FORM 8.3 - ALLERGAN PLC - AMENDMENT

LONDON--()-- 

FORM 8.3

Amendment to Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 29 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

4,208,500

1.28%

3,105,202

0.95%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

3,021,382

0.92%

2,841,208

0.87%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

513,500

0.16%

258,500

0.08%

 

 

 

 

(4)

TOTAL:

 

 

 

 

7,743,382

2.36%

6,204,910

1.89%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit
Purchase

1

189.1900 USD
Purchase

44

189.2200 USD
Purchase

50

189.3400 USD
Purchase

72

188.8791 USD
Purchase

100

188.8450 USD
Purchase

100

189.2900 USD
Purchase

100

189.0200 USD
Purchase

101

189.2292 USD
Purchase

153

188.9805 USD
Purchase

200

189.3050 USD
Purchase

200

189.3695 USD
Purchase

200

189.3175 USD
Purchase

200

189.2300 USD
Purchase

201

189.4100 USD
Purchase

218

189.3101 USD
Purchase

245

188.8400 USD
Purchase

297

189.0067 USD
Purchase

300

189.2033 USD
Purchase

300

189.2366 USD
Purchase

300

189.2367 USD
Purchase

300

189.1766 USD
Purchase

372

188.9559 USD
Purchase

400

189.0450 USD
Purchase

400

188.8425 USD
Purchase

400

188.9275 USD
Purchase

414

189.2233 USD
Purchase

500

188.8532 USD
Purchase

600

189.0116 USD
Purchase

600

188.8558 USD
Purchase

600

189.2150 USD
Purchase

600

189.3950 USD
Purchase

669

189.2379 USD
Purchase

800

188.8462 USD
Purchase

1,056

189.3397 USD
Purchase

1,065

189.1268 USD
Purchase

1,243

188.9908 USD
Purchase

1,511

189.3245 USD
Purchase

1,530

188.8004 USD
Purchase

1,600

188.8787 USD
Purchase

3,000

189.2708 USD
Purchase

3,400

189.2517 USD
Purchase

4,516

189.1837 USD
Purchase

5,282

189.3261 USD
Purchase

5,809

189.2302 USD
Purchase

6,207

189.3427 USD
Purchase

8,710

189.3934 USD
Purchase

11,032

188.8000 USD
Purchase

14,996

189.0290 USD
Sale

1

189.1900 USD
Sale

2

189.1100 USD
Sale

4

189.2775 USD
Sale

51

189.3905 USD
Sale

100

189.4000 USD
Sale

139

189.3815 USD
Sale

150

189.4016 USD
Sale

200

189.3850 USD
Sale

200

189.2300 USD
Sale

200

189.2200 USD
Sale

254

189.3848 USD
Sale

300

189.3833 USD
Sale

300

189.2033 USD
Sale

365

189.2141 USD
Sale

372

189.3944 USD
Sale

430

189.4065 USD
Sale

500

188.8400 USD
Sale

545

188.9418 USD
Sale

550

189.3954 USD
Sale

600

189.3950 USD
Sale

800

189.2862 USD
Sale

1,100

189.0445 USD
Sale

1,200

189.1608 USD
Sale

1,202

189.1517 USD
Sale

1,509

189.3907 USD
Sale

1,667

189.1835 USD
Sale

2,500

189.2822 USD
Sale

2,700

189.3194 USD
Sale

3,393

189.1872 USD
Sale

4,355

189.3934 USD
Sale

4,355

189.3935 USD
Sale

5,219

188.9968 USD
Sale

6,017

189.1959 USD
Sale

13,116

188.8000 USD
Sale

14,176

189.1017 USD
Sale

14,671

189.2848 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Short

5,000

189.2355 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option

 

 

relates

 

 

 

 

Call Option

Purchasing

23,100

175 USD

American

21 Jan 2022

17.8582 USD

Call Option

Purchasing

3,100

190 USD

American

21 Aug 2020

5.9000 USD

Call Option

Selling

23,100

165 USD

American

21 Jan 2022

25.9978 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 3 Feb 2020
Contact name: Large Holdings Regulatory Operations
Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative

 

relates

 

 

Put Options

Written

5,000

115.0000

American

Mar 20, 2020
Put Options

Written

1,100

100.0000

American

Feb 21, 2020
Put Options

Written

900

90.0000

American

Feb 21, 2020
Put Options

Written

700

95.0000

American

Jan 15, 2021
Put Options

Written

500

185.0000

American

Jun 19, 2020
Put Options

Written

300

135.0000

American

Feb 21, 2020
Call Options

Purchased

2,500

190.0000

American

Feb 21, 2020
Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021
Call Options

Purchased

1,300

100.0000

American

Jan 15, 2021
Put Options

Written

300

180.0000

American

Jan 21, 2022
Call Options

Purchased

200

190.0000

American

Jan 21, 2022
Put Options

Written

700

100.0000

American

Jan 15, 2021
Call Options

Purchased

2,600

175.0000

American

Jan 15, 2021
Call Options

Written

-600

220.0000

American

May 15, 2020
Put Options

Purchased

-1,000

165.0000

American

Jan 15, 2021
Put Options

Purchased

-1,500

155.0000

American

Feb 21, 2020
Call Options

Written

-5,500

160.0000

American

Mar 20, 2020
Put Options

Purchased

-9,800

180.0000

American

Feb 21, 2020
Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021
Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020
Call Options

Written

-100

140.0000

American

Jan 21, 2022
Call Options

Written

-2,100

125.0000

American

Jan 15, 2021
Put Options

Written

18,500

150.0000

American

May 15, 2020
Call Options

Purchased

200

195.0000

American

Jun 19, 2020
Put Options

Written

11,700

160.0000

American

Jun 19, 2020
Call Options

Purchased

100

200.0000

American

Aug 21, 2020
Put Options

Written

66,500

140.0000

American

Mar 20, 2020
Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021
Put Options

Written

36,400

105.0000

American

Jan 15, 2021
Put Options

Written

500

80.0000

American

Feb 21, 2020
Put Options

Written

500

175.0000

American

Feb 21, 2020
Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021
Call Options

Written

-2,700

150.0000

American

Jan 15, 2021
Call Options

Written

-800

185.0000

American

Feb 21, 2020
Put Options

Purchased

-16,600

115.0000

American

Jan 15, 2021
Put Options

Purchased

-400

185.0000

American

Jan 21, 2022
Call Options

Written

-30,100

165.0000

American

Jan 21, 2022
Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021
Call Options

Written

-2,000

180.0000

American

Feb 21, 2020
Put Options

Purchased

-100

155.0000

American

Jan 15, 2021
Put Options

Purchased

-300

80.0000

American

Jan 15, 2021
Call Options

Written

-300

150.0000

American

Feb 21, 2020
Call Options

Purchased

5,100

170.0000

American

Feb 21, 2020
Call Options

Purchased

30,100

175.0000

American

Jan 21, 2022
Call Options

Purchased

3,300

165.0000

American

Jan 15, 2021
Put Options

Written

400

125.0000

American

Jan 15, 2021
Put Options

Written

6,600

185.0000

American

Mar 20, 2020
Call Options

Purchased

500

195.0000

American

May 15, 2020
Call Options

Purchased

500

190.0000

American

May 15, 2020
Put Options

Written

200

150.0000

American

Jan 21, 2022
Call Options

Purchased

100

200.0000

American

Mar 6, 2020
Call Options

Purchased

1,100

190.0000

American

Jun 19, 2020
Put Options

Written

100

145.0000

American

Jan 15, 2021
Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020
Put Options

Written

600

185.0000

American

May 15, 2020
Put Options

Written

400

110.0000

American

Feb 21, 2020
Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020
Call Options

Written

-100

240.0000

American

Mar 20, 2020
Put Options

Purchased

-1,000

195.0000

American

May 15, 2020
Put Options

Purchased

-3,500

170.0000

American

Jan 15, 2021
Call Options

Written

-200

195.0000

American

Feb 21, 2020
Call Options

Written

-200

140.0000

American

Feb 21, 2020
Call Options

Written

-500

270.0000

American

Jan 15, 2021
Call Options

Purchased

800

160.0000

American

Jan 21, 2022
Call Options

Purchased

100

165.0000

American

Feb 21, 2020
Put Options

Written

6,400

95.0000

American

Jun 19, 2020
Call Options

Purchased

300

145.0000

American

Jan 15, 2021
Call Options

Purchased

5,400

200.0000

American

Mar 20, 2020
Put Options

Written

3,800

165.0000

American

Jun 19, 2020
Call Options

Purchased

500

220.0000

American

Jan 21, 2022
Put Options

Written

48,000

140.0000

American

Jun 19, 2020
Call Options

Purchased

2,000

180.0000

American

Jan 15, 2021
Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021
Call Options

Written

-500

220.0000

American

Jan 15, 2021
Put Options

Purchased

-2,300

170.0000

American

Jun 19, 2020
Call Options

Written

-2,000

130.0000

American

Feb 21, 2020
Call Options

Written

-2,000

150.0000

American

May 15, 2020
Call Options

Written

-100

135.0000

American

Jan 15, 2021
Put Options

Written

2,000

115.0000

American

Feb 21, 2020
Call Options

Purchased

1,400

180.0000

American

Jan 21, 2022
Put Options

Written

6,500

140.0000

American

Jan 15, 2021
Put Options

Written

1,800

145.0000

American

Jun 19, 2020
Put Options

Written

54,100

140.0000

American

Feb 21, 2020
Put Options

Written

14,400

160.0000

American

Feb 21, 2020
Call Options

Purchased

400

200.0000

American

Jan 15, 2021
Put Options

Written

3,200

120.0000

American

Feb 21, 2020
Call Options

Purchased

3,200

195.0000

American

Aug 21, 2020
Call Options

Purchased

7,700

190.0000

American

Jan 15, 2021
Put Options

Written

7,000

120.0000

American

Jun 19, 2020
Put Options

Written

14,300

160.0000

American

Mar 20, 2020
Call Options

Written

-100

165.0000

American

Jun 19, 2020
Call Options

Written

-400

190.0000

American

Mar 20, 2020
Call Options

Written

-200

140.0000

American

Jun 19, 2020
Call Options

Written

-2,000

260.0000

American

Jan 15, 2021
Put Options

Purchased

-12,400

150.0000

American

Jan 15, 2021
Call Options

Written

-100

120.0000

American

Jan 15, 2021
Put Options

Purchased

-100

190.0000

American

Jun 19, 2020
Call Options

Purchased

100

120.0000

American

Jan 21, 2022
Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021
Call Options

Purchased

400

190.0000

American

Jan 31, 2020
Put Options

Written

100

165.0000

American

May 15, 2020
Put Options

Written

500

185.0000

American

Feb 21, 2020
Put Options

Written

900

180.0000

American

Mar 20, 2020
Put Options

Written

500

180.0000

American

May 15, 2020
Put Options

Written

3,300

165.0000

American

Mar 20, 2020
Call Options

Written

-200

192.5000

American

Jan 31, 2020
Call Options

Written

-900

175.0000

American

Jun 19, 2020
Put Options

Purchased

-100

150.0000

American

Jun 19, 2020
Put Options

Purchased

-800

160.0000

American

Jan 15, 2021
Put Options

Purchased

-200

170.0000

American

Jan 21, 2022
Put Options

Purchased

-400

120.0000

American

Jan 15, 2021
Call Options

Written

-200

185.0000

American

Jun 19, 2020
Put Options

Purchased

-400

185.0000

American

Aug 21, 2020
Put Options

Purchased

-1,700

185.0000

American

Jan 15, 2021
Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021
Call Options

Written

-100

160.0000

American

Jun 19, 2020
Call Options

Written

-200

110.0000

American

Jan 15, 2021
Put Options

Purchased

-500

120.0000

American

Aug 21, 2020
Put Options

Purchased

-300

165.0000

American

Feb 21, 2020
Call Options

Written

-2,400

165.0000

American

Mar 20, 2020
Put Options

Written

400

190.0000

American

Feb 21, 2020
Call Options

Purchased

1,700

220.0000

American

Mar 20, 2020
Call Options

Purchased

700

200.0000

American

Jun 19, 2020
Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020
Put Options

Written

8,400

170.0000

American

Feb 21, 2020
Call Options

Purchased

7,100

185.0000

American

Aug 21, 2020
Put Options

Purchased

-100

175.0000

American

Jan 15, 2021
Call Options

Written

-300

180.0000

American

Mar 20, 2020
Put Options

Purchased

-1,000

180.0000

American

Jan 15, 2021
Call Options

Written

-1,100

200.0000

American

Feb 21, 2020
Call Options

Written

-100

185.0000

American

Mar 20, 2020
Put Options

Purchased

-100

130.0000

American

Jan 15, 2021
Put Options

Purchased

-700

160.0000

American

Feb 28, 2020
Call Options

Written

-200

180.0000

American

Jun 19, 2020
Put Options

Written

49,500

150.0000

American

Feb 21, 2020
Call Options

Purchased

3,100

190.0000

American

Aug 21, 2020
Put Options

Written

11,200

145.0000

American

Feb 21, 2020
Put Options

Written

200

195.0000

American

Mar 20, 2020
Call Options

Purchased

11,400

195.0000

American

Jan 15, 2021
Put Options

Written

100

150.0000

American

Mar 20, 2020
Put Options

Written

1,100

190.0000

American

Jan 31, 2020
Put Options

Written

200

120.0000

American

May 15, 2020
Put Options

Purchased

-4,500

130.0000

American

Feb 21, 2020
Call Options

Written

-600

250.0000

American

Jan 15, 2021
Put Options

Purchased

-8,500

140.0000

American

Mar 20, 2020
Call Options

Written

-1,500

140.0000

American

Jan 15, 2021
Call Options

Written

-1,000

185.0000

American

May 15, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 691578
Time of Receipt (offset from UTC): 20200204T124749+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC