Form 8.3 - Allergan plc- Amendment

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 06 February 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:

ORD

 

 

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

4,196,412

1.28%

3,411,361

1.04%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

3,347,027

1.02%

2,571,455

0.78%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

536,300

0.16%

279,500

0.09%

 

 

 

 

TOTAL:

 

 

 

 

8,079,739

2.46%

6,262,316

1.91%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

4

192.1000 USD

Purchase

4

192.2900 USD

Purchase

8

192.4600 USD

Purchase

8

192.4100 USD

Purchase

25

192.4040 USD

Purchase

50

192.5132 USD

Purchase

50

192.5800 USD

Purchase

100

192.7350 USD

Purchase

100

192.8450 USD

Purchase

104

192.8808 USD

Purchase

114

192.6500 USD

Purchase

125

192.7700 USD

Purchase

194

192.1500 USD

Purchase

300

192.6400 USD

Purchase

400

192.8050 USD

Purchase

700

193.0200 USD

Purchase

1,135

192.6094 USD

Purchase

1,800

192.8144 USD

Purchase

2,256

192.6491 USD

Purchase

2,299

192.6764 USD

Purchase

2,754

192.6516 USD

Purchase

3,800

192.7945 USD

Purchase

3,850

192.8800 USD

Purchase

4,600

192.8299 USD

Purchase

5,441

192.2928 USD

Purchase

5,549

192.6844 USD

Purchase

19,604

192.5516 USD

Purchase

26,340

192.8061 USD

Sale

4

192.1000 USD

Sale

17

192.6100 USD

Sale

30

192.0400 USD

Sale

57

192.6500 USD

Sale

65

192.4600 USD

Sale

100

192.6200 USD

Sale

100

192.5000 USD

Sale

100

192.4700 USD

Sale

100

192.3200 USD

Sale

100

192.0500 USD

Sale

100

192.8450 USD

Sale

100

192.8000 USD

Sale

149

192.5063 USD

Sale

194

192.1500 USD

Sale

200

192.0000 USD

Sale

200

192.0800 USD

Sale

200

192.7600 USD

Sale

300

192.6900 USD

Sale

300

192.6400 USD

Sale

400

192.3087 USD

Sale

400

192.4375 USD

Sale

500

192.8670 USD

Sale

567

192.5177 USD

Sale

596

192.2900 USD

Sale

625

192.7868 USD

Sale

719

192.2869 USD

Sale

775

193.0181 USD

Sale

850

192.3410 USD

Sale

1,000

192.3190 USD

Sale

1,302

192.2803 USD

Sale

1,400

192.8421 USD

Sale

1,685

192.3240 USD

Sale

3,300

192.7835 USD

Sale

4,300

192.8431 USD

Sale

5,907

192.8800 USD

Sale

6,459

192.4347 USD

Sale

10,446

192.6745 USD

Sale

40,433

192.7586 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

 

purchasing,

of

price

 

date

money

 

selling,

securities

 

 

paid/

 

varying etc

to which

 

 

received

 

option

 

 

 

relates

 

 

Call Option

Purchasing

600

185 USD

American

21 Aug 2020

10.6500 USD

Call Option

Purchasing

200

193 USD

American

28 Feb 2020

2.4100 USD

Call Option

Purchasing

100

195 USD

American

20 Mar 2020

2.2500 USD

Call Option

Purchasing

100

200 USD

American

15 May 2020

1.4000 USD

Call Option

Selling

100

175 USD

American

15 May 2020

19.2500 USD

Call Option

Selling

200

190 USD

American

7 Feb 2020

3.9100 USD

Call Option

Selling

100

220 USD

American

21 Jan 2022

2.6700 USD

Put Option

Purchasing

1,000

155 USD

American

14 Feb 2020

0.0500 USD

Put Option

Selling

1,000

150 USD

American

21 Feb 2020

0.1500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

11 Feb 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

 

to which the option

 

 

 

 

or derivative

 

 

 

 

relates

 

 

 

Call Options

Purchased

1,300

100.0000

American

Jan 15, 2021

Put Options

Written

300

135.0000

American

Feb 21, 2020

Put Options

Written

900

90.0000

American

Feb 21, 2020

Put Options

Written

700

95.0000

American

Jan 15, 2021

Call Options

Purchased

3,400

190.0000

American

Feb 21, 2020

Put Options

Written

300

180.0000

American

Jan 21, 2022

Call Options

Purchased

2,600

175.0000

American

Jan 15, 2021

Put Options

Written

500

185.0000

American

Jun 19, 2020

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Call Options

Purchased

200

190.0000

American

Jan 21, 2022

Put Options

Written

700

100.0000

American

Jan 15, 2021

Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021

Put Options

Written

5,000

115.0000

American

Mar 20, 2020

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Put Options

Purchased

-9,800

180.0000

American

Feb 21, 2020

Call Options

Written

-600

220.0000

American

May 15, 2020

Call Options

Written

-5,500

160.0000

American

Mar 20, 2020

Put Options

Purchased

-1,000

165.0000

American

Jan 15, 2021

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

155.0000

American

Feb 21, 2020

Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020

Call Options

Written

-100

140.0000

American

Jan 21, 2022

Put Options

Written

500

190.0000

American

Mar 20, 2020

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Put Options

Written

66,500

140.0000

American

Mar 20, 2020

Put Options

Written

500

80.0000

American

Feb 21, 2020

Call Options

Purchased

100

195.0000

American

Mar 20, 2020

Put Options

Written

18,500

150.0000

American

May 15, 2020

Put Options

Written

11,700

160.0000

American

Jun 19, 2020

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Call Options

Purchased

100

200.0000

American

Aug 21, 2020

Call Options

Purchased

200

195.0000

American

Jun 19, 2020

Put Options

Written

500

175.0000

American

Feb 21, 2020

Put Options

Purchased

-100

177.5000

American

Feb 28, 2020

Put Options

Purchased

-16,600

115.0000

American

Jan 15, 2021

Call Options

Written

-800

185.0000

American

Feb 21, 2020

Call Options

Written

-2,700

150.0000

American

Jan 15, 2021

Call Options

Written

-300

150.0000

American

Feb 21, 2020

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Call Options

Written

-2,000

180.0000

American

Feb 21, 2020

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Call Options

Written

-42,400

165.0000

American

Jan 21, 2022

Put Options

Purchased

-400

185.0000

American

Jan 21, 2022

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Call Options

Purchased

42,400

175.0000

American

Jan 21, 2022

Put Options

Written

600

185.0000

American

May 15, 2020

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Put Options

Written

400

110.0000

American

Feb 21, 2020

Call Options

Purchased

500

195.0000

American

May 15, 2020

Call Options

Purchased

500

190.0000

American

May 15, 2020

Put Options

Written

6,600

185.0000

American

Mar 20, 2020

Put Options

Written

100

145.0000

American

Jan 15, 2021

Put Options

Written

5,000

145.0000

American

Mar 20, 2020

Call Options

Purchased

3,300

165.0000

American

Jan 15, 2021

Call Options

Purchased

1,100

190.0000

American

Jun 19, 2020

Call Options

Purchased

100

200.0000

American

Mar 6, 2020

Put Options

Written

1,400

125.0000

American

Jan 15, 2021

Call Options

Purchased

5,100

170.0000

American

Feb 21, 2020

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Call Options

Written

-500

270.0000

American

Jan 15, 2021

Call Options

Written

-100

195.0000

American

Feb 21, 2020

Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020

Call Options

Written

-100

240.0000

American

Mar 20, 2020

Put Options

Purchased

-1,000

195.0000

American

May 15, 2020

Put Options

Purchased

-4,600

170.0000

American

Jan 15, 2021

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Call Options

Purchased

800

160.0000

American

Jan 21, 2022

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Put Options

Written

3,800

165.0000

American

Jun 19, 2020

Call Options

Purchased

2,000

180.0000

American

Jan 15, 2021

Put Options

Written

48,000

140.0000

American

Jun 19, 2020

Call Options

Purchased

4,500

200.0000

American

Mar 20, 2020

Call Options

Purchased

400

220.0000

American

Jan 21, 2022

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Call Options

Written

-2,000

150.0000

American

May 15, 2020

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options

Written

-2,000

130.0000

American

Feb 21, 2020

Put Options

Purchased

-2,300

170.0000

American

Jun 19, 2020

Call Options

Purchased

1,500

180.0000

American

Jan 21, 2022

Put Options

Written

54,100

140.0000

American

Feb 21, 2020

Call Options

Purchased

7,700

190.0000

American

Jan 15, 2021

Put Options

Written

14,400

160.0000

American

Feb 21, 2020

Put Options

Written

7,000

140.0000

American

Jan 15, 2021

Put Options

Written

3,200

120.0000

American

Feb 21, 2020

Call Options

Purchased

3,200

195.0000

American

Aug 21, 2020

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Call Options

Purchased

400

200.0000

American

Jan 15, 2021

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

14,300

160.0000

American

Mar 20, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Call Options

Written

-100

165.0000

American

Jun 19, 2020

Put Options

Purchased

-400

190.0000

American

Jun 19, 2020

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Put Options

Purchased

-12,300

150.0000

American

Jan 15, 2021

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Call Options

Written

-2,000

260.0000

American

Jan 15, 2021

Call Options

Written

-500

190.0000

American

Mar 20, 2020

Call Options

Written

-100

175.0000

American

May 15, 2020

Put Options

Written

3,300

165.0000

American

Mar 20, 2020

Call Options

Purchased

100

120.0000

American

Jan 21, 2022

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Written

500

180.0000

American

May 15, 2020

Put Options

Written

900

180.0000

American

Mar 20, 2020

Put Options

Written

100

165.0000

American

May 15, 2020

Put Options

Written

1,100

185.0000

American

Feb 21, 2020

Call Options

Written

-200

190.0000

American

Feb 7, 2020

Call Options

Written

-900

175.0000

American

Jun 19, 2020

Put Options

Purchased

-400

185.0000

American

Aug 21, 2020

Put Options

Purchased

-4,100

160.0000

American

Jan 15, 2021

Put Options

Purchased

-400

120.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

155.0000

American

Feb 14, 2020

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-300

165.0000

American

Feb 21, 2020

Put Options

Purchased

-1,700

185.0000

American

Jan 15, 2021

Call Options

Written

-100

160.0000

American

Jun 19, 2020

Put Options

Purchased

-500

120.0000

American

Aug 21, 2020

Put Options

Purchased

-100

180.0000

American

Jun 19, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options

Written

-2,400

165.0000

American

Mar 20, 2020

Call Options

Written

-100

185.0000

American

Jun 19, 2020

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Put Options

Purchased

-200

170.0000

American

Jan 21, 2022

Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020

Call Options

Purchased

8,300

185.0000

American

Aug 21, 2020

Put Options

Written

8,400

170.0000

American

Feb 21, 2020

Call Options

Purchased

700

200.0000

American

Jun 19, 2020

Call Options

Purchased

1,700

220.0000

American

Mar 20, 2020

Put Options

Written

400

190.0000

American

Feb 21, 2020

Put Options

Purchased

-1,000

180.0000

American

Jan 15, 2021

Call Options

Written

-100

185.0000

American

Mar 20, 2020

Put Options

Purchased

-100

130.0000

American

Jan 15, 2021

Call Options

Written

-300

180.0000

American

Mar 20, 2020

Put Options

Purchased

-1,800

150.0000

American

Jan 21, 2022

Put Options

Purchased

-900

185.0000

American

Feb 7, 2020

Call Options

Written

-1,100

200.0000

American

Feb 21, 2020

Put Options

Purchased

-700

160.0000

American

Feb 28, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Put Options

Purchased

-200

190.0000

American

Aug 21, 2020

Call Options

Written

-200

180.0000

American

Jun 19, 2020

Put Options

Written

200

120.0000

American

May 15, 2020

Call Options

Purchased

11,400

195.0000

American

Jan 15, 2021

Put Options

Written

200

195.0000

American

Mar 20, 2020

Call Options

Purchased

1,100

200.0000

American

May 15, 2020

Put Options

Written

11,200

145.0000

American

Feb 21, 2020

Call Options

Purchased

200

192.5000

American

Feb 28, 2020

Put Options

Written

50,500

150.0000

American

Feb 21, 2020

Put Options

Written

100

150.0000

American

Mar 20, 2020

Call Options

Purchased

4,100

190.0000

American

Aug 21, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Put Options

Purchased

-4,500

130.0000

American

Feb 21, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Call Options

Written

-1,000

185.0000

American

May 15, 2020

Put Options

Purchased

-8,500

140.0000

American

Mar 20, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 691994
Time of Receipt (offset from UTC): 20200211T085042+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC