Put Options

Written

400

110.0000

American

Feb 21, 2020

Call Options

Purchased

300

195.0000

American

May 15, 2020

Call Options

Written

-300

210.0000

American

Mar 20, 2020

Call Options

Written

-400

220.0000

American

Feb 21, 2020

Put Options

Purchased

-4,700

170.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

195.0000

American

May 15, 2020

Call Options

Written

-100

240.0000

American

Mar 20, 2020

Call Options

Written

-700

270.0000

American

Jan 15, 2021

Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020

Call Options

Written

-100

200.0000

American

Feb 28, 2020

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Put Options

Written

3,800

165.0000

American

Jun 19, 2020

Put Options

Written

100

190.0000

American

Jan 15, 2021

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Put Options

Written

48,000

140.0000

American

Jun 19, 2020

Call Options

Purchased

10,500

200.0000

American

Mar 20, 2020

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Purchased

500

205.0000

American

Feb 14, 2020

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Call Options

Purchased

2,000

180.0000

American

Jan 15, 2021

Call Options

Purchased

800

160.0000

American

Jan 21, 2022

Call Options

Purchased

400

220.0000

American

Jan 21, 2022

Call Options

Written

-2,000

150.0000

American

May 15, 2020

Call Options

Written

-1,000

202.5000

American

Feb 14, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-2,300

170.0000

American

Jun 19, 2020

Put Options

Purchased

-100

180.0000

American

Mar 13, 2020

Call Options

Written

-400

220.0000

American

Jan 15, 2021

Call Options

Written

-2,000

130.0000

American

Feb 21, 2020

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Call Options

Written

-100

215.0000

American

Feb 21, 2020

Call Options

Purchased

3,200

195.0000

American

Aug 21, 2020

Put Options

Written

54,100

140.0000

American

Feb 21, 2020

Put Options

Written

100

195.0000

American

Feb 14, 2020

Put Options

Written

7,000

140.0000

American

Jan 15, 2021

Call Options

Purchased

7,700

190.0000

American

Jan 15, 2021

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Call Options

Purchased

1,500

180.0000

American

Jan 21, 2022

Put Options

Written

14,300

160.0000

American

Mar 20, 2020

Put Options

Written

3,200

120.0000

American

Feb 21, 2020

Call Options

Purchased

600

200.0000

American

Jan 15, 2021

Put Options

Written

14,400

160.0000

American

Feb 21, 2020

Put Options

Purchased

-12,300

150.0000

American

Jan 15, 2021

Call Options

Written

-7,200

260.0000

American

Jan 15, 2021

Call Options

Written

-100

165.0000

American

Jun 19, 2020

Call Options

Written

-100

175.0000

American

May 15, 2020

Put Options

Purchased

-400

190.0000

American

Jun 19, 2020

Call Options

Written

-100

197.5000

American

Feb 28, 2020

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Call Options

Written

-400

190.0000

American

Mar 20, 2020

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Put Options

Written

100

165.0000

American

May 15, 2020

Put Options

Written

3,300

165.0000

American

Mar 20, 2020

Put Options

Written

1,100

185.0000

American

Feb 21, 2020

Call Options

Purchased

100

120.0000

American

Jan 21, 2022

Put Options

Written

900

180.0000

American

May 15, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Written

1,100

180.0000

American

Mar 20, 2020

Call Options

Written

-100

210.0000

American

Feb 21, 2020

Put Options

Purchased

-400

185.0000

American

Aug 21, 2020

Put Options

Purchased

-300

165.0000

American

Feb 21, 2020

Put Options

Purchased

-400

120.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

185.0000

American

Jan 15, 2021

Call Options

Written

-100

185.0000

American

Jun 19, 2020

Call Options

Written

-100

160.0000

American

Jun 19, 2020

Put Options

Purchased

-2,500

167.5000

American

Feb 14, 2020

Put Options

Purchased

-4,100

160.0000

American

Jan 15, 2021

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Put Options

Purchased

-200

170.0000

American

Jan 21, 2022

Put Options

Purchased

-1,000

155.0000

American

Feb 14, 2020

Call Options

Written

-100

202.5000

American

Feb 21, 2020

Call Options

Written

-100

195.0000

American

Feb 14, 2020

Put Options

Purchased

-100

180.0000

American

Jun 19, 2020

Put Options

Purchased

-500

120.0000

American

Aug 21, 2020

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Call Options

Written

-2,400

165.0000

American

Mar 20, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options

Written

-900

175.0000

American

Jun 19, 2020

Put Options

Written

8,400

170.0000

American

Feb 21, 2020

Call Options

Purchased

200

195.0000

American

Feb 21, 2020

Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020

Put Options

Written

2,500

215.0000

American

Jan 15, 2021

Call Options

Purchased

8,300

185.0000

American

Aug 21, 2020

Call Options

Purchased

1,500

220.0000

American

Mar 20, 2020

Put Options

Written

600

190.0000

American

Feb 21, 2020

Call Options

Purchased

700

200.0000

American

Jun 19, 2020

Put Options

Purchased

-300

125.0000

American

Jan 15, 2021

Call Options

Written

-1,000

197.5000

American

Feb 21, 2020

Put Options

Purchased

-1,800

150.0000

American

Jan 21, 2022

Call Options

Written

-700

202.5000

American

Mar 6, 2020

Put Options

Purchased

-100

130.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

180.0000

American

Jan 15, 2021

Put Options

Purchased

-700

160.0000

American

Feb 28, 2020

Put Options

Purchased

-200

190.0000

American

Aug 21, 2020

Call Options

Written

-500

210.0000

American

Feb 14, 2020

Call Options

Written

-400

180.0000

American

Mar 20, 2020

Call Options

Written

-1,300

200.0000

American

Feb 21, 2020

Call Options

Written

-200

180.0000

American

Jun 19, 2020

Call Options

Written

-100

185.0000

American

Mar 20, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Put Options

Written

200

120.0000

American

May 15, 2020

Call Options

Purchased

1,100

200.0000

American

May 15, 2020

Call Options

Purchased

4,000

190.0000

American

Aug 21, 2020

Put Options

Written

7,300

195.0000

American

Mar 20, 2020

Call Options

Purchased

200

192.5000

American

Feb 28, 2020

Put Options

Written

11,200

145.0000

American

Feb 21, 2020

Put Options

Written

50,500

150.0000

American

Feb 21, 2020

Call Options

Purchased

800

205.0000

American

Feb 21, 2020

Call Options

Purchased

11,400

195.0000

American

Jan 15, 2021

Put Options

Written

100

150.0000

American

Mar 20, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Put Options

Purchased

-4,500

130.0000

American

Feb 21, 2020

Put Options

Purchased

-8,500

140.0000

American

Mar 20, 2020

Call Options

Written

-1,000

185.0000

American

May 15, 2020

Call Options

Written

-100

212.5000

American

Feb 21, 2020

Call Options

Written

-1,400

140.0000

American

Jan 15, 2021

Call Options

Written

-1,700

197.5000

American

Feb 14, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 692001
Time of Receipt (offset from UTC): 20200211T114015+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC