Form 8.3 - ALLERGAN PLC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 03 February 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,205,438

1.28%

3,425,270

1.04%

 

(2)

Derivatives (other than options):

3,347,027

1.02%

2,571,455

0.78%

 

(3)

Options and agreements to
purchase/sell:

527,700

0.16%

277,800

0.08%

 
TOTAL:

8,080,165

2.46%

6,274,525

1.91%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

1

187.7300 USD

Purchase

2

187.8900 USD

Purchase

50

187.7900 USD

Purchase

72

186.6700 USD

Purchase

100

187.7800 USD

Purchase

100

187.9300 USD

Purchase

100

188.3500 USD

Purchase

100

188.2800 USD

Purchase

103

188.4122 USD

Purchase

200

187.6550 USD

Purchase

200

187.7750 USD

Purchase

200

187.9600 USD

Purchase

211

187.9993 USD

Purchase

300

188.3800 USD

Purchase

313

188.1300 USD

Purchase

496

188.3633 USD

Purchase

500

187.5400 USD

Purchase

500

188.1000 USD

Purchase

511

188.1585 USD

Purchase

600

187.7516 USD

Purchase

600

187.8933 USD

Purchase

626

188.3888 USD

Purchase

653

188.0535 USD

Purchase

1,000

188.1172 USD

Purchase

1,265

188.2332 USD

Purchase

1,300

188.0484 USD

Purchase

1,400

188.3445 USD

Purchase

1,434

188.1927 USD

Purchase

1,800

187.5979 USD

Purchase

1,812

188.3161 USD

Purchase

2,635

188.3538 USD

Purchase

2,883

188.1657 USD

Purchase

3,161

188.0245 USD

Purchase

3,920

188.2762 USD

Purchase

8,680

188.2499 USD

Purchase

8,736

188.1834 USD

Purchase

9,220

187.6201 USD

Purchase

11,071

188.4400 USD

Purchase

48,386

188.3450 USD

Purchase

334,340

188.4266 USD

Sale

2

186.8600 USD

Sale

2

188.0450 USD

Sale

2

187.8900 USD

Sale

3

187.1900 USD

Sale

100

188.3100 USD

Sale

100

188.3900 USD

Sale

100

188.3300 USD

Sale

106

187.7700 USD

Sale

113

188.1300 USD

Sale

135

188.2507 USD

Sale

200

188.4150 USD

Sale

200

188.2925 USD

Sale

200

187.9600 USD

Sale

200

187.5700 USD

Sale

237

187.8630 USD

Sale

300

188.2358 USD

Sale

325

187.2691 USD

Sale

385

187.8569 USD

Sale

400

188.1000 USD

Sale

568

187.4970 USD

Sale

585

188.1161 USD

Sale

700

187.9900 USD

Sale

707

188.0733 USD

Sale

711

187.0434 USD

Sale

900

187.9750 USD

Sale

903

188.0857 USD

Sale

910

187.6818 USD

Sale

972

188.1065 USD

Sale

1,000

187.1910 USD

Sale

1,360

188.4025 USD

Sale

1,400

187.4551 USD

Sale

1,960

188.2762 USD

Sale

2,000

188.3685 USD

Sale

3,487

188.0633 USD

Sale

6,218

188.0259 USD

Sale

16,285

188.4400 USD

Sale

24,491

187.9711 USD

Sale

44,632

188.3739 USD

Sale

331,525

188.4366 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

12,300

175 USD

American

21 Jan 2022

17.0939 USD

Call Option

Purchasing

100

195 USD

American

21 Feb 2020

0.3400 USD

Call Option

Selling

12,300

165 USD

American

21 Jan 2022

25.2439 USD

Put Option

Purchasing

900

188 USD

American

31 Jan 2020

1.5000 USD

Put Option

Selling

1,000

125 USD

American

15 Jan 2021

1.5000 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

4 Feb 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection

 

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

1,300

100.0000

American

Jan 15, 2021

Call Options

Purchased

3,400

190.0000

American

Feb 21, 2020

Put Options

Written

700

100.0000

American

Jan 15, 2021

Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021

Put Options

Written

300

135.0000

American

Feb 21, 2020

Put Options

Written

300

180.0000

American

Jan 21, 2022

Put Options

Written

5,000

115.0000

American

Mar 20, 2020

Call Options

Purchased

2,600

175.0000

American

Jan 15, 2021

Put Options

Written

500

185.0000

American

Jun 19, 2020

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Put Options

Written

900

90.0000

American

Feb 21, 2020

Call Options

Purchased

200

190.0000

American

Jan 21, 2022

Put Options

Written

700

95.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

165.0000

American

Jan 15, 2021

Call Options

Written

-5,500

160.0000

American

Mar 20, 2020

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020

Put Options

Purchased

-1,500

155.0000

American

Feb 21, 2020

Call Options

Written

-100

140.0000

American

Jan 21, 2022

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Put Options

Purchased

-9,800

180.0000

American

Feb 21, 2020

Call Options

Written

-600

220.0000

American

May 15, 2020

Put Options

Written

66,500

140.0000

American

Mar 20, 2020

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Put Options

Written

500

175.0000

American

Feb 21, 2020

Put Options

Written

11,700

160.0000

American

Jun 19, 2020

Put Options

Written

18,500

150.0000

American

May 15, 2020

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Call Options

Purchased

200

195.0000

American

Jun 19, 2020

Call Options

Purchased

100

200.0000

American

Aug 21, 2020

Put Options

Written

500

80.0000

American

Feb 21, 2020

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Put Options

Purchased

-400

185.0000

American

Jan 21, 2022

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Call Options

Written

-2,000

180.0000

American

Feb 21, 2020

Call Options

Written

-2,700

150.0000

American

Jan 15, 2021

Put Options

Purchased

-16,600

115.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Call Options

Written

-42,400

165.0000

American

Jan 21, 2022

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Call Options

Written

-300

150.0000

American

Feb 21, 2020

Put Options

Purchased

-100

177.5000

American

Feb 28, 2020

Call Options

Written

-800

185.0000

American

Feb 21, 2020

Call Options

Purchased

5,100

170.0000

American

Feb 21, 2020

Put Options

Written

100

145.0000

American

Jan 15, 2021

Put Options

Written

600

185.0000

American

May 15, 2020

Put Options

Written

1,400

125.0000

American

Jan 15, 2021

Put Options

Written

400

110.0000

American

Feb 21, 2020

Call Options

Purchased

500

190.0000

American

May 15, 2020

Call Options

Purchased

100

200.0000

American

Mar 6, 2020

Put Options

Written

6,600

185.0000

American

Mar 20, 2020

Call Options

Purchased

1,100

190.0000

American

Jun 19, 2020

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Call Options

Purchased

42,400

175.0000

American

Jan 21, 2022

Call Options

Purchased

3,300

165.0000

American

Jan 15, 2021

Call Options

Purchased

500

195.0000

American

May 15, 2020

Put Options

Written

1,000

145.0000

American

Mar 20, 2020

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Call Options

Written

-500

270.0000

American

Jan 15, 2021

Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020

Put Options

Purchased

-4,600

170.0000

American

Jan 15, 2021

Put Options

Purchased

-1,000

195.0000

American

May 15, 2020

Call Options

Written

-100

195.0000

American

Feb 21, 2020

Call Options

Written

-100

240.0000

American

Mar 20, 2020

Put Options

Written

3,800

165.0000

American

Jun 19, 2020

Call Options

Purchased

800

160.0000

American

Jan 21, 2022

Put Options

Written

48,000

140.0000

American

Jun 19, 2020

Call Options

Purchased

2,000

180.0000

American

Jan 15, 2021

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Call Options

Purchased

4,500

200.0000

American

Mar 20, 2020

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Call Options

Purchased

500

220.0000

American

Jan 21, 2022

Put Options

Purchased

-2,300

170.0000

American

Jun 19, 2020

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Call Options

Written

-2,000

150.0000

American

May 15, 2020

Call Options

Written

-2,000

130.0000

American

Feb 21, 2020

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Written

14,300

160.0000

American

Mar 20, 2020

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Put Options

Written

14,400

160.0000

American

Feb 21, 2020

Put Options

Written

6,500

140.0000

American

Jan 15, 2021

Call Options

Purchased

3,200

195.0000

American

Aug 21, 2020

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Put Options

Written

54,100

140.0000

American

Feb 21, 2020

Call Options

Purchased

400

200.0000

American

Jan 15, 2021

Call Options

Purchased

1,400

180.0000

American

Jan 21, 2022

Call Options

Purchased

7,700

190.0000

American

Jan 15, 2021

Put Options

Written

3,200

120.0000

American

Feb 21, 2020

Call Options

Written

-100

165.0000

American

Jun 19, 2020

Call Options

Written

-2,000

260.0000

American

Jan 15, 2021

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Put Options

Purchased

-100

190.0000

American

Jun 19, 2020

Put Options

Purchased

-12,400

150.0000

American

Jan 15, 2021

Call Options

Written

-500

190.0000

American

Mar 20, 2020

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Put Options

Written

900

180.0000

American

Mar 20, 2020

Put Options

Written

500

185.0000

American

Feb 21, 2020

Put Options

Written

3,300

165.0000

American

Mar 20, 2020

Put Options

Written

100

165.0000

American

May 15, 2020

Put Options

Written

500

180.0000

American

May 15, 2020

Call Options

Purchased

100

120.0000

American

Jan 21, 2022

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Put Options

Purchased

-1,700

185.0000

American

Jan 15, 2021

Call Options

Written

-2,400

165.0000

American

Mar 20, 2020

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-400

185.0000

American

Aug 21, 2020

Put Options

Purchased

-500

120.0000

American

Aug 21, 2020

Call Options

Written

-100

160.0000

American

Jun 19, 2020

Put Options

Purchased

-200

170.0000

American

Jan 21, 2022

Put Options

Purchased

-300

165.0000

American

Feb 21, 2020

Call Options

Written

-100

185.0000

American

Jun 19, 2020

Put Options

Purchased

-100

180.0000

American

Jun 19, 2020

Put Options

Purchased

-400

120.0000

American

Jan 15, 2021

Put Options

Purchased

-4,100

160.0000

American

Jan 15, 2021

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Call Options

Written

-900

175.0000

American

Jun 19, 2020

Call Options

Purchased

1,700

220.0000

American

Mar 20, 2020

Call Options

Purchased

7,700

185.0000

American

Aug 21, 2020

Put Options

Written

8,400

170.0000

American

Feb 21, 2020

Put Options

Written

400

190.0000

American

Feb 21, 2020

Call Options

Purchased

700

200.0000

American

Jun 19, 2020

Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020

Put Options

Purchased

-700

160.0000

American

Feb 28, 2020

Put Options

Purchased

-1,000

180.0000

American

Jan 15, 2021

Call Options

Written

-300

180.0000

American

Mar 20, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Call Options

Written

-100

185.0000

American

Mar 20, 2020

Put Options

Purchased

-1,800

150.0000

American

Jan 21, 2022

Put Options

Purchased

-100

130.0000

American

Jan 15, 2021

Call Options

Written

-200

180.0000

American

Jun 19, 2020

Put Options

Purchased

-900

185.0000

American

Feb 7, 2020

Call Options

Written

-1,100

200.0000

American

Feb 21, 2020

Put Options

Written

100

150.0000

American

Mar 20, 2020

Put Options

Written

200

195.0000

American

Mar 20, 2020

Call Options

Purchased

11,400

195.0000

American

Jan 15, 2021

Call Options

Purchased

4,100

190.0000

American

Aug 21, 2020

Put Options

Written

11,200

145.0000

American

Feb 21, 2020

Put Options

Written

200

120.0000

American

May 15, 2020

Put Options

Written

49,500

150.0000

American

Feb 21, 2020

Put Options

Purchased

-4,500

130.0000

American

Feb 21, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Call Options

Written

-1,000

185.0000

American

May 15, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Put Options

Purchased

-8,500

140.0000

American

Mar 20, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 691537
Time of Receipt (offset from UTC): 20200204T114131+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC