Form 8.3 - ALLERGAN PLC - Amendment

LONDON--()-- 

FORM 8.3 - Amendment to Purchase

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 31 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,208,683

1.28%

3,097,449

0.94%

 

(2)

Derivatives (other than options):

3,017,027

0.92%

2,575,119

0.78%

 

(3)

Options and agreements to
purchase/sell:

517,200

0.16%

265,800

0.08%

 
TOTAL:

7,742,910

2.36%

5,938,368

1.81%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

2

186.7975 USD

Purchase

2

186.9400 USD

Purchase

5

186.9020 USD

Purchase

99

187.1200 USD

Purchase

100

186.9600 USD

Purchase

100

186.7800 USD

Purchase

200

187.1250 USD

Purchase

200

187.0575 USD

Purchase

200

186.9450 USD

Purchase

228

186.9671 USD

Purchase

286

187.0760 USD

Purchase

306

186.8299 USD

Purchase

315

186.8161 USD

Purchase

400

187.0900 USD

Purchase

400

186.9150 USD

Purchase

400

186.9412 USD

Purchase

515

187.0669 USD

Purchase

900

187.5000 USD

Purchase

1,100

190.0000 USD

Purchase

1,100

187.0854 USD

Purchase

1,360

187.0385 USD

Purchase

1,450

186.6781 USD

Purchase

2,151

186.9420 USD

Purchase

2,186

187.0031 USD

Purchase

2,415

187.0361 USD

Purchase

2,600

187.0728 USD

Purchase

2,947

186.9075 USD

Purchase

3,900

186.9780 USD

Purchase

4,635

186.9806 USD

Purchase

4,642

186.6439 USD

Purchase

5,420

186.9684 USD

Purchase

6,020

186.7052 USD

Purchase

6,139

186.9873 USD

Purchase

7,000

187.1337 USD

Purchase

7,074

186.6493 USD

Purchase

13,109

186.8179 USD

Purchase

19,857

186.6400 USD

Purchase

67,641

186.8400 USD

Sale

2

186.7975 USD

Sale

2

186.9400 USD

Sale

5

186.9020 USD

Sale

6

186.8250 USD

Sale

100

187.0700 USD

Sale

100

187.1650 USD

Sale

100

186.9900 USD

Sale

100

187.0100 USD

Sale

100

186.7300 USD

Sale

120

186.8783 USD

Sale

150

187.0600 USD

Sale

166

187.0200 USD

Sale

200

187.1625 USD

Sale

200

186.7270 USD

Sale

206

187.0878 USD

Sale

215

187.2804 USD

Sale

300

187.1450 USD

Sale

300

187.2000 USD

Sale

349

187.1204 USD

Sale

400

186.9150 USD

Sale

400

187.0900 USD

Sale

400

187.1275 USD

Sale

437

187.1410 USD

Sale

600

186.9816 USD

Sale

700

186.8800 USD

Sale

700

187.0828 USD

Sale

800

187.0875 USD

Sale

1,150

186.6650 USD

Sale

1,402

187.1588 USD

Sale

1,947

186.9602 USD

Sale

2,546

187.1403 USD

Sale

3,300

186.9774 USD

Sale

3,500

186.9878 USD

Sale

4,090

186.9052 USD

Sale

4,186

186.9686 USD

Sale

4,642

186.6439 USD

Sale

5,000

187.0776 USD

Sale

5,650

186.6870 USD

Sale

7,074

186.6493 USD

Sale

10,258

186.9722 USD

Sale

25,547

186.6400 USD

Sale

27,595

186.9197 USD

Sale

55,349

186.8073 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

100

185 USD

American

19 Jun 2020

6.7900 USD

Call Option

Purchasing

900

190 USD

American

21 Feb 2020

1.5044 USD

Call Option

Selling

100

190 USD

American

20 Mar 2020

3.3500 USD

Put Option

Purchasing

2,000

150 USD

American

21 Jan 2022

2.5000 USD

Put Option

Purchasing

200

160 USD

American

15 Jan 2021

2.8000 USD

Put Option

Purchasing

100

178 USD

American

28 Feb 2020

0.8800 USD

Put Option

Purchasing

900

185 USD

American

7 Feb 2020

1.6000 USD

Put Option

Selling

1,000

145 USD

American

20 Mar 2020

0.4700 USD

Put Option

Selling

900

188 USD

American

31 Jan 2020

1.1500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

5 Feb 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

700

100.0000

American

Jan 15, 2021

Call Options

Purchased

3,400

190.0000

American

Feb 21, 2020

Call Options

Purchased

1,300

100.0000

American

Jan 15, 2021

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021

Put Options

Written

5,000

115.0000

American

Mar 20, 2020

Call Options

Purchased

2,600

175.0000

American

Jan 15, 2021

Put Options

Written

900

90.0000

American

Feb 21, 2020

Put Options

Written

700

95.0000

American

Jan 15, 2021

Call Options

Purchased

200

190.0000

American

Jan 21, 2022

Put Options

Written

300

135.0000

American

Feb 21, 2020

Put Options

Written

500

185.0000

American

Jun 19, 2020

Put Options

Written

300

180.0000

American

Jan 21, 2022

Put Options

Purchased

-1,000

165.0000

American

Jan 15, 2021

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Call Options

Written

-5,500

160.0000

American

Mar 20, 2020

Put Options

Purchased

-1,500

155.0000

American

Feb 21, 2020

Put Options

Purchased

-9,800

180.0000

American

Feb 21, 2020

Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020

Call Options

Written

-600

220.0000

American

May 15, 2020

Call Options

Written

-100

140.0000

American

Jan 21, 2022

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Written

18,500

150.0000

American

May 15, 2020

Put Options

Written

66,500

140.0000

American

Mar 20, 2020

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Call Options

Purchased

100

200.0000

American

Aug 21, 2020

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Call Options

Purchased

200

195.0000

American

Jun 19, 2020

Put Options

Written

500

80.0000

American

Feb 21, 2020

Put Options

Written

500

175.0000

American

Feb 21, 2020

Put Options

Written

11,700

160.0000

American

Jun 19, 2020

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Call Options

Written

-2,000

180.0000

American

Feb 21, 2020

Call Options

Written

-300

150.0000

American

Feb 21, 2020

Put Options

Purchased

-100

177.5000

American

Feb 28, 2020

Call Options

Written

-30,100

165.0000

American

Jan 21, 2022

Call Options

Written

-2,700

150.0000

American

Jan 15, 2021

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Call Options

Written

-800

185.0000

American

Feb 21, 2020

Put Options

Purchased

-16,600

115.0000

American

Jan 15, 2021

Put Options

Purchased

-400

185.0000

American

Jan 21, 2022

Put Options

Written

1,000

145.0000

American

Mar 20, 2020

Call Options

Purchased

100

200.0000

American

Mar 6, 2020

Put Options

Written

6,600

185.0000

American

Mar 20, 2020

Put Options

Written

400

125.0000

American

Jan 15, 2021

Call Options

Purchased

30,100

175.0000

American

Jan 21, 2022

Put Options

Written

900

187.5000

American

Jan 31, 2020

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options

Purchased

500

190.0000

American

May 15, 2020

Put Options

Written

400

110.0000

American

Feb 21, 2020

Call Options

Purchased

1,100

190.0000

American

Jun 19, 2020

Put Options

Written

600

185.0000

American

May 15, 2020

Call Options

Purchased

3,300

165.0000

American

Jan 15, 2021

Put Options

Written

100

145.0000

American

Jan 15, 2021

Call Options

Purchased

500

195.0000

American

May 15, 2020

Call Options

Purchased

5,100

170.0000

American

Feb 21, 2020

Put Options

Purchased

-4,600

170.0000

American

Jan 15, 2021

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020

Call Options

Written

-100

240.0000

American

Mar 20, 2020

Put Options

Purchased

-1,000

195.0000

American

May 15, 2020

Call Options

Written

-200

195.0000

American

Feb 21, 2020

Call Options

Written

-500

270.0000

American

Jan 15, 2021

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Put Options

Written

48,000

140.0000

American

Jun 19, 2020

Put Options

Written

3,800

165.0000

American

Jun 19, 2020

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Call Options

Purchased

2,000

180.0000

American

Jan 15, 2021

Call Options

Purchased

4,500

200.0000

American

Mar 20, 2020

Call Options

Purchased

500

220.0000

American

Jan 21, 2022

Call Options

Purchased

800

160.0000

American

Jan 21, 2022

Call Options

Written

-2,000

150.0000

American

May 15, 2020

Put Options

Purchased

-2,300

170.0000

American

Jun 19, 2020

Call Options

Written

-2,000

130.0000

American

Feb 21, 2020

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options

Purchased

400

200.0000

American

Jan 15, 2021

Put Options

Written

3,200

120.0000

American

Feb 21, 2020

Call Options

Purchased

1,400

180.0000

American

Jan 21, 2022

Put Options

Written

6,500

140.0000

American

Jan 15, 2021

Put Options

Written

54,100

140.0000

American

Feb 21, 2020

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Put Options

Written

14,300

160.0000

American

Mar 20, 2020

Call Options

Purchased

7,700

190.0000

American

Jan 15, 2021

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Put Options

Written

14,400

160.0000

American

Feb 21, 2020

Call Options

Purchased

3,200

195.0000

American

Aug 21, 2020

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Put Options

Purchased

-12,400

150.0000

American

Jan 15, 2021

Call Options

Written

-2,000

260.0000

American

Jan 15, 2021

Call Options

Written

-500

190.0000

American

Mar 20, 2020

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Call Options

Written

-100

165.0000

American

Jun 19, 2020

Put Options

Purchased

-100

190.0000

American

Jun 19, 2020

Put Options

Written

500

180.0000

American

May 15, 2020

Call Options

Purchased

100

120.0000

American

Jan 21, 2022

Put Options

Written

3,300

165.0000

American

Mar 20, 2020

Call Options

Purchased

500

190.0000

American

Jan 31, 2020

Put Options

Written

500

185.0000

American

Feb 21, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Written

900

180.0000

American

Mar 20, 2020

Put Options

Written

100

165.0000

American

May 15, 2020

Call Options

Written

-100

160.0000

American

Jun 19, 2020

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Put Options

Purchased

-200

170.0000

American

Jan 21, 2022

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options

Written

-2,400

165.0000

American

Mar 20, 2020

Put Options

Purchased

-300

165.0000

American

Feb 21, 2020

Put Options

Purchased

-1,700

185.0000

American

Jan 15, 2021

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-400

120.0000

American

Jan 15, 2021

Call Options

Written

-100

185.0000

American

Jun 19, 2020

Call Options

Written

-900

175.0000

American

Jun 19, 2020

Put Options

Purchased

-400

185.0000

American

Aug 21, 2020

Put Options

Purchased

-4,100

160.0000

American

Jan 15, 2021

Put Options

Purchased

-500

120.0000

American

Aug 21, 2020

Call Options

Written

-200

192.5000

American

Jan 31, 2020

Put Options

Purchased

-100

180.0000

American

Jun 19, 2020

Put Options

Written

8,400

170.0000

American

Feb 21, 2020

Call Options

Purchased

7,700

185.0000

American

Aug 21, 2020

Put Options

Written

400

190.0000

American

Feb 21, 2020

Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020

Call Options

Purchased

700

200.0000

American

Jun 19, 2020

Call Options

Purchased

1,700

220.0000

American

Mar 20, 2020

Call Options

Written

-200

180.0000

American

Jun 19, 2020

Call Options

Written

-300

180.0000

American

Mar 20, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Put Options

Purchased

-100

130.0000

American

Jan 15, 2021

Put Options

Purchased

-700

160.0000

American

Feb 28, 2020

Put Options

Purchased

-1,800

150.0000

American

Jan 21, 2022

Put Options

Purchased

-900

185.0000

American

Feb 7, 2020

Put Options

Purchased

-1,000

180.0000

American

Jan 15, 2021

Call Options

Written

-100

185.0000

American

Mar 20, 2020

Call Options

Written

-1,100

200.0000

American

Feb 21, 2020

Put Options

Written

200

120.0000

American

May 15, 2020

Put Options

Written

11,200

145.0000

American

Feb 21, 2020

Put Options

Written

200

195.0000

American

Mar 20, 2020

Put Options

Written

49,500

150.0000

American

Feb 21, 2020

Put Options

Written

100

150.0000

American

Mar 20, 2020

Call Options

Purchased

300

187.5000

American

Jan 31, 2020

Call Options

Purchased

11,400

195.0000

American

Jan 15, 2021

Call Options

Purchased

4,100

190.0000

American

Aug 21, 2020

Put Options

Written

1,100

190.0000

American

Jan 31, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Put Options

Purchased

-4,500

130.0000

American

Feb 21, 2020

Put Options

Purchased

-8,500

140.0000

American

Mar 20, 2020

Call Options

Written

-1,000

185.0000

American

May 15, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 691736
Time of Receipt (offset from UTC): 20200205T135757+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC