FORM 8.3 - ABBVIE PLC - AMENDMENT

LONDON--()-- 

FORM 8.3

Amendment to Purchase

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 29 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

3,224,839

0.22%

4,035,945

0.27%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,311,023

0.16%

779,700

0.05%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,683,400

0.11%

1,064,700

0.07%

 

 

 

 

(4)

TOTAL:

 

 

 

 

7,219,262

0.49%

5,880,345

0.40%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

1

83.7000 USD
Purchase

1

83.6500 USD
Purchase

1

83.7100 USD
Purchase

3

83.4866 USD
Purchase

5

83.6400 USD
Purchase

24

83.6575 USD
Purchase

25

83.4500 USD
Purchase

60

83.2700 USD
Purchase

100

83.2650 USD
Purchase

100

83.5100 USD
Purchase

100

83.6550 USD
Purchase

100

83.4400 USD
Purchase

100

83.5700 USD
Purchase

100

83.4800 USD
Purchase

100

83.5900 USD
Purchase

107

83.6793 USD
Purchase

107

83.7482 USD
Purchase

109

83.6838 USD
Purchase

146

83.2152 USD
Purchase

172

83.6900 USD
Purchase

199

83.5693 USD
Purchase

199

83.4107 USD
Purchase

199

83.6700 USD
Purchase

200

83.2950 USD
Purchase

200

83.6600 USD
Purchase

200

83.5400 USD
Purchase

201

83.5759 USD
Purchase

246

83.7309 USD
Purchase

276

83.5437 USD
Purchase

286

83.5179 USD
Purchase

300

83.7400 USD
Purchase

300

83.2300 USD
Purchase

358

83.4374 USD
Purchase

397

83.6850 USD
Purchase

400

83.2137 USD
Purchase

482

83.7501 USD
Purchase

485

83.2394 USD
Purchase

513

83.7530 USD
Purchase

557

83.5276 USD
Purchase

576

83.2086 USD
Purchase

589

83.6691 USD
Purchase

600

83.6683 USD
Purchase

700

83.6842 USD
Purchase

700

83.2100 USD
Purchase

710

83.2188 USD
Purchase

900

88.5000 USD
Purchase

900

83.5927 USD
Purchase

992

83.4065 USD
Purchase

1,000

83.2230 USD
Purchase

1,003

83.7354 USD
Purchase

1,100

83.4845 USD
Purchase

1,304

83.5611 USD
Purchase

1,400

88.0000 USD
Purchase

1,500

83.2133 USD
Purchase

1,596

83.2939 USD
Purchase

1,598

83.6831 USD
Purchase

1,600

83.5718 USD
Purchase

1,676

83.6813 USD
Purchase

1,676

83.7209 USD
Purchase

1,800

83.7605 USD
Purchase

1,948

83.2419 USD
Purchase

2,100

83.3140 USD
Purchase

3,022

83.5043 USD
Purchase

3,183

83.2045 USD
Purchase

3,284

83.5767 USD
Purchase

4,225

83.2674 USD
Purchase

5,124

83.5051 USD
Purchase

5,600

83.3400 USD
Purchase

6,750

83.7321 USD
Purchase

7,542

83.6807 USD
Purchase

8,713

83.5377 USD
Purchase

12,552

83.3818 USD
Purchase

13,312

83.7247 USD
Purchase

25,801

83.4365 USD
Purchase

49,100

83.5435 USD
Purchase

49,888

83.6362 USD
Purchase

50,200

83.5417 USD
Purchase

78,874

83.4803 USD
Purchase

170,461

83.2000 USD
Sale

44

83.8000 USD
Sale

100

83.2500 USD
Sale

100

83.9100 USD
Sale

100

83.7000 USD
Sale

100

83.6800 USD
Sale

100

83.7900 USD
Sale

100

83.6700 USD
Sale

100

83.2400 USD
Sale

100

83.2300 USD
Sale

100

83.5800 USD
Sale

101

83.7386 USD
Sale

113

83.6382 USD
Sale

140

83.2442 USD
Sale

148

83.2183 USD
Sale

200

83.2750 USD
Sale

200

83.2200 USD
Sale

200

83.2900 USD
Sale

200

83.6600 USD
Sale

200

83.4550 USD
Sale

201

83.5732 USD
Sale

300

83.1966 USD
Sale

300

83.6733 USD
Sale

304

83.7555 USD
Sale

400

83.7837 USD
Sale

409

83.2023 USD
Sale

460

83.2213 USD
Sale

489

83.1997 USD
Sale

495

83.7454 USD
Sale

500

83.2100 USD
Sale

500

83.6760 USD
Sale

525

83.7347 USD
Sale

600

83.5308 USD
Sale

600

83.6900 USD
Sale

620

83.7624 USD
Sale

700

83.2357 USD
Sale

700

83.5428 USD
Sale

727

83.7096 USD
Sale

900

83.7577 USD
Sale

900

83.6650 USD
Sale

900

83.5927 USD
Sale

985

83.2024 USD
Sale

1,124

83.4822 USD
Sale

1,200

83.5675 USD
Sale

1,300

83.3276 USD
Sale

1,330

83.6187 USD
Sale

1,676

83.7209 USD
Sale

1,676

83.6813 USD
Sale

1,800

83.7605 USD
Sale

1,815

83.5544 USD
Sale

2,700

83.3426 USD
Sale

3,100

83.5187 USD
Sale

3,771

83.6807 USD
Sale

4,275

83.6241 USD
Sale

4,971

83.6640 USD
Sale

5,100

83.2679 USD
Sale

5,600

83.3400 USD
Sale

5,720

83.6073 USD
Sale

6,643

83.5138 USD
Sale

8,620

83.2701 USD
Sale

15,900

83.5339 USD
Sale

16,381

83.7288 USD
Sale

21,700

83.5026 USD
Sale

24,145

83.5798 USD
Sale

27,900

83.5648 USD
Sale

27,900

83.5931 USD
Sale

43,215

83.4769 USD
Sale

91,068

83.5222 USD
Sale

175,667

83.2000 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Long

1,337

83.7549 USD

SWAP

Long

4,330

83.5397 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option

 

 

relates

 

 

 

Call Option

Purchasing

2,600

83 USD

American

19 Jun 2020

5.1000 USD

Call Option

Purchasing

300

84 USD

American

31 Jan 2020

0.6600 USD

Call Option

Purchasing

3,700

84 USD

American

21 Feb 2020

1.9989 USD

Call Option

Purchasing

700

85 USD

American

31 Jan 2020

0.3000 USD

Call Option

Purchasing

1,500

85 USD

American

21 Feb 2020

1.6600 USD

Call Option

Purchasing

1,500

85 USD

American

28 Feb 2020

1.9300 USD

Call Option

Purchasing

200

86 USD

American

31 Jan 2020

0.1050 USD

Call Option

Purchasing

500

86 USD

American

21 Feb 2020

1.1500 USD

Call Option

Purchasing

2,000

86 USD

American

21 Feb 2020

1.3700 USD

Call Option

Purchasing

1,000

86 USD

American

28 Feb 2020

1.5200 USD

Call Option

Purchasing

1,000

90 USD

American

28 Feb 2020

0.5300 USD

Call Option

Purchasing

100

93 USD

American

20 Mar 2020

0.4100 USD

Call Option

Selling

1,500

83 USD

American

19 Jun 2020

5.3600 USD

Call Option

Selling

200

84 USD

American

21 Feb 2020

1.9300 USD

Call Option

Selling

2,000

85 USD

American

21 Feb 2020

1.8000 USD

Call Option

Selling

800

86 USD

American

31 Jan 2020

0.0600 USD

Call Option

Selling

100

87 USD

American

7 Feb 2020

0.4400 USD

Call Option

Selling

100

90 USD

American

7 Feb 2020

0.1700 USD

Call Option

Selling

300

93 USD

American

21 Feb 2020

0.1500 USD

Call Option

Selling

1,200

95 USD

American

21 Feb 2020

0.1200 USD

Call Option

Selling

3,000

100 USD

American

21 Feb 2020

0.0500 USD

Call Option

Selling

100

100 USD

American

19 Jun 2020

0.5400 USD

Put Option

Purchasing

100

80 USD

American

31 Jan 2020

0.0500 USD

Put Option

Purchasing

300

82 USD

American

31 Jan 2020

0.1600 USD

Put Option

Purchasing

300

83 USD

American

31 Jan 2020

0.3166 USD

Put Option

Purchasing

100

84 USD

American

31 Jan 2020

0.6900 USD

Put Option

Purchasing

1,100

84 USD

American

28 Feb 2020

2.3900 USD

Put Option

Purchasing

200

85 USD

American

7 Feb 2020

2.4200 USD

Put Option

Purchasing

100

86 USD

American

31 Jan 2020

2.7800 USD

Put Option

Purchasing

300

90 USD

American

31 Jan 2020

6.4500 USD

Put Option

Selling

200

83 USD

American

7 Feb 2020

1.4100 USD

Put Option

Selling

200

84 USD

American

7 Feb 2020

1.7300 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

3 Feb 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Put Options

Written

4,300

84.5000

American Feb 21, 2020
Call Options

Purchased

200

50.0000

American Jan 21, 2022
Call Options

Purchased

1,000

72.5000

American Jan 15, 2021
Call Options

Purchased

100

72.5000

American Sep 18, 2020
Put Options

Written

101,800

60.0000

American Jun 19, 2020
Put Options

Written

100

86.5000

American Jan 31, 2020
Put Options

Written

11,300

87.5000

American Feb 21, 2020
Put Options

Written

1,500

88.0000

American Jan 31, 2020
Call Options

Purchased

100

90.5000

American Feb 14, 2020
Call Options

Purchased

600

75.0000

American May 15, 2020
Call Options

Purchased

100

67.5000

American Sep 18, 2020
Call Options

Purchased

3,300

87.5000

American May 15, 2020
Put Options

Written

1,100

88.0000

American Feb 21, 2020
Put Options

Written

9,000

85.5000

American Jan 31, 2020
Put Options

Written

4,000

37.5000

American Jan 21, 2022
Put Options

Written

2,900

70.0000

American May 15, 2020
Put Options

Written

2,600

75.0000

American Jun 19, 2020
Put Options

Written

1,700

85.0000

American Jun 19, 2020
Put Options

Written

700

82.5000

American Jan 15, 2021
Put Options

Written

200

83.0000

American Feb 7, 2020
Put Options

Purchased

-5,000

47.5000

American Jun 19, 2020
Put Options

Purchased

-100

95.0000

American May 15, 2020
Call Options

Written

-200

105.0000

American Feb 21, 2020
Call Options

Written

-200

74.0000

American Jan 31, 2020
Call Options

Written

-300

105.0000

American Jan 21, 2022
Call Options

Written

-400

84.5000

American Feb 14, 2020
Call Options

Written

-500

90.0000

American Mar 20, 2020
Call Options

Written

-100

82.5000

American Jan 21, 2022
Call Options

Written

-3,700

130.0000

American Jan 15, 2021
Put Options

Purchased

-21,800

82.5000

American Feb 21, 2020
Put Options

Purchased

-48,100

85.0000

American May 15, 2020
Call Options

Written

-900

135.0000

American Jan 15, 2021
Put Options

Purchased

-3,000

135.0000

American Jan 15, 2021
Put Options

Purchased

-100

50.0000

American Jan 21, 2022
Call Options

Written

-200

80.0000

American Jan 21, 2022
Put Options

Purchased

-1,000

130.0000

American Jan 15, 2021
Call Options

Written

-17,700

90.0000

American Jun 19, 2020
Call Options

Written

-2,600

88.0000

American Feb 7, 2020
Put Options

Purchased

-2,800

50.0000

American Jan 15, 2021
Put Options

Purchased

-19,200

75.0000

American Feb 21, 2020
Call Options

Written

-20,300

92.0000

American Feb 7, 2020
Put Options

Purchased

-5,400

80.0000

American Jan 31, 2020
Call Options

Written

-4,100

90.0000

American Feb 7, 2020
Call Options

Written

-10,000

92.5000

American Feb 7, 2020
Call Options

Written

-100

86.5000

American Feb 21, 2020
Call Options

Written

-300

84.0000

American Feb 14, 2020
Call Options

Written

-2,300

120.0000

American Jan 15, 2021
Call Options

Written

-3,200

85.0000

American Mar 20, 2020
Call Options

Written

-3,300

93.0000

American Jan 31, 2020
Put Options

Purchased

-100

75.0000

American Mar 20, 2020
Put Options

Purchased

-600

55.0000

American Sep 18, 2020
Call Options

Written

-4,500

115.0000

American Jan 21, 2022
Call Options

Written

-100

70.0000

American Feb 21, 2020
Put Options

Purchased

-600

105.0000

American Jan 15, 2021
Call Options

Purchased

2,900

83.0000

American Jan 31, 2020
Call Options

Purchased

500

87.5000

American Mar 20, 2020
Put Options

Written

1,000

82.5000

American Mar 20, 2020
Put Options

Written

900

82.5000

American Sep 18, 2020
Put Options

Written

15,400

42.5000

American Feb 21, 2020
Call Options

Purchased

8,300

95.0000

American May 15, 2020
Call Options

Purchased

7,600

92.5000

American May 15, 2020
Put Options

Written

4,000

57.5000

American Jan 15, 2021
Call Options

Purchased

9,100

95.0000

American Sep 18, 2020
Call Options

Purchased

400

85.5000

American Feb 14, 2020
Call Options

Purchased

1,000

145.0000

American Jun 19, 2020
Put Options

Written

302,100

60.0000

American Jan 15, 2021
Call Options

Purchased

1,300

72.5000

American Jun 19, 2020
Call Options

Purchased

900

85.0000

American Aug 21, 2020
Call Options

Purchased

17,100

85.0000

American Feb 21, 2020
Call Options

Purchased

1,000

92.5000

American Feb 21, 2020
Call Options

Purchased

19,400

92.0000

American Jan 31, 2020
Put Options

Written

5,000

62.5000

American Jan 15, 2021
Call Options

Purchased

100

94.0000

American Feb 28, 2020
Put Options

Written

5,000

91.0000

American Feb 21, 2020
Call Options

Purchased

4,400

85.5000

American Feb 21, 2020
Call Options

Purchased

2,700

95.0000

American Feb 21, 2020
Call Options

Purchased

300

120.0000

American Sep 18, 2020
Put Options

Written

600

62.5000

American Sep 18, 2020
Call Options

Purchased

900

83.5000

American Feb 21, 2020
Call Options

Written

-5,700

91.0000

American Feb 7, 2020
Call Options

Written

-3,900

87.0000

American Feb 7, 2020
Call Options

Written

-700

95.0000

American Jan 31, 2020
Put Options

Purchased

-3,900

80.0000

American Mar 20, 2020
Call Options

Written

-100

100.0000

American Mar 20, 2020
Put Options

Purchased

-400

95.0000

American Sep 18, 2020
Put Options

Purchased

-200

86.0000

American Jan 31, 2020
Put Options

Purchased

-1,500

89.0000

American Jan 31, 2020
Call Options

Written

-200

97.5000

American Feb 21, 2020
Put Options

Purchased

-1,000

47.5000

American Jan 15, 2021
Call Options

Written

-18,400

110.0000

American Jan 15, 2021
Call Options

Written

-200

91.5000

American Jan 31, 2020
Call Options

Written

-1,400

87.5000

American Jan 31, 2020
Put Options

Purchased

-1,500

75.0000

American Sep 18, 2020
Put Options

Purchased

-2,400

55.0000

American Jan 15, 2021
Put Options

Purchased

-100

95.0000

American Jun 19, 2020
Put Options

Purchased

-100

85.0000

American Sep 18, 2020
Call Options

Written

-200

82.5000

American Mar 20, 2020
Put Options

Written

3,200

75.0000

American May 15, 2020
Put Options

Written

1,100

78.0000

American Feb 7, 2020
Call Options

Purchased

3,000

97.5000

American May 15, 2020
Call Options

Purchased

400

70.0000

American Jun 19, 2020
Put Options

Written

400

87.5000

American Feb 7, 2020
Put Options

Written

1,800

57.5000

American Feb 21, 2020
Call Options

Purchased

700

86.5000

American Jan 31, 2020
Call Options

Purchased

4,000

95.0000

American Mar 20, 2020
Put Options

Written

200

83.5000

American Feb 7, 2020
Call Options

Purchased

1,000

88.0000

American Feb 14, 2020
Call Options

Purchased

900

90.5000

American Feb 28, 2020
Call Options

Purchased

100

77.5000

American Jun 19, 2020
Call Options

Purchased

200

97.5000

American Mar 20, 2020
Put Options

Written

900

88.5000

American Jan 31, 2020
Call Options

Purchased

2,200

105.0000

American Jun 19, 2020
Call Options

Purchased

300

90.5000

American Feb 21, 2020
Call Options

Purchased

1,000

86.0000

American Feb 28, 2020
Call Options

Purchased

5,700

85.5000

American Jan 31, 2020
Call Options

Written

-1,900

97.5000

American Jan 15, 2021
Call Options

Written

-900

110.0000

American Feb 21, 2020
Put Options

Purchased

-1,500

84.5000

American Jan 31, 2020
Put Options

Purchased

-1,600

110.0000

American Jan 15, 2021
Call Options

Written

-100

84.5000

American Feb 7, 2020
Put Options

Purchased

-600

42.5000

American Sep 18, 2020
Put Options

Purchased

-700

80.0000

American May 15, 2020
Call Options

Written

-900

85.0000

American Sep 18, 2020
Call Options

Written

-1,200

87.5000

American Feb 7, 2020
Put Options

Purchased

-500

81.0000

American Jan 31, 2020
Call Options

Written

-2,700

85.0000

American Jun 19, 2020
Put Options

Purchased

-120,000

85.0000

American Feb 21, 2020
Call Options

Written

-300

110.0000

American Jun 19, 2020
Call Options

Written

-1,300

90.5000

American Jan 31, 2020
Put Options

Purchased

-3,500

50.0000

American Jun 19, 2020
Put Options

Purchased

-6,400

72.5000

American Feb 21, 2020
Put Options

Purchased

-400

85.0000

American Feb 14, 2020
Put Options

Purchased

-1,700

90.0000

American Sep 18, 2020
Call Options

Written

-1,900

115.0000

American Sep 18, 2020
Call Options

Written

-4,300

85.0000

American May 15, 2020
Call Options

Written

-3,000

75.0000

American Jan 15, 2021
Put Options

Purchased

-4,400

40.0000

American Jan 21, 2022
Put Options

Purchased

-1,300

50.0000

American Sep 18, 2020
Put Options

Purchased

-500

77.5000

American Mar 20, 2020
Put Options

Purchased

-2,000

45.0000

American Sep 18, 2020
Call Options

Written

-100

100.0000

American Jan 21, 2022
Call Options

Written

-1,000

86.0000

American Feb 7, 2020
Put Options

Written

156,100

65.0000

American Jun 19, 2020
Call Options

Purchased

1,300

85.0000

American Feb 7, 2020
Call Options

Purchased

3,200

55.0000

American Jan 15, 2021
Put Options

Written

400

32.5000

American Sep 18, 2020
Put Options

Written

177,700

80.0000

American Jan 15, 2021
Put Options

Written

5,700

77.5000

American Jan 15, 2021
Put Options

Written

4,000

62.5000

American Feb 21, 2020
Call Options

Purchased

5,600

90.0000

American Aug 21, 2020
Call Options

Purchased

1,300

67.5000

American Jan 15, 2021
Call Options

Purchased

1,000

65.0000

American Sep 18, 2020
Put Options

Written

300

85.0000

American May 15, 2020
Put Options

Written

2,500

47.5000

American Jan 21, 2022
Put Options

Written

37,300

57.5000

American Jun 19, 2020
Put Options

Written

2,800

80.0000

American Jun 19, 2020
Put Options

Written

800

85.0000

American Jan 31, 2020
Put Options

Written

400

90.0000

American Jun 19, 2020
Call Options

Purchased

6,300

90.0000

American Sep 18, 2020
Call Options

Purchased

1,300

92.5000

American Sep 18, 2020
Put Options

Written

1,000

42.5000

American Jan 21, 2022
Put Options

Written

100

78.0000

American Jan 31, 2020
Put Options

Written

500

88.0000

American Feb 7, 2020
Put Options

Written

400

81.5000

American Mar 6, 2020
Call Options

Purchased

200

93.0000

American Feb 21, 2020
Put Options

Written

200

37.5000

American Jan 15, 2021
Call Options

Purchased

7,400

80.0000

American May 15, 2020
Call Options

Purchased

4,100

92.5000

American Mar 20, 2020
Call Options

Purchased

1,800

82.5000

American Feb 21, 2020
Call Options

Purchased

400

75.0000

American Jan 21, 2022
Call Options

Purchased

4,700

87.5000

American Feb 21, 2020
Call Options

Purchased

400

87.5000

American Jun 19, 2020
Call Options

Written

-2,100

88.0000

American Mar 6, 2020
Put Options

Purchased

-9,100

87.5000

American May 15, 2020
Call Options

Written

-51,100

92.5000

American Jan 15, 2021
Call Options

Written

-17,400

92.5000

American Feb 21, 2020
Call Options

Written

-1,200

92.5000

American Jan 31, 2020
Put Options

Purchased

-100

85.5000

American Feb 7, 2020
Put Options

Purchased

-2,200

40.0000

American Sep 18, 2020
Put Options

Purchased

-500

81.5000

American Jan 31, 2020
Put Options

Purchased

-1,500

105.0000

American Jun 19, 2020
Call Options

Written

-4,200

93.5000

American Jan 31, 2020
Call Options

Written

-79,900

70.0000

American Jan 15, 2021
Put Options

Purchased

-200

87.5000

American Sep 18, 2020
Put Options

Purchased

-8,000

90.0000

American Feb 21, 2020
Call Options

Written

-5,200

85.0000

American Jan 15, 2021
Call Options

Written

-2,100

97.5000

American Jun 19, 2020
Put Options

Purchased

-100

100.0000

American Jan 21, 2022
Put Options

Purchased

-200

92.5000

American Sep 18, 2020
Call Options

Written

-300

91.5000

American Feb 7, 2020
Put Options

Purchased

-1,500

87.0000

American Jan 31, 2020
Put Options

Purchased

-2,300

70.0000

American Jan 15, 2021
Put Options

Purchased

-5,000

42.5000

American Jun 19, 2020
Call Options

Written

-13,000

100.0000

American Jan 15, 2021
Put Options

Purchased

-1,100

67.5000

American Sep 18, 2020
Put Options

Purchased

-1,200

72.5000

American Sep 18, 2020
Call Options

Written

-200

70.0000

American Jan 21, 2022
Call Options

Written

-100

89.0000

American Feb 7, 2020
Call Options

Written

-3,400

88.5000

American Jan 31, 2020
Call Options

Written

-45,800

90.0000

American Jan 31, 2020
Call Options

Written

-200

110.0000

American Sep 18, 2020
Call Options

Purchased

13,800

75.0000

American Sep 18, 2020
Call Options

Purchased

200

94.0000

American Jan 31, 2020
Put Options

Written

100

77.5000

American Sep 18, 2020
Call Options

Purchased

1,100

60.0000

American Jan 15, 2021
Put Options

Written

100

77.5000

American May 15, 2020
Put Options

Written

1,900

55.0000

American Feb 21, 2020
Put Options

Written

300

65.0000

American May 15, 2020
Call Options

Purchased

4,600

84.5000

American Jan 31, 2020
Call Options

Purchased

7,400

87.5000

American Sep 18, 2020
Call Options

Purchased

7,400

90.0000

American May 15, 2020
Put Options

Written

200

67.5000

American May 15, 2020
Call Options

Purchased

600

77.5000

American Sep 18, 2020
Call Options

Purchased

100

110.0000

American Jan 21, 2022
Call Options

Purchased

9,300

85.0000

American Jan 31, 2020
Put Options

Written

1,100

82.5000

American Jun 19, 2020
Put Options

Written

12,100

70.0000

American Feb 21, 2020
Put Options

Written

28,300

62.5000

American Jun 19, 2020
Call Options

Purchased

200

89.0000

American Feb 21, 2020
Call Options

Purchased

33,200

90.0000

American Feb 21, 2020
Call Options

Purchased

500

82.5000

American Sep 18, 2020
Put Options

Purchased

-4,700

35.0000

American Jan 15, 2021
Put Options

Purchased

-900

60.0000

American Sep 18, 2020
Call Options

Written

-2,500

115.0000

American Feb 21, 2020
Put Options

Purchased

-4,800

55.0000

American May 15, 2020
Call Options

Written

-5,200

84.5000

American Feb 21, 2020
Call Options

Written

-18,100

87.0000

American Feb 21, 2020
Put Options

Purchased

-400

92.5000

American Feb 21, 2020
Put Options

Purchased

-400

89.0000

American Feb 21, 2020
Call Options

Written

-2,300

115.0000

American Jun 19, 2020
Put Options

Purchased

-400

100.0000

American Jan 15, 2021
Put Options

Purchased

-600

77.5000

American Jan 15, 2021
Put Options

Purchased

-700

95.0000

American Jan 15, 2021
Call Options

Written

-1,000

85.0000

American Mar 6, 2020
Call Options

Written

-400

93.0000

American Feb 7, 2020
Put Options

Purchased

-1,500

82.5000

American May 15, 2020
Put Options

Purchased

-2,600

72.5000

American Jun 19, 2020
Put Options

Purchased

-300

79.5000

American Jan 31, 2020
Call Options

Written

-2,200

130.0000

American Jun 19, 2020
Put Options

Purchased

-700

42.5000

American Jan 15, 2021
Put Options

Purchased

-100

60.0000

American Feb 21, 2020
Call Options

Written

-500

70.0000

American Feb 28, 2020
Put Options

Purchased

-1,600

84.0000

American Feb 7, 2020
Call Options

Written

-6,800

91.0000

American Jan 31, 2020
Call Options

Written

-1,300

92.5000

American Jun 19, 2020
Call Options

Written

-2,700

125.0000

American Jan 15, 2021
Put Options

Purchased

-200

70.0000

American Aug 21, 2020
Put Options

Purchased

-70,000

67.5000

American Jan 15, 2021
Call Options

Purchased

11,000

86.0000

American Feb 21, 2020
Put Options

Written

1,500

62.5000

American May 15, 2020
Put Options

Written

800

87.5000

American Jan 15, 2021
Put Options

Written

30,100

70.0000

American Jun 19, 2020
Put Options

Written

400

50.0000

American Feb 21, 2020
Call Options

Purchased

100

91.0000

American Feb 21, 2020
Put Options

Written

1,000

75.0000

American Jan 15, 2021
Call Options

Purchased

2,000

93.5000

American Feb 14, 2020
Call Options

Purchased

1,000

90.0000

American Feb 28, 2020
Put Options

Written

300

35.0000

American Sep 18, 2020
Put Options

Written

90,000

50.0000

American Jun 19, 2020
Put Options

Written

1,400

55.0000

American Jun 19, 2020
Put Options

Written

900

82.0000

American Feb 21, 2020
Call Options

Purchased

100

125.0000

American Jan 21, 2022
Call Options

Purchased

100

90.0000

American Jan 15, 2021
Call Options

Written

-1,400

89.0000

American Jan 31, 2020
Put Options

Purchased

-7,200

84.0000

American Jan 31, 2020
Put Options

Purchased

-1,900

40.0000

American Jan 15, 2021
Put Options

Purchased

-2,400

83.0000

American Feb 21, 2020
Put Options

Purchased

-2,800

81.5000

American Feb 7, 2020
Put Options

Purchased

-300

60.0000

American Jan 21, 2022
Put Options

Purchased

-500

87.5000

American Mar 20, 2020
Call Options

Written

-18,900

95.0000

American Jun 19, 2020
Put Options

Purchased

-3,300

83.5000

American Jan 31, 2020
Call Options

Written

-4,700

120.0000

American Jan 21, 2022
Put Options

Purchased

-9,400

72.5000

American Jan 15, 2021
Call Options

Written

-2,100

115.0000

American Jan 15, 2021
Call Options

Written

-900

86.5000

American Feb 7, 2020
Call Options

Written

-400

89.5000

American Jan 31, 2020
Put Options

Purchased

-700

92.5000

American Jun 19, 2020
Call Options

Purchased

2,200

105.0000

American May 15, 2020
Call Options

Purchased

300

55.0000

American Jan 21, 2022
Put Options

Written

14,500

67.5000

American Jun 19, 2020
Call Options

Purchased

1,500

85.0000

American Feb 28, 2020
Call Options

Purchased

1,300

105.0000

American Sep 18, 2020
Put Options

Written

100

130.0000

American Jun 19, 2020
Call Options

Purchased

4,200

80.0000

American Jun 19, 2020
Put Options

Written

3,500

87.5000

American Jun 19, 2020
Put Options

Written

12,700

84.0000

American Feb 21, 2020
Put Options

Written

5,000

67.5000

American Feb 21, 2020
Call Options

Purchased

2,400

100.0000

American Feb 21, 2020
Put Options

Written

900

77.5000

American Jun 19, 2020
Put Options

Written

500

45.0000

American Jan 15, 2021
Call Options

Purchased

100

95.0000

American Aug 21, 2020
Put Options

Written

275,000

70.0000

American Jan 15, 2021
Put Options

Written

500

45.0000

American Jan 21, 2022
Put Options

Written

300

65.0000

American Jan 15, 2021
Put Options

Written

100

97.5000

American Jan 21, 2022
Put Options

Written

15,300

85.0000

American Feb 21, 2020
Call Options

Purchased

1,300

92.0000

American Feb 21, 2020
Put Options

Written

1,100

65.0000

American Sep 18, 2020
Put Options

Purchased

-200

85.0000

American Feb 7, 2020
Call Options

Written

-100

85.5000

American Feb 7, 2020
Put Options

Purchased

-100

75.0000

American Jan 21, 2022
Put Options

Purchased

-400

90.0000

American Feb 28, 2020
Put Options

Purchased

-1,000

115.0000

American Jan 21, 2022
Put Options

Purchased

-1,000

90.0000

American Mar 20, 2020
Call Options

Written

-6,800

105.0000

American Jan 15, 2021
Call Options

Written

-500

89.5000

American Feb 7, 2020
Put Options

Purchased

-15,700

95.0000

American Feb 21, 2020
Call Options

Written

-200

90.0000

American Feb 14, 2020
Call Options

Written

-4,000

100.0000

American Jun 19, 2020
Put Options

Purchased

-400

87.0000

American Feb 14, 2020
Put Options

Purchased

-4,900

57.5000

American Sep 18, 2020
Put Options

Purchased

-5,900

83.0000

American Jan 31, 2020
Call Options

Written

-400

82.5000

American May 15, 2020
Call Options

Written

-100

87.0000

American Feb 14, 2020
Put Options

Purchased

-900

40.0000

American Jun 19, 2020
Call Options

Purchased

6,800

84.0000

American Jan 31, 2020
Put Options

Written

400

85.0000

American Jan 15, 2021
Call Options

Purchased

500

90.0000

American Jan 21, 2022
Call Options

Purchased

1,500

80.0000

American Sep 18, 2020
Call Options

Purchased

100

85.0000

American Jan 21, 2022
Put Options

Written

15,300

80.0000

American Feb 21, 2020
Put Options

Written

300

80.5000

American Jan 31, 2020
Call Options

Purchased

7,300

77.5000

American Jan 15, 2021
Call Options

Purchased

5,000

100.0000

American May 15, 2020
Put Options

Written

1,100

67.5000

American Jan 15, 2021
Put Options

Written

1,000

92.5000

American Mar 20, 2020
Call Options

Purchased

400

85.0000

American Feb 14, 2020
Call Options

Purchased

1,700

57.5000

American Jan 15, 2021
Put Options

Written

1,000

80.0000

American Feb 7, 2020
Put Options

Written

600

72.5000

American May 15, 2020
Put Options

Written

17,000

65.0000

American Feb 21, 2020
Call Options

Purchased

1,500

82.5000

American Jun 19, 2020
Put Options

Written

1,100

45.0000

American Jun 19, 2020
Put Options

Purchased

-13,600

77.5000

American Feb 21, 2020
Call Options

Written

-600

87.5000

American Jan 15, 2021
Call Options

Written

-1,500

140.0000

American Jan 15, 2021
Call Options

Written

-5,500

95.0000

American Jan 15, 2021
Call Options

Written

-6,200

87.0000

American Jan 31, 2020
Put Options

Purchased

-200

87.5000

American Jan 31, 2020
Call Options

Written

-1,500

110.0000

American May 15, 2020
Call Options

Written

-500

87.5000

American Jan 21, 2022
Put Options

Purchased

-500

85.5000

American Feb 14, 2020
Call Options

Written

-100

93.0000

American Feb 14, 2020
Call Options

Written

-2,700

82.5000

American Jan 15, 2021
Call Options

Written

-1,100

88.0000

American Feb 21, 2020
Call Options

Written

-4,500

100.0000

American Sep 18, 2020
Call Options

Written

-6,300

88.0000

American Jan 31, 2020
Call Options

Written

-3,800

86.0000

American Jan 31, 2020
Call Options

Written

-12,900

84.0000

American Feb 21, 2020
Call Options

Written

-700

88.5000

American Feb 7, 2020
Call Options

Written

-900

84.0000

American Feb 7, 2020
Call Options

Written

-200

76.0000

American Jan 31, 2020
Put Options

Purchased

-200

81.0000

American Feb 7, 2020
Call Options

Written

-1,700

80.0000

American Jan 15, 2021
Put Options

Purchased

-5,700

82.5000

American Jan 31, 2020
Put Options

Purchased

-500

47.5000

American Sep 18, 2020
Put Options

Purchased

-6,900

82.0000

American Jan 31, 2020
Put Options

Purchased

-1,200

85.0000

American Mar 20, 2020
Put Options

Purchased

-3,100

81.0000

American Feb 21, 2020
Put Options

Purchased

-100,000

85.0000

American Jan 15, 2021
Put Options

Purchased

-1,100

83.5000

American Feb 28, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 691712
Time of Receipt (offset from UTC): 20200204T125244+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC