FORM 8.3 - ABBVIE INC AMENDMENT

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ABBVIE INC

Class of relevant security to which the

ORD

dealings being disclosed relate (Note 2)
Date of dealing

30 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,282,643

0.22%

4,113,342

0.28%

 

(2)

Derivatives (other than options):

2,311,582

0.16%

775,929

0.05%

 

(3)

Options and agreements to
purchase/sell:

1,699,000

0.11%

1,065,600

0.07%

 
TOTAL:

7,293,225

0.49%

5,954,871

0.40%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

81.3100 USD

Purchase

14

81.4600 USD

Purchase

68

81.5179 USD

Purchase

70

81.7400 USD

Purchase

72

81.5500 USD

Purchase

100

81.5675 USD

Purchase

100

81.7200 USD

Purchase

100

81.3800 USD

Purchase

100

81.3200 USD

Purchase

100

81.2600 USD

Purchase

100

81.8100 USD

Purchase

100

82.4100 USD

Purchase

100

81.4100 USD

Purchase

103

82.3883 USD

Purchase

106

81.4385 USD

Purchase

112

81.5503 USD

Purchase

138

81.4950 USD

Purchase

152

81.5000 USD

Purchase

173

81.4698 USD

Purchase

194

81.7409 USD

Purchase

200

81.4500 USD

Purchase

200

82.5251 USD

Purchase

200

81.7450 USD

Purchase

200

81.5400 USD

Purchase

200

81.5200 USD

Purchase

200

81.3900 USD

Purchase

200

81.4300 USD

Purchase

205

81.3483 USD

Purchase

214

81.5058 USD

Purchase

292

81.6797 USD

Purchase

300

81.3666 USD

Purchase

300

81.3400 USD

Purchase

300

81.4966 USD

Purchase

300

81.3700 USD

Purchase

301

81.3537 USD

Purchase

302

81.3368 USD

Purchase

304

81.3767 USD

Purchase

304

81.2689 USD

Purchase

320

81.4900 USD

Purchase

343

81.3824 USD

Purchase

400

81.3525 USD

Purchase

400

81.6975 USD

Purchase

400

81.5100 USD

Purchase

450

81.3911 USD

Purchase

457

81.3764 USD

Purchase

464

81.3945 USD

Purchase

474

81.4220 USD

Purchase

500

81.6900 USD

Purchase

500

81.6520 USD

Purchase

500

81.4640 USD

Purchase

500

81.6020 USD

Purchase

513

81.5821 USD

Purchase

520

81.5476 USD

Purchase

549

81.7326 USD

Purchase

552

81.5811 USD

Purchase

600

81.6575 USD

Purchase

600

81.5300 USD

Purchase

606

81.5105 USD

Purchase

613

81.5814 USD

Purchase

657

81.6971 USD

Purchase

687

81.4143 USD

Purchase

722

81.6986 USD

Purchase

800

81.6987 USD

Purchase

805

81.4180 USD

Purchase

872

81.5267 USD

Purchase

901

81.5517 USD

Purchase

930

81.6030 USD

Purchase

944

81.3971 USD

Purchase

1,000

81.6330 USD

Purchase

1,100

81.3886 USD

Purchase

1,337

81.4049 USD

Purchase

1,339

81.4661 USD

Purchase

1,492

81.6768 USD

Purchase

1,600

81.5764 USD

Purchase

1,843

81.5184 USD

Purchase

2,200

81.5644 USD

Purchase

2,278

81.7166 USD

Purchase

2,300

81.5230 USD

Purchase

2,309

81.5177 USD

Purchase

2,332

81.7411 USD

Purchase

2,596

81.5565 USD

Purchase

2,718

81.4811 USD

Purchase

2,798

81.4847 USD

Purchase

3,084

81.6195 USD

Purchase

3,220

81.4684 USD

Purchase

3,799

81.4858 USD

Purchase

3,979

81.4380 USD

Purchase

4,400

81.5364 USD

Purchase

4,706

81.6409 USD

Purchase

6,900

81.4094 USD

Purchase

7,160

81.6999 USD

Purchase

7,179

81.7538 USD

Purchase

8,343

81.6239 USD

Purchase

8,800

81.7132 USD

Purchase

11,277

81.6377 USD

Purchase

12,629

81.6334 USD

Purchase

19,549

81.7791 USD

Purchase

20,854

81.7425 USD

Purchase

21,500

81.4800 USD

Purchase

25,000

81.3974 USD

Purchase

28,903

81.7800 USD

Purchase

33,188

81.7113 USD

Purchase

36,764

81.5440 USD

Purchase

42,065

81.5007 USD

Purchase

60,330

81.6104 USD

Purchase

69,500

81.5446 USD

Purchase

78,100

81.5349 USD

Purchase

119,970

81.6604 USD

Sale

1

81.4700 USD

Sale

1

81.5100 USD

Sale

2

81.5950 USD

Sale

3

81.5450 USD

Sale

3

81.5416 USD

Sale

4

81.4675 USD

Sale

4

81.4975 USD

Sale

5

81.5660 USD

Sale

5

81.5160 USD

Sale

8

81.5637 USD

Sale

28

81.4942 USD

Sale

31

81.4970 USD

Sale

82

81.6571 USD

Sale

100

82.3200 USD

Sale

100

81.6500 USD

Sale

100

81.6100 USD

Sale

100

81.7250 USD

Sale

100

81.3900 USD

Sale

100

82.4200 USD

Sale

142

81.5433 USD

Sale

156

81.4262 USD

Sale

164

81.4851 USD

Sale

186

81.6037 USD

Sale

200

82.3600 USD

Sale

200

81.3800 USD

Sale

200

81.4350 USD

Sale

200

81.6450 USD

Sale

272

81.4323 USD

Sale

300

81.4083 USD

Sale

300

82.3266 USD

Sale

300

81.3866 USD

Sale

300

81.4966 USD

Sale

300

82.3500 USD

Sale

400

81.7675 USD

Sale

401

81.6000 USD

Sale

530

81.7086 USD

Sale

600

82.3858 USD

Sale

700

81.5542 USD

Sale

700

82.3171 USD

Sale

700

81.4400 USD

Sale

786

82.4236 USD

Sale

800

81.6481 USD

Sale

1,200

81.5054 USD

Sale

1,244

82.3698 USD

Sale

1,490

81.5563 USD

Sale

1,500

81.5818 USD

Sale

1,782

81.7785 USD

Sale

1,901

81.5636 USD

Sale

2,000

81.5593 USD

Sale

2,100

81.3700 USD

Sale

2,100

81.6020 USD

Sale

2,200

81.3092 USD

Sale

2,342

81.4165 USD

Sale

2,419

81.5241 USD

Sale

2,479

81.5413 USD

Sale

2,897

81.5682 USD

Sale

3,031

81.5221 USD

Sale

3,380

81.5183 USD

Sale

3,411

81.5197 USD

Sale

3,551

81.5609 USD

Sale

3,641

81.5259 USD

Sale

4,926

81.4690 USD

Sale

5,697

81.5454 USD

Sale

6,200

81.6306 USD

Sale

6,686

81.5328 USD

Sale

7,000

81.4090 USD

Sale

8,228

81.4140 USD

Sale

8,363

81.5538 USD

Sale

10,213

81.4651 USD

Sale

12,861

81.4736 USD

Sale

14,771

81.7275 USD

Sale

14,866

81.5739 USD

Sale

15,700

95.0000 USD

Sale

17,338

81.7825 USD

Sale

19,000

81.5018 USD

Sale

19,649

81.7772 USD

Sale

21,500

81.4800 USD

Sale

22,900

81.4000 USD

Sale

23,510

81.7014 USD

Sale

24,000

81.5384 USD

Sale

25,000

81.3974 USD

Sale

46,800

81.5211 USD

Sale

53,100

81.5587 USD

Sale

53,378

81.7800 USD

Sale

105,162

81.6444 USD

Sale

119,399

81.6304 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit
SWAP Long

4,330

81.5849 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

date

money

selling,

securities

 

 

paid/

varying etc

to which

 

 

received

option

 

 

 

relates

 

 

 

Call Option Purchasing

400

73 USD

American

15 May 2020

10.2000 USD

Call Option Purchasing

100

75 USD

American

18 Sep 2020

9.4600 USD

Call Option Purchasing

100

82 USD

American

31 Jan 2020

0.2500 USD

Call Option Purchasing

400

83 USD

American

31 Jan 2020

0.2400 USD

Call Option Purchasing

400

83 USD

American

7 Feb 2020

1.0400 USD

Call Option Purchasing

100

83 USD

American

21 Feb 2020

1.5400 USD

Call Option Purchasing

100

83 USD

American

21 Feb 2020

1.9100 USD

Call Option Purchasing

600

84 USD

American

21 Feb 2020

1.5100 USD

Call Option Purchasing

100

85 USD

American

14 Feb 2020

0.7400 USD

Call Option Purchasing

1,200

85 USD

American

21 Feb 2020

0.8900 USD

Call Option Purchasing

600

86 USD

American

7 Feb 2020

0.3600 USD

Call Option Purchasing

400

86 USD

American

21 Feb 2020

0.8100 USD

Call Option Purchasing

100

86 USD

American

21 Feb 2020

1.0100 USD

Call Option Purchasing

4,400

87 USD

American

21 Feb 2020

0.4900 USD

Call Option Purchasing

100

87 USD

American

21 Feb 2020

0.5800 USD

Call Option Purchasing

400

88 USD

American

21 Feb 2020

0.3325 USD

Call Option Purchasing

700

90 USD

American

21 Feb 2020

0.2200 USD

Call Option Purchasing

100

90 USD

American

20 Mar 2020

0.5200 USD

Call Option Purchasing

500

90 USD

American

18 Sep 2020

2.3600 USD

Call Option Selling

400

82 USD

American

7 Feb 2020

1.4700 USD

Call Option Selling

1,000

83 USD

American

31 Jan 2020

0.1500 USD

Call Option Selling

300

83 USD

American

21 Feb 2020

1.9700 USD

Call Option Selling

300

85 USD

American

31 Jan 2020

0.0300 USD

Call Option Selling

400

85 USD

American

21 Feb 2020

1.2600 USD

Call Option Selling

100

86 USD

American

31 Jan 2020

0.0200 USD

Call Option Selling

800

86 USD

American

21 Feb 2020

0.6500 USD

Call Option Selling

400

87 USD

American

21 Feb 2020

0.4800 USD

Call Option Selling

600

88 USD

American

7 Feb 2020

0.1500 USD

Call Option Selling

100

88 USD

American

14 Feb 2020

0.2600 USD

Call Option Selling

200

88 USD

American

21 Feb 2020

0.6000 USD

Call Option Selling

100

89 USD

American

7 Feb 2020

0.1000 USD

Call Option Selling

500

89 USD

American

21 Feb 2020

0.2600 USD

Call Option Selling

300

90 USD

American

7 Feb 2020

0.0900 USD

Call Option Selling

100

90 USD

American

19 Jun 2020

1.8400 USD

Put Option Purchasing

200

70 USD

American

15 Jan 2021

4.4600 USD

Put Option Purchasing

100

75 USD

American

21 Feb 2020

0.3400 USD

Put Option Purchasing

100

75 USD

American

20 Mar 2020

0.6600 USD

Put Option Purchasing

500

78 USD

American

21 Feb 2020

0.9200 USD

Put Option Purchasing

100

80 USD

American

14 Feb 2020

1.3500 USD

Put Option Purchasing

900

80 USD

American

21 Feb 2020

1.5677 USD

Put Option Purchasing

100

81 USD

American

21 Feb 2020

2.0400 USD

Put Option Purchasing

1,200

82 USD

American

31 Jan 2020

0.3400 USD

Put Option Purchasing

3,400

82 USD

American

31 Jan 2020

0.5017 USD

Put Option Purchasing

200

82 USD

American

21 Feb 2020

1.8200 USD

Put Option Purchasing

100

83 USD

American

7 Feb 2020

2.5200 USD

Put Option Purchasing

100

83 USD

American

14 Feb 2020

2.3500 USD

Put Option Purchasing

500

84 USD

American

31 Jan 2020

1.9440 USD

Put Option Purchasing

200

84 USD

American

31 Jan 2020

2.2300 USD

Put Option Purchasing

100

85 USD

American

31 Jan 2020

1.8400 USD

Put Option Purchasing

20,000

85 USD

American

18 Sep 2020

8.8000 USD

Put Option Purchasing

1,400

88 USD

American

31 Jan 2020

4.7000 USD

Put Option Purchasing

900

89 USD

American

31 Jan 2020

4.1500 USD

Put Option Selling

6,000

80 USD

American

15 May 2020

3.7000 USD

Put Option Selling

900

82 USD

American

21 Feb 2020

2.4477 USD

Put Option Selling

100

83 USD

American

31 Jan 2020

1.6200 USD

Put Option Selling

400

83 USD

American

15 May 2020

4.7900 USD

Put Option Selling

200

85 USD

American

31 Jan 2020

3.0900 USD

Put Option Selling

20,000

88 USD

American

15 May 2020

8.4675 USD

Put Option Selling

15,700

95 USD

American

21 Feb 2020

9.7100 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

5 Feb 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

date

to which the option

 

 

or derivative

 

 

relates

 

 

Put Options Written

700

82.5000

American

Jan 15, 2021

Call Options Purchased

1,000

72.5000

American

Jan 15, 2021

Put Options Written

4,300

84.5000

American

Feb 21, 2020

Put Options Written

100

83.0000

American

Feb 7, 2020

Put Options Written

100

88.0000

American

Jan 31, 2020

Put Options Written

2,600

75.0000

American

Jun 19, 2020

Put Options Written

2,900

70.0000

American

May 15, 2020

Put Options Written

100

86.5000

American

Jan 31, 2020

Call Options Purchased

3,300

87.5000

American

May 15, 2020

Call Options Purchased

100

67.5000

American

Sep 18, 2020

Put Options Written

9,000

85.5000

American

Jan 31, 2020

Put Options Written

101,800

60.0000

American

Jun 19, 2020

Put Options Written

4,000

37.5000

American

Jan 21, 2022

Put Options Written

1,700

85.0000

American

Jun 19, 2020

Call Options Purchased

600

75.0000

American

May 15, 2020

Call Options Purchased

100

90.5000

American

Feb 14, 2020

Put Options Written

5,300

80.0000

American

May 15, 2020

Put Options Written

1,100

88.0000

American

Feb 21, 2020

Call Options Purchased

200

50.0000

American

Jan 21, 2022

Put Options Written

11,300

87.5000

American

Feb 21, 2020

Call Options Purchased

100

72.5000

American

Sep 18, 2020

Put Options Purchased

-1,000

130.0000

American

Jan 15, 2021

Call Options Written

-4,400

90.0000

American

Feb 7, 2020

Put Options Purchased

-5,000

47.5000

American

Jun 19, 2020

Put Options Purchased

-21,800

82.5000

American

Feb 21, 2020

Call Options Written

-300

105.0000

American

Jan 21, 2022

Put Options Purchased

-600

55.0000

American

Sep 18, 2020

Call Options Written

-3,200

88.0000

American

Feb 7, 2020

Call Options Written

-3,700

130.0000

American

Jan 15, 2021

Call Options Written

-17,800

90.0000

American

Jun 19, 2020

Call Options Written

-100

82.5000

American

Jan 21, 2022

Call Options Written

-100

70.0000

American

Feb 21, 2020

Call Options Written

-900

135.0000

American

Jan 15, 2021

Put Options Purchased

-48,100

85.0000

American

May 15, 2020

Call Options Written

-10,000

92.5000

American

Feb 7, 2020

Call Options Written

-20,300

92.0000

American

Feb 7, 2020

Call Options Written

-200

74.0000

American

Jan 31, 2020

Call Options Written

-2,300

120.0000

American

Jan 15, 2021

Call Options Written

-200

80.0000

American

Jan 21, 2022

Call Options Written

-200

105.0000

American

Feb 21, 2020

Put Options Purchased

-200

75.0000

American

Mar 20, 2020

Call Options Written

-300

84.0000

American

Feb 14, 2020

Put Options Purchased

-100

50.0000

American

Jan 21, 2022

Call Options Written

-400

90.0000

American

Mar 20, 2020

Put Options Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options Written

-3,200

85.0000

American

Mar 20, 2020

Put Options Purchased

-5,400

80.0000

American

Jan 31, 2020

Put Options Purchased

-19,300

75.0000

American

Feb 21, 2020

Put Options Purchased

-2,800

50.0000

American

Jan 15, 2021

Call Options Written

-3,300

93.0000

American

Jan 31, 2020

Call Options Written

-4,500

115.0000

American

Jan 21, 2022

Put Options Purchased

-100

95.0000

American

May 15, 2020

Call Options Written

-400

84.5000

American

Feb 14, 2020

Put Options Purchased

-600

105.0000

American

Jan 15, 2021

Put Options Written

302,100

60.0000

American

Jan 15, 2021

Call Options Purchased

2,300

83.0000

American

Jan 31, 2020

Put Options Written

900

82.5000

American

Sep 18, 2020

Call Options Purchased

17,900

85.0000

American

Feb 21, 2020

Call Options Purchased

8,300

95.0000

American

May 15, 2020

Put Options Written

5,000

62.5000

American

Jan 15, 2021

Call Options Purchased

900

85.0000

American

Aug 21, 2020

Call Options Purchased

1,300

72.5000

American

Jun 19, 2020

Call Options Purchased

1,000

92.5000

American

Feb 21, 2020

Call Options Purchased

9,100

95.0000

American

Sep 18, 2020

Call Options Purchased

400

85.5000

American

Feb 14, 2020

Put Options Written

15,400

42.5000

American

Feb 21, 2020

Call Options Purchased

900

83.5000

American

Feb 21, 2020

Call Options Purchased

1,000

145.0000

American

Jun 19, 2020

Put Options Written

1,000

82.5000

American

Mar 20, 2020

Put Options Written

600

62.5000

American

Sep 18, 2020

Call Options Purchased

100

94.0000

American

Feb 28, 2020

Call Options Purchased

500

87.5000

American

Mar 20, 2020

Put Options Written

5,000

91.0000

American

Feb 21, 2020

Call Options Purchased

4,500

85.5000

American

Feb 21, 2020

Put Options Written

4,000

57.5000

American

Jan 15, 2021

Call Options Purchased

19,400

92.0000

American

Jan 31, 2020

Call Options Purchased

300

120.0000

American

Sep 18, 2020

Call Options Purchased

7,600

92.5000

American

May 15, 2020

Call Options Purchased

2,700

95.0000

American

Feb 21, 2020

Call Options Purchased

400

72.5000

American

May 15, 2020

Put Options Purchased

-400

95.0000

American

Sep 18, 2020

Call Options Written

-200

97.5000

American

Feb 21, 2020

Call Options Written

-700

95.0000

American

Jan 31, 2020

Put Options Purchased

-3,900

80.0000

American

Mar 20, 2020

Put Options Purchased

-20,100

85.0000

American

Sep 18, 2020

Put Options Purchased

-2,400

55.0000

American

Jan 15, 2021

Call Options Written

-100

100.0000

American

Mar 20, 2020

Put Options Purchased

-1,500

89.0000

American

Jan 31, 2020

Put Options Purchased

-1,500

75.0000

American

Sep 18, 2020

Call Options Written

-5,700

91.0000

American

Feb 7, 2020

Call Options Written

-3,900

83.0000

American

Feb 21, 2020

Call Options Written

-18,400

110.0000

American

Jan 15, 2021

Put Options Purchased

-100

95.0000

American

Jun 19, 2020

Put Options Purchased

-200

86.0000

American

Jan 31, 2020

Call Options Written

-1,400

87.5000

American

Jan 31, 2020

Call Options Written

-200

82.5000

American

Mar 20, 2020

Put Options Purchased

-1,000

47.5000

American

Jan 15, 2021

Call Options Written

-200

91.5000

American

Jan 31, 2020

Call Options Written

-3,900

87.0000

American

Feb 7, 2020

Call Options Purchased

4,000

95.0000

American

Mar 20, 2020

Call Options Purchased

400

70.0000

American

Jun 19, 2020

Call Options Purchased

700

86.5000

American

Jan 31, 2020

Call Options Purchased

5,700

85.5000

American

Jan 31, 2020

Call Options Purchased

2,200

105.0000

American

Jun 19, 2020

Call Options Purchased

900

90.5000

American

Feb 28, 2020

Put Options Written

200

83.5000

American

Feb 7, 2020

Call Options Purchased

3,000

97.5000

American

May 15, 2020

Put Options Written

3,200

75.0000

American

May 15, 2020

Put Options Written

1,800

57.5000

American

Feb 21, 2020

Put Options Written

400

87.5000

American

Feb 7, 2020

Put Options Written

1,100

78.0000

American

Feb 7, 2020

Call Options Purchased

200

97.5000

American

Mar 20, 2020

Call Options Purchased

1,000

86.0000

American

Feb 28, 2020

Call Options Purchased

300

90.5000

American

Feb 21, 2020

Call Options Purchased

900

88.0000

American

Feb 14, 2020

Call Options Purchased

100

77.5000

American

Jun 19, 2020

Put Options Purchased

-500

81.0000

American

Jan 31, 2020

Call Options Written

-100

84.5000

American

Feb 7, 2020

Put Options Purchased

-400

85.0000

American

Feb 14, 2020

Put Options Purchased

-1,700

90.0000

American

Sep 18, 2020

Put Options Purchased

-4,400

40.0000

American

Jan 21, 2022

Put Options Purchased

-600

42.5000

American

Sep 18, 2020

Call Options Written

-1,300

90.5000

American

Jan 31, 2020

Call Options Written

-3,000

75.0000

American

Jan 15, 2021

Call Options Written

-100

100.0000

American

Jan 21, 2022

Call Options Written

-300

89.0000

American

Feb 21, 2020

Put Options Purchased

-1,600

110.0000

American

Jan 15, 2021

Call Options Written

-2,700

85.0000

American

Jun 19, 2020

Call Options Written

-1,200

87.5000

American

Feb 7, 2020

Call Options Written

-1,900

115.0000

American

Sep 18, 2020

Put Options Purchased

-100

83.0000

American

Feb 14, 2020

Call Options Written

-300

110.0000

American

Jun 19, 2020

Call Options Written

-900

110.0000

American

Feb 21, 2020

Put Options Purchased

-1,300

50.0000

American

Sep 18, 2020

Call Options Written

-1,900

97.5000

American

Jan 15, 2021

Call Options Written

-1,000

86.0000

American

Feb 7, 2020

Put Options Purchased

-3,500

50.0000

American

Jun 19, 2020

Put Options Purchased

-120,000

85.0000

American

Feb 21, 2020

Put Options Purchased

-500

77.5000

American

Mar 20, 2020

Call Options Written

-900

85.0000

American

Sep 18, 2020

Put Options Purchased

-1,400

84.5000

American

Jan 31, 2020

Put Options Purchased

-2,000

45.0000

American

Sep 18, 2020

Call Options Written

-4,300

85.0000

American

May 15, 2020

Put Options Purchased

-6,400

72.5000

American

Feb 21, 2020

Put Options Written

156,100

65.0000

American

Jun 19, 2020

Put Options Written

177,700

80.0000

American

Jan 15, 2021

Call Options Purchased

1,300

92.5000

American

Sep 18, 2020

Call Options Purchased

1,300

67.5000

American

Jan 15, 2021

Call Options Purchased

400

87.5000

American

Jun 19, 2020

Call Options Purchased

4,100

92.5000

American

Mar 20, 2020

Put Options Written

400

32.5000

American

Sep 18, 2020

Call Options Purchased

1,900

82.5000

American

Feb 21, 2020

Call Options Purchased

1,300

85.0000

American

Feb 7, 2020

Put Options Written

800

85.0000

American

Jan 31, 2020

Put Options Written

5,700

77.5000

American

Jan 15, 2021

Call Options Purchased

400

75.0000

American

Jan 21, 2022

Put Options Written

1,000

42.5000

American

Jan 21, 2022

Put Options Written

400

90.0000

American

Jun 19, 2020

Put Options Written

300

85.0000

American

May 15, 2020

Call Options Purchased

5,600

90.0000

American

Aug 21, 2020

Call Options Purchased

3,200

55.0000

American

Jan 15, 2021

Put Options Written

2,800

80.0000

American

Jun 19, 2020

Put Options Written

500

88.0000

American

Feb 7, 2020

Put Options Written

37,300

57.5000

American

Jun 19, 2020

Call Options Purchased

1,000

65.0000

American

Sep 18, 2020

Put Options Written

200

37.5000

American

Jan 15, 2021

Put Options Written

400

81.5000

American

Mar 6, 2020

Put Options Written

100

78.0000

American

Jan 31, 2020

Call Options Purchased

6,800

90.0000

American

Sep 18, 2020

Call Options Purchased

4,500

87.5000

American

Feb 21, 2020

Put Options Written

4,000

62.5000

American

Feb 21, 2020

Call Options Purchased

7,400

80.0000

American

May 15, 2020

Put Options Written

2,500

47.5000

American

Jan 21, 2022

Call Options Purchased

200

93.0000

American

Feb 21, 2020

Call Options Written

-200

89.0000

American

Feb 7, 2020

Call Options Written

-51,100

92.5000

American

Jan 15, 2021

Put Options Purchased

-1,700

81.5000

American

Jan 31, 2020

Put Options Purchased

-100

100.0000

American

Jan 21, 2022

Call Options Written

-2,100

97.5000

American

Jun 19, 2020

Call Options Written

-13,000

100.0000

American

Jan 15, 2021

Put Options Purchased

-100

85.5000

American

Feb 7, 2020

Call Options Written

-300

91.5000

American

Feb 7, 2020

Put Options Purchased

-1,500

105.0000

American

Jun 19, 2020

Put Options Purchased

-1,100

67.5000

American

Sep 18, 2020

Call Options Written

-1,200

92.5000

American

Jan 31, 2020

Call Options Written

-17,400

92.5000

American

Feb 21, 2020

Put Options Purchased

-200

87.5000

American

Sep 18, 2020

Call Options Written

-5,200

85.0000

American

Jan 15, 2021

Call Options Written

-45,800

90.0000

American

Jan 31, 2020

Put Options Purchased

-1,200

72.5000

American

Sep 18, 2020

Call Options Written

-79,900

70.0000

American

Jan 15, 2021

Put Options Purchased

-5,000

42.5000

American

Jun 19, 2020

Put Options Purchased

-1,500

87.0000

American

Jan 31, 2020

Call Options Written

-2,100

88.0000

American

Mar 6, 2020

Put Options Purchased

-200

92.5000

American

Sep 18, 2020

Call Options Written

-200

110.0000

American

Sep 18, 2020

Call Options Written

-200

70.0000

American

Jan 21, 2022

Call Options Written

-3,400

88.5000

American

Jan 31, 2020

Call Options Written

-4,200

93.5000

American

Jan 31, 2020

Put Options Purchased

-2,200

40.0000

American

Sep 18, 2020

Put Options Purchased

-2,500

70.0000

American

Jan 15, 2021

Put Options Purchased

-8,000

90.0000

American

Feb 21, 2020

Call Options Purchased

400

83.0000

American

Feb 7, 2020

Call Options Purchased

7,400

87.5000

American

Sep 18, 2020

Put Options Written

28,300

62.5000

American

Jun 19, 2020

Call Options Purchased

7,400

90.0000

American

May 15, 2020

Call Options Purchased

4,300

84.5000

American

Jan 31, 2020

Call Options Purchased

13,900

75.0000

American

Sep 18, 2020

Call Options Purchased

600

77.5000

American

Sep 18, 2020

Call Options Purchased

100

110.0000

American

Jan 21, 2022

Put Options Written

200

67.5000

American

May 15, 2020

Put Options Written

100

77.5000

American

May 15, 2020

Put Options Written

1,900

55.0000

American

Feb 21, 2020

Put Options Written

1,100

82.5000

American

Jun 19, 2020

Call Options Purchased

9,300

85.0000

American

Jan 31, 2020

Put Options Written

12,100

70.0000

American

Feb 21, 2020

Call Options Purchased

33,900

90.0000

American

Feb 21, 2020

Call Options Purchased

200

94.0000

American

Jan 31, 2020

Put Options Written

100

77.5000

American

Sep 18, 2020

Call Options Purchased

500

82.5000

American

Sep 18, 2020

Call Options Purchased

1,100

60.0000

American

Jan 15, 2021

Put Options Written

300

65.0000

American

May 15, 2020

Put Options Purchased

-700

95.0000

American

Jan 15, 2021

Put Options Purchased

-700

42.5000

American

Jan 15, 2021

Put Options Purchased

-1,600

84.0000

American

Feb 7, 2020

Put Options Purchased

-4,700

35.0000

American

Jan 15, 2021

Call Options Written

-2,700

125.0000

American

Jan 15, 2021

Put Options Purchased

-300

79.5000

American

Jan 31, 2020

Call Options Written

-400

82.0000

American

Feb 7, 2020

Put Options Purchased

-200

70.0000

American

Aug 21, 2020

Call Options Written

-500

70.0000

American

Feb 28, 2020

Put Options Purchased

-900

60.0000

American

Sep 18, 2020

Call Options Written

-2,500

115.0000

American

Feb 21, 2020

Put Options Purchased

-70,000

67.5000

American

Jan 15, 2021

Put Options Purchased

-100

60.0000

American

Feb 21, 2020

Call Options Written

-6,800

91.0000

American

Jan 31, 2020

Call Options Written

-400

93.0000

American

Feb 7, 2020

Put Options Purchased

-400

89.0000

American

Feb 21, 2020

Call Options Written

-2,200

130.0000

American

Jun 19, 2020

Call Options Written

-2,300

115.0000

American

Jun 19, 2020

Call Options Written

-5,200

84.5000

American

Feb 21, 2020

Call Options Written

-14,100

87.0000

American

Feb 21, 2020

Put Options Purchased

-400

100.0000

American

Jan 15, 2021

Call Options Written

-1,000

85.0000

American

Mar 6, 2020

Put Options Purchased

-1,100

82.5000

American

May 15, 2020

Call Options Written

-1,300

92.5000

American

Jun 19, 2020

Put Options Purchased

-2,600

72.5000

American

Jun 19, 2020

Put Options Purchased

-400

92.5000

American

Feb 21, 2020

Put Options Purchased

-600

77.5000

American

Jan 15, 2021

Put Options Purchased

-4,800

55.0000

American

May 15, 2020

Put Options Written

1,600

82.0000

American

Feb 21, 2020

Put Options Written

300

35.0000

American

Sep 18, 2020

Call Options Purchased

100

125.0000

American

Jan 21, 2022

Put Options Written

30,100

70.0000

American

Jun 19, 2020

Put Options Written

10,900

87.5000

American

May 15, 2020

Put Options Written

800

87.5000

American

Jan 15, 2021

Call Options Purchased

1,000

90.0000

American

Feb 28, 2020

Call Options Purchased

100

90.0000

American

Jan 15, 2021

Put Options Written

90,000

50.0000

American

Jun 19, 2020

Call Options Purchased

100

91.0000

American

Feb 21, 2020

Call Options Purchased

10,600

86.0000

American

Feb 21, 2020

Put Options Written

1,000

75.0000

American

Jan 15, 2021

Put Options Written

1,500

62.5000

American

May 15, 2020

Call Options Purchased

2,000

93.5000

American

Feb 14, 2020

Put Options Written

1,400

55.0000

American

Jun 19, 2020

Put Options Written

400

50.0000

American

Feb 21, 2020

Put Options Purchased

-300

60.0000

American

Jan 21, 2022

Put Options Purchased

-3,800

83.5000

American

Jan 31, 2020

Call Options Written

-4,700

120.0000

American

Jan 21, 2022

Put Options Purchased

-700

92.5000

American

Jun 19, 2020

Call Options Written

-400

89.5000

American

Jan 31, 2020

Put Options Purchased

-7,400

84.0000

American

Jan 31, 2020

Call Options Written

-18,900

95.0000

American

Jun 19, 2020

Call Options Written

-900

86.5000

American

Feb 7, 2020

Call Options Written

-1,400

89.0000

American

Jan 31, 2020

Put Options Purchased

-2,800

81.5000

American

Feb 7, 2020

Put Options Purchased

-100

80.0000

American

Feb 14, 2020

Put Options Purchased

-1,900

40.0000

American

Jan 15, 2021

Put Options Purchased

-9,400

72.5000

American

Jan 15, 2021

Call Options Written

-2,100

115.0000

American

Jan 15, 2021

Put Options Purchased

-500

87.5000

American

Mar 20, 2020

Put Options Purchased

-2,400

83.0000

American

Feb 21, 2020

Put Options Written

3,500

87.5000

American

Jun 19, 2020

Call Options Purchased

1,300

105.0000

American

Sep 18, 2020

Put Options Written

275,000

70.0000

American

Jan 15, 2021

Call Options Purchased

2,200

105.0000

American

May 15, 2020

Put Options Written

1,100

65.0000

American

Sep 18, 2020

Call Options Purchased

4,200

80.0000

American

Jun 19, 2020

Put Options Written

14,500

67.5000

American

Jun 19, 2020

Call Options Purchased

300

55.0000

American

Jan 21, 2022

Put Options Written

15,300

85.0000

American

Feb 21, 2020

Call Options Purchased

1,500

85.0000

American

Feb 28, 2020

Put Options Written

500

45.0000

American

Jan 21, 2022

Call Options Purchased

100

82.0000

American

Jan 31, 2020

Put Options Written

100

130.0000

American

Jun 19, 2020

Call Options Purchased

1,300

92.0000

American

Feb 21, 2020

Put Options Written

300

65.0000

American

Jan 15, 2021

Call Options Purchased

100

95.0000

American

Aug 21, 2020

Put Options Written

12,700

84.0000

American

Feb 21, 2020

Put Options Written

100

97.5000

American

Jan 21, 2022

Put Options Written

5,000

67.5000

American

Feb 21, 2020

Put Options Written

900

77.5000

American

Jun 19, 2020

Put Options Written

500

45.0000

American

Jan 15, 2021

Call Options Purchased

2,400

100.0000

American

Feb 21, 2020

Put Options Purchased

-5,800

83.0000

American

Jan 31, 2020

Call Options Written

-200

90.0000

American

Feb 14, 2020

Put Options Purchased

-200

85.0000

American

Feb 7, 2020

Put Options Purchased

-400

87.0000

American

Feb 14, 2020

Call Options Written

-500

89.5000

American

Feb 7, 2020

Put Options Purchased

-100

75.0000

American

Jan 21, 2022

Put Options Purchased

-900

40.0000

American

Jun 19, 2020

Put Options Purchased

-1,000

115.0000

American

Jan 21, 2022

Put Options Purchased

-1,000

90.0000

American

Mar 20, 2020

Call Options Written

-4,000

100.0000

American

Jun 19, 2020

Call Options Written

-100

87.0000

American

Feb 14, 2020

Put Options Purchased

-4,900

57.5000

American

Sep 18, 2020

Call Options Written

-6,800

105.0000

American

Jan 15, 2021

Call Options Written

-400

82.5000

American

May 15, 2020

Put Options Purchased

-400

90.0000

American

Feb 28, 2020

Call Options Purchased

100

85.0000

American

Jan 21, 2022

Call Options Purchased

5,000

100.0000

American

May 15, 2020

Put Options Written

1,000

92.5000

American

Mar 20, 2020

Call Options Purchased

6,800

84.0000

American

Jan 31, 2020

Call Options Purchased

1,700

57.5000

American

Jan 15, 2021

Call Options Purchased

500

85.0000

American

Feb 14, 2020

Put Options Written

300

80.5000

American

Jan 31, 2020

Put Options Written

14,400

80.0000

American

Feb 21, 2020

Call Options Purchased

7,300

77.5000

American

Jan 15, 2021

Put Options Written

17,000

65.0000

American

Feb 21, 2020

Call Options Purchased

500

85.5000

American

Feb 7, 2020

Put Options Written

400

85.0000

American

Jan 15, 2021

Put Options Written

1,000

80.0000

American

Feb 7, 2020

Put Options Written

600

72.5000

American

May 15, 2020

Put Options Written

1,100

45.0000

American

Jun 19, 2020

Call Options Purchased

1,500

80.0000

American

Sep 18, 2020

Call Options Purchased

1,500

82.5000

American

Jun 19, 2020

Put Options Written

1,100

67.5000

American

Jan 15, 2021

Call Options Purchased

500

90.0000

American

Jan 21, 2022

Call Options Written

-500

87.5000

American

Jan 21, 2022

Call Options Written

-4,500

100.0000

American

Sep 18, 2020

Put Options Purchased

-10,300

82.0000

American

Jan 31, 2020

Call Options Written

-600

87.5000

American

Jan 15, 2021

Call Options Written

-900

84.0000

American

Feb 7, 2020

Put Options Purchased

-1,200

85.0000

American

Mar 20, 2020

Call Options Written

-2,700

82.5000

American

Jan 15, 2021

Call Options Written

-3,900

86.0000

American

Jan 31, 2020

Call Options Written

-1,700

80.0000

American

Jan 15, 2021

Put Options Purchased

-5,700

82.5000

American

Jan 31, 2020

Put Options Purchased

-200

87.5000

American

Jan 31, 2020

Call Options Written

-1,500

140.0000

American

Jan 15, 2021

Call Options Written

-12,300

84.0000

American

Feb 21, 2020

Put Options Purchased

-500

47.5000

American

Sep 18, 2020

Call Options Written

-700

88.5000

American

Feb 7, 2020

Call Options Written

-1,500

110.0000

American

May 15, 2020

Call Options Written

-6,300

88.0000

American

Jan 31, 2020

Put Options Purchased

-100,000

85.0000

American

Jan 15, 2021

Put Options Purchased

-14,100

77.5000

American

Feb 21, 2020

Call Options Written

-5,500

95.0000

American

Jan 15, 2021

Call Options Written

-700

88.0000

American

Feb 21, 2020

Call Options Written

-6,200

87.0000

American

Jan 31, 2020

Put Options Purchased

-500

85.5000

American

Feb 14, 2020

Put Options Purchased

-1,100

83.5000

American

Feb 28, 2020

Call Options Written

-100

93.0000

American

Feb 14, 2020

Call Options Written

-200

76.0000

American

Jan 31, 2020

Put Options Purchased

-200

81.0000

American

Feb 7, 2020

Put Options Purchased

-3,200

81.0000

American

Feb 21, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 691764
Time of Receipt (offset from UTC): 20200205T085323+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC