Form 8.3 - ALLERGAN PLC - Amendment

LONDON--()-- 

FORM 8.3

Amendment to Purchase

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ALLERGAN PLC

Class of relevant security to which the

ORD

dealings being disclosed relate (Note 2)
Date of dealing

04 February 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

4,206,755

1.28%

3,426,516

1.04%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

3,347,027

1.02%

2,571,455

0.78%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

529,700

0.16%

278,300

0.08%

 

 

 

 

TOTAL:

 

 

 

 

8,083,482

2.46%

6,276,271

1.91%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security: Long Short
Number (%) Number (%)

(1)

Relevant securities

(2)

Derivatives (other than options):

(3)

Options and agreements to
purchase/sell:
TOTAL:

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

190.2000 USD

Purchase

1

190.5300 USD

Purchase

3

190.0833 USD

Purchase

36

189.6700 USD

Purchase

44

189.8819 USD

Purchase

58

190.3700 USD

Purchase

76

190.1896 USD

Purchase

80

190.2600 USD

Purchase

100

190.4300 USD

Purchase

100

190.4800 USD

Purchase

100

190.2800 USD

Purchase

100

190.5200 USD

Purchase

100

190.1400 USD

Purchase

100

190.3850 USD

Purchase

100

189.9100 USD

Purchase

100

190.5700 USD

Purchase

105

190.4335 USD

Purchase

200

190.4700 USD

Purchase

200

190.3650 USD

Purchase

200

190.2750 USD

Purchase

200

190.2650 USD

Purchase

200

190.3950 USD

Purchase

231

190.2615 USD

Purchase

300

190.2700 USD

Purchase

320

190.0962 USD

Purchase

500

190.2180 USD

Purchase

900

190.1933 USD

Purchase

927

190.1741 USD

Purchase

1,006

190.2021 USD

Purchase

1,100

190.2902 USD

Purchase

1,438

190.2187 USD

Purchase

1,643

190.1803 USD

Purchase

1,781

190.1617 USD

Purchase

1,882

190.1792 USD

Purchase

2,516

189.8019 USD

Purchase

3,880

190.2234 USD

Purchase

5,393

190.2130 USD

Purchase

5,500

190.3064 USD

Purchase

6,991

190.1600 USD

Purchase

7,981

190.1692 USD

Purchase

8,494

190.1115 USD

Purchase

9,392

190.3760 USD

Purchase

24,650

190.1937 USD

Purchase

53,053

190.2328 USD

Sale

1

190.2000 USD

Sale

3

190.2433 USD

Sale

9

190.3666 USD

Sale

20

190.1100 USD

Sale

21

190.2257 USD

Sale

21

190.1140 USD

Sale

22

190.3122 USD

Sale

32

190.2518 USD

Sale

58

190.3700 USD

Sale

58

190.2312 USD

Sale

69

189.6700 USD

Sale

76

190.1896 USD

Sale

100

189.9800 USD

Sale

100

190.2850 USD

Sale

100

190.3250 USD

Sale

100

190.3850 USD

Sale

100

190.4300 USD

Sale

100

190.5700 USD

Sale

104

190.1300 USD

Sale

107

190.2107 USD

Sale

200

189.6358 USD

Sale

200

190.0625 USD

Sale

229

190.1847 USD

Sale

241

190.0400 USD

Sale

300

190.0050 USD

Sale

378

190.1671 USD

Sale

417

190.1448 USD

Sale

552

190.1164 USD

Sale

600

190.1866 USD

Sale

900

190.1933 USD

Sale

900

190.3408 USD

Sale

1,427

190.1688 USD

Sale

1,471

190.2081 USD

Sale

1,619

190.1229 USD

Sale

1,731

190.1286 USD

Sale

2,143

190.2181 USD

Sale

2,187

189.7452 USD

Sale

2,200

190.3695 USD

Sale

2,343

190.2660 USD

Sale

2,354

190.2841 USD

Sale

2,858

190.1821 USD

Sale

3,000

190.2902 USD

Sale

3,600

190.3451 USD

Sale

4,927

190.1026 USD

Sale

5,453

190.2586 USD

Sale

5,952

190.2965 USD

Sale

6,603

190.1600 USD

Sale

6,613

190.2203 USD

Sale

10,078

190.2240 USD

Sale

11,443

190.2768 USD

Sale

15,498

190.2376 USD

Sale

41,994

190.1925 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

 

purchasing,

of

price

 

date

money

 

selling,

securities

 

 

 

paid/

 

varying etc

to which

 

 

 

received

 

 

option

 

 

 

 

 

 

relates

 

 

 

 

Put Option

Purchasing

300

190 USD

American

19 Jun 2020

5.5500 USD

Put Option

Purchasing

200

190 USD

American

21 Aug 2020

6.5000 USD

Put Option

Selling

500

140 USD

American

15 Jan 2021

1.2000 USD

Put Option

Selling

1,000

145 USD

American

20 Mar 2020

0.4000 USD

Put Option

Selling

500

190 USD

American

20 Mar 2020

5.1500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

I

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

6 Feb 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or

Number of

Exercise

Type

Expiry

 

purchased

relevant securities

price

 

date

 

 

to which the option

 

 

 

 

 

or derivative

 

 

 

 

 

relates

 

 

 

Put Options

Written

900

90.0000

American

Feb 21, 2020

Call Options

Purchased

3,400

190.0000

American

Feb 21, 2020

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Put Options

Written

300

135.0000

American

Feb 21, 2020

Put Options

Written

5,000

115.0000

American

Mar 20, 2020

Call Options

Purchased

200

190.0000

American

Jan 21, 2022

Call Options

Purchased

2,600

175.0000

American

Jan 15, 2021

Put Options

Written

700

100.0000

American

Jan 15, 2021

Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021

Put Options

Written

300

180.0000

American

Jan 21, 2022

Call Options

Purchased

1,300

100.0000

American

Jan 15, 2021

Put Options

Written

700

95.0000

American

Jan 15, 2021

Put Options

Written

500

185.0000

American

Jun 19, 2020

Put Options

Purchased

-1,000

165.0000

American

Jan 15, 2021

Put Options

Purchased

-9,800

180.0000

American

Feb 21, 2020

Put Options

Purchased

-1,500

155.0000

American

Feb 21, 2020

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020

Call Options

Written

-600

220.0000

American

May 15, 2020

Call Options

Written

-100

140.0000

American

Jan 21, 2022

Call Options

Written

-5,500

160.0000

American

Mar 20, 2020

Put Options

Written

500

80.0000

American

Feb 21, 2020

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options

Written

66,500

140.0000

American

Mar 20, 2020

Put Options

Written

11,700

160.0000

American

Jun 19, 2020

Put Options

Written

18,500

150.0000

American

May 15, 2020

Call Options

Purchased

200

195.0000

American

Jun 19, 2020

Put Options

Written

500

190.0000

American

Mar 20, 2020

Put Options

Written

500

175.0000

American

Feb 21, 2020

Call Options

Purchased

100

200.0000

American

Aug 21, 2020

Put Options

Purchased

-400

185.0000

American

Jan 21, 2022

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-16,600

115.0000

American

Jan 15, 2021

Call Options

Written

-300

150.0000

American

Feb 21, 2020

Call Options

Written

-2,700

150.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Call Options

Written

-800

185.0000

American

Feb 21, 2020

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Call Options

Written

-42,400

165.0000

American

Jan 21, 2022

Put Options

Purchased

-100

177.5000

American

Feb 28, 2020

Call Options

Written

-2,000

180.0000

American

Feb 21, 2020

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options

Purchased

3,300

165.0000

American

Jan 15, 2021

Call Options

Purchased

100

200.0000

American

Mar 6, 2020

Put Options

Written

600

185.0000

American

May 15, 2020

Call Options

Purchased

42,400

175.0000

American

Jan 21, 2022

Put Options

Written

2,000

145.0000

American

Mar 20, 2020

Put Options

Written

1,400

125.0000

American

Jan 15, 2021

Call Options

Purchased

1,100

190.0000

American

Jun 19, 2020

Call Options

Purchased

5,100

170.0000

American

Feb 21, 2020

Call Options

Purchased

500

190.0000

American

May 15, 2020

Call Options

Purchased

500

195.0000

American

May 15, 2020

Put Options

Written

6,600

185.0000

American

Mar 20, 2020

Put Options

Written

400

110.0000

American

Feb 21, 2020

Put Options

Written

100

145.0000

American

Jan 15, 2021

Call Options

Written

-100

240.0000

American

Mar 20, 2020

Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020

Put Options

Purchased

-1,000

195.0000

American

May 15, 2020

Call Options

Written

-500

270.0000

American

Jan 15, 2021

Put Options

Purchased

-4,600

170.0000

American

Jan 15, 2021

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Call Options

Written

-100

195.0000

American

Feb 21, 2020

Call Options

Purchased

500

220.0000

American

Jan 21, 2022

Put Options

Written

48,000

140.0000

American

Jun 19, 2020

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Put Options

Written

3,800

165.0000

American

Jun 19, 2020

Call Options

Purchased

4,500

200.0000

American

Mar 20, 2020

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Call Options

Purchased

2,000

180.0000

American

Jan 15, 2021

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Call Options

Purchased

800

160.0000

American

Jan 21, 2022

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-2,300

170.0000

American

Jun 19, 2020

Call Options

Written

-2,000

130.0000

American

Feb 21, 2020

Call Options

Written

-2,000

150.0000

American

May 15, 2020

Put Options

Written

7,000

140.0000

American

Jan 15, 2021

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

14,400

160.0000

American

Feb 21, 2020

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Put Options

Written

54,100

140.0000

American

Feb 21, 2020

Call Options

Purchased

400

200.0000

American

Jan 15, 2021

Call Options

Purchased

7,700

190.0000

American

Jan 15, 2021

Call Options

Purchased

1,400

180.0000

American

Jan 21, 2022

Call Options

Purchased

3,200

195.0000

American

Aug 21, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Put Options

Written

14,300

160.0000

American

Mar 20, 2020

Put Options

Written

3,200

120.0000

American

Feb 21, 2020

Call Options

Written

-500

190.0000

American

Mar 20, 2020

Put Options

Purchased

-400

190.0000

American

Jun 19, 2020

Call Options

Written

-2,000

260.0000

American

Jan 15, 2021

Put Options

Purchased

-12,400

150.0000

American

Jan 15, 2021

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Call Options

Written

-100

165.0000

American

Jun 19, 2020

Call Options

Purchased

100

120.0000

American

Jan 21, 2022

Put Options

Written

500

180.0000

American

May 15, 2020

Put Options

Written

500

185.0000

American

Feb 21, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Written

3,300

165.0000

American

Mar 20, 2020

Put Options

Written

100

165.0000

American

May 15, 2020

Put Options

Written

900

180.0000

American

Mar 20, 2020

Put Options

Purchased

-200

170.0000

American

Jan 21, 2022

Call Options

Written

-100

185.0000

American

Jun 19, 2020

Put Options

Purchased

-100

180.0000

American

Jun 19, 2020

Call Options

Written

-2,400

165.0000

American

Mar 20, 2020

Call Options

Written

-100

160.0000

American

Jun 19, 2020

Call Options

Written

-900

175.0000

American

Jun 19, 2020

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-300

165.0000

American

Feb 21, 2020

Put Options

Purchased

-400

185.0000

American

Aug 21, 2020

Put Options

Purchased

-4,100

160.0000

American

Jan 15, 2021

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Put Options

Purchased

-1,700

185.0000

American

Jan 15, 2021

Put Options

Purchased

-400

120.0000

American

Jan 15, 2021

Put Options

Purchased

-500

120.0000

American

Aug 21, 2020

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options

Purchased

7,700

185.0000

American

Aug 21, 2020

Put Options

Written

8,400

170.0000

American

Feb 21, 2020

Call Options

Purchased

1,700

220.0000

American

Mar 20, 2020

Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020

Call Options

Purchased

700

200.0000

American

Jun 19, 2020

Put Options

Written

400

190.0000

American

Feb 21, 2020

Put Options

Purchased

-700

160.0000

American

Feb 28, 2020

Put Options

Purchased

-100

130.0000

American

Jan 15, 2021

Call Options

Written

-200

180.0000

American

Jun 19, 2020

Put Options

Purchased

-900

185.0000

American

Feb 7, 2020

Put Options

Purchased

-1,800

150.0000

American

Jan 21, 2022

Call Options

Written

-100

185.0000

American

Mar 20, 2020

Call Options

Written

-1,100

200.0000

American

Feb 21, 2020

Call Options

Written

-300

180.0000

American

Mar 20, 2020

Put Options

Purchased

-200

190.0000

American

Aug 21, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

180.0000

American

Jan 15, 2021

Call Options

Purchased

4,100

190.0000

American

Aug 21, 2020

Call Options

Purchased

11,400

195.0000

American

Jan 15, 2021

Put Options

Written

200

120.0000

American

May 15, 2020

Put Options

Written

100

150.0000

American

Mar 20, 2020

Put Options

Written

200

195.0000

American

Mar 20, 2020

Put Options

Written

11,200

145.0000

American

Feb 21, 2020

Put Options

Written

49,500

150.0000

American

Feb 21, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Put Options

Purchased

-4,500

130.0000

American

Feb 21, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-1,000

185.0000

American

May 15, 2020

Put Options

Purchased

-8,500

140.0000

American

Mar 20, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 691877
Time of Receipt (offset from UTC): 20200206T152849+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC