Form 8.3 - ABBVIE INC - AMENDMENT

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 03 February 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,442,431

0.23%

4,236,570

0.29%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,308,726

0.16%

775,929

0.05%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,684,300

0.11%

987,300

0.07%

 

 

 

 

TOTAL:

 

 

 

 

7,435,457

0.50%

5,999,799

0.41%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

9

82.1300 USD

Purchase

15

81.2600 USD

Purchase

34

82.0200 USD

Purchase

70

82.3700 USD

Purchase

77

82.1650 USD

Purchase

96

82.0700 USD

Purchase

100

82.1500 USD

Purchase

100

81.2300 USD

Purchase

100

81.4087 USD

Purchase

100

82.0300 USD

Purchase

100

81.8000 USD

Purchase

100

82.3500 USD

Purchase

100

82.1350 USD

Purchase

100

81.9300 USD

Purchase

100

81.0300 USD

Purchase

109

82.1858 USD

Purchase

115

81.2339 USD

Purchase

130

82.4030 USD

Purchase

200

82.5350 USD

Purchase

200

82.2600 USD

Purchase

243

82.1618 USD

Purchase

250

81.9040 USD

Purchase

279

81.5697 USD

Purchase

300

82.2900 USD

Purchase

300

82.4166 USD

Purchase

300

82.4150 USD

Purchase

301

82.2433 USD

Purchase

362

81.8869 USD

Purchase

400

82.3200 USD

Purchase

401

82.0903 USD

Purchase

404

82.3657 USD

Purchase

436

82.2189 USD

Purchase

496

82.2098 USD

Purchase

500

81.7000 USD

Purchase

500

82.4080 USD

Purchase

647

82.1305 USD

Purchase

700

82.0421 USD

Purchase

700

81.3842 USD

Purchase

702

82.1778 USD

Purchase

837

82.2930 USD

Purchase

875

81.8098 USD

Purchase

876

81.9664 USD

Purchase

900

81.5366 USD

Purchase

1,004

82.1492 USD

Purchase

1,100

82.1581 USD

Purchase

1,154

82.2123 USD

Purchase

1,183

82.1353 USD

Purchase

1,462

82.0196 USD

Purchase

1,500

82.1266 USD

Purchase

2,110

82.2237 USD

Purchase

2,364

82.0129 USD

Purchase

2,446

82.2346 USD

Purchase

2,700

82.3383 USD

Purchase

2,766

82.1313 USD

Purchase

3,226

81.4900 USD

Purchase

4,000

82.2953 USD

Purchase

4,274

82.1098 USD

Purchase

6,100

82.0039 USD

Purchase

6,730

82.4230 USD

Purchase

6,771

82.2680 USD

Purchase

7,033

82.1925 USD

Purchase

7,367

82.2758 USD

Purchase

8,507

82.1645 USD

Purchase

9,758

82.2229 USD

Purchase

10,298

82.1768 USD

Purchase

11,190

82.0600 USD

Purchase

11,193

82.2605 USD

Purchase

13,726

82.0724 USD

Purchase

14,200

82.5300 USD

Purchase

14,300

82.1840 USD

Purchase

14,560

82.3281 USD

Purchase

19,365

82.0973 USD

Purchase

28,459

82.1196 USD

Purchase

36,159

82.0312 USD

Purchase

36,380

82.0000 USD

Purchase

45,236

82.3000 USD

Purchase

51,000

82.1497 USD

Purchase

57,700

82.1555 USD

Purchase

124,659

82.2345 USD

Purchase

160,406

81.0200 USD

Purchase

197,638

82.1911 USD

Sale

11

82.1100 USD

Sale

28

82.1000 USD

Sale

34

82.0200 USD

Sale

47

82.5850 USD

Sale

77

82.1650 USD

Sale

100

82.1200 USD

Sale

100

82.4450 USD

Sale

100

82.3100 USD

Sale

100

82.2600 USD

Sale

100

81.9300 USD

Sale

100

81.8800 USD

Sale

125

82.5280 USD

Sale

132

81.2239 USD

Sale

162

81.8861 USD

Sale

172

82.4200 USD

Sale

189

82.2800 USD

Sale

200

82.2900 USD

Sale

200

82.0425 USD

Sale

200

82.4500 USD

Sale

200

82.5050 USD

Sale

200

82.4750 USD

Sale

213

82.1322 USD

Sale

230

81.2339 USD

Sale

289

81.5523 USD

Sale

300

82.2750 USD

Sale

300

82.4150 USD

Sale

300

82.0083 USD

Sale

300

82.3566 USD

Sale

300

82.4900 USD

Sale

400

82.3075 USD

Sale

400

82.1450 USD

Sale

400

82.3125 USD

Sale

400

82.5150 USD

Sale

400

81.8825 USD

Sale

400

82.3175 USD

Sale

457

82.2500 USD

Sale

500

82.0380 USD

Sale

525

82.0233 USD

Sale

598

82.4580 USD

Sale

600

82.4300 USD

Sale

600

82.0350 USD

Sale

609

82.0298 USD

Sale

700

82.2700 USD

Sale

700

82.1471 USD

Sale

706

82.2960 USD

Sale

733

82.3561 USD

Sale

794

82.2799 USD

Sale

800

82.0331 USD

Sale

837

82.2550 USD

Sale

931

82.4409 USD

Sale

954

82.2840 USD

Sale

963

82.1848 USD

Sale

1,071

82.2766 USD

Sale

1,100

82.3318 USD

Sale

1,100

82.1809 USD

Sale

1,100

82.0300 USD

Sale

1,100

82.2154 USD

Sale

1,300

82.4953 USD

Sale

1,400

82.2603 USD

Sale

1,475

82.0306 USD

Sale

1,580

82.3658 USD

Sale

1,800

82.0361 USD

Sale

2,005

82.1635 USD

Sale

2,298

82.1311 USD

Sale

3,049

82.2465 USD

Sale

3,071

81.5031 USD

Sale

3,462

82.3417 USD

Sale

3,835

82.3760 USD

Sale

4,000

82.2893 USD

Sale

4,832

82.2897 USD

Sale

4,900

82.2659 USD

Sale

5,271

82.2608 USD

Sale

6,743

81.9137 USD

Sale

6,836

81.9781 USD

Sale

7,342

82.2798 USD

Sale

7,868

82.1912 USD

Sale

11,690

82.0600 USD

Sale

13,726

82.0725 USD

Sale

14,200

82.5300 USD

Sale

14,300

82.1840 USD

Sale

15,160

82.2380 USD

Sale

15,192

82.0944 USD

Sale

18,190

82.0000 USD

Sale

20,500

82.1064 USD

Sale

25,972

82.2235 USD

Sale

32,000

82.1656 USD

Sale

39,900

82.1616 USD

Sale

59,598

82.3000 USD

Sale

80,267

82.1357 USD

Sale

85,368

82.1906 USD

Sale

237,255

82.1858 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

75 USD

American

21 Feb 2020

7.7500 USD

Call Option

Purchasing

200

81 USD

American

7 Feb 2020

2.5200 USD

Call Option

Purchasing

200

82 USD

American

7 Feb 2020

1.3800 USD

Call Option

Purchasing

100

82 USD

American

21 Feb 2020

2.3300 USD

Call Option

Purchasing

1,100

83 USD

American

7 Feb 2020

1.2545 USD

Call Option

Purchasing

500

85 USD

American

7 Feb 2020

0.5600 USD

Call Option

Purchasing

100

85 USD

American

20 Mar 2020

1.8800 USD

Call Option

Purchasing

100

88 USD

American

20 Mar 2020

1.0000 USD

Call Option

Purchasing

300

89 USD

American

21 Feb 2020

0.3000 USD

Call Option

Purchasing

200

90 USD

American

21 Feb 2020

0.1700 USD

Call Option

Purchasing

3,300

93 USD

American

31 Jan 2020

0.0100 USD

Call Option

Selling

100

70 USD

American

21 Jan 2022

15.3900 USD

Call Option

Selling

100

78 USD

American

21 Feb 2020

5.6000 USD

Call Option

Selling

300

80 USD

American

15 May 2020

5.1500 USD

Call Option

Selling

100

82 USD

American

14 Feb 2020

2.1300 USD

Call Option

Selling

9,300

85 USD

American

31 Jan 2020

0.0200 USD

Call Option

Selling

2,400

85 USD

American

14 Feb 2020

0.8937 USD

Call Option

Selling

2,700

86 USD

American

14 Feb 2020

0.5659 USD

Call Option

Selling

100

86 USD

American

14 Feb 2020

0.6300 USD

Call Option

Selling

200

90 USD

American

7 Feb 2020

0.0900 USD

Call Option

Selling

800

90 USD

American

21 Feb 2020

0.2500 USD

Call Option

Selling

100

90 USD

American

15 May 2020

1.2900 USD

Call Option

Selling

1,000

93 USD

American

21 Feb 2020

0.0800 USD

Call Option

Selling

7,100

95 USD

American

21 Feb 2020

0.0597 USD

Call Option

Selling

100

95 USD

American

20 Mar 2020

0.1700 USD

Call Option

Selling

100

100 USD

American

21 Feb 2020

0.0300 USD

Call Option

Selling

200

100 USD

American

15 May 2020

0.2400 USD

Call Option

Selling

5,500

100 USD

American

19 Jun 2020

0.3827 USD

Call Option

Selling

100

100 USD

American

15 Jan 2021

1.8400 USD

Call Option

Selling

2,000

110 USD

American

15 May 2020

0.0500 USD

Put Option

Purchasing

700

70 USD

American

15 May 2020

1.0700 USD

Put Option

Purchasing

800

74 USD

American

7 Feb 2020

0.1100 USD

Put Option

Purchasing

30,600

75 USD

American

21 Feb 2020

0.3100 USD

Put Option

Purchasing

200

78 USD

American

21 Feb 2020

0.7300 USD

Put Option

Purchasing

100

81 USD

American

7 Feb 2020

1.6000 USD

Put Option

Purchasing

1,000

82 USD

American

7 Feb 2020

1.6000 USD

Put Option

Purchasing

100

83 USD

American

20 Mar 2020

3.1100 USD

Put Option

Purchasing

100

85 USD

American

20 Mar 2020

4.4500 USD

Put Option

Purchasing

100

87 USD

American

31 Jan 2020

5.7500 USD

Put Option

Selling

100

70 USD

American

20 Mar 2020

0.3600 USD

Put Option

Selling

2,700

73 USD

American

15 May 2020

1.4700 USD

Put Option

Selling

100

73 USD

American

19 Jun 2020

1.7800 USD

Put Option

Selling

100

75 USD

American

20 Mar 2020

0.8600 USD

Put Option

Selling

100

80 USD

American

7 Feb 2020

1.1900 USD

Put Option

Selling

100

80 USD

American

21 Feb 2020

1.3600 USD

Put Option

Selling

100

80 USD

American

6 Mar 2020

1.8800 USD

Put Option

Selling

100

80 USD

American

20 Mar 2020

2.0500 USD

Put Option

Selling

700

80 USD

American

15 May 2020

3.7700 USD

Put Option

Selling

9,800

82 USD

American

31 Jan 2020

0.9100 USD

Put Option

Selling

100

85 USD

American

21 Feb 2020

3.8100 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 6 Feb 2020
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

18,500

82.0000

American

Feb 21, 2020

Put Options

Written

11,300

87.5000

American

Feb 21, 2020

Call Options

Purchased

200

50.0000

American

Jan 21, 2022

Put Options

Written

1,700

85.0000

American

Jun 19, 2020

Call Options

Purchased

3,300

87.5000

American

May 15, 2020

Put Options

Written

2,600

75.0000

American

Jun 19, 2020

Put Options

Written

4,000

37.5000

American

Jan 21, 2022

Put Options

Written

2,200

70.0000

American

May 15, 2020

Call Options

Purchased

300

67.5000

American

Sep 18, 2020

Put Options

Written

101,800

60.0000

American

Jun 19, 2020

Put Options

Written

700

82.5000

American

Jan 15, 2021

Put Options

Written

1,100

88.0000

American

Feb 21, 2020

Call Options

Purchased

100

90.5000

American

Feb 14, 2020

Put Options

Written

100

83.0000

American

Feb 7, 2020

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Put Options

Written

4,300

84.5000

American

Feb 21, 2020

Call Options

Purchased

1,000

72.5000

American

Jan 15, 2021

Put Options

Written

6,000

80.0000

American

May 15, 2020

Call Options

Purchased

600

75.0000

American

May 15, 2020

Put Options

Written

100

80.0000

American

Mar 6, 2020

Call Options

Written

-300

105.0000

American

Jan 21, 2022

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Call Options

Written

-4,500

115.0000

American

Jan 21, 2022

Call Options

Written

-5,200

80.0000

American

Jan 21, 2022

Call Options

Written

-100

82.5000

American

Jan 21, 2022

Call Options

Written

-200

105.0000

American

Feb 21, 2020

Put Options

Purchased

-100

75.0000

American

Feb 14, 2020

Put Options

Purchased

-100

50.0000

American

Jan 21, 2022

Call Options

Written

-500

84.0000

American

Feb 14, 2020

Call Options

Written

-20,300

92.0000

American

Feb 7, 2020

Put Options

Purchased

-51,600

75.0000

American

Feb 21, 2020

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Call Options

Written

-17,800

90.0000

American

Jun 19, 2020

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Call Options

Written

-1,900

88.0000

American

Feb 7, 2020

Call Options

Written

-3,000

85.0000

American

Mar 20, 2020

Call Options

Written

-4,600

90.0000

American

Feb 7, 2020

Call Options

Written

-10,000

92.5000

American

Feb 7, 2020

Put Options

Purchased

-48,100

85.0000

American

May 15, 2020

Call Options

Written

-3,700

130.0000

American

Jan 15, 2021

Call Options

Written

-2,300

120.0000

American

Jan 15, 2021

Call Options

Written

-600

90.0000

American

Mar 20, 2020

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Call Options

Written

-400

84.5000

American

Feb 14, 2020

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Put Options

Purchased

-100

95.0000

American

May 15, 2020

Put Options

Purchased

-600

75.0000

American

Mar 20, 2020

Put Options

Purchased

-2,800

50.0000

American

Jan 15, 2021

Put Options

Purchased

-22,300

82.5000

American

Feb 21, 2020

Call Options

Written

-100

70.0000

American

Feb 21, 2020

Put Options

Purchased

-1,400

82.0000

American

Feb 7, 2020

Put Options

Written

302,100

60.0000

American

Jan 15, 2021

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options

Purchased

300

120.0000

American

Sep 18, 2020

Call Options

Purchased

20,800

85.0000

American

Feb 21, 2020

Call Options

Purchased

8,300

95.0000

American

May 15, 2020

Put Options

Written

900

82.5000

American

Mar 20, 2020

Put Options

Written

4,000

57.5000

American

Jan 15, 2021

Put Options

Written

15,400

42.5000

American

Feb 21, 2020

Call Options

Purchased

600

87.5000

American

Mar 20, 2020

Call Options

Purchased

7,600

92.5000

American

May 15, 2020

Call Options

Purchased

300

85.5000

American

Feb 14, 2020

Put Options

Written

600

62.5000

American

Sep 18, 2020

Call Options

Purchased

9,100

95.0000

American

Sep 18, 2020

Put Options

Written

5,000

62.5000

American

Jan 15, 2021

Call Options

Purchased

400

72.5000

American

May 15, 2020

Call Options

Purchased

100

83.0000

American

Feb 28, 2020

Call Options

Purchased

1,100

83.5000

American

Feb 21, 2020

Put Options

Written

900

82.5000

American

Sep 18, 2020

Put Options

Written

5,000

91.0000

American

Feb 21, 2020

Call Options

Purchased

4,500

85.5000

American

Feb 21, 2020

Call Options

Purchased

1,300

72.5000

American

Jun 19, 2020

Call Options

Purchased

1,000

92.5000

American

Feb 21, 2020

Call Options

Purchased

900

85.0000

American

Aug 21, 2020

Call Options

Purchased

100

94.0000

American

Feb 28, 2020

Call Options

Written

-18,400

110.0000

American

Jan 15, 2021

Put Options

Purchased

-100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-400

95.0000

American

Sep 18, 2020

Put Options

Purchased

-2,400

55.0000

American

Jan 15, 2021

Call Options

Written

-200

97.5000

American

Feb 21, 2020

Call Options

Written

-2,600

86.0000

American

Feb 14, 2020

Call Options

Written

-5,700

91.0000

American

Feb 7, 2020

Call Options

Written

-100

100.0000

American

Mar 20, 2020

Put Options

Purchased

-1,500

75.0000

American

Sep 18, 2020

Call Options

Written

-3,500

83.0000

American

Feb 21, 2020

Put Options

Purchased

-3,800

80.0000

American

Mar 20, 2020

Put Options

Purchased

-20,100

85.0000

American

Sep 18, 2020

Call Options

Written

-400

82.5000

American

Mar 20, 2020

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Call Options

Purchased

200

97.5000

American

Mar 20, 2020

Call Options

Purchased

3,900

95.0000

American

Mar 20, 2020

Call Options

Purchased

400

70.0000

American

Jun 19, 2020

Put Options

Written

3,200

75.0000

American

May 15, 2020

Call Options

Purchased

300

90.5000

American

Feb 21, 2020

Call Options

Purchased

2,200

105.0000

American

Jun 19, 2020

Call Options

Purchased

3,000

97.5000

American

May 15, 2020

Put Options

Written

1,800

57.5000

American

Feb 21, 2020

Call Options

Purchased

900

90.5000

American

Feb 28, 2020

Put Options

Written

400

87.5000

American

Feb 7, 2020

Put Options

Written

200

83.5000

American

Feb 7, 2020

Call Options

Purchased

1,000

86.0000

American

Feb 28, 2020

Call Options

Purchased

900

88.0000

American

Feb 14, 2020

Put Options

Written

800

78.0000

American

Feb 7, 2020

Call Options

Purchased

100

77.5000

American

Jun 19, 2020

Call Options

Written

-100

84.5000

American

Feb 7, 2020

Put Options

Purchased

-400

85.0000

American

Feb 14, 2020

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Put Options

Purchased

-1,700

90.0000

American

Sep 18, 2020

Call Options

Written

-300

110.0000

American

Jun 19, 2020

Put Options

Purchased

-600

77.5000

American

Mar 20, 2020

Call Options

Written

-900

85.0000

American

Sep 18, 2020

Call Options

Written

-2,700

85.0000

American

Jun 19, 2020

Call Options

Written

-300

89.0000

American

Feb 21, 2020

Call Options

Written

-1,900

115.0000

American

Sep 18, 2020

Put Options

Purchased

-120,000

85.0000

American

Feb 21, 2020

Call Options

Written

-1,300

86.0000

American

Feb 7, 2020

Call Options

Written

-3,000

75.0000

American

Jan 15, 2021

Put Options

Purchased

-4,400

40.0000

American

Jan 21, 2022

Put Options

Purchased

-100

83.0000

American

Feb 14, 2020

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Put Options

Purchased

-3,500

50.0000

American

Jun 19, 2020

Call Options

Written

-4,300

85.0000

American

May 15, 2020

Call Options

Written

-4,800

95.0000

American

Feb 21, 2020

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Call Options

Written

-800

87.5000

American

Feb 7, 2020

Call Options

Written

-900

110.0000

American

Feb 21, 2020

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Put Options

Purchased

-6,900

72.5000

American

Feb 21, 2020

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Put Options

Written

177,700

80.0000

American

Jan 15, 2021

Call Options

Purchased

6,800

90.0000

American

Sep 18, 2020

Call Options

Purchased

4,500

87.5000

American

Feb 21, 2020

Put Options

Written

37,300

57.5000

American

Jun 19, 2020

Call Options

Purchased

7,100

80.0000

American

May 15, 2020

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Put Options

Written

600

70.0000

American

Mar 20, 2020

Call Options

Purchased

1,500

67.5000

American

Jan 15, 2021

Call Options

Purchased

5,600

90.0000

American

Aug 21, 2020

Call Options

Purchased

4,100

92.5000

American

Mar 20, 2020

Put Options

Written

2,800

80.0000

American

Jun 19, 2020

Put Options

Written

400

90.0000

American

Jun 19, 2020

Put Options

Written

156,100

65.0000

American

Jun 19, 2020

Put Options

Written

1,000

42.5000

American

Jan 21, 2022

Put Options

Written

500

88.0000

American

Feb 7, 2020

Put Options

Written

200

37.5000

American

Jan 15, 2021

Call Options

Purchased

1,000

65.0000

American

Sep 18, 2020

Call Options

Purchased

400

75.0000

American

Jan 21, 2022

Put Options

Written

300

85.0000

American

May 15, 2020

Put Options

Written

5,700

77.5000

American

Jan 15, 2021

Put Options

Written

4,000

62.5000

American

Feb 21, 2020

Call Options

Purchased

3,400

85.0000

American

Feb 7, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Put Options

Written

400

32.5000

American

Sep 18, 2020

Call Options

Purchased

1,300

92.5000

American

Sep 18, 2020

Call Options

Purchased

400

87.5000

American

Jun 19, 2020

Call Options

Purchased

2,500

82.5000

American

Feb 21, 2020

Put Options

Written

400

81.5000

American

Mar 6, 2020

Call Options

Purchased

200

93.0000

American

Feb 21, 2020

Call Options

Written

-5,100

85.0000

American

Jan 15, 2021

Put Options

Purchased

-100

85.5000

American

Feb 7, 2020

Call Options

Written

-200

110.0000

American

Sep 18, 2020

Put Options

Purchased

-8,000

90.0000

American

Feb 21, 2020

Call Options

Written

-19,500

92.5000

American

Feb 21, 2020

Put Options

Purchased

-200

92.5000

American

Sep 18, 2020

Put Options

Purchased

-100

75.0000

American

Feb 7, 2020

Put Options

Purchased

-1,100

67.5000

American

Sep 18, 2020

Call Options

Written

-51,100

92.5000

American

Jan 15, 2021

Call Options

Written

-100

77.5000

American

Feb 21, 2020

Call Options

Written

-8,100

100.0000

American

Jan 15, 2021

Put Options

Purchased

-200

87.5000

American

Sep 18, 2020

Call Options

Written

-300

70.0000

American

Jan 21, 2022

Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020

Call Options

Written

-2,100

88.0000

American

Mar 6, 2020

Call Options

Written

-79,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-1,200

72.5000

American

Sep 18, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Put Options

Purchased

-300

79.0000

American

Feb 7, 2020

Put Options

Purchased

-2,500

70.0000

American

Jan 15, 2021

Call Options

Written

-300

91.5000

American

Feb 7, 2020

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Call Options

Written

-200

89.0000

American

Feb 7, 2020

Put Options

Purchased

-100

100.0000

American

Jan 21, 2022

Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Put Options

Written

100

77.5000

American

May 15, 2020

Call Options

Purchased

7,000

90.0000

American

May 15, 2020

Put Options

Written

1,100

82.5000

American

Jun 19, 2020

Put Options

Written

1,900

55.0000

American

Feb 21, 2020

Put Options

Written

700

83.5000

American

Feb 21, 2020

Put Options

Written

12,600

70.0000

American

Feb 21, 2020

Put Options

Written

400

67.5000

American

May 15, 2020

Put Options

Written

300

65.0000

American

May 15, 2020

Put Options

Written

100

77.5000

American

Sep 18, 2020

Call Options

Purchased

4,000

83.0000

American

Feb 7, 2020

Call Options

Purchased

34,600

90.0000

American

Feb 21, 2020

Call Options

Purchased

8,900

81.0000

American

Feb 7, 2020

Call Options

Purchased

600

77.5000

American

Sep 18, 2020

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Call Options

Purchased

100

110.0000

American

Jan 21, 2022

Call Options

Purchased

13,900

75.0000

American

Sep 18, 2020

Call Options

Written

-1,000

85.0000

American

Mar 6, 2020

Put Options

Purchased

-1,100

82.5000

American

May 15, 2020

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Call Options

Written

-5,200

84.5000

American

Feb 21, 2020

Put Options

Purchased

-2,000

72.5000

American

Jun 19, 2020

Put Options

Purchased

-600

77.5000

American

Jan 15, 2021

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021

Put Options

Purchased

-400

100.0000

American

Jan 15, 2021

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Call Options

Written

-2,100

85.0000

American

Feb 14, 2020

Call Options

Written

-2,300

115.0000

American

Jun 19, 2020

Call Options

Written

-400

93.0000

American

Feb 7, 2020

Call Options

Written

-100

81.5000

American

Feb 14, 2020

Put Options

Purchased

-4,700

35.0000

American

Jan 15, 2021

Put Options

Purchased

-800

80.0000

American

Feb 7, 2020

Call Options

Written

-2,500

115.0000

American

Feb 21, 2020

Put Options

Purchased

-4,800

55.0000

American

May 15, 2020

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Put Options

Purchased

-200

70.0000

American

Aug 21, 2020

Call Options

Written

-500

70.0000

American

Feb 28, 2020

Put Options

Purchased

-700

95.0000

American

Jan 15, 2021

Call Options

Written

-2,200

130.0000

American

Jun 19, 2020

Put Options

Purchased

-100

60.0000

American

Feb 21, 2020

Put Options

Purchased

-400

92.5000

American

Feb 21, 2020

Put Options

Purchased

-400

89.0000

American

Feb 21, 2020

Put Options

Purchased

-1,600

84.0000

American

Feb 7, 2020

Call Options

Written

-13,900

87.0000

American

Feb 21, 2020

Put Options

Written

1,400

55.0000

American

Jun 19, 2020

Call Options

Purchased

400

80.0000

American

Feb 7, 2020

Put Options

Written

30,100

70.0000

American

Jun 19, 2020

Put Options

Written

1,500

62.5000

American

May 15, 2020

Put Options

Written

300

35.0000

American

Sep 18, 2020

Call Options

Purchased

100

91.0000

American

Feb 21, 2020

Call Options

Purchased

2,000

93.5000

American

Feb 14, 2020

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Put Options

Written

400

50.0000

American

Feb 21, 2020

Call Options

Purchased

2,800

81.0000

American

Feb 21, 2020

Call Options

Purchased

100

125.0000

American

Jan 21, 2022

Call Options

Purchased

1,000

90.0000

American

Feb 28, 2020

Put Options

Written

1,000

75.0000

American

Jan 15, 2021

Call Options

Purchased

11,200

86.0000

American

Feb 21, 2020

Put Options

Written

11,000

87.5000

American

May 15, 2020

Put Options

Written

800

87.5000

American

Jan 15, 2021

Call Options

Purchased

1,200

80.0000

American

Feb 21, 2020

Call Options

Purchased

100

90.0000

American

Jan 15, 2021

Put Options

Written

800

82.0000

American

Feb 21, 2020

Call Options

Purchased

100

75.0000

American

Feb 21, 2020

Call Options

Written

-4,700

120.0000

American

Jan 21, 2022

Call Options

Written

-800

86.5000

American

Feb 7, 2020

Put Options

Purchased

-100

80.0000

American

Feb 14, 2020

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Put Options

Purchased

-2,400

83.0000

American

Feb 21, 2020

Put Options

Purchased

-500

87.5000

American

Mar 20, 2020

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Put Options

Purchased

-9,400

72.5000

American

Jan 15, 2021

Put Options

Purchased

-700

92.5000

American

Jun 19, 2020

Put Options

Purchased

-4,300

81.5000

American

Feb 7, 2020

Call Options

Written

-18,900

95.0000

American

Jun 19, 2020

Put Options

Purchased

-300

60.0000

American

Jan 21, 2022

Put Options

Written

5,000

67.5000

American

Feb 21, 2020

Put Options

Written

13,300

84.0000

American

Feb 21, 2020

Put Options

Written

14,500

67.5000

American

Jun 19, 2020

Put Options

Written

100

97.5000

American

Jan 21, 2022

Put Options

Written

1,100

65.0000

American

Sep 18, 2020

Put Options

Written

900

77.5000

American

Jun 19, 2020

Put Options

Written

500

45.0000

American

Jan 21, 2022

Put Options

Written

3,500

87.5000

American

Jun 19, 2020

Call Options

Purchased

2,300

100.0000

American

Feb 21, 2020

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Call Options

Purchased

700

105.0000

American

May 15, 2020

Put Options

Written

500

45.0000

American

Jan 15, 2021

Call Options

Purchased

4,200

80.0000

American

Jun 19, 2020

Call Options

Purchased

1,300

92.0000

American

Feb 21, 2020

Put Options

Written

15,400

85.0000

American

Feb 21, 2020

Call Options

Purchased

300

88.5000

American

Feb 21, 2020

Put Options

Written

100

130.0000

American

Jun 19, 2020

Put Options

Written

300

65.0000

American

Jan 15, 2021

Call Options

Purchased

1,300

105.0000

American

Sep 18, 2020

Call Options

Purchased

100

95.0000

American

Aug 21, 2020

Call Options

Purchased

2,300

85.0000

American

Feb 28, 2020

Call Options

Purchased

300

55.0000

American

Jan 21, 2022

Put Options

Purchased

-400

90.0000

American

Feb 28, 2020

Call Options

Written

-100

87.0000

American

Feb 14, 2020

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022

Put Options

Purchased

-100

75.0000

American

Jan 21, 2022

Put Options

Purchased

-1,000

90.0000

American

Mar 20, 2020

Call Options

Written

-6,800

105.0000

American

Jan 15, 2021

Call Options

Written

-400

82.5000

American

May 15, 2020

Call Options

Written

-500

89.5000

American

Feb 7, 2020

Put Options

Purchased

-4,900

57.5000

American

Sep 18, 2020

Call Options

Written

-9,500

100.0000

American

Jun 19, 2020

Call Options

Written

-200

90.0000

American

Feb 14, 2020

Put Options

Purchased

-200

85.0000

American

Feb 7, 2020

Put Options

Purchased

-400

87.0000

American

Feb 14, 2020

Call Options

Purchased

1,500

80.0000

American

Sep 18, 2020

Call Options

Purchased

600

81.5000

American

Feb 7, 2020

Call Options

Purchased

100

85.0000

American

Jan 21, 2022

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Put Options

Written

1,100

67.5000

American

Jan 15, 2021

Call Options

Purchased

4,800

100.0000

American

May 15, 2020

Call Options

Purchased

500

85.5000

American

Feb 7, 2020

Call Options

Purchased

1,500

82.5000

American

Jun 19, 2020

Put Options

Written

17,000

65.0000

American

Feb 21, 2020

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Put Options

Written

3,300

72.5000

American

May 15, 2020

Put Options

Written

1,000

92.5000

American

Mar 20, 2020

Call Options

Purchased

7,300

77.5000

American

Jan 15, 2021

Put Options

Written

14,100

80.0000

American

Feb 21, 2020

Call Options

Purchased

500

90.0000

American

Jan 21, 2022

Call Options

Purchased

500

82.0000

American

Feb 7, 2020

Put Options

Written

400

85.0000

American

Jan 15, 2021

Call Options

Purchased

1,000

87.0000

American

Feb 7, 2020

Call Options

Purchased

900

83.5000

American

Feb 7, 2020

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Call Options

Written

-800

84.0000

American

Feb 7, 2020

Call Options

Written

-1,300

80.0000

American

Jan 15, 2021

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-600

87.5000

American

Jan 15, 2021

Put Options

Purchased

-1,300

85.0000

American

Mar 20, 2020

Call Options

Written

-600

88.0000

American

Feb 21, 2020

Call Options

Written

-700

88.5000

American

Feb 7, 2020

Put Options

Purchased

-500

85.5000

American

Feb 14, 2020

Put Options

Purchased

-1,500

81.0000

American

Feb 7, 2020

Call Options

Written

-3,500

110.0000

American

May 15, 2020

Call Options

Written

-5,500

95.0000

American

Jan 15, 2021

Put Options

Purchased

-800

74.0000

American

Feb 7, 2020

Call Options

Written

-500

87.5000

American

Jan 21, 2022

Put Options

Purchased

-1,100

83.5000

American

Feb 28, 2020

Call Options

Written

-11,300

84.0000

American

Feb 21, 2020

Put Options

Purchased

-17,000

77.5000

American

Feb 21, 2020

Put Options

Purchased

-3,500

81.0000

American

Feb 21, 2020

Call Options

Written

-4,500

100.0000

American

Sep 18, 2020

Call Options

Written

-100

93.0000

American

Feb 14, 2020

Call Options

Written

-2,700

82.5000

American

Jan 15, 2021

Put Options

Purchased

-100,000

85.0000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 691790
Time of Receipt (offset from UTC): 20200206T080231+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC