FORM 8.3 - ALLERGAN PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ALLERGAN PLC

Class of relevant security to which the

ORD

dealings being disclosed relate (Note 2)
Date of dealing

05 February 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,196,210

1.28%

3,409,622

1.04%

 

 

 

 

 

 

(2)

Derivatives (other than options):

3,347,027

1.02%

2,571,455

0.78%

 

(3)

Options and agreements to
purchase/sell:

534,400

0.16%

278,200

0.08%

 
TOTAL:

8,077,637

2.46%

6,259,277

1.91%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

192.2000 USD

Purchase

18

192.0622 USD

Purchase

34

192.1400 USD

Purchase

98

192.4100 USD

Purchase

99

191.7700 USD

Purchase

100

192.4000 USD

Purchase

100

192.2300 USD

Purchase

100

192.1500 USD

Purchase

102

192.2225 USD

Purchase

150

191.9312 USD

Purchase

200

192.2700 USD

Purchase

300

192.1366 USD

Purchase

300

192.3566 USD

Purchase

300

192.3183 USD

Purchase

301

192.1740 USD

Purchase

400

192.3787 USD

Purchase

499

192.3157 USD

Purchase

500

192.2400 USD

Purchase

500

192.1819 USD

Purchase

552

192.2372 USD

Purchase

811

192.2280 USD

Purchase

1,000

192.3220 USD

Purchase

1,114

192.1992 USD

Purchase

2,663

192.2042 USD

Purchase

3,620

192.1511 USD

Purchase

3,854

192.2974 USD

Purchase

6,081

192.2360 USD

Purchase

7,518

192.1315 USD

Purchase

8,600

192.1947 USD

Purchase

8,967

192.1000 USD

Purchase

9,000

192.1927 USD

Purchase

21,704

192.1161 USD

Purchase

24,140

192.1009 USD

Purchase

26,964

192.1478 USD

Sale

7

192.0700 USD

Sale

13

190.8000 USD

Sale

13

192.0930 USD

Sale

43

192.1900 USD

Sale

100

192.3100 USD

Sale

249

191.8671 USD

Sale

400

192.1600 USD

Sale

470

192.1326 USD

Sale

500

192.2000 USD

Sale

534

192.1568 USD

Sale

756

192.1418 USD

Sale

990

192.1670 USD

Sale

1,000

192.0340 USD

Sale

1,464

192.1823 USD

Sale

2,167

192.1946 USD

Sale

5,316

192.0454 USD

Sale

7,405

192.3054 USD

Sale

8,000

192.2125 USD

Sale

8,800

192.1960 USD

Sale

8,991

192.1000 USD

Sale

16,334

192.1034 USD

Sale

66,955

192.1479 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise Type

Expiry

Option

purchasing,

of

price

date

money

selling,

securities

 

paid/

varying etc

to which

 

received

option

 

 

relates

 

 

Call Option Purchasing

100

180 USD American

21 Jan 2022

16.4000 USD

Call Option Purchasing

1,000

200 USD American

15 May 2020

1.4000 USD

Put Option Selling

3,000

145 USD American

20 Mar 2020

0.3333 USD

Put Option Selling

100

150 USD American

15 Jan 2021

2.0000 USD

Put Option Selling

600

185 USD American

21 Feb 2020

1.7900 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

6 Feb 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

date

to which the option

 

 

or derivative

 

 

relates

 

 

Put Options Written

1,100

100.0000

American

Feb 21, 2020

Put Options Written

900

90.0000

American

Feb 21, 2020

Put Options Written

5,000

115.0000

American

Mar 20, 2020

Put Options Written

300

180.0000

American

Jan 21, 2022

Call Options Purchased

200

190.0000

American

Jan 21, 2022

Call Options Purchased

2,600

175.0000

American

Jan 15, 2021

Call Options Purchased

3,400

190.0000

American

Feb 21, 2020

Call Options Purchased

1,300

100.0000

American

Jan 15, 2021

Put Options Written

700

100.0000

American

Jan 15, 2021

Call Options Purchased

9,100

185.0000

American

Jan 15, 2021

Put Options Written

700

95.0000

American

Jan 15, 2021

Put Options Written

500

185.0000

American

Jun 19, 2020

Put Options Written

300

135.0000

American

Feb 21, 2020

Put Options Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options Purchased

-1,000

165.0000

American

Jan 15, 2021

Call Options Written

-5,500

160.0000

American

Mar 20, 2020

Put Options Purchased

-50,000

160.0000

American

Feb 21, 2020

Call Options Written

-2,100

125.0000

American

Jan 15, 2021

Put Options Purchased

-9,800

180.0000

American

Feb 21, 2020

Call Options Written

-100

140.0000

American

Jan 21, 2022

Put Options Purchased

-1,500

155.0000

American

Feb 21, 2020

Call Options Written

-600

220.0000

American

May 15, 2020

Put Options Written

18,500

150.0000

American

May 15, 2020

Call Options Purchased

100

200.0000

American

Aug 21, 2020

Put Options Written

11,700

160.0000

American

Jun 19, 2020

Put Options Written

66,500

140.0000

American

Mar 20, 2020

Call Options Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options Written

36,400

105.0000

American

Jan 15, 2021

Put Options Written

500

175.0000

American

Feb 21, 2020

Put Options Written

500

80.0000

American

Feb 21, 2020

Call Options Purchased

200

195.0000

American

Jun 19, 2020

Put Options Written

500

190.0000

American

Mar 20, 2020

Put Options Purchased

-300

80.0000

American

Jan 15, 2021

Put Options Purchased

-16,600

115.0000

American

Jan 15, 2021

Put Options Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options Purchased

-100

155.0000

American

Jan 15, 2021

Call Options Written

-2,000

180.0000

American

Feb 21, 2020

Call Options Written

-2,700

150.0000

American

Jan 15, 2021

Put Options Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options Purchased

-400

185.0000

American

Jan 21, 2022

Call Options Written

-42,400

165.0000

American

Jan 21, 2022

Call Options Written

-300

150.0000

American

Feb 21, 2020

Call Options Written

-800

185.0000

American

Feb 21, 2020

Put Options Purchased

-100

177.5000

American

Feb 28, 2020

Call Options Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options Purchased

500

190.0000

American

May 15, 2020

Put Options Written

400

110.0000

American

Feb 21, 2020

Put Options Written

5,000

145.0000

American

Mar 20, 2020

Put Options Written

100

145.0000

American

Jan 15, 2021

Put Options Written

1,400

125.0000

American

Jan 15, 2021

Call Options Purchased

500

195.0000

American

May 15, 2020

Put Options Written

6,600

185.0000

American

Mar 20, 2020

Call Options Purchased

3,300

165.0000

American

Jan 15, 2021

Call Options Purchased

1,100

190.0000

American

Jun 19, 2020

Call Options Purchased

100

200.0000

American

Mar 6, 2020

Call Options Purchased

42,400

175.0000

American

Jan 21, 2022

Call Options Purchased

5,100

170.0000

American

Feb 21, 2020

Put Options Written

600

185.0000

American

May 15, 2020

Call Options Written

-100

195.0000

American

Feb 21, 2020

Put Options Purchased

-66,500

160.0000

American

Mar 20, 2020

Call Options Written

-200

140.0000

American

Feb 21, 2020

Call Options Written

-100

240.0000

American

Mar 20, 2020

Put Options Purchased

-1,000

195.0000

American

May 15, 2020

Call Options Written

-500

270.0000

American

Jan 15, 2021

Put Options Purchased

-4,600

170.0000

American

Jan 15, 2021

Call Options Purchased

2,000

180.0000

American

Jan 15, 2021

Call Options Purchased

100

165.0000

American

Feb 21, 2020

Call Options Purchased

4,500

200.0000

American

Mar 20, 2020

Put Options Written

6,400

95.0000

American

Jun 19, 2020

Call Options Purchased

500

220.0000

American

Jan 21, 2022

Call Options Purchased

300

145.0000

American

Jan 15, 2021

Put Options Written

48,000

140.0000

American

Jun 19, 2020

Put Options Written

3,800

165.0000

American

Jun 19, 2020

Call Options Purchased

800

160.0000

American

Jan 21, 2022

Call Options Written

-500

220.0000

American

Jan 15, 2021

Put Options Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options Written

-2,000

150.0000

American

May 15, 2020

Call Options Written

-100

135.0000

American

Jan 15, 2021

Put Options Purchased

-2,300

170.0000

American

Jun 19, 2020

Call Options Written

-2,000

130.0000

American

Feb 21, 2020

Put Options Written

54,100

140.0000

American

Feb 21, 2020

Put Options Written

2,000

115.0000

American

Feb 21, 2020

Put Options Written

1,800

145.0000

American

Jun 19, 2020

Put Options Written

7,000

140.0000

American

Jan 15, 2021

Call Options Purchased

7,700

190.0000

American

Jan 15, 2021

Put Options Written

14,300

160.0000

American

Mar 20, 2020

Call Options Purchased

3,200

195.0000

American

Aug 21, 2020

Put Options Written

7,000

120.0000

American

Jun 19, 2020

Call Options Purchased

400

200.0000

American

Jan 15, 2021

Put Options Written

3,200

120.0000

American

Feb 21, 2020

Call Options Purchased

1,500

180.0000

American

Jan 21, 2022

Put Options Written

14,400

160.0000

American

Feb 21, 2020

Call Options Written

-100

165.0000

American

Jun 19, 2020

Call Options Written

-500

190.0000

American

Mar 20, 2020

Put Options Purchased

-400

190.0000

American

Jun 19, 2020

Call Options Written

-200

140.0000

American

Jun 19, 2020

Call Options Written

-2,000

260.0000

American

Jan 15, 2021

Put Options Purchased

-12,300

150.0000

American

Jan 15, 2021

Call Options Written

-100

120.0000

American

Jan 15, 2021

Put Options Written

3,300

165.0000

American

Mar 20, 2020

Put Options Written

1,100

185.0000

American

Feb 21, 2020

Call Options Purchased

100

120.0000

American

Jan 21, 2022

Put Options Written

500

180.0000

American

May 15, 2020

Call Options Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options Written

900

180.0000

American

Mar 20, 2020

Put Options Written

100

165.0000

American

May 15, 2020

Put Options Purchased

-300

165.0000

American

Feb 21, 2020

Call Options Written

-100

160.0000

American

Jun 19, 2020

Call Options Written

-200

110.0000

American

Jan 15, 2021

Call Options Written

-100

185.0000

American

Jun 19, 2020

Put Options Purchased

-4,100

160.0000

American

Jan 15, 2021

Put Options Purchased

-1,700

185.0000

American

Jan 15, 2021

Put Options Purchased

-2,300

90.0000

American

Jan 15, 2021

Put Options Purchased

-500

120.0000

American

Aug 21, 2020

Put Options Purchased

-400

120.0000

American

Jan 15, 2021

Call Options Written

-2,400

165.0000

American

Mar 20, 2020

Put Options Purchased

-400

185.0000

American

Aug 21, 2020

Put Options Purchased

-100

180.0000

American

Jun 19, 2020

Put Options Purchased

-200

170.0000

American

Jan 21, 2022

Put Options Purchased

-100

150.0000

American

Jun 19, 2020

Call Options Written

-900

175.0000

American

Jun 19, 2020

Put Options Written

400

190.0000

American

Feb 21, 2020

Call Options Purchased

3,800

175.0000

American

Feb 21, 2020

Call Options Purchased

700

200.0000

American

Jun 19, 2020

Call Options Purchased

1,700

220.0000

American

Mar 20, 2020

Call Options Purchased

7,700

185.0000

American

Aug 21, 2020

Put Options Written

8,400

170.0000

American

Feb 21, 2020

Call Options Written

-300

180.0000

American

Mar 20, 2020

Put Options Purchased

-1,000

180.0000

American

Jan 15, 2021

Put Options Purchased

-200

190.0000

American

Aug 21, 2020

Call Options Written

-100

185.0000

American

Mar 20, 2020

Put Options Purchased

-700

160.0000

American

Feb 28, 2020

Call Options Written

-1,100

200.0000

American

Feb 21, 2020

Put Options Purchased

-900

185.0000

American

Feb 7, 2020

Put Options Purchased

-100

175.0000

American

Jan 15, 2021

Call Options Written

-200

180.0000

American

Jun 19, 2020

Put Options Purchased

-1,800

150.0000

American

Jan 21, 2022

Put Options Purchased

-100

130.0000

American

Jan 15, 2021

Call Options Purchased

1,000

200.0000

American

May 15, 2020

Call Options Purchased

4,100

190.0000

American

Aug 21, 2020

Call Options Purchased

11,400

195.0000

American

Jan 15, 2021

Put Options Written

11,200

145.0000

American

Feb 21, 2020

Put Options Written

200

195.0000

American

Mar 20, 2020

Put Options Written

49,500

150.0000

American

Feb 21, 2020

Put Options Written

200

120.0000

American

May 15, 2020

Put Options Written

100

150.0000

American

Mar 20, 2020

Call Options Written

-1,500

140.0000

American

Jan 15, 2021

Call Options Written

-1,000

185.0000

American

May 15, 2020

Put Options Purchased

-8,500

140.0000

American

Mar 20, 2020

Call Options Written

-600

250.0000

American

Jan 15, 2021

Put Options Purchased

-4,500

130.0000

American

Feb 21, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 691807
Time of Receipt (offset from UTC): 20200206T111644+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC