Form 8.3 - Abbvie Plc - Amendment

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 06 February 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:

ORD

 

 

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

3,387,392

0.23%

4,285,388

0.29%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,300,593

0.16%

775,929

0.05%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,761,900

0.12%

1,220,200

0.08%

 

 

 

 

TOTAL:

 

 

 

 

7,449,885

0.50%

6,281,517

0.42%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

87.2200 USD

Purchase

3

86.3200 USD

Purchase

25

87.5900 USD

Purchase

100

86.8500 USD

Purchase

100

87.3400 USD

Purchase

100

86.9650 USD

Purchase

100

86.8450 USD

Purchase

174

87.6000 USD

Purchase

185

87.1100 USD

Purchase

200

86.7325 USD

Purchase

200

86.8300 USD

Purchase

200

86.8550 USD

Purchase

281

86.8635 USD

Purchase

300

86.8633 USD

Purchase

300

87.0200 USD

Purchase

300

87.1833 USD

Purchase

300

86.5500 USD

Purchase

300

87.7566 USD

Purchase

300

87.6616 USD

Purchase

400

87.8100 USD

Purchase

478

87.0746 USD

Purchase

499

87.3280 USD

Purchase

500

86.7760 USD

Purchase

501

87.4309 USD

Purchase

501

87.1821 USD

Purchase

610

87.0949 USD

Purchase

700

87.2135 USD

Purchase

700

87.3128 USD

Purchase

753

87.8101 USD

Purchase

800

87.2968 USD

Purchase

800

87.1731 USD

Purchase

964

87.2969 USD

Purchase

997

87.8093 USD

Purchase

1,000

87.2470 USD

Purchase

1,000

87.0780 USD

Purchase

1,081

86.8600 USD

Purchase

1,155

87.8228 USD

Purchase

1,243

87.0511 USD

Purchase

1,257

87.8126 USD

Purchase

1,300

87.7653 USD

Purchase

1,325

87.2536 USD

Purchase

1,392

86.6538 USD

Purchase

1,400

86.8464 USD

Purchase

1,400

87.2614 USD

Purchase

1,400

87.2196 USD

Purchase

1,500

87.0380 USD

Purchase

1,600

87.2631 USD

Purchase

1,873

87.8114 USD

Purchase

1,891

87.0347 USD

Purchase

2,000

87.8035 USD

Purchase

2,312

87.2509 USD

Purchase

2,804

87.0168 USD

Purchase

2,804

86.8601 USD

Purchase

3,000

87.1275 USD

Purchase

3,066

87.7727 USD

Purchase

3,599

87.8037 USD

Purchase

4,593

87.2406 USD

Purchase

5,041

87.0525 USD

Purchase

5,522

87.7870 USD

Purchase

6,024

87.2304 USD

Purchase

6,100

87.1500 USD

Purchase

7,100

87.2283 USD

Purchase

7,300

86.9741 USD

Purchase

7,382

86.8345 USD

Purchase

9,200

86.9663 USD

Purchase

11,500

87.0074 USD

Purchase

19,900

86.9897 USD

Purchase

23,652

86.8719 USD

Purchase

24,114

86.6300 USD

Purchase

28,785

87.2481 USD

Purchase

63,324

86.8969 USD

Purchase

72,000

86.7800 USD

Purchase

75,008

87.1800 USD

Purchase

118,424

87.1516 USD

Sale

1

86.4500 USD

Sale

3

86.3200 USD

Sale

10

86.4900 USD

Sale

12

87.0100 USD

Sale

25

87.5900 USD

Sale

28

86.4400 USD

Sale

32

86.7200 USD

Sale

78

86.9573 USD

Sale

100

86.9900 USD

Sale

100

87.1700 USD

Sale

100

86.8450 USD

Sale

100

86.7700 USD

Sale

100

86.6950 USD

Sale

100

86.9050 USD

Sale

100

87.0700 USD

Sale

100

87.3050 USD

Sale

100

87.1100 USD

Sale

100

87.2100 USD

Sale

103

86.4229 USD

Sale

174

87.6000 USD

Sale

200

87.1900 USD

Sale

200

87.2075 USD

Sale

200

87.1200 USD

Sale

200

87.1000 USD

Sale

200

87.0500 USD

Sale

200

87.6625 USD

Sale

200

87.1750 USD

Sale

201

87.9300 USD

Sale

253

87.2652 USD

Sale

267

87.0012 USD

Sale

300

87.2116 USD

Sale

300

87.6616 USD

Sale

300

86.8350 USD

Sale

353

87.2200 USD

Sale

400

86.7900 USD

Sale

400

86.9800 USD

Sale

400

86.9750 USD

Sale

401

87.2096 USD

Sale

404

87.0464 USD

Sale

444

86.6741 USD

Sale

447

87.1380 USD

Sale

500

87.2050 USD

Sale

500

87.1340 USD

Sale

515

87.1033 USD

Sale

517

87.0364 USD

Sale

552

86.8622 USD

Sale

582

87.0067 USD

Sale

600

87.2500 USD

Sale

877

86.9528 USD

Sale

928

86.6538 USD

Sale

943

87.0563 USD

Sale

1,031

87.2526 USD

Sale

1,097

86.7912 USD

Sale

1,110

86.6140 USD

Sale

1,168

87.0005 USD

Sale

1,197

86.7418 USD

Sale

1,200

87.1041 USD

Sale

1,485

87.1136 USD

Sale

1,492

86.7797 USD

Sale

1,560

86.8870 USD

Sale

1,583

87.0013 USD

Sale

1,600

87.0927 USD

Sale

1,685

87.0990 USD

Sale

1,962

86.8600 USD

Sale

1,971

86.9177 USD

Sale

2,001

87.2602 USD

Sale

2,129

87.0043 USD

Sale

2,344

87.0093 USD

Sale

2,410

87.0152 USD

Sale

2,600

87.1699 USD

Sale

2,735

87.2491 USD

Sale

2,748

86.7012 USD

Sale

2,835

87.0847 USD

Sale

3,037

86.9811 USD

Sale

3,247

87.2242 USD

Sale

3,326

86.8033 USD

Sale

3,374

87.2548 USD

Sale

3,509

86.8329 USD

Sale

4,121

87.2455 USD

Sale

4,377

86.8073 USD

Sale

5,123

87.2005 USD

Sale

5,189

87.2208 USD

Sale

6,100

87.1500 USD

Sale

6,224

86.8364 USD

Sale

6,500

87.0289 USD

Sale

7,200

87.2036 USD

Sale

7,800

87.2269 USD

Sale

8,065

87.0719 USD

Sale

14,000

86.9805 USD

Sale

19,390

87.0822 USD

Sale

21,217

87.2494 USD

Sale

21,748

86.8199 USD

Sale

22,222

87.7951 USD

Sale

24,114

86.6300 USD

Sale

24,300

87.0393 USD

Sale

28,785

87.2481 USD

Sale

35,564

87.2448 USD

Sale

48,528

87.1672 USD

Sale

84,782

87.1800 USD

Sale

86,347

86.9181 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

date

money

selling,

securities

 

 

paid/

varying etc

to which

 

 

received

option

 

 

 

relates

 

 

 

Call Option Purchasing

1,000

82 USD

American

21 Feb 2020

5.7000 USD

Call Option Purchasing

2,600

84 USD

American

21 Feb 2020

3.9400 USD

Call Option Purchasing

4,100

85 USD

American

21 Feb 2020

3.4100 USD

Call Option Purchasing

500

85 USD

American

21 Feb 2020

3.7700 USD

Call Option Purchasing

19,000

85 USD

American

15 Jan 2021

8.1421 USD

Call Option Purchasing

100

87 USD

American

14 Feb 2020

1.7700 USD

Call Option Purchasing

2,200

88 USD

American

19 Jun 2020

4.2500 USD

Call Option Purchasing

200

89 USD

American

7 Feb 2020

0.9900 USD

Call Option Purchasing

1,000

90 USD

American

7 Feb 2020

0.5000 USD

Call Option Purchasing

200

90 USD

American

15 May 2020

2.9000 USD

Call Option Purchasing

100

91 USD

American

7 Feb 2020

0.3200 USD

Call Option Purchasing

200

91 USD

American

21 Feb 2020

0.7100 USD

Call Option Purchasing

100

92 USD

American

7 Feb 2020

0.2300 USD

Call Option Purchasing

3,000

93 USD

American

6 Mar 2020

0.8100 USD

Call Option Purchasing

100

95 USD

American

20 Mar 2020

0.5000 USD

Call Option Selling

1,000

83 USD

American

21 Feb 2020

4.9000 USD

Call Option Selling

19,000

83 USD

American

15 May 2020

6.8315 USD

Call Option Selling

2,800

85 USD

American

21 Feb 2020

3.2635 USD

Call Option Selling

200

86 USD

American

7 Feb 2020

2.1600 USD

Call Option Selling

4,200

86 USD

American

21 Feb 2020

2.8361 USD

Call Option Selling

2,800

87 USD

American

7 Feb 2020

1.5314 USD

Call Option Selling

100

87 USD

American

14 Feb 2020

1.9000 USD

Call Option Selling

100

87 USD

American

14 Feb 2020

2.0200 USD

Call Option Selling

200

87 USD

American

21 Feb 2020

2.1100 USD

Call Option Selling

100

88 USD

American

7 Feb 2020

1.3000 USD

Call Option Selling

700

88 USD

American

21 Feb 2020

1.6328 USD

Call Option Selling

300

89 USD

American

7 Feb 2020

1.1100 USD

Call Option Selling

500

90 USD

American

7 Feb 2020

0.6620 USD

Call Option Selling

1,000

90 USD

American

7 Feb 2020

0.6790 USD

Call Option Selling

400

90 USD

American

21 Feb 2020

1.0425 USD

Call Option Selling

200

91 USD

American

14 Feb 2020

0.6200 USD

Call Option Selling

3,400

92 USD

American

7 Feb 2020

0.2494 USD

Call Option Selling

100

93 USD

American

7 Feb 2020

0.1600 USD

Call Option Selling

700

93 USD

American

7 Feb 2020

0.1728 USD

Call Option Selling

500

93 USD

American

14 Feb 2020

0.2700 USD

Call Option Selling

1,000

94 USD

American

7 Feb 2020

0.1100 USD

Call Option Selling

1,100

95 USD

American

7 Feb 2020

0.0700 USD

Call Option Selling

100

95 USD

American

21 Feb 2020

0.1900 USD

Call Option Selling

7,200

96 USD

American

14 Feb 2020

0.1188 USD

Call Option Selling

100

100 USD

American

7 Feb 2020

0.0300 USD

Call Option Selling

1,000

100 USD

American

14 Feb 2020

0.0600 USD

Call Option Selling

1,500

100 USD

American

21 Feb 2020

0.0600 USD

Call Option Selling

1,300

105 USD

American

20 Mar 2020

0.0700 USD

Call Option Selling

1,100

140 USD

American

15 Jan 2021

0.1600 USD

Put Option Purchasing

400

40 USD

American

21 Jan 2022

0.8600 USD

Put Option Purchasing

200

75 USD

American

15 May 2020

1.0700 USD

Put Option Purchasing

700

80 USD

American

7 Feb 2020

0.1057 USD

Put Option Purchasing

1,200

80 USD

American

20 Mar 2020

0.8300 USD

Put Option Purchasing

1,000

81 USD

American

7 Feb 2020

0.1430 USD

Put Option Purchasing

600

82 USD

American

7 Feb 2020

0.2083 USD

Put Option Purchasing

900

82 USD

American

7 Feb 2020

0.2400 USD

Put Option Purchasing

200

83 USD

American

7 Feb 2020

0.3100 USD

Put Option Purchasing

1,100

84 USD

American

7 Feb 2020

0.4218 USD

Put Option Purchasing

500

84 USD

American

7 Feb 2020

0.7200 USD

Put Option Purchasing

200

84 USD

American

21 Feb 2020

1.0400 USD

Put Option Purchasing

500

85 USD

American

7 Feb 2020

0.7480 USD

Put Option Purchasing

2,600

85 USD

American

7 Feb 2020

0.8726 USD

Put Option Purchasing

150,000

85 USD

American

15 Jan 2021

8.9000 USD

Put Option Purchasing

400

86 USD

American

7 Feb 2020

1.1300 USD

Put Option Purchasing

1,300

88 USD

American

7 Feb 2020

2.2907 USD

Put Option Purchasing

100

90 USD

American

7 Feb 2020

3.9900 USD

Put Option Selling

200

70 USD

American

7 Feb 2020

0.0200 USD

Put Option Selling

1,000

78 USD

American

7 Feb 2020

0.0490 USD

Put Option Selling

100

80 USD

American

21 Feb 2020

0.3200 USD

Put Option Selling

500

82 USD

American

7 Feb 2020

0.3300 USD

Put Option Selling

1,400

83 USD

American

7 Feb 2020

0.4328 USD

Put Option Selling

300

85 USD

American

7 Feb 2020

1.0600 USD

Put Option Selling

1,000

86 USD

American

7 Feb 2020

1.2000 USD

Put Option Selling

100

87 USD

American

14 Feb 2020

1.7100 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

11 Feb 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

 

to which the option

 

 

or derivative

 

 

relates

 

Call Options

Purchased

100

72.5000

American

Sep 18, 2020
Put Options

Written

6,000

80.0000

American

May 15, 2020
Put Options

Written

2,200

70.0000

American

May 15, 2020
Put Options

Written

12,900

87.5000

American

Feb 21, 2020
Put Options

Written

1,700

85.0000

American

Jun 19, 2020
Put Options

Written

101,800

60.0000

American

Jun 19, 2020
Put Options

Written

100

80.0000

American

Mar 6, 2020
Call Options

Purchased

100

90.0000

American

Mar 6, 2020
Call Options

Purchased

21,600

82.0000

American

Feb 21, 2020
Call Options

Purchased

1,000

88.0000

American

Feb 7, 2020
Call Options

Purchased

100

87.5000

American

Feb 7, 2020
Put Options

Written

4,300

84.5000

American

Feb 21, 2020
Put Options

Written

1,100

88.0000

American

Feb 21, 2020
Put Options

Written

4,000

37.5000

American

Jan 21, 2022
Put Options

Written

700

82.5000

American

Jan 15, 2021
Put Options

Written

2,600

75.0000

American

Jun 19, 2020
Call Options

Purchased

400

88.5000

American

Feb 7, 2020
Call Options

Purchased

300

67.5000

American

Sep 18, 2020
Call Options

Purchased

100

90.5000

American

Feb 14, 2020
Call Options

Purchased

3,300

87.5000

American

May 15, 2020
Call Options

Purchased

500

75.0000

American

May 15, 2020
Put Options

Written

2,900

83.0000

American

Feb 7, 2020
Call Options

Purchased

1,000

72.5000

American

Jan 15, 2021
Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020
Call Options

Written

-5,200

80.0000

American

Jan 21, 2022
Call Options

Written

-300

105.0000

American

Jan 21, 2022
Call Options

Written

-200

105.0000

American

Feb 21, 2020
Call Options

Written

-3,700

130.0000

American

Jan 15, 2021
Call Options

Written

-600

84.0000

American

Feb 14, 2020
Call Options

Written

-4,600

90.0000

American

Feb 7, 2020
Put Options

Purchased

-22,200

82.5000

American

Feb 21, 2020
Call Options

Written

-23,600

92.0000

American

Feb 7, 2020
Put Options

Purchased

-600

105.0000

American

Jan 15, 2021
Call Options

Written

-200

91.0000

American

Feb 14, 2020
Call Options

Written

-400

84.5000

American

Feb 14, 2020
Call Options

Written

-1,000

94.0000

American

Feb 7, 2020
Call Options

Written

-100

70.0000

American

Feb 21, 2020
Put Options

Purchased

-600

55.0000

American

Sep 18, 2020
Call Options

Written

-100

110.0000

American

Jan 21, 2022
Put Options

Purchased

-2,800

50.0000

American

Jan 15, 2021
Call Options

Written

-4,500

115.0000

American

Jan 21, 2022
Put Options

Purchased

-51,600

75.0000

American

Feb 21, 2020
Put Options

Purchased

-2,100

82.0000

American

Feb 7, 2020
Call Options

Written

-3,000

85.0000

American

Mar 20, 2020
Put Options

Purchased

-100

50.0000

American

Jan 21, 2022
Call Options

Written

-900

135.0000

American

Jan 15, 2021
Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021
Call Options

Written

-17,300

90.0000

American

Jun 19, 2020
Call Options

Written

-100

82.5000

American

Jan 21, 2022
Put Options

Purchased

-600

75.0000

American

Mar 20, 2020
Put Options

Purchased

-100

95.0000

American

May 15, 2020
Put Options

Purchased

-100

75.0000

American

Feb 14, 2020
Call Options

Written

-10,700

92.5000

American

Feb 7, 2020
Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021
Put Options

Purchased

-48,100

85.0000

American

May 15, 2020
Call Options

Written

-2,300

120.0000

American

Jan 15, 2021
Call Options

Purchased

100

87.0000

American

Mar 6, 2020
Put Options

Written

302,100

60.0000

American

Jan 15, 2021
Call Options

Purchased

1,300

72.5000

American

Jun 19, 2020
Put Options

Written

15,400

42.5000

American

Feb 21, 2020
Call Options

Purchased

9,100

95.0000

American

Sep 18, 2020
Call Options

Purchased

100

94.0000

American

Feb 28, 2020
Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020
Put Options

Written

1,600

82.5000

American

Mar 20, 2020
Call Options

Purchased

300

120.0000

American

Sep 18, 2020
Call Options

Purchased

4,500

85.5000

American

Feb 21, 2020
Call Options

Purchased

1,600

87.5000

American

Mar 20, 2020
Call Options

Purchased

1,100

83.5000

American

Feb 21, 2020
Put Options

Written

600

62.5000

American

Sep 18, 2020
Call Options

Purchased

17,000

85.0000

American

Feb 21, 2020
Put Options

Written

900

82.5000

American

Sep 18, 2020
Call Options

Purchased

100

83.0000

American

Feb 28, 2020
Call Options

Purchased

900

85.0000

American

Aug 21, 2020
Call Options

Purchased

1,000

92.5000

American

Feb 21, 2020
Call Options

Purchased

400

72.5000

American

May 15, 2020
Call Options

Purchased

8,300

95.0000

American

May 15, 2020
Call Options

Purchased

7,600

92.5000

American

May 15, 2020
Put Options

Written

4,000

57.5000

American

Jan 15, 2021
Put Options

Written

200

70.0000

American

Feb 7, 2020
Put Options

Written

5,000

91.0000

American

Feb 21, 2020
Call Options

Purchased

800

91.5000

American

Feb 21, 2020
Call Options

Purchased

400

82.0000

American

Feb 14, 2020
Put Options

Purchased

-100

95.0000

American

Jun 19, 2020
Put Options

Purchased

-4,800

80.0000

American

Mar 20, 2020
Call Options

Written

-7,200

96.0000

American

Feb 14, 2020
Put Options

Purchased

-400

95.0000

American

Sep 18, 2020
Call Options

Written

-5,600

91.0000

American

Feb 7, 2020
Put Options

Purchased

-1,500

75.0000

American

Sep 18, 2020
Call Options

Written

-100

100.0000

American

Mar 20, 2020
Put Options

Purchased

-20,100

85.0000

American

Sep 18, 2020
Put Options

Purchased

-30,000

62.5000

American

Jan 15, 2021
Put Options

Purchased

-200

85.0000

American

Feb 28, 2020
Call Options

Written

-800

87.0000

American

Feb 7, 2020
Put Options

Purchased

-2,400

55.0000

American

Jan 15, 2021
Call Options

Written

-3,300

86.0000

American

Feb 14, 2020
Call Options

Written

-100

87.5000

American

Feb 14, 2020
Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021
Call Options

Written

-18,400

110.0000

American

Jan 15, 2021
Call Options

Written

-4,500

83.0000

American

Feb 21, 2020
Call Options

Written

-400

83.0000

American

Feb 14, 2020
Call Options

Written

-400

82.5000

American

Mar 20, 2020
Call Options

Written

-1,800

88.5000

American

Feb 14, 2020
Put Options

Written

1,800

57.5000

American

Feb 21, 2020
Call Options

Purchased

1,000

86.0000

American

Feb 28, 2020
Put Options

Written

100

84.0000

American

Feb 28, 2020
Call Options

Purchased

300

90.5000

American

Feb 21, 2020
Call Options

Purchased

700

84.5000

American

Feb 7, 2020
Call Options

Purchased

900

90.5000

American

Feb 28, 2020
Call Options

Purchased

200

97.5000

American

Mar 20, 2020
Call Options

Purchased

2,200

105.0000

American

Jun 19, 2020
Call Options

Purchased

400

70.0000

American

Jun 19, 2020
Call Options

Purchased

100

77.5000

American

Jun 19, 2020
Call Options

Purchased

700

88.0000

American

Feb 14, 2020
Put Options

Written

500

87.5000

American

Feb 7, 2020
Call Options

Purchased

4,700

95.0000

American

Mar 20, 2020
Put Options

Written

400

84.5000

American

Feb 14, 2020
Put Options

Written

6,600

75.0000

American

May 15, 2020
Call Options

Purchased

3,000

97.5000

American

May 15, 2020
Put Options

Written

1,900

78.0000

American

Feb 7, 2020
Put Options

Purchased

-4,800

40.0000

American

Jan 21, 2022
Put Options

Purchased

-120,000

85.0000

American

Feb 21, 2020
Call Options

Written

-100

86.5000

American

Feb 14, 2020
Call Options

Written

-1,900

97.5000

American

Jan 15, 2021
Call Options

Written

-1,900

115.0000

American

Sep 18, 2020
Call Options

Written

-300

89.0000

American

Feb 21, 2020
Call Options

Written

-300

110.0000

American

Jun 19, 2020
Call Options

Written

-2,700

85.0000

American

Jun 19, 2020
Call Options

Written

-900

110.0000

American

Feb 21, 2020
Call Options

Written

-3,000

75.0000

American

Jan 15, 2021
Put Options

Purchased

-1,700

90.0000

American

Sep 18, 2020
Call Options

Written

-100

85.5000

American

Feb 14, 2020
Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020
Put Options

Purchased

-3,500

50.0000

American

Jun 19, 2020
Put Options

Purchased

-6,900

72.5000

American

Feb 21, 2020
Call Options

Written

-100

89.5000

American

Mar 6, 2020
Put Options

Purchased

-400

85.0000

American

Feb 14, 2020
Put Options

Purchased

-8,200

77.5000

American

Mar 20, 2020
Put Options

Purchased

-2,900

83.5000

American

Feb 7, 2020
Call Options

Written

-4,300

85.0000

American

May 15, 2020
Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021
Call Options

Written

-5,100

95.0000

American

Feb 21, 2020
Put Options

Purchased

-600

42.5000

American

Sep 18, 2020
Call Options

Written

-100

100.0000

American

Jan 21, 2022
Call Options

Written

-900

85.0000

American

Sep 18, 2020
Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020
Put Options

Written

5,700

77.5000

American

Jan 15, 2021
Call Options

Purchased

2,600

87.5000

American

Jun 19, 2020
Put Options

Written

177,700

80.0000

American

Jan 15, 2021
Put Options

Written

37,300

57.5000

American

Jun 19, 2020
Call Options

Purchased

1,500

67.5000

American

Jan 15, 2021
Call Options

Purchased

6,800

90.0000

American

Sep 18, 2020
Call Options

Purchased

3,000

92.5000

American

Mar 6, 2020
Put Options

Written

7,700

72.5000

American

Jun 19, 2020
Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021
Put Options

Written

1,400

86.0000

American

Feb 7, 2020
Call Options

Purchased

400

75.0000

American

Jan 21, 2022
Put Options

Written

400

81.5000

American

Mar 6, 2020
Put Options

Written

2,500

47.5000

American

Jan 21, 2022
Put Options

Written

156,100

65.0000

American

Jun 19, 2020
Put Options

Written

4,000

62.5000

American

Feb 21, 2020
Call Options

Purchased

5,600

90.0000

American

Aug 21, 2020
Call Options

Purchased

2,500

82.5000

American

Feb 21, 2020
Put Options

Written

400

32.5000

American

Sep 18, 2020
Call Options

Purchased

5,100

87.5000

American

Feb 21, 2020
Put Options

Written

200

37.5000

American

Jan 15, 2021
Call Options

Purchased

6,100

85.0000

American

Feb 7, 2020
Put Options

Written

2,800

80.0000

American

Jun 19, 2020
Put Options

Written

1,000

42.5000

American

Jan 21, 2022
Put Options

Written

300

85.0000

American

May 15, 2020
Call Options

Purchased

1,300

92.5000

American

Sep 18, 2020
Call Options

Purchased

1,000

65.0000

American

Sep 18, 2020
Put Options

Written

200

80.0000

American

Aug 21, 2020
Call Options

Purchased

4,100

92.5000

American

Mar 20, 2020
Put Options

Written

300

90.0000

American

Jun 19, 2020
Call Options

Purchased

200

93.0000

American

Feb 21, 2020
Put Options

Written

600

70.0000

American

Mar 20, 2020
Call Options

Purchased

7,000

80.0000

American

May 15, 2020
Call Options

Written

-300

70.0000

American

Jan 21, 2022
Call Options

Written

-51,100

92.5000

American

Jan 15, 2021
Call Options

Written

-2,200

88.0000

American

Mar 6, 2020
Put Options

Purchased

-100

100.0000

American

Jan 21, 2022
Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020
Put Options

Purchased

-2,500

70.0000

American

Jan 15, 2021
Put Options

Purchased

-8,000

90.0000

American

Feb 21, 2020
Call Options

Written

-300

91.5000

American

Feb 7, 2020
Call Options

Written

-79,300

70.0000

American

Jan 15, 2021
Call Options

Written

-200

110.0000

American

Sep 18, 2020
Put Options

Purchased

-200

87.5000

American

Sep 18, 2020
Put Options

Purchased

-100

75.0000

American

Feb 7, 2020
Put Options

Purchased

-300

79.0000

American

Feb 7, 2020
Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020
Call Options

Written

-19,100

92.5000

American

Feb 21, 2020
Put Options

Purchased

-1,100

67.5000

American

Sep 18, 2020
Put Options

Purchased

-1,200

72.5000

American

Sep 18, 2020
Call Options

Written

-100

100.0000

American

Feb 7, 2020
Call Options

Written

-300

89.0000

American

Feb 14, 2020
Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020
Call Options

Written

-2,100

97.5000

American

Jun 19, 2020
Put Options

Purchased

-200

92.5000

American

Sep 18, 2020
Put Options

Purchased

-500

85.5000

American

Feb 7, 2020
Call Options

Written

-1,600

89.0000

American

Feb 7, 2020
Call Options

Written

-7,900

100.0000

American

Jan 15, 2021
Put Options

Purchased

-500

84.5000

American

Feb 7, 2020
Put Options

Written

300

65.0000

American

May 15, 2020
Put Options

Written

12,600

70.0000

American

Feb 21, 2020
Put Options

Written

1,900

55.0000

American

Feb 21, 2020
Put Options

Written

100

77.5000

American

Sep 18, 2020
Put Options

Written

5,200

83.5000

American

Feb 14, 2020
Put Options

Written

700

83.5000

American

Feb 21, 2020
Call Options

Purchased

500

82.5000

American

Sep 18, 2020
Put Options

Written

100

86.5000

American

Feb 14, 2020
Call Options

Purchased

3,100

83.0000

American

Feb 7, 2020
Call Options

Purchased

8,900

81.0000

American

Feb 7, 2020
Put Options

Written

6,000

84.0000

American

Feb 14, 2020
Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021
Call Options

Purchased

600

77.5000

American

Sep 18, 2020
Call Options

Purchased

13,900

75.0000

American

Sep 18, 2020
Put Options

Written

100

77.5000

American

May 15, 2020
Call Options

Purchased

33,800

90.0000

American

Feb 21, 2020
Put Options

Written

400

67.5000

American

May 15, 2020
Put Options

Written

28,300

62.5000

American

Jun 19, 2020
Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020
Call Options

Purchased

3,800

84.0000

American

Feb 7, 2020
Put Options

Written

1,100

82.5000

American

Jun 19, 2020
Call Options

Purchased

7,300

90.0000

American

May 15, 2020
Put Options

Purchased

-600

77.5000

American

Jan 15, 2021
Put Options

Purchased

-400

89.0000

American

Feb 21, 2020
Put Options

Purchased

-1,100

82.5000

American

May 15, 2020
Call Options

Written

-2,200

130.0000

American

Jun 19, 2020
Put Options

Purchased

-400

92.5000

American

Feb 21, 2020
Call Options

Written

-2,500

115.0000

American

Feb 21, 2020
Call Options

Written

-1,000

85.0000

American

Mar 6, 2020
Call Options

Written

-2,700

115.0000

American

Jun 19, 2020
Put Options

Purchased

-900

60.0000

American

Sep 18, 2020
Call Options

Written

-5,500

84.5000

American

Feb 21, 2020
Call Options

Written

-100

81.5000

American

Feb 14, 2020
Call Options

Written

-500

70.0000

American

Feb 28, 2020
Put Options

Purchased

-700

95.0000

American

Jan 15, 2021
Put Options

Purchased

-400

100.0000

American

Jan 15, 2021
Put Options

Purchased

-700

76.0000

American

Feb 7, 2020
Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021
Put Options

Purchased

-2,700

80.0000

American

Feb 7, 2020
Put Options

Purchased

-5,100

84.0000

American

Feb 7, 2020
Call Options

Written

-500

93.0000

American

Feb 7, 2020
Put Options

Purchased

-700

42.5000

American

Jan 15, 2021
Call Options

Written

-2,700

125.0000

American

Jan 15, 2021
Call Options

Written

-14,700

87.0000

American

Feb 21, 2020
Put Options

Purchased

-100

60.0000

American

Feb 21, 2020
Call Options

Written

-1,800

85.0000

American

Feb 14, 2020
Put Options

Purchased

-4,700

35.0000

American

Jan 15, 2021
Put Options

Purchased

-4,800

55.0000

American

May 15, 2020
Put Options

Purchased

-200

70.0000

American

Aug 21, 2020
Call Options

Written

-1,300

92.5000

American

Jun 19, 2020
Call Options

Purchased

1,300

81.0000

American

Feb 21, 2020
Put Options

Written

30,100

70.0000

American

Jun 19, 2020
Put Options

Written

2,000

57.5000

American

Sep 18, 2020
Call Options

Purchased

400

80.0000

American

Feb 7, 2020
Call Options

Purchased

100

75.0000

American

Feb 21, 2020
Put Options

Written

1,400

55.0000

American

Jun 19, 2020
Call Options

Purchased

1,000

90.0000

American

Feb 28, 2020
Call Options

Purchased

400

84.5000

American

Mar 13, 2020
Call Options

Purchased

300

91.0000

American

Feb 21, 2020
Call Options

Purchased

100

125.0000

American

Jan 21, 2022
Put Options

Written

1,500

62.5000

American

May 15, 2020
Call Options

Purchased

100

90.0000

American

Jan 15, 2021
Put Options

Written

90,000

50.0000

American

Jun 19, 2020
Put Options

Written

800

87.5000

American

Jan 15, 2021
Put Options

Written

11,000

87.5000

American

May 15, 2020
Call Options

Purchased

1,200

80.0000

American

Feb 21, 2020
Put Options

Written

800

82.0000

American

Feb 21, 2020
Put Options

Written

300

35.0000

American

Sep 18, 2020
Call Options

Purchased

12,600

86.0000

American

Feb 21, 2020
Put Options

Written

1,000

75.0000

American

Jan 15, 2021
Put Options

Written

400

50.0000

American

Feb 21, 2020
Call Options

Purchased

2,000

93.5000

American

Feb 14, 2020
Call Options

Written

-400

82.5000

American

Mar 6, 2020
Put Options

Purchased

-100

80.0000

American

Feb 14, 2020
Call Options

Written

-18,700

95.0000

American

Jun 19, 2020
Call Options

Written

-1,000

100.0000

American

Feb 14, 2020
Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021
Call Options

Written

-2,100

115.0000

American

Jan 15, 2021
Call Options

Written

-4,700

120.0000

American

Jan 21, 2022
Put Options

Purchased

-9,400

72.5000

American

Jan 15, 2021
Put Options

Purchased

-1,500

87.5000

American

Mar 20, 2020
Put Options

Purchased

-2,100

83.0000

American

Feb 21, 2020
Put Options

Purchased

-300

60.0000

American

Jan 21, 2022
Put Options

Purchased

-700

92.5000

American

Jun 19, 2020
Put Options

Purchased

-5,000

81.5000

American

Feb 7, 2020
Put Options

Written

500

45.0000

American

Jan 21, 2022
Put Options

Written

100

97.5000

American

Jan 21, 2022
Call Options

Purchased

1,300

92.0000

American

Feb 21, 2020
Put Options

Written

100

130.0000

American

Jun 19, 2020
Put Options

Written

13,100

84.0000

American

Feb 21, 2020
Call Options

Purchased

300

55.0000

American

Jan 21, 2022
Put Options

Written

900

77.5000

American

Jun 19, 2020
Call Options

Purchased

300

78.0000

American

Feb 7, 2020
Call Options

Purchased

4,200

80.0000

American

Jun 19, 2020
Call Options

Purchased

800

100.0000

American

Feb 21, 2020
Call Options

Purchased

700

105.0000

American

May 15, 2020
Put Options

Written

300

65.0000

American

Jan 15, 2021
Put Options

Written

275,000

70.0000

American

Jan 15, 2021
Put Options

Written

1,100

65.0000

American

Sep 18, 2020
Put Options

Written

3,500

87.5000

American

Jun 19, 2020
Call Options

Purchased

100

95.0000

American

Aug 21, 2020
Put Options

Written

5,000

67.5000

American

Feb 21, 2020
Call Options

Purchased

800

86.0000

American

Feb 7, 2020
Put Options

Written

500

45.0000

American

Jan 15, 2021
Put Options

Written

15,600

85.0000

American

Feb 21, 2020
Call Options

Purchased

1,300

105.0000

American

Sep 18, 2020
Put Options

Written

14,500

67.5000

American

Jun 19, 2020
Call Options

Purchased

300

88.5000

American

Feb 21, 2020
Call Options

Purchased

3,000

86.5000

American

Feb 7, 2020
Call Options

Purchased

2,300

85.0000

American

Feb 28, 2020
Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022
Put Options

Purchased

-400

87.0000

American

Feb 14, 2020
Call Options

Written

-1,000

89.5000

American

Feb 7, 2020
Call Options

Written

-19,400

82.5000

American

May 15, 2020
Call Options

Written

-100

87.0000

American

Feb 14, 2020
Put Options

Purchased

-100

75.0000

American

Jan 21, 2022
Put Options

Purchased

-400

90.0000

American

Feb 28, 2020
Put Options

Purchased

-700

90.0000

American

Mar 20, 2020
Call Options

Written

-400

90.0000

American

Feb 14, 2020
Put Options

Purchased

-900

40.0000

American

Jun 19, 2020
Put Options

Purchased

-100

90.0000

American

Feb 7, 2020
Call Options

Written

-6,800

105.0000

American

Jan 15, 2021
Put Options

Purchased

-800

88.0000

American

Feb 7, 2020
Call Options

Written

-1,300

105.0000

American

Mar 20, 2020
Put Options

Purchased

-3,600

85.0000

American

Feb 7, 2020
Call Options

Written

-9,500

100.0000

American

Jun 19, 2020
Call Options

Purchased

1,500

82.0000

American

Feb 7, 2020
Put Options

Written

400

85.0000

American

Jan 15, 2021
Put Options

Written

17,000

65.0000

American

Feb 21, 2020
Call Options

Purchased

13,900

85.0000

American

Jan 15, 2021
Call Options

Purchased

100

85.0000

American

Jan 21, 2022
Put Options

Written

7,400

92.5000

American

Mar 20, 2020
Put Options

Written

3,300

72.5000

American

May 15, 2020
Call Options

Purchased

1,500

82.5000

American

Jun 19, 2020
Call Options

Purchased

4,600

85.5000

American

Feb 7, 2020
Call Options

Purchased

7,300

77.5000

American

Jan 15, 2021
Call Options

Purchased

1,300

81.5000

American

Feb 7, 2020
Call Options

Purchased

4,800

100.0000

American

May 15, 2020
Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021
Put Options

Written

1,100

67.5000

American

Jan 15, 2021
Put Options

Written

1,100

45.0000

American

Jun 19, 2020
Call Options

Purchased

3,300

83.5000

American

Feb 7, 2020
Call Options

Purchased

1,500

80.0000

American

Sep 18, 2020
Put Options

Written

14,600

80.0000

American

Feb 21, 2020
Put Options

Written

200

79.0000

American

Feb 14, 2020
Put Options

Written

4,400

83.0000

American

Feb 14, 2020
Call Options

Purchased

500

90.0000

American

Jan 21, 2022
Put Options

Written

100

82.0000

American

Feb 14, 2020
Call Options

Written

-5,500

95.0000

American

Jan 15, 2021
Call Options

Written

-9,300

84.0000

American

Feb 21, 2020
Call Options

Written

-1,100

95.0000

American

Feb 7, 2020
Call Options

Written

-2,700

82.5000

American

Jan 15, 2021
Put Options

Purchased

-5,500

81.0000

American

Feb 7, 2020
Put Options

Purchased

-17,200

77.5000

American

Feb 21, 2020
Call Options

Written

-300

92.0000

American

Feb 14, 2020
Call Options

Written

-3,500

110.0000

American

May 15, 2020
Put Options

Purchased

-3,600

81.0000

American

Feb 21, 2020
Put Options

Purchased

-250,000

85.0000

American

Jan 15, 2021
Put Options

Purchased

-500

47.5000

American

Sep 18, 2020
Put Options

Purchased

-500

85.5000

American

Feb 14, 2020
Call Options

Written

-600

93.0000

American

Feb 14, 2020
Call Options

Written

-500

87.5000

American

Jan 21, 2022
Call Options

Written

-1,200

80.0000

American

Jan 15, 2021
Call Options

Written

-3,000

140.0000

American

Jan 15, 2021
Put Options

Purchased

-200

86.0000

American

Feb 28, 2020
Call Options

Written

-700

87.5000

American

Jan 15, 2021
Put Options

Purchased

-500

85.0000

American

Mar 20, 2020
Call Options

Written

-4,500

100.0000

American

Sep 18, 2020
Put Options

Purchased

-800

74.0000

American

Feb 7, 2020
Put Options

Purchased

-500

83.5000

American

Feb 28, 2020
Call Options

Written

-1,300

88.0000

American

Feb 21, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 691995
Time of Receipt (offset from UTC): 20200211T091736+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC