FORM 8.3 - ALLERGAN PLC AMENDMENT

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Purchase and Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 30 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,216,290

1.28%

3,103,085

0.95%

 

(2)

Derivatives (other than options):

3,017,027

0.92%

2,574,753

0.78%

 

(3)

Options and agreements to
purchase/sell:

514,600

0.16%

262,800

0.08%

 
TOTAL:

7,747,917

2.36%

5,940,638

1.81%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

2

187.3050 USD

Purchase

14

187.2200 USD

Purchase

89

187.4900 USD

Purchase

100

187.1100 USD

Purchase

100

187.1200 USD

Purchase

100

187.1300 USD

Purchase

100

187.4100 USD

Purchase

100

187.6300 USD

Purchase

100

188.0100 USD

Purchase

100

188.0200 USD

Purchase

100

188.2400 USD

Purchase

102

187.1296 USD

Purchase

187

187.4400 USD

Purchase

200

187.2400 USD

Purchase

200

187.8800 USD

Purchase

200

187.3600 USD

Purchase

200

188.1675 USD

Purchase

214

188.0807 USD

Purchase

250

188.1500 USD

Purchase

268

187.3391 USD

Purchase

298

187.1434 USD

Purchase

300

187.4033 USD

Purchase

300

187.4333 USD

Purchase

396

187.5418 USD

Purchase

400

187.3387 USD

Purchase

400

187.6425 USD

Purchase

500

188.1200 USD

Purchase

651

188.0933 USD

Purchase

700

187.5157 USD

Purchase

700

187.3628 USD

Purchase

1,052

188.1267 USD

Purchase

1,130

187.6567 USD

Purchase

1,330

187.4626 USD

Purchase

1,833

188.1244 USD

Purchase

3,126

187.4106 USD

Purchase

3,700

187.5531 USD

Purchase

4,140

187.5276 USD

Purchase

4,568

187.3927 USD

Purchase

4,600

187.5917 USD

Purchase

8,117

187.6100 USD

Purchase

16,000

187.5989 USD

Purchase

45,129

187.6007 USD

Sale

1

187.3700 USD

Sale

14

187.2200 USD

Sale

72

187.1900 USD

Sale

89

187.4900 USD

Sale

100

188.3700 USD

Sale

101

187.2400 USD

Sale

200

187.1700 USD

Sale

1,000

187.3180 USD

Sale

1,000

187.9182 USD

Sale

1,038

187.6679 USD

Sale

1,112

187.6481 USD

Sale

1,196

187.6487 USD

Sale

1,878

187.7093 USD

Sale

1,998

187.5397 USD

Sale

2,070

187.5276 USD

Sale

3,600

187.5304 USD

Sale

3,700

187.4994 USD

Sale

5,000

188.1195 USD

Sale

5,054

187.5625 USD

Sale

5,777

187.3854 USD

Sale

6,777

187.6100 USD

Sale

6,938

187.5814 USD

Sale

11,435

187.7064 USD

Sale

18,430

187.5971 USD

Sale

20,846

187.4985 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit
SWAP Short

5,000

187.4177 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

date

money

selling,

securities

 

 

paid/

varying etc

to which

 

 

received

option

 

 

 

relates

 

 

 

Call Option Purchasing

600

185 USD

American

21 Aug 2020

7.9000 USD

Call Option Purchasing

300

188 USD

American

31 Jan 2020

0.6000 USD

Call Option Purchasing

100

190 USD

American

31 Jan 2020

0.2000 USD

Call Option Purchasing

1,000

190 USD

American

21 Aug 2020

5.0800 USD

Call Option Selling

900

200 USD

American

20 Mar 2020

0.4900 USD

Put Option Purchasing

3,100

160 USD

American

15 Jan 2021

2.6496 USD

Put Option Purchasing

1,100

170 USD

American

15 Jan 2021

4.1000 USD

Put Option Purchasing

100

180 USD

American

19 Jun 2020

3.9500 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

5 Feb 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

date

to which the option

 

 

or derivative

 

 

relates

 

 

Call Options Purchased

9,100

185.0000

American

Jan 15, 2021

Call Options Purchased

200

190.0000

American

Jan 21, 2022

Call Options Purchased

2,600

175.0000

American

Jan 15, 2021

Put Options Written

900

90.0000

American

Feb 21, 2020

Put Options Written

300

180.0000

American

Jan 21, 2022

Call Options Purchased

2,500

190.0000

American

Feb 21, 2020

Put Options Written

5,000

115.0000

American

Mar 20, 2020

Put Options Written

700

100.0000

American

Jan 15, 2021

Call Options Purchased

1,300

100.0000

American

Jan 15, 2021

Put Options Written

700

95.0000

American

Jan 15, 2021

Put Options Written

300

135.0000

American

Feb 21, 2020

Put Options Written

500

185.0000

American

Jun 19, 2020

Put Options Written

1,100

100.0000

American

Feb 21, 2020

Put Options Purchased

-1,500

155.0000

American

Feb 21, 2020

Put Options Purchased

-1,000

165.0000

American

Jan 15, 2021

Put Options Purchased

-9,800

180.0000

American

Feb 21, 2020

Call Options Written

-2,100

125.0000

American

Jan 15, 2021

Call Options Written

-5,500

160.0000

American

Mar 20, 2020

Call Options Written

-100

140.0000

American

Jan 21, 2022

Call Options Written

-600

220.0000

American

May 15, 2020

Put Options Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options Purchased

-50,000

160.0000

American

Feb 21, 2020

Call Options Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options Written

500

80.0000

American

Feb 21, 2020

Put Options Written

11,700

160.0000

American

Jun 19, 2020

Put Options Written

66,500

140.0000

American

Mar 20, 2020

Put Options Written

36,400

105.0000

American

Jan 15, 2021

Put Options Written

500

175.0000

American

Feb 21, 2020

Call Options Purchased

200

195.0000

American

Jun 19, 2020

Put Options Written

18,500

150.0000

American

May 15, 2020

Call Options Purchased

100

200.0000

American

Aug 21, 2020

Call Options Written

-300

150.0000

American

Feb 21, 2020

Put Options Purchased

-100

155.0000

American

Jan 15, 2021

Put Options Purchased

-400

185.0000

American

Jan 21, 2022

Call Options Written

-30,100

165.0000

American

Jan 21, 2022

Put Options Purchased

-16,600

115.0000

American

Jan 15, 2021

Put Options Purchased

-300

80.0000

American

Jan 15, 2021

Call Options Written

-2,000

180.0000

American

Feb 21, 2020

Put Options Purchased

-1,700

110.0000

American

Jan 15, 2021

Put Options Purchased

-1,200

65.0000

American

Jan 15, 2021

Call Options Written

-800

185.0000

American

Feb 21, 2020

Call Options Written

-2,700

150.0000

American

Jan 15, 2021

Call Options Purchased

5,100

170.0000

American

Feb 21, 2020

Put Options Written

400

110.0000

American

Feb 21, 2020

Put Options Written

200

150.0000

American

Jan 21, 2022

Call Options Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options Purchased

1,100

190.0000

American

Jun 19, 2020

Call Options Purchased

500

195.0000

American

May 15, 2020

Put Options Written

600

185.0000

American

May 15, 2020

Put Options Written

400

125.0000

American

Jan 15, 2021

Put Options Written

6,600

185.0000

American

Mar 20, 2020

Call Options Purchased

3,300

165.0000

American

Jan 15, 2021

Call Options Purchased

500

190.0000

American

May 15, 2020

Call Options Purchased

100

200.0000

American

Mar 6, 2020

Call Options Purchased

30,100

175.0000

American

Jan 21, 2022

Put Options Written

100

145.0000

American

Jan 15, 2021

Put Options Purchased

-66,500

160.0000

American

Mar 20, 2020

Call Options Written

-200

140.0000

American

Feb 21, 2020

Put Options Purchased

-4,600

170.0000

American

Jan 15, 2021

Put Options Purchased

-1,000

195.0000

American

May 15, 2020

Call Options Written

-500

270.0000

American

Jan 15, 2021

Call Options Written

-200

195.0000

American

Feb 21, 2020

Call Options Written

-100

240.0000

American

Mar 20, 2020

Call Options Purchased

300

145.0000

American

Jan 15, 2021

Call Options Purchased

100

165.0000

American

Feb 21, 2020

Put Options Written

48,000

140.0000

American

Jun 19, 2020

Put Options Written

6,400

95.0000

American

Jun 19, 2020

Put Options Written

3,800

165.0000

American

Jun 19, 2020

Call Options Purchased

4,500

200.0000

American

Mar 20, 2020

Call Options Purchased

2,000

180.0000

American

Jan 15, 2021

Call Options Purchased

800

160.0000

American

Jan 21, 2022

Call Options Purchased

500

220.0000

American

Jan 21, 2022

Call Options Written

-2,000

130.0000

American

Feb 21, 2020

Put Options Purchased

-2,300

170.0000

American

Jun 19, 2020

Call Options Written

-2,000

150.0000

American

May 15, 2020

Put Options Purchased

-2,600

75.0000

American

Jan 15, 2021

Call Options Written

-500

220.0000

American

Jan 15, 2021

Call Options Written

-100

135.0000

American

Jan 15, 2021

Call Options Purchased

7,700

190.0000

American

Jan 15, 2021

Call Options Purchased

3,200

195.0000

American

Aug 21, 2020

Put Options Written

14,300

160.0000

American

Mar 20, 2020

Put Options Written

54,100

140.0000

American

Feb 21, 2020

Put Options Written

2,000

115.0000

American

Feb 21, 2020

Call Options Purchased

1,400

180.0000

American

Jan 21, 2022

Put Options Written

14,400

160.0000

American

Feb 21, 2020

Put Options Written

3,200

120.0000

American

Feb 21, 2020

Put Options Written

1,800

145.0000

American

Jun 19, 2020

Put Options Written

7,000

120.0000

American

Jun 19, 2020

Put Options Written

6,500

140.0000

American

Jan 15, 2021

Call Options Purchased

400

200.0000

American

Jan 15, 2021

Call Options Written

-400

190.0000

American

Mar 20, 2020

Call Options Written

-2,000

260.0000

American

Jan 15, 2021

Put Options Purchased

-12,400

150.0000

American

Jan 15, 2021

Call Options Written

-200

140.0000

American

Jun 19, 2020

Call Options Written

-100

165.0000

American

Jun 19, 2020

Call Options Written

-100

120.0000

American

Jan 15, 2021

Put Options Purchased

-100

190.0000

American

Jun 19, 2020

Put Options Written

500

185.0000

American

Feb 21, 2020

Put Options Written

500

180.0000

American

May 15, 2020

Put Options Written

3,300

165.0000

American

Mar 20, 2020

Call Options Purchased

100

120.0000

American

Jan 21, 2022

Call Options Purchased

500

190.0000

American

Jan 31, 2020

Put Options Written

900

180.0000

American

Mar 20, 2020

Call Options Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options Written

100

165.0000

American

May 15, 2020

Put Options Purchased

-2,300

90.0000

American

Jan 15, 2021

Call Options Written

-2,400

165.0000

American

Mar 20, 2020

Call Options Written

-100

160.0000

American

Jun 19, 2020

Put Options Purchased

-100

150.0000

American

Jun 19, 2020

Put Options Purchased

-1,700

185.0000

American

Jan 15, 2021

Put Options Purchased

-200

170.0000

American

Jan 21, 2022

Put Options Purchased

-3,900

160.0000

American

Jan 15, 2021

Call Options Written

-200

185.0000

American

Jun 19, 2020

Put Options Purchased

-100

180.0000

American

Jun 19, 2020

Put Options Purchased

-300

165.0000

American

Feb 21, 2020

Put Options Purchased

-400

185.0000

American

Aug 21, 2020

Put Options Purchased

-400

120.0000

American

Jan 15, 2021

Call Options Written

-200

110.0000

American

Jan 15, 2021

Call Options Written

-200

192.5000

American

Jan 31, 2020

Put Options Purchased

-500

120.0000

American

Aug 21, 2020

Call Options Written

-900

175.0000

American

Jun 19, 2020

Call Options Purchased

1,700

220.0000

American

Mar 20, 2020

Put Options Written

8,400

170.0000

American

Feb 21, 2020

Put Options Written

400

190.0000

American

Feb 21, 2020

Call Options Purchased

7,700

185.0000

American

Aug 21, 2020

Call Options Purchased

700

200.0000

American

Jun 19, 2020

Call Options Purchased

3,800

175.0000

American

Feb 21, 2020

Call Options Written

-200

180.0000

American

Jun 19, 2020

Call Options Written

-1,100

200.0000

American

Feb 21, 2020

Call Options Written

-100

185.0000

American

Mar 20, 2020

Put Options Purchased

-100

130.0000

American

Jan 15, 2021

Put Options Purchased

-100

175.0000

American

Jan 15, 2021

Put Options Purchased

-700

160.0000

American

Feb 28, 2020

Put Options Purchased

-1,000

180.0000

American

Jan 15, 2021

Call Options Written

-300

180.0000

American

Mar 20, 2020

Call Options Purchased

11,400

195.0000

American

Jan 15, 2021

Call Options Purchased

300

187.5000

American

Jan 31, 2020

Put Options Written

11,200

145.0000

American

Feb 21, 2020

Put Options Written

1,100

190.0000

American

Jan 31, 2020

Put Options Written

200

120.0000

American

May 15, 2020

Call Options Purchased

4,100

190.0000

American

Aug 21, 2020

Put Options Written

100

150.0000

American

Mar 20, 2020

Put Options Written

49,500

150.0000

American

Feb 21, 2020

Put Options Written

200

195.0000

American

Mar 20, 2020

Call Options Written

-1,500

140.0000

American

Jan 15, 2021

Put Options Purchased

-4,500

130.0000

American

Feb 21, 2020

Put Options Purchased

-8,500

140.0000

American

Mar 20, 2020

Call Options Written

-600

250.0000

American

Jan 15, 2021

Call Options Written

-1,000

185.0000

American

May 15, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 691724
Time of Receipt (offset from UTC): 20200205T083717+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC