FORM 8.3 - ABBVIE INC

LONDON--()-- 

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)

Barclays PLC.

Company dealt in

ABBVIE INC

Class of relevant security to which the dealings being disclosed relate (Note 2)

ORD

Date of dealing

31 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,319,542

0.22%

4,062,737

0.27%

 

(2)

Derivatives (other than options):

2,311,899

0.16%

775,929

0.05%

 

(3)

Options and agreements to
purchase/sell:

1,720,600

0.12%

1,073,700

0.07%

 
TOTAL:

7,352,041

0.50%

5,912,366

0.40%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit
Purchase

1

81.1200 USD
Purchase

16

80.8353 USD
Purchase

45

81.4480 USD
Purchase

48

81.0120 USD
Purchase

70

81.5400 USD
Purchase

85

81.2900 USD
Purchase

100

81.4000 USD
Purchase

100

81.3350 USD
Purchase

100

81.1800 USD
Purchase

100

81.1100 USD
Purchase

100

81.0800 USD
Purchase

100

81.0300 USD
Purchase

100

80.8800 USD
Purchase

100

80.7850 USD
Purchase

100

80.7600 USD
Purchase

102

81.1690 USD
Purchase

105

80.9224 USD
Purchase

138

80.8824 USD
Purchase

143

81.0239 USD
Purchase

170

81.4200 USD
Purchase

173

81.2262 USD
Purchase

200

80.9700 USD
Purchase

200

80.5700 USD
Purchase

200

81.0450 USD
Purchase

200

81.1925 USD
Purchase

200

81.1262 USD
Purchase

200

81.0900 USD
Purchase

225

81.4082 USD
Purchase

264

81.1661 USD
Purchase

266

81.1066 USD
Purchase

300

80.7833 USD
Purchase

300

81.1833 USD
Purchase

300

81.0066 USD
Purchase

304

81.2059 USD
Purchase

310

81.4731 USD
Purchase

310

81.4732 USD
Purchase

344

81.2121 USD
Purchase

404

81.2467 USD
Purchase

500

81.1600 USD
Purchase

1,100

81.5557 USD
Purchase

1,200

80.9308 USD
Purchase

1,304

81.3594 USD
Purchase

1,500

80.9503 USD
Purchase

2,000

81.1257 USD
Purchase

2,000

80.9407 USD
Purchase

3,104

81.1657 USD
Purchase

3,500

80.9200 USD
Purchase

3,600

81.1393 USD
Purchase

3,600

81.3962 USD
Purchase

3,652

81.0052 USD
Purchase

4,330

81.3927 USD
Purchase

5,254

81.1450 USD
Purchase

6,041

81.2553 USD
Purchase

6,240

81.0090 USD
Purchase

6,510

80.8828 USD
Purchase

7,231

81.2946 USD
Purchase

7,510

81.2828 USD
Purchase

9,877

80.8485 USD
Purchase

10,456

81.0308 USD
Purchase

11,111

81.2086 USD
Purchase

12,700

80.8512 USD
Purchase

13,184

81.2693 USD
Purchase

13,312

81.2506 USD
Purchase

17,102

81.1250 USD
Purchase

21,196

81.0189 USD
Purchase

35,624

80.6400 USD
Purchase

39,276

81.0219 USD
Purchase

41,183

81.1512 USD
Purchase

64,400

81.0940 USD
Purchase

65,500

81.1082 USD
Purchase

111,779

81.0200 USD
Purchase

151,107

81.0350 USD
Purchase

240,972

81.0870 USD
Sale

4

81.1300 USD
Sale

31

81.4400 USD
Sale

48

81.5100 USD
Sale

71

80.7500 USD
Sale

77

81.3900 USD
Sale

77

81.5000 USD
Sale

77

81.5200 USD
Sale

100

81.2900 USD
Sale

100

81.4050 USD
Sale

100

81.0300 USD
Sale

105

80.7914 USD
Sale

111

80.8312 USD
Sale

200

81.0450 USD
Sale

200

81.0600 USD
Sale

200

81.0925 USD
Sale

200

81.1800 USD
Sale

200

80.9075 USD
Sale

200

80.8300 USD
Sale

200

80.7303 USD
Sale

200

81.2150 USD
Sale

200

81.2400 USD
Sale

200

81.2650 USD
Sale

241

81.2268 USD
Sale

299

80.8535 USD
Sale

300

81.2700 USD
Sale

300

81.2916 USD
Sale

300

81.3916 USD
Sale

300

80.7483 USD
Sale

300

80.9283 USD
Sale

300

81.0100 USD
Sale

302

80.7742 USD
Sale

310

81.4731 USD
Sale

330

81.2609 USD
Sale

375

80.7912 USD
Sale

381

80.7204 USD
Sale

393

80.7417 USD
Sale

396

81.1650 USD
Sale

400

81.4062 USD
Sale

400

80.7925 USD
Sale

400

80.9875 USD
Sale

400

81.0275 USD
Sale

400

80.7825 USD
Sale

450

81.4082 USD
Sale

465

80.8427 USD
Sale

476

81.0108 USD
Sale

499

80.7910 USD
Sale

500

80.7940 USD
Sale

506

81.2101 USD
Sale

510

80.9074 USD
Sale

594

81.2134 USD
Sale

600

81.3975 USD
Sale

600

81.1425 USD
Sale

600

81.1000 USD
Sale

670

80.8282 USD
Sale

700

80.9342 USD
Sale

700

80.8628 USD
Sale

800

81.3964 USD
Sale

800

80.8512 USD
Sale

808

80.7186 USD
Sale

830

80.8495 USD
Sale

900

81.3994 USD
Sale

900

80.8016 USD
Sale

900

81.1840 USD
Sale

909

80.8447 USD
Sale

910

81.2017 USD
Sale

930

81.4057 USD
Sale

1,106

80.7200 USD
Sale

1,162

81.0393 USD
Sale

1,189

81.2082 USD
Sale

1,247

80.8746 USD
Sale

1,300

80.7380 USD
Sale

1,300

81.2288 USD
Sale

1,400

80.9885 USD
Sale

1,400

81.1435 USD
Sale

1,491

81.1653 USD
Sale

1,500

80.9503 USD
Sale

1,567

81.2116 USD
Sale

1,590

81.2040 USD
Sale

2,102

81.2019 USD
Sale

2,412

81.2145 USD
Sale

2,764

81.0313 USD
Sale

2,843

80.7838 USD
Sale

2,969

81.1544 USD
Sale

3,500

80.9200 USD
Sale

3,600

81.2493 USD
Sale

3,600

81.3962 USD
Sale

3,622

81.0098 USD
Sale

4,918

81.0003 USD
Sale

5,400

81.1443 USD
Sale

6,834

81.1782 USD
Sale

10,456

81.0308 USD
Sale

12,300

80.8531 USD
Sale

13,723

81.0289 USD
Sale

17,600

81.0943 USD
Sale

17,812

80.6400 USD
Sale

19,711

81.0194 USD
Sale

20,659

81.0775 USD
Sale

24,000

81.0803 USD
Sale

24,062

81.1364 USD
Sale

46,967

81.0200 USD
Sale

47,200

81.0835 USD
Sale

49,800

81.0452 USD
Sale

76,791

80.9708 USD
Sale

153,078

81.1204 USD
Sale

241,872

81.1013 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates
Call Option Purchasing

200

68 USD American 18 Sep 2020 14.5700 USD
Call Option Purchasing

200

68 USD American 15 Jan 2021 15.4500 USD
Call Option Purchasing

400

70 USD American 15 Jan 2021 13.3500 USD
Call Option Purchasing

400

80 USD American 7 Feb 2020 2.5550 USD
Call Option Purchasing

1,200

80 USD American 21 Feb 2020 2.9000 USD
Call Option Purchasing

400

80 USD American 15 Jan 2021 7.4750 USD
Call Option Purchasing

300

81 USD American 31 Jan 2020 0.3000 USD
Call Option Purchasing

8,700

81 USD American 7 Feb 2020 1.8766 USD
Call Option Purchasing

1,300

82 USD American 7 Feb 2020 1.3753 USD
Call Option Purchasing

600

82 USD American 7 Feb 2020 1.6066 USD
Call Option Purchasing

3,100

83 USD American 7 Feb 2020 0.9312 USD
Call Option Purchasing

600

83 USD American 21 Feb 2020 1.4866 USD
Call Option Purchasing

400

83 USD American 21 Feb 2020 1.5125 USD
Call Option Purchasing

100

83 USD American 28 Feb 2020 1.6500 USD
Call Option Purchasing

200

83 USD American 20 Mar 2020 2.6600 USD
Call Option Purchasing

200

84 USD American 7 Feb 2020 0.5700 USD
Call Option Purchasing

900

84 USD American 7 Feb 2020 0.7311 USD
Call Option Purchasing

200

84 USD American 14 Feb 2020 0.7900 USD
Call Option Purchasing

1,000

84 USD American 21 Feb 2020 1.1600 USD
Call Option Purchasing

200

84 USD American 21 Feb 2020 1.1800 USD
Call Option Purchasing

1,600

85 USD American 7 Feb 2020 0.4518 USD
Call Option Purchasing

300

85 USD American 7 Feb 2020 0.5600 USD
Call Option Purchasing

3,000

85 USD American 21 Feb 2020 0.7440 USD
Call Option Purchasing

800

85 USD American 28 Feb 2020 0.9737 USD
Call Option Purchasing

300

85 USD American 20 Mar 2020 1.5066 USD
Call Option Purchasing

100

85 USD American 15 Jan 2021 5.0600 USD
Call Option Purchasing

100

86 USD American 14 Feb 2020 0.4800 USD
Call Option Purchasing

1,000

86 USD American 21 Feb 2020 0.5630 USD
Call Option Purchasing

4,900

87 USD American 7 Feb 2020 0.1800 USD
Call Option Purchasing

100

87 USD American 7 Feb 2020 0.2200 USD
Call Option Purchasing

200

87 USD American 21 Feb 2020 0.4250 USD
Call Option Purchasing

2,100

88 USD American 7 Feb 2020 0.1200 USD
Call Option Purchasing

400

88 USD American 7 Feb 2020 0.1300 USD
Call Option Purchasing

100

88 USD American 21 Feb 2020 0.2800 USD
Call Option Purchasing

2,600

90 USD American 21 Feb 2020 0.1200 USD
Call Option Purchasing

5,000

100 USD American 15 Jan 2021 1.4800 USD
Call Option Selling

5,000

80 USD American 21 Jan 2022 9.2300 USD
Call Option Selling

5,000

81 USD American 31 Jan 2020 0.6600 USD
Call Option Selling

1,000

82 USD American 31 Jan 2020 0.2700 USD
Call Option Selling

600

82 USD American 7 Feb 2020 1.6000 USD
Call Option Selling

600

83 USD American 7 Feb 2020 1.0166 USD
Call Option Selling

400

83 USD American 20 Mar 2020 2.9000 USD
Call Option Selling

100

84 USD American 7 Feb 2020 0.5800 USD
Call Option Selling

400

84 USD American 14 Feb 2020 1.0800 USD
Call Option Selling

300

85 USD American 7 Feb 2020 0.4800 USD
Call Option Selling

200

85 USD American 14 Feb 2020 0.8000 USD
Call Option Selling

100

85 USD American 21 Feb 2020 0.8500 USD
Call Option Selling

200

85 USD American 20 Mar 2020 1.6400 USD
Call Option Selling

300

86 USD American 31 Jan 2020 0.0300 USD
Call Option Selling

300

86 USD American 7 Feb 2020 0.3300 USD
Call Option Selling

400

86 USD American 21 Feb 2020 0.5800 USD
Call Option Selling

800

88 USD American 7 Feb 2020 0.1137 USD
Call Option Selling

1,300

90 USD American 21 Feb 2020 0.1684 USD
Call Option Selling

200

90 USD American 20 Mar 2020 0.5300 USD
Call Option Selling

300

90 USD American 15 May 2020 1.1500 USD
Call Option Selling

1,100

93 USD American 21 Feb 2020 0.0890 USD
Call Option Selling

400

95 USD American 21 Feb 2020 0.0550 USD
Call Option Selling

1,500

105 USD American 15 May 2020 0.1200 USD
Put Option Purchasing

500

73 USD American 21 Feb 2020 0.2600 USD
Put Option Purchasing

100

75 USD American 7 Feb 2020 0.2700 USD
Put Option Purchasing

100

75 USD American 14 Feb 2020 0.3500 USD
Put Option Purchasing

1,700

75 USD American 21 Feb 2020 0.5376 USD
Put Option Purchasing

500

75 USD American 20 Mar 2020 1.1760 USD
Put Option Purchasing

300

78 USD American 7 Feb 2020 0.7600 USD
Put Option Purchasing

2,700

78 USD American 21 Feb 2020 1.0070 USD
Put Option Purchasing

100

78 USD American 20 Mar 2020 1.7800 USD
Put Option Purchasing

800

79 USD American 7 Feb 2020 1.0325 USD
Put Option Purchasing

1,900

80 USD American 7 Feb 2020 1.3005 USD
Put Option Purchasing

1,000

80 USD American 21 Feb 2020 1.9340 USD
Put Option Purchasing

1,000

81 USD American 31 Jan 2020 0.3560 USD
Put Option Purchasing

1,200

81 USD American 7 Feb 2020 1.8275 USD
Put Option Purchasing

300

81 USD American 21 Feb 2020 2.2800 USD
Put Option Purchasing

300

82 USD American 31 Jan 2020 0.2966 USD
Put Option Purchasing

1,500

82 USD American 7 Feb 2020 1.8733 USD
Put Option Purchasing

400

82 USD American 7 Feb 2020 2.0925 USD
Put Option Purchasing

800

82 USD American 21 Feb 2020 2.7975 USD
Put Option Purchasing

500

83 USD American 21 Feb 2020 2.9600 USD
Put Option Selling

200

68 USD American 15 May 2020 0.8700 USD
Put Option Selling

500

70 USD American 21 Feb 2020 0.1400 USD
Put Option Selling

500

70 USD American 20 Mar 2020 0.4760 USD
Put Option Selling

500

73 USD American 19 Jun 2020 2.1000 USD
Put Option Selling

500

79 USD American 7 Feb 2020 1.0100 USD
Put Option Selling

600

80 USD American 21 Feb 2020 1.7333 USD
Put Option Selling

500

82 USD American 31 Jan 2020 0.7300 USD
Put Option Selling

400

83 USD American 31 Jan 2020 1.1050 USD
Put Option Selling

800

83 USD American 31 Jan 2020 2.0075 USD
Put Option Selling

1,000

84 USD American 31 Jan 2020 2.3900 USD
Put Option Selling

200

84 USD American 31 Jan 2020 2.5900 USD
Put Option Selling

600

84 USD American 21 Feb 2020 4.0500 USD
Put Option Selling

100

85 USD American 31 Jan 2020 3.6000 USD
Put Option Selling

100

88 USD American 15 May 2020 9.1800 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure

3 Feb 2020

Contact name

Large Holdings Regulatory Operations

Telephone number

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected

 

If a connected EFM, state nature of connection (Note 10)

 

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Put Options Written

1,100

88.0000

American Feb 21, 2020
Put Options Written

700

82.5000

American Jan 15, 2021
Call Options Purchased

600

75.0000

American May 15, 2020
Call Options Purchased

100

72.5000

American Sep 18, 2020
Call Options Purchased

100

90.5000

American Feb 14, 2020
Put Options Written

101,800

60.0000

American Jun 19, 2020
Put Options Written

9,000

85.5000

American Jan 31, 2020
Put Options Written

100

83.0000

American Feb 7, 2020
Call Options Purchased

300

67.5000

American Sep 18, 2020
Put Options Written

100

86.5000

American Jan 31, 2020
Put Options Written

4,300

84.5000

American Feb 21, 2020
Put Options Written

100

88.0000

American Jan 31, 2020
Put Options Written

2,600

75.0000

American Jun 19, 2020
Put Options Written

4,000

37.5000

American Jan 21, 2022
Put Options Written

1,700

85.0000

American Jun 19, 2020
Call Options Purchased

3,300

87.5000

American May 15, 2020
Put Options Written

11,300

87.5000

American Feb 21, 2020
Call Options Purchased

1,000

72.5000

American Jan 15, 2021
Call Options Purchased

200

50.0000

American Jan 21, 2022
Put Options Written

5,300

80.0000

American May 15, 2020
Put Options Written

2,900

70.0000

American May 15, 2020
Put Options Purchased

-1,000

130.0000

American Jan 15, 2021
Put Options Purchased

-3,000

135.0000

American Jan 15, 2021
Put Options Purchased

-100

75.0000

American Feb 14, 2020
Put Options Purchased

-2,800

50.0000

American Jan 15, 2021
Put Options Purchased

-400

82.0000

American Feb 7, 2020
Put Options Purchased

-600

105.0000

American Jan 15, 2021
Call Options Written

-4,400

90.0000

American Feb 7, 2020
Call Options Written

-400

84.5000

American Feb 14, 2020
Call Options Written

-900

135.0000

American Jan 15, 2021
Put Options Purchased

-48,100

85.0000

American May 15, 2020
Call Options Written

-100

82.5000

American Jan 21, 2022
Call Options Written

-200

105.0000

American Feb 21, 2020
Call Options Written

-300

105.0000

American Jan 21, 2022
Call Options Written

-1,900

88.0000

American Feb 7, 2020
Call Options Written

-3,100

85.0000

American Mar 20, 2020
Put Options Purchased

-600

55.0000

American Sep 18, 2020
Put Options Purchased

-700

75.0000

American Mar 20, 2020
Put Options Purchased

-21,000

75.0000

American Feb 21, 2020
Put Options Purchased

-100

95.0000

American May 15, 2020
Put Options Purchased

-5,400

80.0000

American Jan 31, 2020
Call Options Written

-17,800

90.0000

American Jun 19, 2020
Call Options Written

-200

74.0000

American Jan 31, 2020
Call Options Written

-500

84.0000

American Feb 14, 2020
Call Options Written

-3,300

93.0000

American Jan 31, 2020
Put Options Purchased

-22,300

82.5000

American Feb 21, 2020
Call Options Written

-10,000

92.5000

American Feb 7, 2020
Call Options Written

-100

70.0000

American Feb 21, 2020
Call Options Written

-3,700

130.0000

American Jan 15, 2021
Put Options Purchased

-5,000

47.5000

American Jun 19, 2020
Call Options Written

-5,200

80.0000

American Jan 21, 2022
Call Options Written

-20,300

92.0000

American Feb 7, 2020
Put Options Purchased

-100

50.0000

American Jan 21, 2022
Call Options Written

-600

90.0000

American Mar 20, 2020
Call Options Written

-2,300

120.0000

American Jan 15, 2021
Call Options Written

-4,500

115.0000

American Jan 21, 2022
Call Options Purchased

1,100

83.5000

American Feb 21, 2020
Call Options Purchased

1,300

72.5000

American Jun 19, 2020
Call Options Purchased

2,300

95.0000

American Feb 21, 2020
Call Options Purchased

100

83.0000

American Feb 28, 2020
Call Options Purchased

2,300

83.0000

American Jan 31, 2020
Call Options Purchased

400

85.5000

American Feb 14, 2020
Put Options Written

302,100

60.0000

American Jan 15, 2021
Call Options Purchased

900

85.0000

American Aug 21, 2020
Call Options Purchased

7,600

92.5000

American May 15, 2020
Call Options Purchased

400

72.5000

American May 15, 2020
Call Options Purchased

9,100

95.0000

American Sep 18, 2020
Call Options Purchased

4,500

85.5000

American Feb 21, 2020
Put Options Written

15,400

42.5000

American Feb 21, 2020
Call Options Purchased

1,000

145.0000

American Jun 19, 2020
Call Options Purchased

20,800

85.0000

American Feb 21, 2020
Call Options Purchased

8,300

95.0000

American May 15, 2020
Call Options Purchased

1,000

92.5000

American Feb 21, 2020
Put Options Written

1,000

82.5000

American Mar 20, 2020
Call Options Purchased

500

87.5000

American Mar 20, 2020
Put Options Written

5,000

91.0000

American Feb 21, 2020
Put Options Written

4,000

57.5000

American Jan 15, 2021
Call Options Purchased

300

120.0000

American Sep 18, 2020
Put Options Written

600

62.5000

American Sep 18, 2020
Put Options Written

5,000

62.5000

American Jan 15, 2021
Put Options Written

900

82.5000

American Sep 18, 2020
Call Options Purchased

100

94.0000

American Feb 28, 2020
Call Options Purchased

100

86.0000

American Feb 14, 2020
Call Options Purchased

19,400

92.0000

American Jan 31, 2020
Put Options Purchased

-1,500

75.0000

American Sep 18, 2020
Call Options Written

-700

95.0000

American Jan 31, 2020
Put Options Purchased

-100

95.0000

American Jun 19, 2020
Call Options Written

-5,700

91.0000

American Feb 7, 2020
Put Options Purchased

-20,100

85.0000

American Sep 18, 2020
Put Options Purchased

-200

86.0000

American Jan 31, 2020
Put Options Purchased

-1,000

47.5000

American Jan 15, 2021
Put Options Purchased

-400

95.0000

American Sep 18, 2020
Call Options Written

-3,500

83.0000

American Feb 21, 2020
Put Options Purchased

-3,900

80.0000

American Mar 20, 2020
Call Options Written

-200

97.5000

American Feb 21, 2020
Put Options Purchased

-2,400

55.0000

American Jan 15, 2021
Put Options Purchased

-1,500

89.0000

American Jan 31, 2020
Call Options Written

-200

91.5000

American Jan 31, 2020
Call Options Written

-1,400

87.5000

American Jan 31, 2020
Call Options Written

-100

100.0000

American Mar 20, 2020
Call Options Written

-400

82.5000

American Mar 20, 2020
Call Options Written

-18,400

110.0000

American Jan 15, 2021
Call Options Purchased

4,000

95.0000

American Mar 20, 2020
Call Options Purchased

700

86.5000

American Jan 31, 2020
Put Options Written

400

87.5000

American Feb 7, 2020
Put Options Written

200

83.5000

American Feb 7, 2020
Call Options Purchased

400

70.0000

American Jun 19, 2020
Call Options Purchased

5,700

85.5000

American Jan 31, 2020
Call Options Purchased

900

88.0000

American Feb 14, 2020
Call Options Purchased

300

90.5000

American Feb 21, 2020
Call Options Purchased

3,000

97.5000

American May 15, 2020
Call Options Purchased

2,200

105.0000

American Jun 19, 2020
Call Options Purchased

200

97.5000

American Mar 20, 2020
Put Options Written

800

78.0000

American Feb 7, 2020
Put Options Written

3,200

75.0000

American May 15, 2020
Put Options Written

1,800

57.5000

American Feb 21, 2020
Call Options Purchased

1,000

86.0000

American Feb 28, 2020
Call Options Purchased

100

77.5000

American Jun 19, 2020
Call Options Purchased

900

90.5000

American Feb 28, 2020
Call Options Written

-100

84.5000

American Feb 7, 2020
Call Options Written

-2,700

85.0000

American Jun 19, 2020
Call Options Written

-900

110.0000

American Feb 21, 2020
Put Options Purchased

-3,500

50.0000

American Jun 19, 2020
Put Options Purchased

-1,600

110.0000

American Jan 15, 2021
Put Options Purchased

-1,700

90.0000

American Sep 18, 2020
Call Options Written

-1,900

115.0000

American Sep 18, 2020
Put Options Purchased

-2,000

45.0000

American Sep 18, 2020
Put Options Purchased

-4,400

40.0000

American Jan 21, 2022
Put Options Purchased

-100

83.0000

American Feb 14, 2020
Call Options Written

-300

89.0000

American Feb 21, 2020
Call Options Written

-3,000

75.0000

American Jan 15, 2021
Call Options Written

-1,900

97.5000

American Jan 15, 2021
Call Options Written

-300

110.0000

American Jun 19, 2020
Call Options Written

-800

87.5000

American Feb 7, 2020
Put Options Purchased

-1,400

84.5000

American Jan 31, 2020
Put Options Purchased

-6,900

72.5000

American Feb 21, 2020
Put Options Purchased

-400

85.0000

American Feb 14, 2020
Put Options Purchased

-1,500

81.0000

American Jan 31, 2020
Call Options Written

-4,300

85.0000

American May 15, 2020
Put Options Purchased

-600

77.5000

American Mar 20, 2020
Call Options Written

-900

85.0000

American Sep 18, 2020
Put Options Purchased

-600

42.5000

American Sep 18, 2020
Call Options Written

-1,300

86.0000

American Feb 7, 2020
Call Options Written

-1,300

90.5000

American Jan 31, 2020
Put Options Purchased

-120,000

85.0000

American Feb 21, 2020
Put Options Purchased

-1,300

50.0000

American Sep 18, 2020
Call Options Written

-100

100.0000

American Jan 21, 2022
Put Options Written

156,100

65.0000

American Jun 19, 2020
Call Options Purchased

2,900

85.0000

American Feb 7, 2020
Put Options Written

177,700

80.0000

American Jan 15, 2021
Call Options Purchased

400

75.0000

American Jan 21, 2022
Call Options Purchased

400

87.5000

American Jun 19, 2020
Put Options Written

400

32.5000

American Sep 18, 2020
Put Options Written

1,000

42.5000

American Jan 21, 2022
Put Options Written

400

90.0000

American Jun 19, 2020
Call Options Purchased

5,600

90.0000

American Aug 21, 2020
Call Options Purchased

4,500

87.5000

American Feb 21, 2020
Call Options Purchased

7,400

80.0000

American May 15, 2020
Call Options Purchased

1,300

92.5000

American Sep 18, 2020
Call Options Purchased

2,500

82.5000

American Feb 21, 2020
Put Options Written

37,300

57.5000

American Jun 19, 2020
Put Options Written

4,000

62.5000

American Feb 21, 2020
Call Options Purchased

1,500

67.5000

American Jan 15, 2021
Put Options Written

900

85.0000

American Jan 31, 2020
Put Options Written

500

70.0000

American Mar 20, 2020
Call Options Purchased

200

93.0000

American Feb 21, 2020
Put Options Written

200

37.5000

American Jan 15, 2021
Put Options Written

2,500

47.5000

American Jan 21, 2022
Call Options Purchased

1,000

65.0000

American Sep 18, 2020
Call Options Purchased

6,800

90.0000

American Sep 18, 2020
Put Options Written

2,800

80.0000

American Jun 19, 2020
Put Options Written

400

81.5000

American Mar 6, 2020
Put Options Written

5,700

77.5000

American Jan 15, 2021
Put Options Written

500

88.0000

American Feb 7, 2020
Put Options Written

300

85.0000

American May 15, 2020
Put Options Written

100

78.0000

American Jan 31, 2020
Call Options Purchased

4,100

92.5000

American Mar 20, 2020
Call Options Purchased

3,200

55.0000

American Jan 15, 2021
Put Options Purchased

-300

79.0000

American Feb 7, 2020
Call Options Written

-51,100

92.5000

American Jan 15, 2021
Put Options Purchased

-1,200

72.5000

American Sep 18, 2020
Call Options Written

-2,100

97.5000

American Jun 19, 2020
Call Options Written

-79,500

70.0000

American Jan 15, 2021
Put Options Purchased

-5,000

42.5000

American Jun 19, 2020
Put Options Purchased

-1,500

87.0000

American Jan 31, 2020
Call Options Written

-2,100

88.0000

American Mar 6, 2020
Call Options Written

-18,500

92.5000

American Feb 21, 2020
Call Options Written

-45,800

90.0000

American Jan 31, 2020
Call Options Written

-200

70.0000

American Jan 21, 2022
Call Options Written

-200

110.0000

American Sep 18, 2020
Call Options Written

-4,200

93.5000

American Jan 31, 2020
Put Options Purchased

-1,100

67.5000

American Sep 18, 2020
Put Options Purchased

-100

100.0000

American Jan 21, 2022
Put Options Purchased

-1,500

105.0000

American Jun 19, 2020
Call Options Written

-3,400

88.5000

American Jan 31, 2020
Call Options Written

-8,000

100.0000

American Jan 15, 2021
Put Options Purchased

-8,000

90.0000

American Feb 21, 2020
Put Options Purchased

-100

75.0000

American Feb 7, 2020
Call Options Written

-200

89.0000

American Feb 7, 2020
Put Options Purchased

-200

87.5000

American Sep 18, 2020
Call Options Written

-5,100

85.0000

American Jan 15, 2021
Call Options Written

-1,200

92.5000

American Jan 31, 2020
Put Options Purchased

-2,500

70.0000

American Jan 15, 2021
Call Options Written

-300

91.5000

American Feb 7, 2020
Put Options Purchased

-2,200

40.0000

American Sep 18, 2020
Put Options Purchased

-100

85.5000

American Feb 7, 2020
Put Options Purchased

-200

92.5000

American Sep 18, 2020
Put Options Purchased

-2,000

81.5000

American Jan 31, 2020
Put Options Written

400

67.5000

American May 15, 2020
Call Options Purchased

35,200

90.0000

American Feb 21, 2020
Put Options Written

28,300

62.5000

American Jun 19, 2020
Put Options Written

12,600

70.0000

American Feb 21, 2020
Call Options Purchased

7,100

90.0000

American May 15, 2020
Call Options Purchased

9,300

85.0000

American Jan 31, 2020
Put Options Written

100

77.5000

American May 15, 2020
Call Options Purchased

1,100

60.0000

American Jan 15, 2021
Call Options Purchased

600

77.5000

American Sep 18, 2020
Call Options Purchased

8,700

81.0000

American Feb 7, 2020
Call Options Purchased

500

82.5000

American Sep 18, 2020
Put Options Written

1,900

55.0000

American Feb 21, 2020
Put Options Written

100

77.5000

American Sep 18, 2020
Call Options Purchased

4,300

84.5000

American Jan 31, 2020
Put Options Written

1,100

82.5000

American Jun 19, 2020
Put Options Written

300

65.0000

American May 15, 2020
Call Options Purchased

7,400

87.5000

American Sep 18, 2020
Call Options Purchased

200

94.0000

American Jan 31, 2020
Call Options Purchased

13,900

75.0000

American Sep 18, 2020
Call Options Purchased

2,900

83.0000

American Feb 7, 2020
Call Options Purchased

100

110.0000

American Jan 21, 2022
Put Options Purchased

-1,600

84.0000

American Feb 7, 2020
Put Options Purchased

-2,100

72.5000

American Jun 19, 2020
Put Options Purchased

-4,800

55.0000

American May 15, 2020
Put Options Purchased

-4,700

35.0000

American Jan 15, 2021
Call Options Written

-5,200

84.5000

American Feb 21, 2020
Put Options Purchased

-100

60.0000

American Feb 21, 2020
Call Options Written

-500

70.0000

American Feb 28, 2020
Put Options Purchased

-700

42.5000

American Jan 15, 2021
Call Options Written

-5,000

80.5000

American Jan 31, 2020
Put Options Purchased

-1,100

82.5000

American May 15, 2020
Call Options Written

-2,200

130.0000

American Jun 19, 2020
Put Options Purchased

-600

77.5000

American Jan 15, 2021
Put Options Purchased

-900

80.0000

American Feb 7, 2020
Call Options Written

-2,700

125.0000

American Jan 15, 2021
Put Options Purchased

-400

100.0000

American Jan 15, 2021
Put Options Purchased

-400

92.5000

American Feb 21, 2020
Put Options Purchased

-300

79.5000

American Jan 31, 2020
Put Options Purchased

-700

95.0000

American Jan 15, 2021
Call Options Written

-400

93.0000

American Feb 7, 2020
Call Options Written

-2,300

115.0000

American Jun 19, 2020
Put Options Purchased

-70,000

67.5000

American Jan 15, 2021
Put Options Purchased

-200

70.0000

American Aug 21, 2020
Put Options Purchased

-400

89.0000

American Feb 21, 2020
Call Options Written

-1,300

92.5000

American Jun 19, 2020
Call Options Written

-13,900

87.0000

American Feb 21, 2020
Put Options Purchased

-900

60.0000

American Sep 18, 2020
Call Options Written

-1,000

85.0000

American Mar 6, 2020
Call Options Written

-2,500

115.0000

American Feb 21, 2020
Call Options Written

-6,800

91.0000

American Jan 31, 2020
Put Options Written

300

35.0000

American Sep 18, 2020
Put Options Written

11,000

87.5000

American May 15, 2020
Put Options Written

1,000

75.0000

American Jan 15, 2021
Call Options Purchased

100

91.0000

American Feb 21, 2020
Call Options Purchased

1,000

90.0000

American Feb 28, 2020
Put Options Written

90,000

50.0000

American Jun 19, 2020
Call Options Purchased

100

125.0000

American Jan 21, 2022
Call Options Purchased

1,200

80.0000

American Feb 21, 2020
Put Options Written

800

87.5000

American Jan 15, 2021
Put Options Written

30,100

70.0000

American Jun 19, 2020
Call Options Purchased

400

80.0000

American Feb 7, 2020
Call Options Purchased

100

90.0000

American Jan 15, 2021
Put Options Written

1,400

55.0000

American Jun 19, 2020
Call Options Purchased

11,200

86.0000

American Feb 21, 2020
Call Options Purchased

2,000

93.5000

American Feb 14, 2020
Put Options Written

400

50.0000

American Feb 21, 2020
Put Options Written

1,500

62.5000

American May 15, 2020
Put Options Written

800

82.0000

American Feb 21, 2020
Put Options Purchased

-300

60.0000

American Jan 21, 2022
Put Options Purchased

-500

87.5000

American Mar 20, 2020
Call Options Written

-4,700

120.0000

American Jan 21, 2022
Call Options Written

-800

86.5000

American Feb 7, 2020
Put Options Purchased

-2,800

83.5000

American Jan 31, 2020
Put Options Purchased

-9,400

72.5000

American Jan 15, 2021
Call Options Written

-400

89.5000

American Jan 31, 2020
Put Options Purchased

-7,200

84.0000

American Jan 31, 2020
Call Options Written

-18,900

95.0000

American Jun 19, 2020
Put Options Purchased

-1,900

40.0000

American Jan 15, 2021
Call Options Written

-1,400

89.0000

American Jan 31, 2020
Call Options Written

-2,100

115.0000

American Jan 15, 2021
Put Options Purchased

-4,300

81.5000

American Feb 7, 2020
Put Options Purchased

-2,400

83.0000

American Feb 21, 2020
Put Options Purchased

-100

80.0000

American Feb 14, 2020
Put Options Purchased

-700

92.5000

American Jun 19, 2020
Put Options Written

100

97.5000

American Jan 21, 2022
Put Options Written

3,500

87.5000

American Jun 19, 2020
Call Options Purchased

100

82.0000

American Jan 31, 2020
Call Options Purchased

1,300

105.0000

American Sep 18, 2020
Call Options Purchased

100

95.0000

American Aug 21, 2020
Put Options Written

275,000

70.0000

American Jan 15, 2021
Put Options Written

13,300

84.0000

American Feb 21, 2020
Put Options Written

5,000

67.5000

American Feb 21, 2020
Put Options Written

900

77.5000

American Jun 19, 2020
Put Options Written

500

45.0000

American Jan 21, 2022
Put Options Written

300

65.0000

American Jan 15, 2021
Put Options Written

500

45.0000

American Jan 15, 2021
Call Options Purchased

300

55.0000

American Jan 21, 2022
Call Options Purchased

2,300

85.0000

American Feb 28, 2020
Call Options Purchased

1,300

92.0000

American Feb 21, 2020
Call Options Purchased

700

105.0000

American May 15, 2020
Put Options Written

100

130.0000

American Jun 19, 2020
Call Options Purchased

2,400

100.0000

American Feb 21, 2020
Call Options Purchased

4,200

80.0000

American Jun 19, 2020
Put Options Written

1,100

65.0000

American Sep 18, 2020
Put Options Written

15,300

85.0000

American Feb 21, 2020
Put Options Written

14,500

67.5000

American Jun 19, 2020
Put Options Purchased

-100

75.0000

American Jan 21, 2022
Call Options Written

-200

90.0000

American Feb 14, 2020
Put Options Purchased

-400

90.0000

American Feb 28, 2020
Call Options Written

-4,000

100.0000

American Jun 19, 2020
Put Options Purchased

-200

85.0000

American Feb 7, 2020
Put Options Purchased

-1,000

90.0000

American Mar 20, 2020
Call Options Written

-500

89.5000

American Feb 7, 2020
Put Options Purchased

-5,000

83.0000

American Jan 31, 2020
Call Options Written

-400

82.5000

American May 15, 2020
Put Options Purchased

-400

87.0000

American Feb 14, 2020
Put Options Purchased

-4,900

57.5000

American Sep 18, 2020
Put Options Purchased

-900

40.0000

American Jun 19, 2020
Call Options Written

-100

87.0000

American Feb 14, 2020
Call Options Written

-6,800

105.0000

American Jan 15, 2021
Put Options Purchased

-1,000

115.0000

American Jan 21, 2022
Call Options Purchased

1,500

82.5000

American Jun 19, 2020
Call Options Purchased

1,000

87.0000

American Feb 7, 2020
Call Options Purchased

900

83.5000

American Feb 7, 2020
Call Options Purchased

300

81.0000

American Jan 31, 2020
Call Options Purchased

500

85.5000

American Feb 7, 2020
Put Options Written

400

85.0000

American Jan 15, 2021
Put Options Written

17,000

65.0000

American Feb 21, 2020
Call Options Purchased

1,700

57.5000

American Jan 15, 2021
Put Options Written

1,100

45.0000

American Jun 19, 2020
Put Options Written

600

72.5000

American May 15, 2020
Put Options Written

1,100

67.5000

American Jan 15, 2021
Call Options Purchased

100

85.0000

American Jan 21, 2022
Call Options Purchased

7,300

77.5000

American Jan 15, 2021
Call Options Purchased

500

90.0000

American Jan 21, 2022
Call Options Purchased

300

82.0000

American Feb 7, 2020
Call Options Purchased

300

85.0000

American Feb 14, 2020
Put Options Written

300

80.5000

American Jan 31, 2020
Put Options Written

14,000

80.0000

American Feb 21, 2020
Call Options Purchased

6,800

84.0000

American Jan 31, 2020
Call Options Purchased

1,500

80.0000

American Sep 18, 2020
Put Options Written

1,000

92.5000

American Mar 20, 2020
Call Options Purchased

5,000

100.0000

American May 15, 2020
Call Options Purchased

600

81.5000

American Feb 7, 2020
Call Options Written

-4,200

86.0000

American Jan 31, 2020
Call Options Written

-600

88.0000

American Feb 21, 2020
Call Options Written

-700

88.5000

American Feb 7, 2020
Call Options Written

-6,300

88.0000

American Jan 31, 2020
Put Options Purchased

-1,200

85.0000

American Mar 20, 2020
Put Options Purchased

-100,000

85.0000

American Jan 15, 2021
Put Options Purchased

-1,100

83.5000

American Feb 28, 2020
Call Options Written

-2,700

82.5000

American Jan 15, 2021
Call Options Written

-1,300

80.0000

American Jan 15, 2021
Call Options Written

-5,500

95.0000

American Jan 15, 2021
Call Options Written

-800

84.0000

American Feb 7, 2020
Call Options Written

-500

87.5000

American Jan 21, 2022
Put Options Purchased

-500

85.5000

American Feb 14, 2020
Call Options Written

-600

87.5000

American Jan 15, 2021
Call Options Written

-1,500

140.0000

American Jan 15, 2021
Call Options Written

-4,500

100.0000

American Sep 18, 2020
Call Options Written

-6,200

87.0000

American Jan 31, 2020
Put Options Purchased

-200

87.5000

American Jan 31, 2020
Put Options Purchased

-9,800

82.0000

American Jan 31, 2020
Call Options Written

-11,300

84.0000

American Feb 21, 2020
Call Options Written

-100

93.0000

American Feb 14, 2020
Call Options Written

-1,000

81.5000

American Jan 31, 2020
Put Options Purchased

-1,400

81.0000

American Feb 7, 2020
Call Options Written

-1,500

110.0000

American May 15, 2020
Call Options Written

-200

76.0000

American Jan 31, 2020
Put Options Purchased

-500

47.5000

American Sep 18, 2020
Put Options Purchased

-16,800

77.5000

American Feb 21, 2020
Put Options Purchased

-3,500

81.0000

American Feb 21, 2020
Put Options Purchased

-5,300

82.5000

American Jan 31, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 691661
Time of Receipt (offset from UTC): 20200203T112258+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC