Form 8.3 - ABBVIE INC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ABBVIE INC

Class of relevant security to which the

ORD

dealings being disclosed relate (Note 2)
Date of dealing

04 February 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

3,379,123

0.23%

4,250,367

0.29%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,300,593

0.16%

775,929

0.05%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,725,000

0.12%

1,004,700

0.07%

 

 

 

 

TOTAL:

 

 

 

 

7,404,716

0.50%

6,030,996

0.41%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

36

84.3537 USD

Purchase

65

84.3000 USD

Purchase

100

84.5800 USD

Purchase

100

84.5885 USD

Purchase

100

84.5400 USD

Purchase

100

84.5300 USD

Purchase

100

84.4400 USD

Purchase

100

84.3800 USD

Purchase

100

84.3200 USD

Purchase

155

84.0509 USD

Purchase

162

83.6100 USD

Purchase

204

84.2764 USD

Purchase

225

84.5072 USD

Purchase

288

84.2361 USD

Purchase

300

84.2333 USD

Purchase

300

84.0500 USD

Purchase

300

84.4600 USD

Purchase

320

84.5256 USD

Purchase

346

84.3720 USD

Purchase

356

84.5328 USD

Purchase

400

84.2375 USD

Purchase

400

84.2362 USD

Purchase

400

84.4438 USD

Purchase

441

84.5305 USD

Purchase

450

84.5338 USD

Purchase

451

84.5761 USD

Purchase

500

84.2000 USD

Purchase

555

84.1583 USD

Purchase

600

84.2400 USD

Purchase

700

84.5200 USD

Purchase

700

84.4300 USD

Purchase

800

84.4696 USD

Purchase

800

84.3690 USD

Purchase

1,000

84.3070 USD

Purchase

1,100

84.5225 USD

Purchase

1,100

84.3940 USD

Purchase

1,100

84.2368 USD

Purchase

1,254

84.2337 USD

Purchase

1,396

84.4923 USD

Purchase

1,400

84.2246 USD

Purchase

1,513

84.4339 USD

Purchase

1,814

84.3636 USD

Purchase

1,900

84.4379 USD

Purchase

2,292

84.3112 USD

Purchase

2,300

84.3323 USD

Purchase

2,600

84.3153 USD

Purchase

2,744

84.3250 USD

Purchase

2,843

84.2820 USD

Purchase

3,286

84.5169 USD

Purchase

4,000

84.2439 USD

Purchase

7,532

84.2281 USD

Purchase

10,474

84.3882 USD

Purchase

18,371

84.3054 USD

Purchase

19,717

84.3600 USD

Purchase

21,100

84.3425 USD

Purchase

24,200

84.3428 USD

Purchase

25,400

84.5600 USD

Purchase

37,031

84.3994 USD

Purchase

65,685

84.3496 USD

Purchase

175,485

84.3395 USD

Sale

1

84.2200 USD

Sale

3

84.4400 USD

Sale

6

84.3550 USD

Sale

9

84.4377 USD

Sale

11

84.3227 USD

Sale

26

84.3642 USD

Sale

41

84.3646 USD

Sale

41

84.2724 USD

Sale

48

84.3000 USD

Sale

50

84.4428 USD

Sale

55

83.7800 USD

Sale

71

84.2845 USD

Sale

92

84.3421 USD

Sale

97

84.4300 USD

Sale

100

84.3500 USD

Sale

100

84.3250 USD

Sale

100

84.4900 USD

Sale

100

84.6150 USD

Sale

100

84.4450 USD

Sale

100

84.4500 USD

Sale

100

84.4700 USD

Sale

104

84.0946 USD

Sale

144

84.3161 USD

Sale

200

84.3050 USD

Sale

200

84.3800 USD

Sale

200

84.4150 USD

Sale

200

84.4601 USD

Sale

200

84.6250 USD

Sale

202

84.3400 USD

Sale

204

84.3101 USD

Sale

239

84.3651 USD

Sale

260

84.3318 USD

Sale

275

84.5221 USD

Sale

300

84.0500 USD

Sale

300

84.4200 USD

Sale

300

84.3100 USD

Sale

310

84.3382 USD

Sale

312

83.6100 USD

Sale

328

84.3282 USD

Sale

382

84.3492 USD

Sale

394

84.3636 USD

Sale

400

84.1287 USD

Sale

400

84.3637 USD

Sale

403

84.3038 USD

Sale

414

84.4281 USD

Sale

446

84.4126 USD

Sale

492

84.3010 USD

Sale

500

84.2000 USD

Sale

500

84.3190 USD

Sale

500

84.3520 USD

Sale

526

84.5361 USD

Sale

553

84.5469 USD

Sale

555

84.1583 USD

Sale

562

84.3894 USD

Sale

578

84.4243 USD

Sale

597

84.3750 USD

Sale

600

84.5283 USD

Sale

600

84.4208 USD

Sale

600

84.4083 USD

Sale

600

84.3391 USD

Sale

600

84.4233 USD

Sale

700

83.7398 USD

Sale

700

84.5071 USD

Sale

781

84.4029 USD

Sale

800

84.3690 USD

Sale

800

84.4312 USD

Sale

1,002

84.3847 USD

Sale

1,070

84.3165 USD

Sale

1,100

84.3845 USD

Sale

1,194

84.3336 USD

Sale

1,298

84.4522 USD

Sale

1,300

84.5792 USD

Sale

1,300

84.4282 USD

Sale

1,500

84.3126 USD

Sale

1,500

84.3320 USD

Sale

1,500

84.4466 USD

Sale

2,000

84.3747 USD

Sale

2,020

84.3598 USD

Sale

2,100

84.3966 USD

Sale

2,118

84.1376 USD

Sale

2,122

84.5317 USD

Sale

2,200

84.3825 USD

Sale

2,345

84.3661 USD

Sale

2,700

84.3955 USD

Sale

2,775

84.5418 USD

Sale

2,806

84.3284 USD

Sale

3,600

84.3986 USD

Sale

3,900

84.4088 USD

Sale

4,200

84.2279 USD

Sale

4,740

84.3023 USD

Sale

5,043

82.3000 USD

Sale

6,888

84.2410 USD

Sale

7,014

84.4155 USD

Sale

8,652

84.4958 USD

Sale

8,800

84.2539 USD

Sale

15,900

84.3895 USD

Sale

17,000

84.3620 USD

Sale

20,333

84.3256 USD

Sale

20,413

84.3481 USD

Sale

25,404

84.5600 USD

Sale

26,302

84.3699 USD

Sale

30,012

84.3600 USD

Sale

57,537

84.3706 USD

Sale

79,819

84.3065 USD

Sale

83,896

84.3338 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

 

purchasing,

of

price

 

date

money

 

selling,

securities

 

 

 

paid/

 

varying etc

to which

 

 

 

received

 

 

option

 

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

300

78 USD

American

7 Feb 2020

6.6500 USD

Call Option

Purchasing

100

80 USD

American

15 Jan 2021

9.4200 USD

Call Option

Purchasing

700

82 USD

American

7 Feb 2020

2.4900 USD

Call Option

Purchasing

700

82 USD

American

7 Feb 2020

3.4000 USD

Call Option

Purchasing

400

82 USD

American

14 Feb 2020

3.2500 USD

Call Option

Purchasing

1,500

82 USD

American

21 Feb 2020

3.7606 USD

Call Option

Purchasing

400

83 USD

American

7 Feb 2020

2.2950 USD

Call Option

Purchasing

2,500

84 USD

American

7 Feb 2020

1.7752 USD

Call Option

Purchasing

2,400

84 USD

American

7 Feb 2020

1.8237 USD

Call Option

Purchasing

3,500

85 USD

American

7 Feb 2020

1.2137 USD

Call Option

Purchasing

1,800

85 USD

American

7 Feb 2020

1.4138 USD

Call Option

Purchasing

400

85 USD

American

14 Feb 2020

1.4900 USD

Call Option

Purchasing

400

85 USD

American

13 Mar 2020

2.1700 USD

Call Option

Purchasing

2,000

86 USD

American

7 Feb 2020

0.9580 USD

Call Option

Purchasing

4,100

86 USD

American

7 Feb 2020

1.0590 USD

Call Option

Purchasing

5,600

86 USD

American

21 Feb 2020

1.4416 USD

Call Option

Purchasing

3,600

87 USD

American

7 Feb 2020

0.5313 USD

Call Option

Purchasing

1,100

87 USD

American

7 Feb 2020

0.6872 USD

Call Option

Purchasing

100

87 USD

American

6 Mar 2020

1.7600 USD

Call Option

Purchasing

1,900

88 USD

American

7 Feb 2020

0.3642 USD

Call Option

Purchasing

200

88 USD

American

7 Feb 2020

0.4500 USD

Call Option

Purchasing

600

88 USD

American

21 Feb 2020

0.7000 USD

Call Option

Purchasing

900

89 USD

American

7 Feb 2020

0.3200 USD

Call Option

Purchasing

200

90 USD

American

7 Feb 2020

0.1300 USD

Call Option

Purchasing

100

90 USD

American

20 Mar 2020

0.9800 USD

Call Option

Selling

100

75 USD

American

15 May 2020

10.6500 USD

Call Option

Selling

100

80 USD

American

15 May 2020

6.9200 USD

Call Option

Selling

1,500

81 USD

American

21 Feb 2020

4.4906 USD

Call Option

Selling

700

83 USD

American

7 Feb 2020

1.9800 USD

Call Option

Selling

400

83 USD

American

14 Feb 2020

2.5600 USD

Call Option

Selling

400

83 USD

American

6 Mar 2020

4.0000 USD

Call Option

Selling

100

84 USD

American

14 Feb 2020

2.0300 USD

Call Option

Selling

1,800

85 USD

American

7 Feb 2020

1.2000 USD

Call Option

Selling

1,500

85 USD

American

7 Feb 2020

1.2833 USD

Call Option

Selling

100

85 USD

American

14 Feb 2020

1.8900 USD

Call Option

Selling

5,000

85 USD

American

21 Feb 2020

1.9000 USD

Call Option

Selling

800

85 USD

American

21 Feb 2020

2.4000 USD

Call Option

Selling

700

86 USD

American

14 Feb 2020

1.2500 USD

Call Option

Selling

300

86 USD

American

14 Feb 2020

1.3300 USD

Call Option

Selling

100

88 USD

American

7 Feb 2020

0.3700 USD

Call Option

Selling

200

88 USD

American

14 Feb 2020

0.6700 USD

Call Option

Selling

100

88 USD

American

14 Feb 2020

0.7500 USD

Call Option

Selling

100

88 USD

American

6 Mar 2020

1.3900 USD

Call Option

Selling

100

88 USD

American

15 Jan 2021

5.8400 USD

Call Option

Selling

900

89 USD

American

7 Feb 2020

0.2600 USD

Call Option

Selling

200

89 USD

American

14 Feb 2020

0.4800 USD

Call Option

Selling

100

89 USD

American

14 Feb 2020

0.5500 USD

Call Option

Selling

300

90 USD

American

14 Feb 2020

0.2700 USD

Call Option

Selling

1,300

90 USD

American

21 Feb 2020

0.4630 USD

Call Option

Selling

100

90 USD

American

6 Mar 2020

0.9800 USD

Call Option

Selling

300

92 USD

American

14 Feb 2020

0.1400 USD

Call Option

Selling

100

95 USD

American

20 Mar 2020

0.3000 USD

Call Option

Selling

400

115 USD

American

19 Jun 2020

0.0800 USD

Put Option

Purchasing

700

76 USD

American

7 Feb 2020

0.0600 USD

Put Option

Purchasing

7,600

78 USD

American

20 Mar 2020

0.8963 USD

Put Option

Purchasing

1,200

80 USD

American

7 Feb 2020

0.3341 USD

Put Option

Purchasing

3,000

81 USD

American

7 Feb 2020

0.6000 USD

Put Option

Purchasing

100

82 USD

American

7 Feb 2020

0.6200 USD

Put Option

Purchasing

200

82 USD

American

7 Feb 2020

0.8500 USD

Put Option

Purchasing

2,000

84 USD

American

7 Feb 2020

1.1700 USD

Put Option

Purchasing

3,100

84 USD

American

7 Feb 2020

1.5800 USD

Put Option

Purchasing

1,100

85 USD

American

7 Feb 2020

1.9963 USD

Put Option

Purchasing

200

85 USD

American

28 Feb 2020

2.7350 USD

Put Option

Purchasing

200

85 USD

American

20 Mar 2020

3.4100 USD

Put Option

Purchasing

100

86 USD

American

28 Feb 2020

3.3400 USD

Put Option

Selling

100

78 USD

American

7 Feb 2020

0.1800 USD

Put Option

Selling

200

79 USD

American

14 Feb 2020

0.3900 USD

Put Option

Selling

200

80 USD

American

21 Feb 2020

0.7300 USD

Put Option

Selling

200

80 USD

American

20 Mar 2020

1.4700 USD

Put Option

Selling

100

82 USD

American

14 Feb 2020

1.1300 USD

Put Option

Selling

1,000

83 USD

American

7 Feb 2020

1.0800 USD

Put Option

Selling

4,500

83 USD

American

14 Feb 2020

1.3973 USD

Put Option

Selling

300

83 USD

American

21 Feb 2020

1.5400 USD

Put Option

Selling

200

83 USD

American

20 Mar 2020

2.2900 USD

Put Option

Selling

5,200

84 USD

American

14 Feb 2020

1.5880 USD

Put Option

Selling

6,000

84 USD

American

14 Feb 2020

1.7116 USD

Put Option

Selling

400

85 USD

American

14 Feb 2020

1.9000 USD

Put Option

Selling

200

86 USD

American

7 Feb 2020

2.6550 USD

Put Option

Selling

100

88 USD

American

7 Feb 2020

4.5700 USD

Put Option

Selling

6,400

93 USD

American

20 Mar 2020

8.4904 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

5 Feb 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or

Number of

Exercise

Type

Expiry

 

purchased

relevant securities

price

 

date

 

 

to which the option

 

 

 

 

 

or derivative

 

 

 

 

 

relates

 

 

 

Put Options

Written

4,300

84.5000

American

Feb 21, 2020

Call Options

Purchased

1,000

72.5000

American

Jan 15, 2021

Put Options

Written

1,100

83.0000

American

Feb 7, 2020

Call Options

Purchased

300

67.5000

American

Sep 18, 2020

Put Options

Written

2,600

75.0000

American

Jun 19, 2020

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Put Options

Written

101,800

60.0000

American

Jun 19, 2020

Put Options

Written

1,700

85.0000

American

Jun 19, 2020

Put Options

Written

2,200

70.0000

American

May 15, 2020

Put Options

Written

4,000

37.5000

American

Jan 21, 2022

Put Options

Written

700

82.5000

American

Jan 15, 2021

Call Options

Purchased

200

88.5000

American

Feb 7, 2020

Call Options

Purchased

3,300

87.5000

American

May 15, 2020

Call Options

Purchased

200

50.0000

American

Jan 21, 2022

Put Options

Written

1,100

88.0000

American

Feb 21, 2020

Call Options

Purchased

20,000

82.0000

American

Feb 21, 2020

Call Options

Purchased

500

75.0000

American

May 15, 2020

Call Options

Purchased

100

90.5000

American

Feb 14, 2020

Put Options

Written

6,000

80.0000

American

May 15, 2020

Put Options

Written

100

80.0000

American

Mar 6, 2020

Put Options

Written

11,300

87.5000

American

Feb 21, 2020

Call Options

Written

-400

84.5000

American

Feb 14, 2020

Call Options

Written

-3,700

130.0000

American

Jan 15, 2021

Put Options

Purchased

-5,000

47.5000

American

Jun 19, 2020

Call Options

Written

-10,000

92.5000

American

Feb 7, 2020

Put Options

Purchased

-600

75.0000

American

Mar 20, 2020

Put Options

Purchased

-1,600

82.0000

American

Feb 7, 2020

Put Options

Purchased

-22,300

82.5000

American

Feb 21, 2020

Put Options

Purchased

-2,800

50.0000

American

Jan 15, 2021

Call Options

Written

-100

82.5000

American

Jan 21, 2022

Put Options

Purchased

-100

50.0000

American

Jan 21, 2022

Call Options

Written

-4,500

115.0000

American

Jan 21, 2022

Put Options

Purchased

-51,600

75.0000

American

Feb 21, 2020

Put Options

Purchased

-100

95.0000

American

May 15, 2020

Put Options

Purchased

-48,100

85.0000

American

May 15, 2020

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Put Options

Purchased

-1,000

130.0000

American

Jan 15, 2021

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Call Options

Written

-17,800

90.0000

American

Jun 19, 2020

Put Options

Purchased

-100

75.0000

American

Feb 14, 2020

Call Options

Written

-500

90.0000

American

Mar 20, 2020

Call Options

Written

-900

135.0000

American

Jan 15, 2021

Call Options

Written

-2,300

120.0000

American

Jan 15, 2021

Call Options

Written

-600

84.0000

American

Feb 14, 2020

Call Options

Written

-200

105.0000

American

Feb 21, 2020

Call Options

Written

-5,200

80.0000

American

Jan 21, 2022

Call Options

Written

-4,400

90.0000

American

Feb 7, 2020

Call Options

Written

-20,300

92.0000

American

Feb 7, 2020

Call Options

Written

-100

88.0000

American

Feb 7, 2020

Call Options

Written

-300

105.0000

American

Jan 21, 2022

Call Options

Written

-3,000

85.0000

American

Mar 20, 2020

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options

Written

-100

70.0000

American

Feb 21, 2020

Put Options

Written

1,100

82.5000

American

Mar 20, 2020

Call Options

Purchased

100

94.0000

American

Feb 28, 2020

Call Options

Purchased

7,600

92.5000

American

May 15, 2020

Call Options

Purchased

1,000

92.5000

American

Feb 21, 2020

Call Options

Purchased

300

120.0000

American

Sep 18, 2020

Call Options

Purchased

1,000

145.0000

American

Jun 19, 2020

Call Options

Purchased

400

72.5000

American

May 15, 2020

Put Options

Written

5,000

91.0000

American

Feb 21, 2020

Put Options

Written

900

82.5000

American

Sep 18, 2020

Call Options

Purchased

400

82.0000

American

Feb 14, 2020

Call Options

Purchased

4,500

85.5000

American

Feb 21, 2020

Call Options

Purchased

1,300

72.5000

American

Jun 19, 2020

Call Options

Purchased

1,100

83.5000

American

Feb 21, 2020

Call Options

Purchased

100

83.0000

American

Feb 28, 2020

Call Options

Purchased

600

87.5000

American

Mar 20, 2020

Call Options

Purchased

100

87.0000

American

Mar 6, 2020

Put Options

Written

15,400

42.5000

American

Feb 21, 2020

Call Options

Purchased

9,100

95.0000

American

Sep 18, 2020

Call Options

Purchased

15,800

85.0000

American

Feb 21, 2020

Put Options

Written

600

62.5000

American

Sep 18, 2020

Call Options

Purchased

8,300

95.0000

American

May 15, 2020

Put Options

Written

302,100

60.0000

American

Jan 15, 2021

Put Options

Written

5,000

62.5000

American

Jan 15, 2021

Put Options

Written

4,000

57.5000

American

Jan 15, 2021

Call Options

Purchased

900

85.0000

American

Aug 21, 2020

Put Options

Purchased

-400

95.0000

American

Sep 18, 2020

Put Options

Purchased

-100

95.0000

American

Jun 19, 2020

Put Options

Purchased

-3,600

80.0000

American

Mar 20, 2020

Call Options

Written

-200

97.5000

American

Feb 21, 2020

Put Options

Purchased

-1,000

47.5000

American

Jan 15, 2021

Put Options

Purchased

-200

85.0000

American

Feb 28, 2020

Call Options

Written

-100

100.0000

American

Mar 20, 2020

Call Options

Written

-100

87.5000

American

Feb 14, 2020

Put Options

Purchased

-2,400

55.0000

American

Jan 15, 2021

Call Options

Written

-3,300

86.0000

American

Feb 14, 2020

Call Options

Written

-3,500

83.0000

American

Feb 21, 2020

Call Options

Written

-5,700

91.0000

American

Feb 7, 2020

Call Options

Written

-400

82.5000

American

Mar 20, 2020

Call Options

Written

-18,400

110.0000

American

Jan 15, 2021

Put Options

Purchased

-20,100

85.0000

American

Sep 18, 2020

Call Options

Written

-200

88.5000

American

Feb 14, 2020

Call Options

Written

-400

83.0000

American

Feb 14, 2020

Put Options

Purchased

-1,500

75.0000

American

Sep 18, 2020

Call Options

Purchased

400

70.0000

American

Jun 19, 2020

Call Options

Purchased

3,000

97.5000

American

May 15, 2020

Put Options

Written

1,800

57.5000

American

Feb 21, 2020

Call Options

Purchased

900

90.5000

American

Feb 28, 2020

Call Options

Purchased

300

90.5000

American

Feb 21, 2020

Call Options

Purchased

1,000

86.0000

American

Feb 28, 2020

Call Options

Purchased

100

77.5000

American

Jun 19, 2020

Put Options

Written

900

78.0000

American

Feb 7, 2020

Call Options

Purchased

700

88.0000

American

Feb 14, 2020

Call Options

Purchased

200

97.5000

American

Mar 20, 2020

Put Options

Written

400

84.5000

American

Feb 14, 2020

Put Options

Written

3,200

75.0000

American

May 15, 2020

Call Options

Purchased

3,800

95.0000

American

Mar 20, 2020

Call Options

Purchased

2,200

105.0000

American

Jun 19, 2020

Put Options

Written

500

87.5000

American

Feb 7, 2020

Call Options

Written

-300

89.0000

American

Feb 21, 2020

Call Options

Written

-900

85.0000

American

Sep 18, 2020

Put Options

Purchased

-120,000

85.0000

American

Feb 21, 2020

Call Options

Written

-300

110.0000

American

Jun 19, 2020

Call Options

Written

-600

87.5000

American

Feb 7, 2020

Put Options

Purchased

-1,600

110.0000

American

Jan 15, 2021

Call Options

Written

-3,000

75.0000

American

Jan 15, 2021

Put Options

Purchased

-6,900

72.5000

American

Feb 21, 2020

Put Options

Purchased

-3,500

50.0000

American

Jun 19, 2020

Call Options

Written

-2,700

85.0000

American

Jun 19, 2020

Call Options

Written

-100

100.0000

American

Jan 21, 2022

Put Options

Purchased

-400

85.0000

American

Feb 14, 2020

Put Options

Purchased

-1,300

50.0000

American

Sep 18, 2020

Call Options

Written

-4,300

85.0000

American

May 15, 2020

Call Options

Written

-1,900

115.0000

American

Sep 18, 2020

Call Options

Written

-100

89.5000

American

Mar 6, 2020

Put Options

Purchased

-600

42.5000

American

Sep 18, 2020

Call Options

Written

-900

110.0000

American

Feb 21, 2020

Put Options

Purchased

-4,400

40.0000

American

Jan 21, 2022

Put Options

Purchased

-1,700

90.0000

American

Sep 18, 2020

Call Options

Written

-4,800

95.0000

American

Feb 21, 2020

Call Options

Written

-100

84.5000

American

Feb 7, 2020

Put Options

Purchased

-1,800

83.5000

American

Feb 7, 2020

Put Options

Purchased

-2,000

45.0000

American

Sep 18, 2020

Put Options

Purchased

-8,200

77.5000

American

Mar 20, 2020

Call Options

Written

-1,900

97.5000

American

Jan 15, 2021

Call Options

Purchased

200

93.0000

American

Feb 21, 2020

Call Options

Purchased

2,500

82.5000

American

Feb 21, 2020

Put Options

Written

177,700

80.0000

American

Jan 15, 2021

Call Options

Purchased

6,800

90.0000

American

Sep 18, 2020

Put Options

Written

5,700

77.5000

American

Jan 15, 2021

Call Options

Purchased

4,100

92.5000

American

Mar 20, 2020

Call Options

Purchased

400

87.5000

American

Jun 19, 2020

Put Options

Written

37,300

57.5000

American

Jun 19, 2020

Call Options

Purchased

1,000

65.0000

American

Sep 18, 2020

Call Options

Purchased

400

75.0000

American

Jan 21, 2022

Put Options

Written

400

32.5000

American

Sep 18, 2020

Call Options

Purchased

7,000

80.0000

American

May 15, 2020

Put Options

Written

200

86.0000

American

Feb 7, 2020

Put Options

Written

500

88.0000

American

Feb 7, 2020

Put Options

Written

400

90.0000

American

Jun 19, 2020

Put Options

Written

400

81.5000

American

Mar 6, 2020

Call Options

Purchased

5,100

87.5000

American

Feb 21, 2020

Put Options

Written

300

85.0000

American

May 15, 2020

Call Options

Purchased

3,200

55.0000

American

Jan 15, 2021

Put Options

Written

2,800

80.0000

American

Jun 19, 2020

Call Options

Purchased

5,400

85.0000

American

Feb 7, 2020

Call Options

Purchased

1,500

67.5000

American

Jan 15, 2021

Put Options

Written

156,100

65.0000

American

Jun 19, 2020

Put Options

Written

1,000

42.5000

American

Jan 21, 2022

Put Options

Written

2,500

47.5000

American

Jan 21, 2022

Call Options

Purchased

5,600

90.0000

American

Aug 21, 2020

Put Options

Written

4,000

62.5000

American

Feb 21, 2020

Call Options

Purchased

1,300

92.5000

American

Sep 18, 2020

Put Options

Written

600

70.0000

American

Mar 20, 2020

Put Options

Written

200

37.5000

American

Jan 15, 2021

Put Options

Purchased

-200

87.5000

American

Sep 18, 2020

Call Options

Written

-100

89.0000

American

Feb 14, 2020

Put Options

Purchased

-2,200

40.0000

American

Sep 18, 2020

Call Options

Written

-100

77.5000

American

Feb 21, 2020

Put Options

Purchased

-100

100.0000

American

Jan 21, 2022

Put Options

Purchased

-200

92.5000

American

Sep 18, 2020

Put Options

Purchased

-2,500

70.0000

American

Jan 15, 2021

Call Options

Written

-79,500

70.0000

American

Jan 15, 2021

Call Options

Written

-5,100

85.0000

American

Jan 15, 2021

Call Options

Written

-51,100

92.5000

American

Jan 15, 2021

Call Options

Written

-1,100

89.0000

American

Feb 7, 2020

Put Options

Purchased

-100

75.0000

American

Feb 7, 2020

Call Options

Written

-300

70.0000

American

Jan 21, 2022

Call Options

Written

-2,100

97.5000

American

Jun 19, 2020

Call Options

Written

-19,500

92.5000

American

Feb 21, 2020

Put Options

Purchased

-1,100

67.5000

American

Sep 18, 2020

Put Options

Purchased

-1,200

72.5000

American

Sep 18, 2020

Call Options

Written

-2,200

88.0000

American

Mar 6, 2020

Call Options

Written

-200

110.0000

American

Sep 18, 2020

Put Options

Purchased

-300

79.0000

American

Feb 7, 2020

Put Options

Purchased

-1,500

105.0000

American

Jun 19, 2020

Put Options

Purchased

-8,000

90.0000

American

Feb 21, 2020

Call Options

Written

-8,100

100.0000

American

Jan 15, 2021

Put Options

Purchased

-5,000

42.5000

American

Jun 19, 2020

Put Options

Purchased

-100

85.5000

American

Feb 7, 2020

Call Options

Written

-300

91.5000

American

Feb 7, 2020

Put Options

Written

1,100

82.5000

American

Jun 19, 2020

Call Options

Purchased

7,000

90.0000

American

May 15, 2020

Put Options

Written

100

77.5000

American

Sep 18, 2020

Put Options

Written

100

77.5000

American

May 15, 2020

Put Options

Written

6,000

84.0000

American

Feb 14, 2020

Put Options

Written

1,900

55.0000

American

Feb 21, 2020

Put Options

Written

28,300

62.5000

American

Jun 19, 2020

Put Options

Written

12,600

70.0000

American

Feb 21, 2020

Call Options

Purchased

7,400

87.5000

American

Sep 18, 2020

Put Options

Written

5,200

83.5000

American

Feb 14, 2020

Call Options

Purchased

500

82.5000

American

Sep 18, 2020

Call Options

Purchased

1,700

84.0000

American

Feb 7, 2020

Put Options

Written

400

67.5000

American

May 15, 2020

Call Options

Purchased

33,300

90.0000

American

Feb 21, 2020

Call Options

Purchased

8,900

81.0000

American

Feb 7, 2020

Call Options

Purchased

3,700

83.0000

American

Feb 7, 2020

Call Options

Purchased

1,100

60.0000

American

Jan 15, 2021

Put Options

Written

300

65.0000

American

May 15, 2020

Put Options

Written

700

83.5000

American

Feb 21, 2020

Call Options

Purchased

100

110.0000

American

Jan 21, 2022

Call Options

Purchased

13,900

75.0000

American

Sep 18, 2020

Call Options

Purchased

600

77.5000

American

Sep 18, 2020

Call Options

Written

-6,000

84.5000

American

Feb 21, 2020

Put Options

Purchased

-4,700

84.0000

American

Feb 7, 2020

Call Options

Written

-13,900

87.0000

American

Feb 21, 2020

Put Options

Purchased

-700

95.0000

American

Jan 15, 2021

Put Options

Purchased

-700

42.5000

American

Jan 15, 2021

Put Options

Purchased

-700

76.0000

American

Feb 7, 2020

Put Options

Purchased

-900

60.0000

American

Sep 18, 2020

Call Options

Written

-1,300

92.5000

American

Jun 19, 2020

Put Options

Purchased

-2,000

80.0000

American

Feb 7, 2020

Call Options

Written

-1,000

85.0000

American

Mar 6, 2020

Call Options

Written

-2,200

130.0000

American

Jun 19, 2020

Put Options

Purchased

-4,800

55.0000

American

May 15, 2020

Call Options

Written

-100

81.5000

American

Feb 14, 2020

Call Options

Written

-400

93.0000

American

Feb 7, 2020

Put Options

Purchased

-1,100

82.5000

American

May 15, 2020

Call Options

Written

-1,800

85.0000

American

Feb 14, 2020

Put Options

Purchased

-100

60.0000

American

Feb 21, 2020

Put Options

Purchased

-2,000

72.5000

American

Jun 19, 2020

Call Options

Written

-500

70.0000

American

Feb 28, 2020

Call Options

Written

-2,700

125.0000

American

Jan 15, 2021

Put Options

Purchased

-400

100.0000

American

Jan 15, 2021

Put Options

Purchased

-400

89.0000

American

Feb 21, 2020

Put Options

Purchased

-200

70.0000

American

Aug 21, 2020

Call Options

Written

-2,500

115.0000

American

Feb 21, 2020

Put Options

Purchased

-70,000

67.5000

American

Jan 15, 2021

Put Options

Purchased

-400

92.5000

American

Feb 21, 2020

Put Options

Purchased

-600

77.5000

American

Jan 15, 2021

Call Options

Written

-2,700

115.0000

American

Jun 19, 2020

Put Options

Purchased

-4,700

35.0000

American

Jan 15, 2021

Call Options

Purchased

100

90.0000

American

Jan 15, 2021

Put Options

Written

30,100

70.0000

American

Jun 19, 2020

Call Options

Purchased

1,200

80.0000

American

Feb 21, 2020

Put Options

Written

800

82.0000

American

Feb 21, 2020

Put Options

Written

800

87.5000

American

Jan 15, 2021

Call Options

Purchased

16,800

86.0000

American

Feb 21, 2020

Put Options

Written

1,000

75.0000

American

Jan 15, 2021

Put Options

Written

400

50.0000

American

Feb 21, 2020

Call Options

Purchased

100

125.0000

American

Jan 21, 2022

Put Options

Written

300

35.0000

American

Sep 18, 2020

Put Options

Written

11,000

87.5000

American

May 15, 2020

Call Options

Purchased

400

84.5000

American

Mar 13, 2020

Put Options

Written

90,000

50.0000

American

Jun 19, 2020

Put Options

Written

1,400

55.0000

American

Jun 19, 2020

Call Options

Purchased

400

80.0000

American

Feb 7, 2020

Call Options

Purchased

1,300

81.0000

American

Feb 21, 2020

Call Options

Purchased

100

75.0000

American

Feb 21, 2020

Call Options

Purchased

2,000

93.5000

American

Feb 14, 2020

Put Options

Written

1,500

62.5000

American

May 15, 2020

Call Options

Purchased

1,000

90.0000

American

Feb 28, 2020

Call Options

Purchased

100

91.0000

American

Feb 21, 2020

Put Options

Purchased

-100

80.0000

American

Feb 14, 2020

Put Options

Purchased

-700

92.5000

American

Jun 19, 2020

Put Options

Purchased

-4,400

81.5000

American

Feb 7, 2020

Call Options

Written

-400

82.5000

American

Mar 6, 2020

Put Options

Purchased

-500

87.5000

American

Mar 20, 2020

Call Options

Written

-2,100

115.0000

American

Jan 15, 2021

Call Options

Written

-18,900

95.0000

American

Jun 19, 2020

Put Options

Purchased

-300

60.0000

American

Jan 21, 2022

Put Options

Purchased

-2,100

83.0000

American

Feb 21, 2020

Call Options

Written

-4,700

120.0000

American

Jan 21, 2022

Put Options

Purchased

-9,400

72.5000

American

Jan 15, 2021

Put Options

Purchased

-1,900

40.0000

American

Jan 15, 2021

Call Options

Purchased

1,300

105.0000

American

Sep 18, 2020

Call Options

Purchased

700

86.0000

American

Feb 7, 2020

Put Options

Written

3,500

87.5000

American

Jun 19, 2020

Put Options

Written

275,000

70.0000

American

Jan 15, 2021

Call Options

Purchased

1,300

92.0000

American

Feb 21, 2020

Put Options

Written

500

45.0000

American

Jan 21, 2022

Put Options

Written

100

130.0000

American

Jun 19, 2020

Put Options

Written

14,500

67.5000

American

Jun 19, 2020

Call Options

Purchased

300

88.5000

American

Feb 21, 2020

Call Options

Purchased

300

86.5000

American

Feb 7, 2020

Put Options

Written

500

45.0000

American

Jan 15, 2021

Put Options

Written

13,300

84.0000

American

Feb 21, 2020

Call Options

Purchased

300

55.0000

American

Jan 21, 2022

Call Options

Purchased

2,300

100.0000

American

Feb 21, 2020

Call Options

Purchased

100

95.0000

American

Aug 21, 2020

Put Options

Written

15,400

85.0000

American

Feb 21, 2020

Put Options

Written

5,000

67.5000

American

Feb 21, 2020

Call Options

Purchased

4,200

80.0000

American

Jun 19, 2020

Put Options

Written

1,100

65.0000

American

Sep 18, 2020

Put Options

Written

900

77.5000

American

Jun 19, 2020

Put Options

Written

100

97.5000

American

Jan 21, 2022

Call Options

Purchased

300

78.0000

American

Feb 7, 2020

Call Options

Purchased

2,300

85.0000

American

Feb 28, 2020

Call Options

Purchased

700

105.0000

American

May 15, 2020

Put Options

Written

300

65.0000

American

Jan 15, 2021

Put Options

Purchased

-400

87.0000

American

Feb 14, 2020

Put Options

Purchased

-1,000

115.0000

American

Jan 21, 2022

Put Options

Purchased

-400

90.0000

American

Feb 28, 2020

Call Options

Written

-500

89.5000

American

Feb 7, 2020

Put Options

Purchased

-4,900

57.5000

American

Sep 18, 2020

Call Options

Written

-100

87.0000

American

Feb 14, 2020

Call Options

Written

-500

90.0000

American

Feb 14, 2020

Put Options

Purchased

-100

75.0000

American

Jan 21, 2022

Call Options

Written

-6,800

105.0000

American

Jan 15, 2021

Put Options

Purchased

-900

40.0000

American

Jun 19, 2020

Put Options

Purchased

-1,300

85.0000

American

Feb 7, 2020

Put Options

Purchased

-1,000

90.0000

American

Mar 20, 2020

Call Options

Written

-9,500

100.0000

American

Jun 19, 2020

Call Options

Written

-400

82.5000

American

May 15, 2020

Call Options

Purchased

1,500

82.5000

American

Jun 19, 2020

Put Options

Written

7,400

92.5000

American

Mar 20, 2020

Call Options

Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options

Purchased

1,300

81.5000

American

Feb 7, 2020

Call Options

Purchased

7,300

77.5000

American

Jan 15, 2021

Call Options

Purchased

1,200

82.0000

American

Feb 7, 2020

Call Options

Purchased

4,600

87.0000

American

Feb 7, 2020

Call Options

Purchased

4,600

85.5000

American

Feb 7, 2020

Put Options

Written

3,300

72.5000

American

May 15, 2020

Call Options

Purchased

100

85.0000

American

Jan 21, 2022

Put Options

Written

400

85.0000

American

Jan 15, 2021

Put Options

Written

17,000

65.0000

American

Feb 21, 2020

Call Options

Purchased

3,300

83.5000

American

Feb 7, 2020

Put Options

Written

1,100

45.0000

American

Jun 19, 2020

Put Options

Written

100

82.0000

American

Feb 14, 2020

Put Options

Written

4,400

83.0000

American

Feb 14, 2020

Put Options

Written

1,100

67.5000

American

Jan 15, 2021

Call Options

Purchased

1,500

80.0000

American

Sep 18, 2020

Call Options

Purchased

500

90.0000

American

Jan 21, 2022

Put Options

Written

200

79.0000

American

Feb 14, 2020

Put Options

Written

14,300

80.0000

American

Feb 21, 2020

Call Options

Purchased

4,800

100.0000

American

May 15, 2020

Put Options

Purchased

-1,100

83.5000

American

Feb 28, 2020

Put Options

Purchased

-4,500

81.0000

American

Feb 7, 2020

Call Options

Written

-5,500

95.0000

American

Jan 15, 2021

Put Options

Purchased

-500

47.5000

American

Sep 18, 2020

Put Options

Purchased

-500

85.5000

American

Feb 14, 2020

Call Options

Written

-500

87.5000

American

Jan 21, 2022

Call Options

Written

-3,500

110.0000

American

May 15, 2020

Call Options

Written

-2,700

82.5000

American

Jan 15, 2021

Call Options

Written

-100

93.0000

American

Feb 14, 2020

Put Options

Purchased

-100

86.0000

American

Feb 28, 2020

Put Options

Purchased

-3,500

81.0000

American

Feb 21, 2020

Call Options

Written

-1,200

80.0000

American

Jan 15, 2021

Put Options

Purchased

-17,000

77.5000

American

Feb 21, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Call Options

Written

-300

92.0000

American

Feb 14, 2020

Put Options

Purchased

-800

74.0000

American

Feb 7, 2020

Put Options

Purchased

-1,500

85.0000

American

Mar 20, 2020

Call Options

Written

-4,500

100.0000

American

Sep 18, 2020

Call Options

Written

-700

87.5000

American

Jan 15, 2021

Call Options

Written

-11,300

84.0000

American

Feb 21, 2020

Call Options

Written

-600

88.0000

American

Feb 21, 2020

Put Options

Purchased

-100,000

85.0000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 691733
Time of Receipt (offset from UTC): 20200205T111444+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC