Form 8.3 - ALLERGAN PLC

LONDON--()-- 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 28 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

4,213,249

1.28%

3,107,702

0.95%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

3,021,382

0.92%

2,836,208

0.86%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

487,300

0.15%

235,400

0.07%

 

 

 

 

TOTAL:

 

 

 

 

7,721,931

2.35%

6,179,310

1.88%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

2

189.4050 USD

Purchase

4

189.9100 USD

Purchase

9

189.4400 USD

Purchase

12

189.0000 USD

Purchase

49

189.5500 USD

Purchase

54

189.3800 USD

Purchase

57

189.6700 USD

Purchase

80

189.2800 USD

Purchase

100

189.3700 USD

Purchase

100

189.4100 USD

Purchase

100

189.3200 USD

Purchase

113

189.5400 USD

Purchase

157

189.6963 USD

Purchase

200

189.9400 USD

Purchase

200

189.4950 USD

Purchase

500

189.3940 USD

Purchase

583

189.4216 USD

Purchase

657

189.3761 USD

Purchase

780

189.2621 USD

Purchase

784

189.2679 USD

Purchase

1,108

189.4319 USD

Purchase

1,169

189.3738 USD

Purchase

1,300

189.5931 USD

Purchase

1,722

189.2833 USD

Purchase

1,909

189.3049 USD

Purchase

1,988

189.2892 USD

Purchase

2,241

189.3819 USD

Purchase

2,300

189.4955 USD

Purchase

2,518

189.3276 USD

Purchase

2,847

189.4203 USD

Purchase

3,271

189.3033 USD

Purchase

3,600

189.4708 USD

Purchase

3,612

189.3026 USD

Purchase

3,680

189.3123 USD

Purchase

3,968

189.2526 USD

Purchase

3,984

189.3390 USD

Purchase

5,500

189.4890 USD

Purchase

5,627

189.3189 USD

Purchase

5,700

189.4728 USD

Purchase

7,621

189.4638 USD

Purchase

8,472

189.2500 USD

Purchase

11,783

189.3937 USD

Purchase

24,126

189.3218 USD

Purchase

29,904

189.3203 USD

Purchase

269,506

189.2512 USD

Sale

5

189.3400 USD

Sale

9

189.4400 USD

Sale

9

189.5400 USD

Sale

12

189.6700 USD

Sale

50

189.5700 USD

Sale

68

189.5500 USD

Sale

85

189.2100 USD

Sale

100

189.2000 USD

Sale

100

189.2550 USD

Sale

100

189.2600 USD

Sale

100

189.2700 USD

Sale

100

189.3500 USD

Sale

100

189.3700 USD

Sale

100

189.3750 USD

Sale

100

189.4200 USD

Sale

100

189.4300 USD

Sale

100

189.4900 USD

Sale

100

189.6200 USD

Sale

110

189.3409 USD

Sale

118

189.2167 USD

Sale

200

189.3000 USD

Sale

201

189.3198 USD

Sale

201

189.3110 USD

Sale

215

189.5341 USD

Sale

218

189.2235 USD

Sale

254

189.3800 USD

Sale

279

189.3200 USD

Sale

333

189.2218 USD

Sale

400

189.2150 USD

Sale

418

189.8113 USD

Sale

600

189.4350 USD

Sale

900

189.4072 USD

Sale

1,140

189.2462 USD

Sale

1,300

189.5930 USD

Sale

1,404

189.2983 USD

Sale

2,257

189.3497 USD

Sale

3,948

189.2569 USD

Sale

4,462

189.3517 USD

Sale

5,100

189.5105 USD

Sale

5,500

189.4772 USD

Sale

8,276

189.2500 USD

Sale

22,884

189.3390 USD

Sale

26,525

189.4165 USD

Sale

56,403

189.3239 USD

Sale

269,006

189.2509 USD

(b) Derivatives transactions (other than options transactions)

Product name,

e.g. CFD

Nature of transaction

(Note 6)

Number of relevant securities

(Note 7)

Price per unit

(Note 5)

 

 

 

 

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

7,000

175 USD

American

21 Jan 2022

19.3007 USD

Call Option

Purchasing

100

180 USD

American

15 Jan 2021

14.0000 USD

Call Option

Purchasing

800

190 USD

American

31 Jan 2020

1.0000 USD

Call Option

Selling

7,000

165 USD

American

21 Jan 2022

27.3721 USD

Call Option

Selling

100

195 USD

American

20 Mar 2020

2.0000 USD

Put Option

Purchasing

500

160 USD

American

21 Feb 2020

0.7400 USD

Put Option

Purchasing

400

160 USD

American

15 Jan 2021

2.4800 USD

Put Option

Purchasing

700

165 USD

American

15 Jan 2021

3.2285 USD

Put Option

Purchasing

3,400

170 USD

American

15 Jan 2021

4.5000 USD

Put Option

Purchasing

400

185 USD

American

21 Aug 2020

6.0000 USD

Put Option

Selling

2,800

140 USD

American

21 Feb 2020

0.2310 USD

Put Option

Selling

1,000

145 USD

American

21 Feb 2020

0.3500 USD

Put Option

Selling

500

150 USD

American

21 Feb 2020

0.4900 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

29 Jan 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Put Options

Written

300

135.0000

American

Feb 21, 2020

Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021

Put Options

Written

700

95.0000

American

Jan 15, 2021

Put Options

Written

5,000

115.0000

American

Mar 20, 2020

Call Options

Purchased

2,600

175.0000

American

Jan 15, 2021

Call Options

Purchased

1,300

100.0000

American

Jan 15, 2021

Put Options

Written

700

100.0000

American

Jan 15, 2021

Put Options

Written

300

180.0000

American

Jan 21, 2022

Call Options

Purchased

2,500

190.0000

American

Feb 21, 2020

Call Options

Purchased

200

190.0000

American

Jan 21, 2022

Put Options

Written

1,100

100.0000

American

Feb 21, 2020

Put Options

Written

500

185.0000

American

Jun 19, 2020

Put Options

Written

900

90.0000

American

Feb 21, 2020

Call Options

Written

-100

140.0000

American

Jan 21, 2022

Put Options

Purchased

-9,800

180.0000

American

Feb 21, 2020

Call Options

Written

-600

220.0000

American

May 15, 2020

Call Options

Written

-5,500

160.0000

American

Mar 20, 2020

Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021

Put Options

Purchased

-1,500

155.0000

American

Feb 21, 2020

Put Options

Purchased

-1,000

165.0000

American

Jan 15, 2021

Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020

Call Options

Written

-2,100

125.0000

American

Jan 15, 2021

Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021

Put Options

Written

66,500

140.0000

American

Mar 20, 2020

Put Options

Written

36,400

105.0000

American

Jan 15, 2021

Call Options

Purchased

200

195.0000

American

Jun 19, 2020

Call Options

Purchased

100

200.0000

American

Aug 21, 2020

Put Options

Written

18,500

150.0000

American

May 15, 2020

Put Options

Written

500

80.0000

American

Feb 21, 2020

Put Options

Written

500

175.0000

American

Feb 21, 2020

Put Options

Written

11,700

160.0000

American

Jun 19, 2020

Put Options

Purchased

-300

80.0000

American

Jan 15, 2021

Call Options

Written

-2,000

180.0000

American

Feb 21, 2020

Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021

Put Options

Purchased

-16,600

115.0000

American

Jan 15, 2021

Call Options

Written

-2,700

150.0000

American

Jan 15, 2021

Put Options

Purchased

-100

155.0000

American

Jan 15, 2021

Put Options

Purchased

-400

185.0000

American

Jan 21, 2022

Call Options

Written

-7,000

165.0000

American

Jan 21, 2022

Call Options

Written

-800

185.0000

American

Feb 21, 2020

Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021

Call Options

Written

-300

150.0000

American

Feb 21, 2020

Call Options

Purchased

5,100

170.0000

American

Feb 21, 2020

Call Options

Purchased

1,100

190.0000

American

Jun 19, 2020

Call Options

Purchased

500

195.0000

American

May 15, 2020

Call Options

Purchased

3,300

165.0000

American

Jan 15, 2021

Call Options

Purchased

7,000

175.0000

American

Jan 21, 2022

Put Options

Written

100

145.0000

American

Jan 15, 2021

Put Options

Written

400

125.0000

American

Jan 15, 2021

Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020

Put Options

Written

600

185.0000

American

May 15, 2020

Call Options

Purchased

500

190.0000

American

May 15, 2020

Put Options

Written

400

110.0000

American

Feb 21, 2020

Put Options

Written

6,600

185.0000

American

Mar 20, 2020

Call Options

Purchased

100

200.0000

American

Mar 6, 2020

Put Options

Written

200

150.0000

American

Jan 21, 2022

Call Options

Written

-200

140.0000

American

Feb 21, 2020

Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020

Call Options

Written

-500

270.0000

American

Jan 15, 2021

Call Options

Written

-200

195.0000

American

Feb 21, 2020

Put Options

Purchased

-1,000

195.0000

American

May 15, 2020

Put Options

Purchased

-3,500

170.0000

American

Jan 15, 2021

Call Options

Written

-100

240.0000

American

Mar 20, 2020

Call Options

Purchased

300

145.0000

American

Jan 15, 2021

Put Options

Written

6,400

95.0000

American

Jun 19, 2020

Call Options

Purchased

100

165.0000

American

Feb 21, 2020

Put Options

Written

3,800

165.0000

American

Jun 19, 2020

Call Options

Purchased

800

160.0000

American

Jan 21, 2022

Put Options

Written

48,000

140.0000

American

Jun 19, 2020

Call Options

Purchased

500

220.0000

American

Jan 21, 2022

Call Options

Purchased

2,000

180.0000

American

Jan 15, 2021

Call Options

Purchased

5,400

200.0000

American

Mar 20, 2020

Call Options

Written

-100

135.0000

American

Jan 15, 2021

Call Options

Written

-2,000

150.0000

American

May 15, 2020

Call Options

Written

-500

220.0000

American

Jan 15, 2021

Call Options

Written

-2,000

130.0000

American

Feb 21, 2020

Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021

Put Options

Purchased

-2,300

170.0000

American

Jun 19, 2020

Put Options

Written

6,500

140.0000

American

Jan 15, 2021

Call Options

Purchased

400

200.0000

American

Jan 15, 2021

Call Options

Purchased

3,200

195.0000

American

Aug 21, 2020

Put Options

Written

1,800

145.0000

American

Jun 19, 2020

Call Options

Purchased

7,700

190.0000

American

Jan 15, 2021

Call Options

Purchased

1,400

180.0000

American

Jan 21, 2022

Put Options

Written

14,400

160.0000

American

Feb 21, 2020

Put Options

Written

3,200

120.0000

American

Feb 21, 2020

Put Options

Written

54,100

140.0000

American

Feb 21, 2020

Put Options

Written

2,000

115.0000

American

Feb 21, 2020

Put Options

Written

14,300

160.0000

American

Mar 20, 2020

Put Options

Written

7,000

120.0000

American

Jun 19, 2020

Call Options

Written

-100

120.0000

American

Jan 15, 2021

Put Options

Purchased

-100

190.0000

American

Jun 19, 2020

Call Options

Written

-100

165.0000

American

Jun 19, 2020

Call Options

Written

-400

190.0000

American

Mar 20, 2020

Call Options

Written

-2,000

260.0000

American

Jan 15, 2021

Put Options

Purchased

-12,400

150.0000

American

Jan 15, 2021

Call Options

Written

-200

140.0000

American

Jun 19, 2020

Put Options

Written

3,300

165.0000

American

Mar 20, 2020

Put Options

Written

500

180.0000

American

May 15, 2020

Put Options

Written

500

185.0000

American

Feb 21, 2020

Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021

Call Options

Purchased

400

190.0000

American

Jan 31, 2020

Call Options

Purchased

100

120.0000

American

Jan 21, 2022

Put Options

Written

100

165.0000

American

May 15, 2020

Put Options

Written

900

180.0000

American

Mar 20, 2020

Call Options

Written

-100

160.0000

American

Jun 19, 2020

Call Options

Written

-200

192.5000

American

Jan 31, 2020

Call Options

Written

-200

185.0000

American

Jun 19, 2020

Call Options

Written

-2,400

165.0000

American

Mar 20, 2020

Put Options

Purchased

-200

170.0000

American

Jan 21, 2022

Put Options

Purchased

-300

165.0000

American

Feb 21, 2020

Put Options

Purchased

-400

120.0000

American

Jan 15, 2021

Call Options

Written

-200

110.0000

American

Jan 15, 2021

Put Options

Purchased

-500

120.0000

American

Aug 21, 2020

Put Options

Purchased

-400

185.0000

American

Aug 21, 2020

Call Options

Written

-900

175.0000

American

Jun 19, 2020

Put Options

Purchased

-1,700

185.0000

American

Jan 15, 2021

Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021

Put Options

Purchased

-800

160.0000

American

Jan 15, 2021

Put Options

Purchased

-100

150.0000

American

Jun 19, 2020

Put Options

Written

400

190.0000

American

Feb 21, 2020

Put Options

Written

8,400

170.0000

American

Feb 21, 2020

Call Options

Purchased

700

200.0000

American

Jun 19, 2020

Call Options

Purchased

1,700

220.0000

American

Mar 20, 2020

Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020

Call Options

Purchased

7,100

185.0000

American

Aug 21, 2020

Call Options

Written

-100

185.0000

American

Mar 20, 2020

Put Options

Purchased

-100

175.0000

American

Jan 15, 2021

Call Options

Written

-300

180.0000

American

Mar 20, 2020

Put Options

Purchased

-100

130.0000

American

Jan 15, 2021

Call Options

Written

-200

180.0000

American

Jun 19, 2020

Call Options

Written

-1,100

200.0000

American

Feb 21, 2020

Put Options

Purchased

-1,000

180.0000

American

Jan 15, 2021

Put Options

Purchased

-700

160.0000

American

Feb 28, 2020

Put Options

Written

11,200

145.0000

American

Feb 21, 2020

Put Options

Written

49,500

150.0000

American

Feb 21, 2020

Put Options

Written

200

195.0000

American

Mar 20, 2020

Put Options

Written

1,100

190.0000

American

Jan 31, 2020

Call Options

Purchased

11,400

195.0000

American

Jan 15, 2021

Put Options

Written

200

120.0000

American

May 15, 2020

Put Options

Written

100

150.0000

American

Mar 20, 2020

Put Options

Purchased

-8,500

140.0000

American

Mar 20, 2020

Call Options

Written

-1,000

185.0000

American

May 15, 2020

Call Options

Written

-600

250.0000

American

Jan 15, 2021

Put Options

Purchased

-4,500

130.0000

American

Feb 21, 2020

Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 691242
Time of Receipt (offset from UTC): 20200129T112947+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC