Form 8.3 - Allergan plc - Amendment

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Purchases & Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 27 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:

ORD

 

 

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

4,487,277

1.37%

3,110,861

0.95%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

3,021,382

0.92%

2,836,208

0.86%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

476,100

0.15%

223,900

0.07%

 

 

 

 

TOTAL:

 

 

 

 

7,984,759

2.43%

6,170,969

1.88%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

2

189.5900 USD

Purchase

2

189.3600 USD

Purchase

2

189.9300 USD

Purchase

2

189.2800 USD

Purchase

6

189.8300 USD

Purchase

10

189.2300 USD

Purchase

18

189.6000 USD

Purchase

23

189.5508 USD

Purchase

26

189.6507 USD

Purchase

30

189.6226 USD

Purchase

33

189.5824 USD

Purchase

39

190.0687 USD

Purchase

100

189.8500 USD

Purchase

100

189.4700 USD

Purchase

100

189.1700 USD

Purchase

100

189.5200 USD

Purchase

100

189.4900 USD

Purchase

100

189.4300 USD

Purchase

150

189.8833 USD

Purchase

160

189.3712 USD

Purchase

198

190.0000 USD

Purchase

200

189.7275 USD

Purchase

204

189.9866 USD

Purchase

233

189.3367 USD

Purchase

242

189.4743 USD

Purchase

300

189.8816 USD

Purchase

300

189.5400 USD

Purchase

321

189.2554 USD

Purchase

361

189.3415 USD

Purchase

369

190.0153 USD

Purchase

400

189.8025 USD

Purchase

410

189.7985 USD

Purchase

421

189.8682 USD

Purchase

500

189.3380 USD

Purchase

570

189.2747 USD

Purchase

587

189.3113 USD

Purchase

588

189.6878 USD

Purchase

600

189.3450 USD

Purchase

700

189.3114 USD

Purchase

828

190.0054 USD

Purchase

846

189.4542 USD

Purchase

1,001

189.4158 USD

Purchase

1,016

189.6583 USD

Purchase

1,024

189.8981 USD

Purchase

1,062

189.5639 USD

Purchase

1,200

189.7525 USD

Purchase

1,277

189.2810 USD

Purchase

1,401

189.9405 USD

Purchase

1,668

189.9847 USD

Purchase

1,962

189.7403 USD

Purchase

2,727

190.2952 USD

Purchase

3,500

189.8487 USD

Purchase

3,780

189.6501 USD

Purchase

4,000

189.6765 USD

Purchase

5,277

189.5523 USD

Purchase

6,800

189.7170 USD

Purchase

8,473

189.6658 USD

Purchase

13,207

189.0000 USD

Purchase

16,000

189.6344 USD

Purchase

20,000

190.2500 USD

Purchase

21,473

189.0030 USD

Purchase

21,796

189.9043 USD

Purchase

40,085

189.3977 USD

Purchase

51,783

190.1600 USD

Purchase

60,489

189.1858 USD

Purchase

100,000

190.1000 USD

Sale

1

189.5700 USD

Sale

2

189.3600 USD

Sale

2

189.4600 USD

Sale

18

189.5516 USD

Sale

46

189.3465 USD

Sale

48

190.6143 USD

Sale

50

189.4500 USD

Sale

52

189.8492 USD

Sale

73

189.4257 USD

Sale

88

189.6956 USD

Sale

100

189.1700 USD

Sale

100

190.0600 USD

Sale

100

190.1300 USD

Sale

100

190.3300 USD

Sale

100

190.4800 USD

Sale

100

190.6350 USD

Sale

116

189.6276 USD

Sale

120

189.6425 USD

Sale

194

189.4323 USD

Sale

200

190.4400 USD

Sale

200

189.8950 USD

Sale

200

189.6225 USD

Sale

238

189.8263 USD

Sale

300

189.8133 USD

Sale

303

189.2540 USD

Sale

315

189.8188 USD

Sale

336

189.7633 USD

Sale

346

190.0742 USD

Sale

389

189.6924 USD

Sale

400

189.8025 USD

Sale

400

189.2716 USD

Sale

429

189.3050 USD

Sale

461

189.2963 USD

Sale

484

190.3981 USD

Sale

494

189.4754 USD

Sale

600

190.2625 USD

Sale

787

189.9506 USD

Sale

852

190.5285 USD

Sale

900

189.9288 USD

Sale

961

189.6239 USD

Sale

993

189.5449 USD

Sale

1,108

189.6110 USD

Sale

1,200

189.5729 USD

Sale

1,588

189.4685 USD

Sale

1,639

190.3654 USD

Sale

2,079

189.5982 USD

Sale

2,181

189.6301 USD

Sale

2,400

189.6781 USD

Sale

3,410

189.5870 USD

Sale

4,097

189.6098 USD

Sale

4,643

189.6268 USD

Sale

5,000

189.3112 USD

Sale

5,000

189.7189 USD

Sale

5,368

189.6050 USD

Sale

5,611

189.6061 USD

Sale

6,983

189.8293 USD

Sale

8,927

189.6187 USD

Sale

11,860

189.9476 USD

Sale

15,800

189.6289 USD

Sale

18,800

189.6473 USD

Sale

20,000

190.2500 USD

Sale

20,200

190.0997 USD

Sale

31,006

189.2266 USD

Sale

35,831

189.0000 USD

Sale

98,216

189.4223 USD

Sale

130,000

190.1000 USD

(b) Derivatives transactions (other than options transactions)

Product Name

Nature of transaction

Number of relevant securities

Price per

 

 

unit

SWAP

Long

570,600

189.0000 USD

SWAP

Short

5,000

189.3213 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

 

date

money

selling,

securities

 

 

 

paid/

varying etc

to which

 

 

 

received

 

option

 

 

 

 

 

relates

 

 

 

 

Call Option

Purchasing

100

190 USD

American

20 Mar 2020

4.5000 USD

Call Option

Purchasing

100

190 USD

American

19 Jun 2020

5.9500 USD

Call Option

Purchasing

200

200 USD

American

24 Jan 2020

0.0500 USD

Call Option

Purchasing

5,500

200 USD

American

20 Mar 2020

0.7305 USD

Call Option

Selling

2,000

150 USD

American

15 May 2020

41.8300 USD

Call Option

Selling

500

190 USD

American

20 Mar 2020

4.9900 USD

Call Option

Selling

200

193 USD

American

24 Jan 2020

0.0500 USD

Call Option

Selling

400

193 USD

American

31 Jan 2020

0.8000 USD

Call Option

Selling

100

240 USD

American

20 Mar 2020

0.0500 USD

Call Option

Selling

2,000

260 USD

American

15 Jan 2021

0.0550 USD

Call Option

Selling

500

270 USD

American

15 Jan 2021

0.0400 USD

Put Option

Purchasing

100

160 USD

American

15 Jan 2021

2.6200 USD

Put Option

Purchasing

200

170 USD

American

15 Jan 2021

4.0250 USD

Put Option

Purchasing

100

185 USD

American

21 Feb 2020

3.0200 USD

Put Option

Purchasing

100

190 USD

American

19 Jun 2020

6.4000 USD

Put Option

Selling

200

140 USD

American

21 Feb 2020

0.2600 USD

Put Option

Selling

200

145 USD

American

21 Feb 2020

0.3500 USD

Put Option

Selling

200

175 USD

American

21 Feb 2020

1.9000 USD

Put Option

Selling

4,500

185 USD

American

20 Mar 2020

3.8244 USD

Put Option

Selling

1,800

190 USD

American

24 Jan 2020

1.8500 USD

Put Option

Selling

400

190 USD

American

21 Feb 2020

4.5175 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

30 Jan 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or 

Number of

Exercise

Type

Expiry

 

purchased

relevant securities 

price

 

date

 

 

to which the option 

 

 

 

 

 

or derivative 

 

 

 

 

 

relates

 

 

 

Put Options

  Written

1,100

100.0000  

American

Feb 21, 2020

Put Options

  Written

700

100.0000  

American

Jan 15, 2021

Call Options

  Purchased

200

190.0000  

American

Jan 21, 2022

Put Options

  Written

5,000

115.0000  

American

Mar 20, 2020

Call Options

  Purchased

9,100

185.0000  

American

Jan 15, 2021

Put Options

  Written

900

90.0000  

American

Feb 21, 2020

Put Options

  Written

500

185.0000  

American

Jun 19, 2020

Put Options

  Written

300

135.0000  

American

Feb 21, 2020

Put Options

  Written

700

95.0000  

American

Jan 15, 2021

Put Options

  Written

300

180.0000  

American

Jan 21, 2022

Call Options

  Purchased

2,600

175.0000  

American

Jan 15, 2021

Call Options

  Purchased

2,500

190.0000  

American

Feb 21, 2020

Call Options

  Purchased

1,300

100.0000  

American

Jan 15, 2021

Call Options

  Written

-100

140.0000  

American

Jan 21, 2022

Call Options

  Written

-2,100

125.0000  

American

Jan 15, 2021

Put Options

  Purchased

-9,800

180.0000  

American

Feb 21, 2020

Call Options

  Written

-600

220.0000  

American

May 15, 2020

Put Options

  Purchased

-4,500

70.0000  

American

Jan 15, 2021

Put Options

  Purchased

-50,000

160.0000  

American

Feb 21, 2020

Call Options

  Written

-5,500

160.0000  

American

Mar 20, 2020

Put Options

  Purchased

-1,500

155.0000  

American

Feb 21, 2020

Put Options

  Purchased

-300

165.0000  

American

Jan 15, 2021

Call Options

  Purchased

3,400

170.0000  

American

Jan 15, 2021

Put Options

  Written

36,400

105.0000  

American

Jan 15, 2021

Put Options

  Written

11,700

160.0000  

American

Jun 19, 2020

Call Options

  Purchased

100

195.0000  

American

Mar 20, 2020

Put Options

  Written

66,500

140.0000  

American

Mar 20, 2020

Put Options

  Written

500

175.0000  

American

Feb 21, 2020

Call Options

  Purchased

200

195.0000  

American

Jun 19, 2020

Call Options

  Purchased

100

200.0000  

American

Aug 21, 2020

Put Options

  Written

500

80.0000  

American

Feb 21, 2020

Put Options

  Written

18,500

150.0000  

American

May 15, 2020

Put Options

  Purchased

-16,600

115.0000  

American

Jan 15, 2021

Put Options

  Purchased

-400

185.0000  

American

Jan 21, 2022

Put Options

  Purchased

-300

80.0000  

American

Jan 15, 2021

Call Options

  Written

-800

185.0000  

American

Feb 21, 2020

Call Options

  Written

-2,000

180.0000  

American

Feb 21, 2020

Call Options

  Written

-300

150.0000  

American

Feb 21, 2020

Put Options

  Purchased

-1,200

65.0000  

American

Jan 15, 2021

Put Options

  Purchased

-100

155.0000  

American

Jan 15, 2021

Put Options

  Purchased

-1,700

110.0000  

American

Jan 15, 2021

Call Options

  Written

-2,700

150.0000  

American

Jan 15, 2021

Call Options

  Purchased

5,100

170.0000  

American

Feb 21, 2020

Call Options

  Purchased

100

200.0000  

American

Mar 6, 2020

Call Options

  Purchased

500

195.0000  

American

May 15, 2020

Put Options

  Written

600

185.0000  

American

May 15, 2020

Call Options

  Purchased

9,500

170.0000  

American

Jun 19, 2020

Call Options

  Purchased

500

190.0000  

American

May 15, 2020

Put Options

  Written

400

110.0000  

American

Feb 21, 2020

Put Options

  Written

200

150.0000  

American

Jan 21, 2022

Call Options

  Purchased

3,300

165.0000  

American

Jan 15, 2021

Put Options

  Written

400

125.0000  

American

Jan 15, 2021

Put Options

  Written

6,600

185.0000  

American

Mar 20, 2020

Call Options

  Purchased

1,100

190.0000  

American

Jun 19, 2020

Put Options

  Written

100

145.0000  

American

Jan 15, 2021

Call Options

  Written

-200

195.0000  

American

Feb 21, 2020

Put Options

  Purchased

-66,500

160.0000  

American

Mar 20, 2020

Call Options

  Written

-200

140.0000  

American

Feb 21, 2020

Put Options

  Purchased

-100

170.0000  

American

Jan 15, 2021

Call Options

  Written

-500

270.0000  

American

Jan 15, 2021

Call Options

  Written

-100

240.0000  

American

Mar 20, 2020

Put Options

  Purchased

-1,000

195.0000  

American

May 15, 2020

Call Options

  Purchased

1,900

180.0000  

American

Jan 15, 2021

Put Options

  Written

6,400

95.0000  

American

Jun 19, 2020

Call Options

  Purchased

100

165.0000  

American

Feb 21, 2020

Call Options

  Purchased

5,400

200.0000  

American

Mar 20, 2020

Put Options

  Written

48,000

140.0000  

American

Jun 19, 2020

Call Options

  Purchased

500

220.0000  

American

Jan 21, 2022

Call Options

  Purchased

300

145.0000  

American

Jan 15, 2021

Put Options

  Written

3,800

165.0000  

American

Jun 19, 2020

Call Options

  Purchased

800

160.0000  

American

Jan 21, 2022

Call Options

  Written

-2,000

150.0000  

American

May 15, 2020

Put Options

  Purchased

-2,300

170.0000  

American

Jun 19, 2020

Call Options

  Written

-100

135.0000  

American

Jan 15, 2021

Call Options

  Written

-2,000

130.0000  

American

Feb 21, 2020

Put Options

  Purchased

-2,600

75.0000  

American

Jan 15, 2021

Call Options

  Written

-500

220.0000  

American

Jan 15, 2021

Put Options

  Written

14,900

160.0000  

American

Feb 21, 2020

Put Options

  Written

6,500

140.0000  

American

Jan 15, 2021

Call Options

  Purchased

3,200

195.0000  

American

Aug 21, 2020

Put Options

  Written

51,300

140.0000  

American

Feb 21, 2020

Put Options

  Written

14,300

160.0000  

American

Mar 20, 2020

Call Options

  Purchased

1,400

180.0000  

American

Jan 21, 2022

Call Options

  Purchased

400

200.0000  

American

Jan 15, 2021

Put Options

  Written

1,800

145.0000  

American

Jun 19, 2020

Put Options

  Written

7,000

120.0000  

American

Jun 19, 2020

Put Options

  Written

3,200

120.0000  

American

Feb 21, 2020

Call Options

  Purchased

7,700

190.0000  

American

Jan 15, 2021

Put Options

  Written

2,000

115.0000  

American

Feb 21, 2020

Call Options

  Written

-100

165.0000  

American

Jun 19, 2020

Call Options

  Written

-400

190.0000  

American

Mar 20, 2020

Put Options

  Purchased

-12,400

150.0000  

American

Jan 15, 2021

Call Options

  Written

-100

120.0000  

American

Jan 15, 2021

Call Options

  Written

-200

140.0000  

American

Jun 19, 2020

Put Options

  Purchased

-100

190.0000  

American

Jun 19, 2020

Call Options

  Written

-2,000

260.0000  

American

Jan 15, 2021

Put Options

  Written

500

180.0000  

American

May 15, 2020

Put Options

  Written

100

165.0000  

American

May 15, 2020

Put Options

  Written

3,300

165.0000  

American

Mar 20, 2020

Call Options

  Purchased

4,000

160.0000  

American

Jan 15, 2021

Put Options

  Written

500

185.0000  

American

Feb 21, 2020

Call Options

  Purchased

100

120.0000  

American

Jan 21, 2022

Put Options

  Written

900

180.0000  

American

Mar 20, 2020

Put Options

  Purchased

-400

160.0000  

American

Jan 15, 2021

Put Options

  Purchased

-300

165.0000  

American

Feb 21, 2020

Put Options

  Purchased

-400

120.0000  

American

Jan 15, 2021

Put Options

  Purchased

-500

120.0000  

American

Aug 21, 2020

Call Options

  Written

-200

185.0000  

American

Jun 19, 2020

Put Options

  Purchased

-1,700

185.0000  

American

Jan 15, 2021

Call Options

  Written

-200

110.0000  

American

Jan 15, 2021

Put Options

  Purchased

-200

170.0000  

American

Jan 21, 2022

Put Options

  Purchased

-2,300

90.0000  

American

Jan 15, 2021

Call Options

  Written

-100

160.0000  

American

Jun 19, 2020

Call Options

  Written

-2,400

165.0000  

American

Mar 20, 2020

Put Options

  Purchased

-100

150.0000  

American

Jun 19, 2020

Call Options

  Written

-200

192.5000  

American

Jan 31, 2020

Call Options

  Written

-900

175.0000  

American

Jun 19, 2020

Call Options

  Purchased

7,100

185.0000  

American

Aug 21, 2020

Call Options

  Purchased

1,700

220.0000  

American

Mar 20, 2020

Put Options

  Written

400

190.0000  

American

Feb 21, 2020

Call Options

  Purchased

700

200.0000  

American

Jun 19, 2020

Put Options

  Written

8,400

170.0000  

American

Feb 21, 2020

Call Options

  Purchased

3,800

175.0000  

American

Feb 21, 2020

Call Options

  Written

-1,100

200.0000  

American

Feb 21, 2020

Put Options

  Purchased

-100

175.0000  

American

Jan 15, 2021

Call Options

  Written

-300

180.0000  

American

Mar 20, 2020

Call Options

  Written

-200

180.0000  

American

Jun 19, 2020

Call Options

  Written

-400

190.0000  

American

Jan 31, 2020

Put Options

  Purchased

-100

130.0000  

American

Jan 15, 2021

Call Options

  Written

-100

185.0000  

American

Mar 20, 2020

Put Options

  Purchased

-700

160.0000  

American

Feb 28, 2020

Put Options

  Purchased

-1,000

180.0000  

American

Jan 15, 2021

Put Options

  Written

200

195.0000  

American

Mar 20, 2020

Put Options

  Written

200

120.0000  

American

May 15, 2020

Call Options

  Purchased

11,400

195.0000  

American

Jan 15, 2021

Put Options

  Written

49,000

150.0000  

American

Feb 21, 2020

Put Options

  Written

100

150.0000  

American

Mar 20, 2020

Put Options

  Written

10,200

145.0000  

American

Feb 21, 2020

Put Options

  Written

1,100

190.0000  

American

Jan 31, 2020

Put Options

  Purchased

-4,500

130.0000  

American

Feb 21, 2020

Call Options

  Written

-600

250.0000  

American

Jan 15, 2021

Call Options

  Written

-1,500

140.0000  

American

Jan 15, 2021

Put Options

  Purchased

-8,500

140.0000  

American

Mar 20, 2020

Call Options

  Written

-1,000

185.0000  

American

May 15, 2020

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 691374
Time of Receipt (offset from UTC): 20200130T141032+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC