Form 8.3 - Allergan plc - Amendment

LONDON--()-- 

Ap19

FORM 8.3 - Amendment to Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ALLERGAN PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 24 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:

ORD

 

 

Long

Short

Number

(%)

Number

(%)

(1)

Relevant securities

 

 

 

 

4,524,534

1.38%

3,099,009

0.94%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

3,021,382

0.92%

2,831,208

0.86%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

465,800

0.14%

223,400

0.07%

 

 

 

 

TOTAL:

 

 

 

 

8,011,716

2.44%

6,153,617

1.87%

 

 

 

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale

Number of relevant securities

Price per unit

Purchase

1

188.6200 USD

Purchase

5

188.3140 USD

Purchase

17

189.3123 USD

Purchase

62

188.2900 USD

Purchase

93

188.1800 USD

Purchase

100

188.1600 USD

Purchase

100

188.6300 USD

Purchase

100

188.2800 USD

Purchase

100

189.4100 USD

Purchase

100

188.1500 USD

Purchase

100

188.1400 USD

Purchase

100

188.5900 USD

Purchase

100

188.0800 USD

Purchase

100

189.5100 USD

Purchase

100

188.4800 USD

Purchase

111

188.5400 USD

Purchase

173

188.1700 USD

Purchase

200

188.5550 USD

Purchase

200

188.2350 USD

Purchase

227

188.1200 USD

Purchase

238

188.2300 USD

Purchase

298

188.2369 USD

Purchase

300

188.2266 USD

Purchase

300

188.1566 USD

Purchase

317

188.8148 USD

Purchase

476

188.6790 USD

Purchase

500

188.1670 USD

Purchase

664

188.6040 USD

Purchase

700

188.5857 USD

Purchase

773

188.6122 USD

Purchase

800

188.6065 USD

Purchase

820

189.6285 USD

Purchase

910

188.1958 USD

Purchase

1,101

188.6182 USD

Purchase

1,493

189.0169 USD

Purchase

1,748

188.5945 USD

Purchase

1,800

188.2156 USD

Purchase

2,164

188.1900 USD

Purchase

2,431

188.2644 USD

Purchase

2,555

188.7921 USD

Purchase

3,100

188.4875 USD

Purchase

3,203

188.6157 USD

Purchase

3,600

188.6250 USD

Purchase

3,800

188.5233 USD

Purchase

5,332

188.4927 USD

Purchase

6,460

188.3153 USD

Purchase

6,554

188.6639 USD

Purchase

9,683

188.5427 USD

Purchase

33,196

188.4706 USD

Sale

1

188.8100 USD

Sale

1

189.5250 USD

Sale

1

189.6300 USD

Sale

2

189.6400 USD

Sale

2

189.5325 USD

Sale

3

188.9666 USD

Sale

4

189.2575 USD

Sale

6

189.4966 USD

Sale

6

188.3650 USD

Sale

100

189.4100 USD

Sale

100

189.5100 USD

Sale

100

188.0700 USD

Sale

100

188.3700 USD

Sale

127

188.1200 USD

Sale

200

188.1899 USD

Sale

200

188.7300 USD

Sale

298

188.1900 USD

Sale

400

188.8937 USD

Sale

500

188.7920 USD

Sale

817

189.6285 USD

Sale

900

188.2588 USD

Sale

1,093

188.1612 USD

Sale

1,200

188.2306 USD

Sale

1,205

188.6281 USD

Sale

1,800

190.0000 USD

Sale

2,180

188.2083 USD

Sale

2,431

188.2644 USD

Sale

2,700

188.3248 USD

Sale

2,900

192.5000 USD

Sale

2,904

188.5872 USD

Sale

3,000

188.5879 USD

Sale

3,100

188.4875 USD

Sale

3,600

188.6250 USD

Sale

8,132

188.5656 USD

Sale

10,076

188.6079 USD

Sale

26,215

188.3692 USD

Sale

27,017

188.6011 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction

Number of relevant securities

Price per

 

unit
SWAP Short

10,000

188.6143 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name

Writing,

Number

Exercise

Type

Expiry

Option

purchasing,

of

price

date

money

selling,

securities

 

 

paid/

varying etc

to which

 

 

received

 

option

 

 

 

 

relates

 

 

 

Call Option

Purchasing

100

175 USD

American

15 Jan 2021

17.5000 USD

Call Option

Purchasing

7,100

185 USD

American

21 Aug 2020

9.1225 USD

Call Option

Purchasing

100

190 USD

American

31 Jan 2020

0.6700 USD

Call Option

Purchasing

800

190 USD

American

21 Feb 2020

2.4500 USD

Call Option

Purchasing

1,000

190 USD

American

15 Jan 2021

7.8000 USD

Call Option

Purchasing

800

195 USD

American

21 Feb 2020

0.6900 USD

Call Option

Purchasing

100

200 USD

American

6 Mar 2020

0.1900 USD

Call Option

Selling

500

190 USD

American

31 Jan 2020

1.2000 USD

Call Option

Selling

100

193 USD

American

31 Jan 2020

0.5900 USD

Call Option

Selling

800

195 USD

American

21 Feb 2020

0.8300 USD

Put Option

Purchasing

200

170 USD

American

15 Jan 2021

4.4000 USD

Put Option

Selling

200

145 USD

American

21 Feb 2020

0.3900 USD

Put Option

Selling

1,100

190 USD

American

31 Jan 2020

3.0181 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

28 Jan 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name

Written or

Number of

Exercise

Type

Expiry

purchased

relevant securities

price

 

date

 

to which the option

 

 

 

or derivative

 

 

 

relates

 

 

Put Options

Written

5,000

115.0000

American

Mar 20, 2020
Call Options

Purchased

1,300

100.0000

American

Jan 15, 2021
Call Options

Purchased

200

192.5000

American

Jan 31, 2020
Call Options

Purchased

2,600

175.0000

American

Jan 15, 2021
Put Options

Written

900

90.0000

American

Feb 21, 2020
Put Options

Written

300

135.0000

American

Feb 21, 2020
Put Options

Written

1,100

100.0000

American

Feb 21, 2020
Put Options

Written

700

100.0000

American

Jan 15, 2021
Call Options

Purchased

200

190.0000

American

Jan 21, 2022
Call Options

Purchased

2,500

190.0000

American

Feb 21, 2020
Put Options

Written

500

185.0000

American

Jun 19, 2020
Put Options

Written

300

180.0000

American

Jan 21, 2022
Put Options

Written

700

95.0000

American

Jan 15, 2021
Call Options

Purchased

9,100

185.0000

American

Jan 15, 2021
Put Options

Purchased

-50,000

160.0000

American

Feb 21, 2020
Put Options

Purchased

-1,500

155.0000

American

Feb 21, 2020
Call Options

Written

-600

220.0000

American

May 15, 2020
Put Options

Purchased

-4,500

70.0000

American

Jan 15, 2021
Call Options

Written

-100

140.0000

American

Jan 21, 2022
Call Options

Written

-2,100

125.0000

American

Jan 15, 2021
Put Options

Purchased

-9,800

180.0000

American

Feb 21, 2020
Call Options

Written

-5,500

160.0000

American

Mar 20, 2020
Put Options

Purchased

-300

165.0000

American

Jan 15, 2021
Put Options

Written

11,700

160.0000

American

Jun 19, 2020
Call Options

Purchased

3,400

170.0000

American

Jan 15, 2021
Put Options

Written

36,400

105.0000

American

Jan 15, 2021
Put Options

Written

18,500

150.0000

American

May 15, 2020
Put Options

Written

500

80.0000

American

Feb 21, 2020
Put Options

Written

300

175.0000

American

Feb 21, 2020
Call Options

Purchased

100

195.0000

American

Mar 20, 2020
Call Options

Purchased

100

200.0000

American

Aug 21, 2020
Put Options

Written

66,500

140.0000

American

Mar 20, 2020
Call Options

Purchased

200

195.0000

American

Jun 19, 2020
Call Options

Written

-800

185.0000

American

Feb 21, 2020
Call Options

Written

-2,000

180.0000

American

Feb 21, 2020
Call Options

Written

-2,700

150.0000

American

Jan 15, 2021
Put Options

Purchased

-400

185.0000

American

Jan 21, 2022
Put Options

Purchased

-1,700

110.0000

American

Jan 15, 2021
Call Options

Written

-100

200.0000

American

Mar 20, 2020
Put Options

Purchased

-16,600

115.0000

American

Jan 15, 2021
Put Options

Purchased

-300

80.0000

American

Jan 15, 2021
Put Options

Purchased

-100

155.0000

American

Jan 15, 2021
Call Options

Written

-300

150.0000

American

Feb 21, 2020
Put Options

Purchased

-1,200

65.0000

American

Jan 15, 2021
Put Options

Written

2,100

185.0000

American

Mar 20, 2020
Put Options

Written

200

150.0000

American

Jan 21, 2022
Call Options

Purchased

200

192.5000

American

Jan 24, 2020
Call Options

Purchased

3,300

165.0000

American

Jan 15, 2021
Call Options

Purchased

1,000

190.0000

American

Jun 19, 2020
Call Options

Purchased

500

195.0000

American

May 15, 2020
Call Options

Purchased

500

190.0000

American

May 15, 2020
Call Options

Purchased

100

200.0000

American

Mar 6, 2020
Put Options

Written

400

125.0000

American

Jan 15, 2021
Put Options

Written

100

145.0000

American

Jan 15, 2021
Call Options

Purchased

9,500

170.0000

American

Jun 19, 2020
Put Options

Written

400

110.0000

American

Feb 21, 2020
Put Options

Written

600

185.0000

American

May 15, 2020
Call Options

Purchased

5,100

170.0000

American

Feb 21, 2020
Put Options

Purchased

-66,500

160.0000

American

Mar 20, 2020
Put Options

Purchased

-1,000

195.0000

American

May 15, 2020
Call Options

Written

-200

195.0000

American

Feb 21, 2020
Call Options

Written

-200

140.0000

American

Feb 21, 2020
Call Options

Purchased

500

220.0000

American

Jan 21, 2022
Put Options

Written

48,000

140.0000

American

Jun 19, 2020
Call Options

Purchased

800

160.0000

American

Jan 21, 2022
Call Options

Purchased

300

145.0000

American

Jan 15, 2021
Put Options

Written

6,400

95.0000

American

Jun 19, 2020
Call Options

Purchased

1,900

180.0000

American

Jan 15, 2021
Put Options

Written

3,800

165.0000

American

Jun 19, 2020
Call Options

Purchased

100

190.0000

American

Jan 24, 2020
Call Options

Purchased

100

165.0000

American

Feb 21, 2020
Put Options

Written

100

170.0000

American

Jan 15, 2021
Put Options

Purchased

-2,300

170.0000

American

Jun 19, 2020
Put Options

Purchased

-2,900

192.5000

American

Jan 24, 2020
Put Options

Purchased

-2,600

75.0000

American

Jan 15, 2021
Call Options

Written

-2,000

130.0000

American

Feb 21, 2020
Call Options

Written

-100

135.0000

American

Jan 15, 2021
Call Options

Written

-500

220.0000

American

Jan 15, 2021
Put Options

Written

6,500

140.0000

American

Jan 15, 2021
Put Options

Written

14,900

160.0000

American

Feb 21, 2020
Call Options

Purchased

400

200.0000

American

Jan 15, 2021
Put Options

Written

1,800

145.0000

American

Jun 19, 2020
Put Options

Written

51,100

140.0000

American

Feb 21, 2020
Call Options

Purchased

3,200

195.0000

American

Aug 21, 2020
Put Options

Written

14,300

160.0000

American

Mar 20, 2020
Call Options

Purchased

1,400

180.0000

American

Jan 21, 2022
Call Options

Purchased

7,700

190.0000

American

Jan 15, 2021
Put Options

Written

3,200

120.0000

American

Feb 21, 2020
Put Options

Written

2,000

115.0000

American

Feb 21, 2020
Put Options

Written

7,000

120.0000

American

Jun 19, 2020
Put Options

Purchased

-12,400

150.0000

American

Jan 15, 2021
Call Options

Written

-100

120.0000

American

Jan 15, 2021
Call Options

Written

-100

165.0000

American

Jun 19, 2020
Call Options

Written

-200

140.0000

American

Jun 19, 2020
Put Options

Written

3,300

165.0000

American

Mar 20, 2020
Put Options

Written

600

185.0000

American

Feb 21, 2020
Put Options

Written

100

165.0000

American

May 15, 2020
Call Options

Purchased

4,000

160.0000

American

Jan 15, 2021
Put Options

Written

900

180.0000

American

Mar 20, 2020
Call Options

Purchased

100

120.0000

American

Jan 21, 2022
Put Options

Written

500

180.0000

American

May 15, 2020
Call Options

Written

-200

110.0000

American

Jan 15, 2021
Call Options

Written

-2,400

165.0000

American

Mar 20, 2020
Put Options

Purchased

-200

170.0000

American

Jan 21, 2022
Put Options

Purchased

-400

120.0000

American

Jan 15, 2021
Call Options

Written

-100

160.0000

American

Jun 19, 2020
Call Options

Written

-200

185.0000

American

Jun 19, 2020
Put Options

Purchased

-300

165.0000

American

Feb 21, 2020
Put Options

Purchased

-1,700

185.0000

American

Jan 15, 2021
Put Options

Purchased

-500

120.0000

American

Aug 21, 2020
Put Options

Purchased

-2,300

90.0000

American

Jan 15, 2021
Put Options

Purchased

-100

150.0000

American

Jun 19, 2020
Put Options

Purchased

-300

160.0000

American

Jan 15, 2021
Call Options

Written

-900

175.0000

American

Jun 19, 2020
Call Options

Purchased

3,800

175.0000

American

Feb 21, 2020
Call Options

Purchased

7,100

185.0000

American

Aug 21, 2020
Put Options

Written

8,400

170.0000

American

Feb 21, 2020
Call Options

Purchased

1,700

220.0000

American

Mar 20, 2020
Call Options

Purchased

700

200.0000

American

Jun 19, 2020
Put Options

Purchased

-1,000

180.0000

American

Jan 15, 2021
Put Options

Purchased

-1,800

190.0000

American

Jan 24, 2020
Put Options

Purchased

-700

160.0000

American

Feb 28, 2020
Put Options

Purchased

-100

130.0000

American

Jan 15, 2021
Call Options

Written

-200

180.0000

American

Jun 19, 2020
Call Options

Written

-400

190.0000

American

Jan 31, 2020
Call Options

Written

-100

185.0000

American

Mar 20, 2020
Call Options

Written

-1,100

200.0000

American

Feb 21, 2020
Put Options

Purchased

-100

175.0000

American

Jan 15, 2021
Call Options

Written

-300

180.0000

American

Mar 20, 2020
Put Options

Written

1,100

190.0000

American

Jan 31, 2020
Put Options

Written

200

120.0000

American

May 15, 2020
Put Options

Written

10,000

145.0000

American

Feb 21, 2020
Put Options

Written

100

150.0000

American

Mar 20, 2020
Call Options

Purchased

11,400

195.0000

American

Jan 15, 2021
Put Options

Written

200

195.0000

American

Mar 20, 2020
Put Options

Written

49,000

150.0000

American

Feb 21, 2020
Put Options

Purchased

-4,500

130.0000

American

Feb 21, 2020
Put Options

Purchased

-8,500

140.0000

American

Mar 20, 2020
Call Options

Written

-600

250.0000

American

Jan 15, 2021
Call Options

Written

-200

200.0000

American

Jan 24, 2020
Call Options

Written

-1,000

185.0000

American

May 15, 2020
Call Options

Written

-1,500

140.0000

American

Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

Short Name: BARCLAYS PLC
Category Code: RET
Sequence Number: 691279
Time of Receipt (offset from UTC): 20200128T154041+0000

Contacts

BARCLAYS PLC

Contacts

BARCLAYS PLC