FORM 8.3 - ABBVIE INC - Amendment

LONDON--()-- 

FORM 8.3 - Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 31 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,281,842

0.22%

4,062,737

0.27%

 

(2)

Derivatives (other than options):

2,311,899

0.16%

775,929

0.05%

 

(3)

Options and agreements to
purchase/sell:

1,720,600

0.12%

1,073,700

0.07%

 
TOTAL:

7,314,341

0.49%

5,912,366

0.40%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

1

81.1200 USD

Purchase

16

80.8353 USD

Purchase

45

81.4480 USD

Purchase

48

81.0120 USD

Purchase

70

81.5400 USD

Purchase

85

81.2900 USD

Purchase

100

81.4000 USD

Purchase

100

81.3350 USD

Purchase

100

81.0800 USD

Purchase

100

81.0300 USD

Purchase

100

81.1100 USD

Purchase

100

80.8800 USD

Purchase

100

80.7850 USD

Purchase

100

80.7600 USD

Purchase

100

88.0000 USD

Purchase

100

86.5000 USD

Purchase

100

81.1800 USD

Purchase

102

81.1690 USD

Purchase

105

80.9224 USD

Purchase

138

80.8824 USD

Purchase

143

81.0239 USD

Purchase

170

81.4200 USD

Purchase

173

81.2262 USD

Purchase

200

81.1262 USD

Purchase

200

80.9700 USD

Purchase

200

80.5700 USD

Purchase

200

81.1925 USD

Purchase

200

81.0900 USD

Purchase

200

81.0450 USD

Purchase

225

81.4082 USD

Purchase

264

81.1661 USD

Purchase

266

81.1066 USD

Purchase

300

81.0066 USD

Purchase

300

81.0000 USD

Purchase

300

81.1833 USD

Purchase

300

80.7833 USD

Purchase

304

81.2059 USD

Purchase

310

81.4732 USD

Purchase

310

81.4731 USD

Purchase

344

81.2121 USD

Purchase

404

81.2467 USD

Purchase

500

81.1600 USD

Purchase

900

85.0000 USD

Purchase

1,100

81.5557 USD

Purchase

1,200

80.9308 USD

Purchase

1,304

81.3594 USD

Purchase

1,500

80.9503 USD

Purchase

2,000

81.1257 USD

Purchase

2,000

80.9407 USD

Purchase

3,104

81.1657 USD

Purchase

3,500

80.9200 USD

Purchase

3,600

81.1393 USD

Purchase

3,600

81.3962 USD

Purchase

3,652

81.0052 USD

Purchase

4,330

81.3927 USD

Purchase

5,254

81.1450 USD

Purchase

6,041

81.2553 USD

Purchase

6,240

81.0090 USD

Purchase

6,510

80.8828 USD

Purchase

7,231

81.2946 USD

Purchase

7,510

81.2828 USD

Purchase

9,000

85.5000 USD

Purchase

9,877

80.8485 USD

Purchase

10,456

81.0308 USD

Purchase

11,111

81.2086 USD

Purchase

12,700

80.8512 USD

Purchase

13,184

81.2693 USD

Purchase

13,312

81.2506 USD

Purchase

17,102

81.1250 USD

Purchase

21,196

81.0189 USD

Purchase

35,624

80.6400 USD

Purchase

39,276

81.0219 USD

Purchase

41,183

81.1512 USD

Purchase

64,400

81.0940 USD

Purchase

65,500

81.1082 USD

Purchase

111,779

81.0200 USD

Purchase

151,107

81.0350 USD

Purchase

240,972

81.0870 USD

Sale

4

81.1300 USD

Sale

31

81.4400 USD

Sale

48

81.5100 USD

Sale

71

80.7500 USD

Sale

77

81.5200 USD

Sale

77

81.3900 USD

Sale

100

81.0300 USD

Sale

100

81.4050 USD

Sale

100

81.2900 USD

Sale

105

80.7914 USD

Sale

111

80.8312 USD

Sale

200

80.7303 USD

Sale

200

87.5000 USD

Sale

200

74.0000 USD

Sale

200

76.0000 USD

Sale

200

86.0000 USD

Sale

200

81.2650 USD

Sale

200

81.2400 USD

Sale

200

81.2150 USD

Sale

200

81.1800 USD

Sale

200

81.0925 USD

Sale

200

81.0600 USD

Sale

200

81.0450 USD

Sale

200

80.9075 USD

Sale

200

80.8300 USD

Sale

241

81.2268 USD

Sale

299

80.8535 USD

Sale

300

81.0100 USD

Sale

300

80.9283 USD

Sale

300

81.2700 USD

Sale

300

81.2916 USD

Sale

300

81.3916 USD

Sale

300

80.7483 USD

Sale

302

80.7742 USD

Sale

310

81.4731 USD

Sale

330

81.2609 USD

Sale

375

80.7912 USD

Sale

381

80.7204 USD

Sale

393

80.7417 USD

Sale

396

81.1650 USD

Sale

400

80.9875 USD

Sale

400

80.7825 USD

Sale

400

80.7925 USD

Sale

400

81.4062 USD

Sale

400

81.0275 USD

Sale

450

81.4082 USD

Sale

465

80.8427 USD

Sale

476

81.0108 USD

Sale

499

80.7910 USD

Sale

500

80.7940 USD

Sale

506

81.2101 USD

Sale

510

80.9074 USD

Sale

594

81.2134 USD

Sale

600

81.1425 USD

Sale

600

81.3975 USD

Sale

600

81.1000 USD

Sale

670

80.8282 USD

Sale

700

80.8628 USD

Sale

700

80.9342 USD

Sale

800

81.3964 USD

Sale

800

80.8512 USD

Sale

808

80.7186 USD

Sale

830

80.8495 USD

Sale

900

80.8016 USD

Sale

900

81.1840 USD

Sale

900

81.3994 USD

Sale

909

80.8447 USD

Sale

910

81.2017 USD

Sale

930

81.4057 USD

Sale

1,106

80.7200 USD

Sale

1,162

81.0393 USD

Sale

1,189

81.2082 USD

Sale

1,247

80.8746 USD

Sale

1,300

81.2288 USD

Sale

1,300

80.7380 USD

Sale

1,400

80.9885 USD

Sale

1,400

81.1435 USD

Sale

1,400

84.5000 USD

Sale

1,491

81.1653 USD

Sale

1,500

87.0000 USD

Sale

1,500

80.9503 USD

Sale

1,500

89.0000 USD

Sale

1,567

81.2116 USD

Sale

1,590

81.2040 USD

Sale

2,077

81.5000 USD

Sale

2,102

81.2019 USD

Sale

2,412

81.2145 USD

Sale

2,764

81.0313 USD

Sale

2,800

83.5000 USD

Sale

2,843

80.7838 USD

Sale

2,969

81.1544 USD

Sale

3,500

80.9200 USD

Sale

3,600

81.2493 USD

Sale

3,600

81.3962 USD

Sale

3,622

81.0098 USD

Sale

4,918

81.0003 USD

Sale

5,000

80.5000 USD

Sale

5,300

82.5000 USD

Sale

5,400

81.1443 USD

Sale

6,834

81.1782 USD

Sale

7,200

84.0000 USD

Sale

9,800

82.0000 USD

Sale

10,456

81.0308 USD

Sale

10,800

83.0000 USD

Sale

12,300

80.8531 USD

Sale

13,723

81.0289 USD

Sale

17,600

81.0943 USD

Sale

17,812

80.6400 USD

Sale

19,711

81.0194 USD

Sale

20,659

81.0775 USD

Sale

24,000

81.0803 USD

Sale

24,062

81.1364 USD

Sale

46,967

81.0200 USD

Sale

47,200

81.0835 USD

Sale

49,800

81.0452 USD

Sale

76,791

80.9708 USD

Sale

153,078

81.1204 USD

Sale

241,872

81.1013 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

200

68 USD

American

18 Sep 2020

14.5700 USD

Call Option

Purchasing

200

68 USD

American

15 Jan 2021

15.4500 USD

Call Option

Purchasing

400

70 USD

American

15 Jan 2021

13.3500 USD

Call Option

Purchasing

400

80 USD

American

7 Feb 2020

2.5550 USD

Call Option

Purchasing

1,200

80 USD

American

21 Feb 2020

2.9000 USD

Call Option

Purchasing

400

80 USD

American

15 Jan 2021

7.4750 USD

Call Option

Purchasing

300

81 USD

American

31 Jan 2020

0.3000 USD

Call Option

Purchasing

8,700

81 USD

American

7 Feb 2020

1.8766 USD

Call Option

Purchasing

1,300

82 USD

American

7 Feb 2020

1.3753 USD

Call Option

Purchasing

600

82 USD

American

7 Feb 2020

1.6066 USD

Call Option

Purchasing

3,100

83 USD

American

7 Feb 2020

0.9312 USD

Call Option

Purchasing

600

83 USD

American

21 Feb 2020

1.4866 USD

Call Option

Purchasing

400

83 USD

American

21 Feb 2020

1.5125 USD

Call Option

Purchasing

100

83 USD

American

28 Feb 2020

1.6500 USD

Call Option

Purchasing

200

83 USD

American

20 Mar 2020

2.6600 USD

Call Option

Purchasing

200

84 USD

American

7 Feb 2020

0.5700 USD

Call Option

Purchasing

900

84 USD

American

7 Feb 2020

0.7311 USD

Call Option

Purchasing

200

84 USD

American

14 Feb 2020

0.7900 USD

Call Option

Purchasing

1,000

84 USD

American

21 Feb 2020

1.1600 USD

Call Option

Purchasing

200

84 USD

American

21 Feb 2020

1.1800 USD

Call Option

Purchasing

1,600

85 USD

American

7 Feb 2020

0.4518 USD

Call Option

Purchasing

300

85 USD

American

7 Feb 2020

0.5600 USD

Call Option

Purchasing

3,000

85 USD

American

21 Feb 2020

0.7440 USD

Call Option

Purchasing

800

85 USD

American

28 Feb 2020

0.9737 USD

Call Option

Purchasing

300

85 USD

American

20 Mar 2020

1.5066 USD

Call Option

Purchasing

100

85 USD

American

15 Jan 2021

5.0600 USD

Call Option

Purchasing

100

86 USD

American

14 Feb 2020

0.4800 USD

Call Option

Purchasing

1,000

86 USD

American

21 Feb 2020

0.5630 USD

Call Option

Purchasing

4,900

87 USD

American

7 Feb 2020

0.1800 USD

Call Option

Purchasing

100

87 USD

American

7 Feb 2020

0.2200 USD

Call Option

Purchasing

200

87 USD

American

21 Feb 2020

0.4250 USD

Call Option

Purchasing

2,100

88 USD

American

7 Feb 2020

0.1200 USD

Call Option

Purchasing

400

88 USD

American

7 Feb 2020

0.1300 USD

Call Option

Purchasing

100

88 USD

American

21 Feb 2020

0.2800 USD

Call Option

Purchasing

2,600

90 USD

American

21 Feb 2020

0.1200 USD

Call Option

Purchasing

5,000

100 USD

American

15 Jan 2021

1.4800 USD

Call Option

Selling

5,000

80 USD

American

21 Jan 2022

9.2300 USD

Call Option

Selling

5,000

81 USD

American

31 Jan 2020

0.6600 USD

Call Option

Selling

1,000

82 USD

American

31 Jan 2020

0.2700 USD

Call Option

Selling

600

82 USD

American

7 Feb 2020

1.6000 USD

Call Option

Selling

600

83 USD

American

7 Feb 2020

1.0166 USD

Call Option

Selling

400

83 USD

American

20 Mar 2020

2.9000 USD

Call Option

Selling

100

84 USD

American

7 Feb 2020

0.5800 USD

Call Option

Selling

400

84 USD

American

14 Feb 2020

1.0800 USD

Call Option

Selling

300

85 USD

American

7 Feb 2020

0.4800 USD

Call Option

Selling

200

85 USD

American

14 Feb 2020

0.8000 USD

Call Option

Selling

100

85 USD

American

21 Feb 2020

0.8500 USD

Call Option

Selling

200

85 USD

American

20 Mar 2020

1.6400 USD

Call Option

Selling

300

86 USD

American

31 Jan 2020

0.0300 USD

Call Option

Selling

300

86 USD

American

7 Feb 2020

0.3300 USD

Call Option

Selling

400

86 USD

American

21 Feb 2020

0.5800 USD

Call Option

Selling

800

88 USD

American

7 Feb 2020

0.1137 USD

Call Option

Selling

1,300

90 USD

American

21 Feb 2020

0.1684 USD

Call Option

Selling

200

90 USD

American

20 Mar 2020

0.5300 USD

Call Option

Selling

300

90 USD

American

15 May 2020

1.1500 USD

Call Option

Selling

1,100

93 USD

American

21 Feb 2020

0.0890 USD

Call Option

Selling

400

95 USD

American

21 Feb 2020

0.0550 USD

Call Option

Selling

1,500

105 USD

American

15 May 2020

0.1200 USD

Put Option

Purchasing

500

73 USD

American

21 Feb 2020

0.2600 USD

Put Option

Purchasing

100

75 USD

American

7 Feb 2020

0.2700 USD

Put Option

Purchasing

100

75 USD

American

14 Feb 2020

0.3500 USD

Put Option

Purchasing

1,700

75 USD

American

21 Feb 2020

0.5376 USD

Put Option

Purchasing

500

75 USD

American

20 Mar 2020

1.1760 USD

Put Option

Purchasing

300

78 USD

American

7 Feb 2020

0.7600 USD

Put Option

Purchasing

2,700

78 USD

American

21 Feb 2020

1.0070 USD

Put Option

Purchasing

100

78 USD

American

20 Mar 2020

1.7800 USD

Put Option

Purchasing

800

79 USD

American

7 Feb 2020

1.0325 USD

Put Option

Purchasing

1,900

80 USD

American

7 Feb 2020

1.3005 USD

Put Option

Purchasing

1,000

80 USD

American

21 Feb 2020

1.9340 USD

Put Option

Purchasing

1,000

81 USD

American

31 Jan 2020

0.3560 USD

Put Option

Purchasing

1,200

81 USD

American

7 Feb 2020

1.8275 USD

Put Option

Purchasing

300

81 USD

American

21 Feb 2020

2.2800 USD

Put Option

Purchasing

300

82 USD

American

31 Jan 2020

0.2966 USD

Put Option

Purchasing

1,500

82 USD

American

7 Feb 2020

1.8733 USD

Put Option

Purchasing

400

82 USD

American

7 Feb 2020

2.0925 USD

Put Option

Purchasing

800

82 USD

American

21 Feb 2020

2.7975 USD

Put Option

Purchasing

500

83 USD

American

21 Feb 2020

2.9600 USD

Put Option

Selling

200

68 USD

American

15 May 2020

0.8700 USD

Put Option

Selling

500

70 USD

American

21 Feb 2020

0.1400 USD

Put Option

Selling

500

70 USD

American

20 Mar 2020

0.4760 USD

Put Option

Selling

500

73 USD

American

19 Jun 2020

2.1000 USD

Put Option

Selling

500

79 USD

American

7 Feb 2020

1.0100 USD

Put Option

Selling

600

80 USD

American

21 Feb 2020

1.7333 USD

Put Option

Selling

500

82 USD

American

31 Jan 2020

0.7300 USD

Put Option

Selling

400

83 USD

American

31 Jan 2020

1.1050 USD

Put Option

Selling

800

83 USD

American

31 Jan 2020

2.0075 USD

Put Option

Selling

1,000

84 USD

American

31 Jan 2020

2.3900 USD

Put Option

Selling

200

84 USD

American

31 Jan 2020

2.5900 USD

Put Option

Selling

600

84 USD

American

21 Feb 2020

4.0500 USD

Put Option

Selling

100

85 USD

American

31 Jan 2020

3.6000 USD

Put Option

Selling

100

88 USD

American

15 May 2020

9.1800 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

5 Feb 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

1,100

88.0000

American

Feb 21, 2020

Put Options

Written

700

82.5000

American

Jan 15, 2021

Call Options

Purchased

600

75.0000

American

May 15, 2020

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Call Options

Purchased

100

90.5000

American

Feb 14, 2020

Put Options

Written

101,800

60.0000

American

Jun 19, 2020

Put Options

Written

9,000

85.5000

American

Jan 31, 2020

Put Options

Written

100

83.0000

American

Feb 7, 2020

Call Options

Purchased

300

67.5000

American

Sep 18, 2020

Put Options

Written

100

86.5000

American

Jan 31, 2020

Put Options

Written

4,300

84.5000

American

Feb 21, 2020

Put Options

Written

100

88.0000

American

Jan 31, 2020

Put Options

Written

2,600

75.0000

American

Jun 19, 2020

Put Options

Written

4,000

37.5000

American

Jan 21, 2022

Put Options

Written

1,700

85.0000

American

Jun 19, 2020

Call Options

Purchased

3,300

87.5000

American

May 15, 2020

Put Options

Written

11,300

87.5000

American

Feb 21, 2020

Call Options

Purchased

1,000

72.5000

American

Jan 15, 2021

Call Options

Purchased

200

50.0000

American

Jan 21, 2022

Put Options

Written

5,300

80.0000

American

May 15, 2020

Put Options

Written

2,900

70.0000

American

May 15, 2020

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Put Options

Purchased

-100

75.0000

American

Feb 14, 2020

Put Options

Purchased

-2,800

50.0000

American

Jan 15, 2021

Put Options

Purchased

-400

82.0000

American

Feb 7, 2020

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Call Options

Written

-4,400

90.0000

American

Feb 7, 2020

Call Options

Written

-400

84.5000

American

Feb 14, 2020

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Put Options

Purchased

-48,100

85.0000

American

May 15, 2020

Call Options

Written

-100

82.5000

American

Jan 21, 2022

Call Options

Written

-200

105.0000

American

Feb 21, 2020

Call Options

Written

-300

105.0000

American

Jan 21, 2022

Call Options

Written

-1,900

88.0000

American

Feb 7, 2020

Call Options

Written

-3,100

85.0000

American

Mar 20, 2020

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Put Options

Purchased

-700

75.0000

American

Mar 20, 2020

Put Options

Purchased

-21,000

75.0000

American

Feb 21, 2020

Put Options

Purchased

-100

95.0000

American

May 15, 2020

Put Options

Purchased

-5,400

80.0000

American

Jan 31, 2020

Call Options

Written

-17,800

90.0000

American

Jun 19, 2020

Call Options

Written

-200

74.0000

American

Jan 31, 2020

Call Options

Written

-500

84.0000

American

Feb 14, 2020

Call Options

Written

-3,300

93.0000

American

Jan 31, 2020

Put Options

Purchased

-22,300

82.5000

American

Feb 21, 2020

Call Options

Written

-10,000

92.5000

American

Feb 7, 2020

Call Options

Written

-100

70.0000

American

Feb 21, 2020

Call Options

Written

-3,700

130.0000

American

Jan 15, 2021

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Call Options

Written

-5,200

80.0000

American

Jan 21, 2022

Call Options

Written

-20,300

92.0000

American

Feb 7, 2020

Put Options

Purchased

-100

50.0000

American

Jan 21, 2022

Call Options

Written

-600

90.0000

American

Mar 20, 2020

Call Options

Written

-2,300

120.0000

American

Jan 15, 2021

Call Options

Written

-4,500

115.0000

American

Jan 21, 2022

Call Options

Purchased

1,100

83.5000

American

Feb 21, 2020

Call Options

Purchased

1,300

72.5000

American

Jun 19, 2020

Call Options

Purchased

2,300

95.0000

American

Feb 21, 2020

Call Options

Purchased

100

83.0000

American

Feb 28, 2020

Call Options

Purchased

2,300

83.0000

American

Jan 31, 2020

Call Options

Purchased

400

85.5000

American

Feb 14, 2020

Put Options

Written

302,100

60.0000

American

Jan 15, 2021

Call Options

Purchased

900

85.0000

American

Aug 21, 2020

Call Options

Purchased

7,600

92.5000

American

May 15, 2020

Call Options

Purchased

400

72.5000

American

May 15, 2020

Call Options

Purchased

9,100

95.0000

American

Sep 18, 2020

Call Options

Purchased

4,500

85.5000

American

Feb 21, 2020

Put Options

Written

15,400

42.5000

American

Feb 21, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options

Purchased

20,800

85.0000

American

Feb 21, 2020

Call Options

Purchased

8,300

95.0000

American

May 15, 2020

Call Options

Purchased

1,000

92.5000

American

Feb 21, 2020

Put Options

Written

1,000

82.5000

American

Mar 20, 2020

Call Options

Purchased

500

87.5000

American

Mar 20, 2020

Put Options

Written

5,000

91.0000

American

Feb 21, 2020

Put Options

Written

4,000

57.5000

American

Jan 15, 2021

Call Options

Purchased

300

120.0000

American

Sep 18, 2020

Put Options

Written

600

62.5000

American

Sep 18, 2020

Put Options

Written

5,000

62.5000

American

Jan 15, 2021

Put Options

Written

900

82.5000

American

Sep 18, 2020

Call Options

Purchased

100

94.0000

American

Feb 28, 2020

Call Options

Purchased

100

86.0000

American

Feb 14, 2020

Call Options

Purchased

19,400

92.0000

American

Jan 31, 2020

Put Options

Purchased

-1,500

75.0000

American

Sep 18, 2020

Call Options

Written

-700

95.0000

American

Jan 31, 2020

Put Options

Purchased

-100

95.0000

American

Jun 19, 2020

Call Options

Written

-5,700

91.0000

American

Feb 7, 2020

Put Options

Purchased

-20,100

85.0000

American

Sep 18, 2020

Put Options

Purchased

-200

86.0000

American

Jan 31, 2020

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Put Options

Purchased

-400

95.0000

American

Sep 18, 2020

Call Options

Written

-3,500

83.0000

American

Feb 21, 2020

Put Options

Purchased

-3,900

80.0000

American

Mar 20, 2020

Call Options

Written

-200

97.5000

American

Feb 21, 2020

Put Options

Purchased

-2,400

55.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

89.0000

American

Jan 31, 2020

Call Options

Written

-200

91.5000

American

Jan 31, 2020

Call Options

Written

-1,400

87.5000

American

Jan 31, 2020

Call Options

Written

-100

100.0000

American

Mar 20, 2020

Call Options

Written

-400

82.5000

American

Mar 20, 2020

Call Options

Written

-18,400

110.0000

American

Jan 15, 2021

Call Options

Purchased

4,000

95.0000

American

Mar 20, 2020

Call Options

Purchased

700

86.5000

American

Jan 31, 2020

Put Options

Written

400

87.5000

American

Feb 7, 2020

Put Options

Written

200

83.5000

American

Feb 7, 2020

Call Options

Purchased

400

70.0000

American

Jun 19, 2020

Call Options

Purchased

5,700

85.5000

American

Jan 31, 2020

Call Options

Purchased

900

88.0000

American

Feb 14, 2020

Call Options

Purchased

300

90.5000

American

Feb 21, 2020

Call Options

Purchased

3,000

97.5000

American

May 15, 2020

Call Options

Purchased

2,200

105.0000

American

Jun 19, 2020

Call Options

Purchased

200

97.5000

American

Mar 20, 2020

Put Options

Written

800

78.0000

American

Feb 7, 2020

Put Options

Written

3,200

75.0000

American

May 15, 2020

Put Options

Written

1,800

57.5000

American

Feb 21, 2020

Call Options

Purchased

1,000

86.0000

American

Feb 28, 2020

Call Options

Purchased

100

77.5000

American

Jun 19, 2020

Call Options

Purchased

900

90.5000

American

Feb 28, 2020

Call Options

Written

-100

84.5000

American

Feb 7, 2020

Call Options

Written

-2,700

85.0000

American

Jun 19, 2020

Call Options

Written

-900

110.0000

American

Feb 21, 2020

Put Options

Purchased

-3,500

50.0000

American

Jun 19, 2020

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

90.0000

American

Sep 18, 2020

Call Options

Written

-1,900

115.0000

American

Sep 18, 2020

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Put Options

Purchased

-4,400

40.0000

American

Jan 21, 2022

Put Options

Purchased

-100

83.0000

American

Feb 14, 2020

Call Options

Written

-300

89.0000

American

Feb 21, 2020

Call Options

Written

-3,000

75.0000

American

Jan 15, 2021

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Call Options

Written

-300

110.0000

American

Jun 19, 2020

Call Options

Written

-800

87.5000

American

Feb 7, 2020

Put Options

Purchased

-1,400

84.5000

American

Jan 31, 2020

Put Options

Purchased

-6,900

72.5000

American

Feb 21, 2020

Put Options

Purchased

-400

85.0000

American

Feb 14, 2020

Put Options

Purchased

-1,500

81.0000

American

Jan 31, 2020

Call Options

Written

-4,300

85.0000

American

May 15, 2020

Put Options

Purchased

-600

77.5000

American

Mar 20, 2020

Call Options

Written

-900

85.0000

American

Sep 18, 2020

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Call Options

Written

-1,300

86.0000

American

Feb 7, 2020

Call Options

Written

-1,300

90.5000

American

Jan 31, 2020

Put Options

Purchased

-120,000

85.0000

American

Feb 21, 2020

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Put Options

Written

156,100

65.0000

American

Jun 19, 2020

Call Options

Purchased

2,900

85.0000

American

Feb 7, 2020

Put Options

Written

177,700

80.0000

American

Jan 15, 2021

Call Options

Purchased

400

75.0000

American

Jan 21, 2022

Call Options

Purchased

400

87.5000

American

Jun 19, 2020

Put Options

Written

400

32.5000

American

Sep 18, 2020

Put Options

Written

1,000

42.5000

American

Jan 21, 2022

Put Options

Written

400

90.0000

American

Jun 19, 2020

Call Options

Purchased

5,600

90.0000

American

Aug 21, 2020

Call Options

Purchased

4,500

87.5000

American

Feb 21, 2020

Call Options

Purchased

7,400

80.0000

American

May 15, 2020

Call Options

Purchased

1,300

92.5000

American

Sep 18, 2020

Call Options

Purchased

2,500

82.5000

American

Feb 21, 2020

Put Options

Written

37,300

57.5000

American

Jun 19, 2020

Put Options

Written

4,000

62.5000

American

Feb 21, 2020

Call Options

Purchased

1,500

67.5000

American

Jan 15, 2021

Put Options

Written

900

85.0000

American

Jan 31, 2020

Put Options

Written

500

70.0000

American

Mar 20, 2020

Call Options

Purchased

200

93.0000

American

Feb 21, 2020

Put Options

Written

200

37.5000

American

Jan 15, 2021

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Call Options

Purchased

1,000

65.0000

American

Sep 18, 2020

Call Options

Purchased

6,800

90.0000

American

Sep 18, 2020

Put Options

Written

2,800

80.0000

American

Jun 19, 2020

Put Options

Written

400

81.5000

American

Mar 6, 2020

Put Options

Written

5,700

77.5000

American

Jan 15, 2021

Put Options

Written

500

88.0000

American

Feb 7, 2020

Put Options

Written

300

85.0000

American

May 15, 2020

Put Options

Written

100

78.0000

American

Jan 31, 2020

Call Options

Purchased

4,100

92.5000

American

Mar 20, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Put Options

Purchased

-300

79.0000

American

Feb 7, 2020

Call Options

Written

-51,100

92.5000

American

Jan 15, 2021

Put Options

Purchased

-1,200

72.5000

American

Sep 18, 2020

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Call Options

Written

-79,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Put Options

Purchased

-1,500

87.0000

American

Jan 31, 2020

Call Options

Written

-2,100

88.0000

American

Mar 6, 2020

Call Options

Written

-18,500

92.5000

American

Feb 21, 2020

Call Options

Written

-45,800

90.0000

American

Jan 31, 2020

Call Options

Written

-200

70.0000

American

Jan 21, 2022

Call Options

Written

-200

110.0000

American

Sep 18, 2020

Call Options

Written

-4,200

93.5000

American

Jan 31, 2020

Put Options

Purchased

-1,100

67.5000

American

Sep 18, 2020

Put Options

Purchased

-100

100.0000

American

Jan 21, 2022

Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020

Call Options

Written

-3,400

88.5000

American

Jan 31, 2020

Call Options

Written

-8,000

100.0000

American

Jan 15, 2021

Put Options

Purchased

-8,000

90.0000

American

Feb 21, 2020

Put Options

Purchased

-100

75.0000

American

Feb 7, 2020

Call Options

Written

-200

89.0000

American

Feb 7, 2020

Put Options

Purchased

-200

87.5000

American

Sep 18, 2020

Call Options

Written

-5,100

85.0000

American

Jan 15, 2021

Call Options

Written

-1,200

92.5000

American

Jan 31, 2020

Put Options

Purchased

-2,500

70.0000

American

Jan 15, 2021

Call Options

Written

-300

91.5000

American

Feb 7, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Put Options

Purchased

-100

85.5000

American

Feb 7, 2020

Put Options

Purchased

-200

92.5000

American

Sep 18, 2020

Put Options

Purchased

-2,000

81.5000

American

Jan 31, 2020

Put Options

Written

400

67.5000

American

May 15, 2020

Call Options

Purchased

35,200

90.0000

American

Feb 21, 2020

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Put Options

Written

12,600

70.0000

American

Feb 21, 2020

Call Options

Purchased

7,100

90.0000

American

May 15, 2020

Call Options

Purchased

9,300

85.0000

American

Jan 31, 2020

Put Options

Written

100

77.5000

American

May 15, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Call Options

Purchased

600

77.5000

American

Sep 18, 2020

Call Options

Purchased

8,700

81.0000

American

Feb 7, 2020

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Put Options

Written

1,900

55.0000

American

Feb 21, 2020

Put Options

Written

100

77.5000

American

Sep 18, 2020

Call Options

Purchased

4,300

84.5000

American

Jan 31, 2020

Put Options

Written

1,100

82.5000

American

Jun 19, 2020

Put Options

Written

300

65.0000

American

May 15, 2020

Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020

Call Options

Purchased

200

94.0000

American

Jan 31, 2020

Call Options

Purchased

13,900

75.0000

American

Sep 18, 2020

Call Options

Purchased

2,900

83.0000

American

Feb 7, 2020

Call Options

Purchased

100

110.0000

American

Jan 21, 2022

Put Options

Purchased

-1,600

84.0000

American

Feb 7, 2020

Put Options

Purchased

-2,100

72.5000

American

Jun 19, 2020

Put Options

Purchased

-4,800

55.0000

American

May 15, 2020

Put Options

Purchased

-4,700

35.0000

American

Jan 15, 2021

Call Options

Written

-5,200

84.5000

American

Feb 21, 2020

Put Options

Purchased

-100

60.0000

American

Feb 21, 2020

Call Options

Written

-500

70.0000

American

Feb 28, 2020

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Call Options

Written

-5,000

80.5000

American

Jan 31, 2020

Put Options

Purchased

-1,100

82.5000

American

May 15, 2020

Call Options

Written

-2,200

130.0000

American

Jun 19, 2020

Put Options

Purchased

-600

77.5000

American

Jan 15, 2021

Put Options

Purchased

-900

80.0000

American

Feb 7, 2020

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Put Options

Purchased

-400

100.0000

American

Jan 15, 2021

Put Options

Purchased

-400

92.5000

American

Feb 21, 2020

Put Options

Purchased

-300

79.5000

American

Jan 31, 2020

Put Options

Purchased

-700

95.0000

American

Jan 15, 2021

Call Options

Written

-400

93.0000

American

Feb 7, 2020

Call Options

Written

-2,300

115.0000

American

Jun 19, 2020

Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021

Put Options

Purchased

-200

70.0000

American

Aug 21, 2020

Put Options

Purchased

-400

89.0000

American

Feb 21, 2020

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Call Options

Written

-13,900

87.0000

American

Feb 21, 2020

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Call Options

Written

-1,000

85.0000

American

Mar 6, 2020

Call Options

Written

-2,500

115.0000

American

Feb 21, 2020

Call Options

Written

-6,800

91.0000

American

Jan 31, 2020

Put Options

Written

300

35.0000

American

Sep 18, 2020

Put Options

Written

11,000

87.5000

American

May 15, 2020

Put Options

Written

1,000

75.0000

American

Jan 15, 2021

Call Options

Purchased

100

91.0000

American

Feb 21, 2020

Call Options

Purchased

1,000

90.0000

American

Feb 28, 2020

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Call Options

Purchased

100

125.0000

American

Jan 21, 2022

Call Options

Purchased

1,200

80.0000

American

Feb 21, 2020

Put Options

Written

800

87.5000

American

Jan 15, 2021

Put Options

Written

30,100

70.0000

American

Jun 19, 2020

Call Options

Purchased

400

80.0000

American

Feb 7, 2020

Call Options

Purchased

100

90.0000

American

Jan 15, 2021

Put Options

Written

1,400

55.0000

American

Jun 19, 2020

Call Options

Purchased

11,200

86.0000

American

Feb 21, 2020

Call Options

Purchased

2,000

93.5000

American

Feb 14, 2020

Put Options

Written

400

50.0000

American

Feb 21, 2020

Put Options

Written

1,500

62.5000

American

May 15, 2020

Put Options

Written

800

82.0000

American

Feb 21, 2020

Put Options

Purchased

-300

60.0000

American

Jan 21, 2022

Put Options

Purchased

-500

87.5000

American

Mar 20, 2020

Call Options

Written

-4,700

120.0000

American

Jan 21, 2022

Call Options

Written

-800

86.5000

American

Feb 7, 2020

Put Options

Purchased

-2,800

83.5000

American

Jan 31, 2020

Put Options

Purchased

-9,400

72.5000

American

Jan 15, 2021

Call Options

Written

-400

89.5000

American

Jan 31, 2020

Put Options

Purchased

-7,200

84.0000

American

Jan 31, 2020

Call Options

Written

-18,900

95.0000

American

Jun 19, 2020

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Call Options

Written

-1,400

89.0000

American

Jan 31, 2020

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Put Options

Purchased

-4,300

81.5000

American

Feb 7, 2020

Put Options

Purchased

-2,400

83.0000

American

Feb 21, 2020

Put Options

Purchased

-100

80.0000

American

Feb 14, 2020

Put Options

Purchased

-700

92.5000

American

Jun 19, 2020

Put Options

Written

100

97.5000

American

Jan 21, 2022

Put Options

Written

3,500

87.5000

American

Jun 19, 2020

Call Options

Purchased

100

82.0000

American

Jan 31, 2020

Call Options

Purchased

1,300

105.0000

American

Sep 18, 2020

Call Options

Purchased

100

95.0000

American

Aug 21, 2020

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Put Options

Written

13,300

84.0000

American

Feb 21, 2020

Put Options

Written

5,000

67.5000

American

Feb 21, 2020

Put Options

Written

900

77.5000

American

Jun 19, 2020

Put Options

Written

500

45.0000

American

Jan 21, 2022

Put Options

Written

300

65.0000

American

Jan 15, 2021

Put Options

Written

500

45.0000

American

Jan 15, 2021

Call Options

Purchased

300

55.0000

American

Jan 21, 2022

Call Options

Purchased

2,300

85.0000

American

Feb 28, 2020

Call Options

Purchased

1,300

92.0000

American

Feb 21, 2020

Call Options

Purchased

700

105.0000

American

May 15, 2020

Put Options

Written

100

130.0000

American

Jun 19, 2020

Call Options

Purchased

2,400

100.0000

American

Feb 21, 2020

Call Options

Purchased

4,200

80.0000

American

Jun 19, 2020

Put Options

Written

1,100

65.0000

American

Sep 18, 2020

Put Options

Written

15,300

85.0000

American

Feb 21, 2020

Put Options

Written

14,500

67.5000

American

Jun 19, 2020

Put Options

Purchased

-100

75.0000

American

Jan 21, 2022

Call Options

Written

-200

90.0000

American

Feb 14, 2020

Put Options

Purchased

-400

90.0000

American

Feb 28, 2020

Call Options

Written

-4,000

100.0000

American

Jun 19, 2020

Put Options

Purchased

-200

85.0000

American

Feb 7, 2020

Put Options

Purchased

-1,000

90.0000

American

Mar 20, 2020

Call Options

Written

-500

89.5000

American

Feb 7, 2020

Put Options

Purchased

-5,000

83.0000

American

Jan 31, 2020

Call Options

Written

-400

82.5000

American

May 15, 2020

Put Options

Purchased

-400

87.0000

American

Feb 14, 2020

Put Options

Purchased

-4,900

57.5000

American

Sep 18, 2020

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Call Options

Written

-100

87.0000

American

Feb 14, 2020

Call Options

Written

-6,800

105.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022

Call Options

Purchased

1,500

82.5000

American

Jun 19, 2020

Call Options

Purchased

1,000

87.0000

American

Feb 7, 2020

Call Options

Purchased

900

83.5000

American

Feb 7, 2020

Call Options

Purchased

300

81.0000

American

Jan 31, 2020

Call Options

Purchased

500

85.5000

American

Feb 7, 2020

Put Options

Written

400

85.0000

American

Jan 15, 2021

Put Options

Written

17,000

65.0000

American

Feb 21, 2020

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Put Options

Written

600

72.5000

American

May 15, 2020

Put Options

Written

1,100

67.5000

American

Jan 15, 2021

Call Options

Purchased

100

85.0000

American

Jan 21, 2022

Call Options

Purchased

7,300

77.5000

American

Jan 15, 2021

Call Options

Purchased

500

90.0000

American

Jan 21, 2022

Call Options

Purchased

300

82.0000

American

Feb 7, 2020

Call Options

Purchased

300

85.0000

American

Feb 14, 2020

Put Options

Written

300

80.5000

American

Jan 31, 2020

Put Options

Written

14,000

80.0000

American

Feb 21, 2020

Call Options

Purchased

6,800

84.0000

American

Jan 31, 2020

Call Options

Purchased

1,500

80.0000

American

Sep 18, 2020

Put Options

Written

1,000

92.5000

American

Mar 20, 2020

Call Options

Purchased

5,000

100.0000

American

May 15, 2020

Call Options

Purchased

600

81.5000

American

Feb 7, 2020

Call Options

Written

-4,200

86.0000

American

Jan 31, 2020

Call Options

Written

-600

88.0000

American

Feb 21, 2020

Call Options

Written

-700

88.5000

American

Feb 7, 2020

Call Options

Written

-6,300

88.0000

American

Jan 31, 2020

Put Options

Purchased

-1,200

85.0000

American

Mar 20, 2020

Put Options

Purchased

-100,000

85.0000

American

Jan 15, 2021

Put Options

Purchased

-1,100

83.5000

American

Feb 28, 2020

Call Options

Written

-2,700

82.5000

American

Jan 15, 2021

Call Options

Written

-1,300

80.0000

American

Jan 15, 2021

Call Options

Written

-5,500

95.0000

American

Jan 15, 2021

Call Options

Written

-800

84.0000

American

Feb 7, 2020

Call Options

Written

-500

87.5000

American

Jan 21, 2022

Put Options

Purchased

-500

85.5000

American

Feb 14, 2020

Call Options

Written

-600

87.5000

American

Jan 15, 2021

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-4,500

100.0000

American

Sep 18, 2020

Call Options

Written

-6,200

87.0000

American

Jan 31, 2020

Put Options

Purchased

-200

87.5000

American

Jan 31, 2020

Put Options

Purchased

-9,800

82.0000

American

Jan 31, 2020

Call Options

Written

-11,300

84.0000

American

Feb 21, 2020

Call Options

Written

-100

93.0000

American

Feb 14, 2020

Call Options

Written

-1,000

81.5000

American

Jan 31, 2020

Put Options

Purchased

-1,400

81.0000

American

Feb 7, 2020

Call Options

Written

-1,500

110.0000

American

May 15, 2020

Call Options

Written

-200

76.0000

American

Jan 31, 2020

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Put Options

Purchased

-16,800

77.5000

American

Feb 21, 2020

Put Options

Purchased

-3,500

81.0000

American

Feb 21, 2020

Put Options

Purchased

-5,300

82.5000

American

Jan 31, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 691737
Time of Receipt (offset from UTC): 20200205T140838+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC